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THE FEDERAL COURTS
 The “Least Dangerous Branch?”
CLICKER QUESTION



Are you here?

    A. YES
    B. NO
THE LEAST DANGEROUS BRANCH

Article III: Only 370 Words
Few specific enumerated powers
      Could NOT appropriate money or enforce decisions

Justices appointed for life, “during good Behavior”
        Decision-Making in Private
        Rarely in the Media

WHY SO INSULATED? (Remember Electoral Connection)
The idea is that judges, free from popular pressure, could adhere
to the Constitution rather than listening to a reactionary and
intemperate public.
CLICKER QUESTION


Do you believe federal judges should be
appointed for life or for a limited tenure
with the option of reappointment?

A. Federal judges should be appointed for
life.

B. Federal judges should be appointed for
a limited tenure with the option of
reappointment.
KEEPERS OF THE CONSTITUTION


Justice              Since?   By Whom?     Ideology? Age?
John Roberts          2005     W. Bush    Conservative 55
Antonin Scalia        1986     Reagan     Conservative 74
Anthony Kennedy       1988     Reagan     Conservative 74
Clarence Thomas       1991    H.W. Bush   Conservative 62
Ruth Ginsburg         1993     Clinton      Liberal    77
Stephen Breyer        1994     Clinton      Liberal    72
Samuel Alito          2006     W. Bush    Conservative 60
Sonia Sotomayor       2009     Obama        Liberal    56
Elena Kagan           2010     Obama        Liberal    50
                                           AVERAGE = 64.5

                  Any Problems Here?
CLICKER QUESTION



SHOULD Supreme Court justices use
  public opinion to form their
  decisions?

             a) Yes
             b) No
KEEPERS OF THE CONSTITUTION
KEEPERS OF THE CONSTITUTION




http://www.targetpointconsulting.com/scotusscores-labels.html
U.S. V. LOPEZ (COMMERCE CLAUSE)
PROPOSAL 1: TERM LIMITS


 The term for each Supreme Court
Justice will be limited to 18 years of
  service AND, the terms will be
staggered such that a new Justice is
      appointed every 2 years.

            (Assuming 9 justices)
    Disclaimer: Even though Rick Perry has suggested this in his book “Fed Up!” it is still a reasonable
                      idea and should not be immediately disqualified!
CLICKER QUESTION



DO you support Term Limits for
  Supreme Court Justices?

              a) Yes
              b) No
PROPOSAL 2: SUPERMAJORITY


  Decisions of the Supreme
Court shall only be considered
  binding if the decision is
carried by a supermajority of
          the Court.

 (6-3 or 7-2 or 8-1 or 9-0)
CLICKER QUESTION



DO you support Supermajoritarian
  decisions for the Supreme Court?

              a) Yes
              b) No
PROPOSAL 3: EXPLICIT IDEOLOGY


 Change the size of the Court to
an even number (8 or 10 come to
   mind) and require an equal
     number of liberal and
      conservative Justices.
Tie decisions will be rejected and
 the decision of the lower court
            will stand.
CLICKER QUESTION



DO you support having an Explicitly
  Ideological Court?

              a) Yes
              b) No
PROPOSAL 4: ELECTED SCOTUS




   The process of choosing
Justices for the Supreme Court
    should involve citizens.
 Direct election of Justices is
           Required!
CLICKER QUESTION



DO you support Direct Election of
  Supreme Court justices?

              a) Yes
              b) No
CLICKER QUESTION


The authority and the obligation to review
any law or lower-court decision where a
substantial issue of public law is involved
is the definition of

     a)writ of review.
     b)judicial review.
     c)standing.
     d)due process.
JUDICIAL REVIEW

JUDICIAL REVIEW – The power of the Court to
examine and invalidate actions undertaken by the legislative
and executive branches.

Includes the power to:
       REVIEW the actions of Congress
       REVIEW the actions of the states
       REVIEW of presidential actions
       REVIEW of the actions of federal agencies

What Article and Section of the Constitution outlines
                  Judicial Review?
MARBURY V. MADISON


Summary: Caught in a Catch-22, Chief Justice
Marshall and SCOTUS “sidestepped” the issue by
deciding that the Judiciary Act of 1789 was
unconstitutional because it expanded the Original
Jurisdiction of the court as defined in Article III.

So, in declaring this law UN-constitutional, they
exerted (created) a power that was EXTRA-
constitutional (It’s not in there either!)
USING JUDICIAL REVIEW

The power of Judicial Review was not used again
(after Marbury v. Madison) until 1857 – Dred
Scott v. Sanford

1789-2002 Acts of Congress Held as Unconstitutional     158
1789-2002 State Statutes Held Unconstitutional          935
1789-2002 City Ordinances Held Unconstitutional         222
                                                 TOTAL 1315


*Do note that ~50% of theses instances have
occurred since 1960.
JUDGES AS POLICYMAKERS


In a Common Law system (based on Stare Decisis, precedents)
judges are most certainly policymakers! While we try to insulate
the judicial selection process from political pressures, one should
not expect judges or Justices to be apolitical beings!

Judicial Activism – An approach to judicial decision making
whereby judges apply their authority to bring about specific
social goals.
         *Can be either Liberal OR Conservative
                 The Warren Court (1953-1969) – Liberal, Active
                 The Rehnquist Court (1986-2005) – Conservative, Active
Judicial Restraint – An approach to judicial decision making
whereby judges defer to the democratically elected legislative and
executive branches of government.
           LIVING CONSTITUTION VS. DEAD
                     CONSTITUTION?
USING JUDICIAL REVIEW
            JURISDICTION

Article III of the constitution gives the Supreme
   Court two jurisdictions:
 Original:
    Hear a case first, usually in trial
    Hear the facts of the case
    For example: federal district courts have original
      jurisdiction over cases where the U.S. is a party

 Appellate:
    Cases brought to them on appeal from other courts
    Do not hear facts of the case, only legal issues
U.S. FEDERAL COURT SYSTEM

(1-12)       3                  (13th
                                Circuit)
         2



1




                  1. U.S. District Courts (94)
                 2. U.S. Courts of Appeals (13)
                     3. Supreme Court (1)
1. FEDERAL DISTRICT COURTS (ORIGINAL JURISDICTION)

Most cases in the federal court system are first heard in one of
the 94 district courts, and most of the business of the federal
courts takes place at this level.

This is the only level of federal court that uses juries and
witnesses.
         *Can be jury or bench trial
~300K cases filed each year: 80% civil; 20%
criminal
Each state has at least 1, large states like California can have 4 –
        Georgia has 3 districts: North, Middle, South

*Cases include everything from criminal prosecutions brought
by the United States to anti-trust cases, to commercial and
contract disputes between citizens (businesses) of 2 or more
states.
2. U.S. COURTS OF APPEAL (APPELLATE JURISDICTION)


The United States is divided into 12 geographic regions
(circuits) to hear appeals from the district courts.

There is also a 13th appeals court, called the U.S. Court
of Appeals for the Federal Circuit, located in
Washington, D.C.

Federal Circuit – Has national appellate jurisdiction
over cases dealing with patent law, cases appealed from
the “special” district courts, and those in which the U.S.
government is a defendant.
U.S. APPELLATE COURT CIRCUITS
APPELLATE COURTS


Empowered to review all final decisions of the 94 district courts -
No factual evidence can be introduced, no witnesses are called or
cross-examined-instead lawyers submit briefs

The ruling is usually accompanied by an opinion
Once appellate decisions are published they become precedents
These precedents are followed as the basis for legal reasoning in
other cases – stare decisis (“stand by what is decided”)

Stare Decisis - There are two components…The first is the rule
that a decision made by a higher court is binding precedent which a
lower court cannot overturn. The second is the principle that a
court should not overturn its own precedents unless there is a
strong reason to do so and should be guided by principles from
lateral and lower courts.
3. THE SUPREME COURT

A court of both original jurisdiction and appellate
jurisdiction

The size of the Court is determined by Congress; the
number has been set at nine since 1869.

The decisions and opinions of the Supreme Court
become the most important sources of precedent on
federal and constitutional questions for courts at all levels
of jurisdiction.
Supreme Court Original Jurisdiction – Cases involving
ambassadors and diplomats; cases in which a state is a
party (5% of all cases)
3 Routes to
the Supreme
Court

 30% of cases
come from State
 Supreme Court
Decisions if they
     raise a
“Constitutional
  Question.”
THE SUPREME COURT IN ACTION

Most cases do not make it to the Supreme Court…


                                    The Court has
                                     Control over
                                          access.
                                                  HOW?



                                    Actual Number
                                    of Cases Heard
RULES OF ACCESS


The Supreme Court has rules over which cases it will or
  will not hear. Cases must meet criteria in three major
  categories:

   1. Case or controversy: Courts may only review cases
      that are an actual controversy, not a hypothetical
      one.
   2. Standing: Parties to a case must have standing (the right of an
         individual or organization to initiate a court case, on the basis of
         their having a substantial stake in the outcome of the case).
   3. Mootness: This is a court criterion to screen cases that no longer
        require resolution.
GRANTING “CERT”


Writ of Certiorari – (sir-she-o-rare-e) A decision by the
Supreme Court to hear an appeal from a lower court.
Decided using the “rule of four” - Done specifically to
prevent a majority of the court from controlling all the
cases it agrees to hear
The court grants “cert” less than ~70ish times/year
from the more than 9,500 that are filed
Why wouldn’t the Court grant cert?
                        Issue may be too controversial
                        May wish to avoid split decision

If cert is denied, decision of the lower court stands
DECIDING CASES


Cases granted “cert” are scheduled for oral argument
One Hour (30 minutes per side)
Briefs are submitted by lawyers on each side in addition to
interest groups, and other concerned parties (amicus curiae)
After oral arguments, justices meet in conference to reach a
decision
Votes in conference are not final; judges can change their
votes in response to the majority opinion
Variety of opinions:
Opinion of the Court, Concurring Opinion,
Dissenting Opinion, Concurring Dissenting Opinion
Once an opinion is completed a final vote is taken

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09 - The Federal Courts

  • 1. THE FEDERAL COURTS The “Least Dangerous Branch?”
  • 2. CLICKER QUESTION Are you here? A. YES B. NO
  • 3. THE LEAST DANGEROUS BRANCH Article III: Only 370 Words Few specific enumerated powers Could NOT appropriate money or enforce decisions Justices appointed for life, “during good Behavior” Decision-Making in Private Rarely in the Media WHY SO INSULATED? (Remember Electoral Connection) The idea is that judges, free from popular pressure, could adhere to the Constitution rather than listening to a reactionary and intemperate public.
  • 4. CLICKER QUESTION Do you believe federal judges should be appointed for life or for a limited tenure with the option of reappointment? A. Federal judges should be appointed for life. B. Federal judges should be appointed for a limited tenure with the option of reappointment.
  • 5. KEEPERS OF THE CONSTITUTION Justice Since? By Whom? Ideology? Age? John Roberts 2005 W. Bush Conservative 55 Antonin Scalia 1986 Reagan Conservative 74 Anthony Kennedy 1988 Reagan Conservative 74 Clarence Thomas 1991 H.W. Bush Conservative 62 Ruth Ginsburg 1993 Clinton Liberal 77 Stephen Breyer 1994 Clinton Liberal 72 Samuel Alito 2006 W. Bush Conservative 60 Sonia Sotomayor 2009 Obama Liberal 56 Elena Kagan 2010 Obama Liberal 50 AVERAGE = 64.5 Any Problems Here?
  • 6. CLICKER QUESTION SHOULD Supreme Court justices use public opinion to form their decisions? a) Yes b) No
  • 7. KEEPERS OF THE CONSTITUTION
  • 8. KEEPERS OF THE CONSTITUTION http://www.targetpointconsulting.com/scotusscores-labels.html
  • 9. U.S. V. LOPEZ (COMMERCE CLAUSE)
  • 10. PROPOSAL 1: TERM LIMITS The term for each Supreme Court Justice will be limited to 18 years of service AND, the terms will be staggered such that a new Justice is appointed every 2 years. (Assuming 9 justices) Disclaimer: Even though Rick Perry has suggested this in his book “Fed Up!” it is still a reasonable idea and should not be immediately disqualified!
  • 11. CLICKER QUESTION DO you support Term Limits for Supreme Court Justices? a) Yes b) No
  • 12. PROPOSAL 2: SUPERMAJORITY Decisions of the Supreme Court shall only be considered binding if the decision is carried by a supermajority of the Court. (6-3 or 7-2 or 8-1 or 9-0)
  • 13. CLICKER QUESTION DO you support Supermajoritarian decisions for the Supreme Court? a) Yes b) No
  • 14. PROPOSAL 3: EXPLICIT IDEOLOGY Change the size of the Court to an even number (8 or 10 come to mind) and require an equal number of liberal and conservative Justices. Tie decisions will be rejected and the decision of the lower court will stand.
  • 15. CLICKER QUESTION DO you support having an Explicitly Ideological Court? a) Yes b) No
  • 16. PROPOSAL 4: ELECTED SCOTUS The process of choosing Justices for the Supreme Court should involve citizens. Direct election of Justices is Required!
  • 17. CLICKER QUESTION DO you support Direct Election of Supreme Court justices? a) Yes b) No
  • 18. CLICKER QUESTION The authority and the obligation to review any law or lower-court decision where a substantial issue of public law is involved is the definition of a)writ of review. b)judicial review. c)standing. d)due process.
  • 19. JUDICIAL REVIEW JUDICIAL REVIEW – The power of the Court to examine and invalidate actions undertaken by the legislative and executive branches. Includes the power to: REVIEW the actions of Congress REVIEW the actions of the states REVIEW of presidential actions REVIEW of the actions of federal agencies What Article and Section of the Constitution outlines Judicial Review?
  • 20. MARBURY V. MADISON Summary: Caught in a Catch-22, Chief Justice Marshall and SCOTUS “sidestepped” the issue by deciding that the Judiciary Act of 1789 was unconstitutional because it expanded the Original Jurisdiction of the court as defined in Article III. So, in declaring this law UN-constitutional, they exerted (created) a power that was EXTRA- constitutional (It’s not in there either!)
  • 21. USING JUDICIAL REVIEW The power of Judicial Review was not used again (after Marbury v. Madison) until 1857 – Dred Scott v. Sanford 1789-2002 Acts of Congress Held as Unconstitutional 158 1789-2002 State Statutes Held Unconstitutional 935 1789-2002 City Ordinances Held Unconstitutional 222 TOTAL 1315 *Do note that ~50% of theses instances have occurred since 1960.
  • 22. JUDGES AS POLICYMAKERS In a Common Law system (based on Stare Decisis, precedents) judges are most certainly policymakers! While we try to insulate the judicial selection process from political pressures, one should not expect judges or Justices to be apolitical beings! Judicial Activism – An approach to judicial decision making whereby judges apply their authority to bring about specific social goals. *Can be either Liberal OR Conservative The Warren Court (1953-1969) – Liberal, Active The Rehnquist Court (1986-2005) – Conservative, Active Judicial Restraint – An approach to judicial decision making whereby judges defer to the democratically elected legislative and executive branches of government. LIVING CONSTITUTION VS. DEAD CONSTITUTION?
  • 23. USING JUDICIAL REVIEW JURISDICTION Article III of the constitution gives the Supreme Court two jurisdictions: Original: Hear a case first, usually in trial Hear the facts of the case For example: federal district courts have original jurisdiction over cases where the U.S. is a party Appellate: Cases brought to them on appeal from other courts Do not hear facts of the case, only legal issues
  • 24. U.S. FEDERAL COURT SYSTEM (1-12) 3 (13th Circuit) 2 1 1. U.S. District Courts (94) 2. U.S. Courts of Appeals (13) 3. Supreme Court (1)
  • 25. 1. FEDERAL DISTRICT COURTS (ORIGINAL JURISDICTION) Most cases in the federal court system are first heard in one of the 94 district courts, and most of the business of the federal courts takes place at this level. This is the only level of federal court that uses juries and witnesses. *Can be jury or bench trial ~300K cases filed each year: 80% civil; 20% criminal Each state has at least 1, large states like California can have 4 – Georgia has 3 districts: North, Middle, South *Cases include everything from criminal prosecutions brought by the United States to anti-trust cases, to commercial and contract disputes between citizens (businesses) of 2 or more states.
  • 26. 2. U.S. COURTS OF APPEAL (APPELLATE JURISDICTION) The United States is divided into 12 geographic regions (circuits) to hear appeals from the district courts. There is also a 13th appeals court, called the U.S. Court of Appeals for the Federal Circuit, located in Washington, D.C. Federal Circuit – Has national appellate jurisdiction over cases dealing with patent law, cases appealed from the “special” district courts, and those in which the U.S. government is a defendant.
  • 28. APPELLATE COURTS Empowered to review all final decisions of the 94 district courts - No factual evidence can be introduced, no witnesses are called or cross-examined-instead lawyers submit briefs The ruling is usually accompanied by an opinion Once appellate decisions are published they become precedents These precedents are followed as the basis for legal reasoning in other cases – stare decisis (“stand by what is decided”) Stare Decisis - There are two components…The first is the rule that a decision made by a higher court is binding precedent which a lower court cannot overturn. The second is the principle that a court should not overturn its own precedents unless there is a strong reason to do so and should be guided by principles from lateral and lower courts.
  • 29. 3. THE SUPREME COURT A court of both original jurisdiction and appellate jurisdiction The size of the Court is determined by Congress; the number has been set at nine since 1869. The decisions and opinions of the Supreme Court become the most important sources of precedent on federal and constitutional questions for courts at all levels of jurisdiction. Supreme Court Original Jurisdiction – Cases involving ambassadors and diplomats; cases in which a state is a party (5% of all cases)
  • 30. 3 Routes to the Supreme Court 30% of cases come from State Supreme Court Decisions if they raise a “Constitutional Question.”
  • 31. THE SUPREME COURT IN ACTION Most cases do not make it to the Supreme Court… The Court has Control over access. HOW? Actual Number of Cases Heard
  • 32. RULES OF ACCESS The Supreme Court has rules over which cases it will or will not hear. Cases must meet criteria in three major categories: 1. Case or controversy: Courts may only review cases that are an actual controversy, not a hypothetical one. 2. Standing: Parties to a case must have standing (the right of an individual or organization to initiate a court case, on the basis of their having a substantial stake in the outcome of the case). 3. Mootness: This is a court criterion to screen cases that no longer require resolution.
  • 33. GRANTING “CERT” Writ of Certiorari – (sir-she-o-rare-e) A decision by the Supreme Court to hear an appeal from a lower court. Decided using the “rule of four” - Done specifically to prevent a majority of the court from controlling all the cases it agrees to hear The court grants “cert” less than ~70ish times/year from the more than 9,500 that are filed Why wouldn’t the Court grant cert? Issue may be too controversial May wish to avoid split decision If cert is denied, decision of the lower court stands
  • 34. DECIDING CASES Cases granted “cert” are scheduled for oral argument One Hour (30 minutes per side) Briefs are submitted by lawyers on each side in addition to interest groups, and other concerned parties (amicus curiae) After oral arguments, justices meet in conference to reach a decision Votes in conference are not final; judges can change their votes in response to the majority opinion Variety of opinions: Opinion of the Court, Concurring Opinion, Dissenting Opinion, Concurring Dissenting Opinion Once an opinion is completed a final vote is taken