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Open University Seminar
Research School & Library Services
20 October,2011
Robin Rice
University of Edinburgh

RESEARCH DATA MANAGEMENT:
WHAT EDINBURGH IS ALREADY
DOING AND HOW IT’S WORKING
Overview: What is Edinburgh
doing in research data mgmt?

              Develop university policy

              Develop online guidance

              Develop training

              Develop services & support

                                           2
Pressure               for change

                             Research funders
                              seeking to add value

                             Publishers responding
                              to demand

                             Public wanting access
                              to publicly funded data

                             Universities reluctant to
                              step up to challenge?
    Wwarby on flickr
                                                     3
Seeking win + win + win + win + win……

Where do I safely keep my             How do we ensure we have                             How can our
data from my fieldwork, as            access to our research data                             research
       I travel home?                   after some of the team                         collaborations share
                                               have left?                              data, and make them
                                                                                          available once
                                                                                            complete?
              How can I best keep
            years worth of research
               data secure and                                     How do we ensure
           accessible for when I and                             compliance to funders’
           others need to re-use it?                             requirement for several
                                                                 years of open access to
                                                                          data?


 PhD               individual                      research                                      supra-
                                                                           university
 student           researcher                      team                                          university

                                             LEVEL
                                Jeff Haywood, Research Integrity, London - Sept 2011                          4
University Research Data
Management Policy
The policy for management of research data was
approved by the University Court on 16 May, 2011.


Vice-Principal Jeff Haywood was a champion for the
University of Edinburgh to develop the first RDM policy
in the UK
Events influencing the policy

 Recent adoption of the Code of Practice for
  Research (UK Research Integrity Office, 2009) by
  the university’s research office, obligating the
  institution to provide support for retention and
  access to data underlying published research.

 ‘Climategate’ email review at East Anglia University
  highlighting the reputational risk and legal
  accountability associated with staff not being
  forthcoming in response to Freedom of Information
  (FOI) requests for data from the public.               6
The 10 Policy Principles
1.   Research data will be managed to the highest standards throughout the
     research data lifecycle as part of the University’s commitment to
     research excellence
2.   Responsibility for research data management through a sound research
     data management plan during any research project or programme lies
     primarily with Principal Investigators (PIs).
3.   All new research proposals must include research data management
     plans or protocols that explicitly address data capture, management,
     integrity, confidentiality, retention, sharing and publication.
4.   The University will provide training, support, advice and where
     appropriate guidelines and templates for the research data management
     and research data management plans.
5.   The University will provide mechanisms and services for storage,
     backup, registration, deposit and retention of research data assets in
     support of current and future access, during and after completion of
     research projects.
The 10 Policy Principles
6.  Any data which is retained elsewhere, for example in an
    international data service or domain repository should be registered
    with the University.
7. Research data management plans must ensure that research data
    are available for access and re-use where appropriate and under
    appropriate safeguards.
8. The legitimate interests of the subjects of research data must be
    protected.
9. Research data of future historical interest, and all research data that
    represent records of the University, including data that substantiate
    research findings, will be offered and assessed for deposit and
    retention in an appropriate national or international data service or
    domain repository, or a University repository.
10. Exclusive rights to reuse or publish research data should not be
    handed over to commercial publishers or agents without retaining
    the rights to make the data openly available for re-use, unless this is
    a condition of funding.
Web guidance


 Online suite of web
  pages for University
  academic staff

 http://www.ed.ac.uk/is/
  data-management



                            9
Training: MANTRA for Change
Raising the standards of data management practice
by contributing to long-term culture change.


Creation of a new PhD training course to promote
data management skills
Research Data MANTRA
    (MANagement TRAining)
 Creation of open online learning
  materials in RDM for postgrads
  and early career researchers
 Grounded in three disciplines,
  working with graduate schools

 Video stories from researchers
  in variety of settings

 Data handling exercises in four
  data analysis environments: R,
                                     .ash on flickr (CC-BY-ND)
  SPSS, NVIVO and ArcGIS
                                                            11
Online learning materials
 Eight units with activities, scenarios and videos:

      Research data explained
      Data management plans
      Organising data
      File formats & transformation
      Documentation & metadata
      Storage & security
      Data protection, rights and access
      Preservation, sharing and licensing

 Used Xerte Online Toolkits to create – University of Nottingham
Project success factors
1. The commitment of
    academic staff to the
    project
2. Positive feedback from
    user testing
3. Increased advocacy and
    awareness of research
    data management best
    practice across the
    University.
4. Evidence that the course
    is useful and used in
    other contexts outwith
    the University of
    Edinburgh.
                              Curlew, Mikebaird on flickr
Research data services
What is a data library?




      A data library refers to both the content and
    the services that foster use of collections of
    numeric, audio-visual, textual or geospatial data
    sets for secondary use in research.

      Focus on re-use of data
                                      15
Data Library service at UoE:
Research data support within IS


 finding…
 accessing …
 using …
 teaching …
 managing
iStock Photo, ChartsBin and mkandlez on flickr   16
Data repository service




                          17
Research Integrity, London - Sept 2011   18
Research data storage strategy

In parallel with the work that led to the research
data policy last year, another working group was set
up to define
Emerging RDS Strategy & Plan (Recommendations from RDS WG)
1. Archiving of research data [= repository+?]
2.     Accessibility of research data to all virtual collaborators, facilitating
       extra-institutional collaboration
3.     Globally accessible cross-platform file store
4.     Backup/synchronisation of data on mobile devices
5.     Federated structure for local data storage
6.     Establishing networks of knowledge
Plus
1.     Baseline 0.5TB for all; automated transfer to right ‘latency layer’;
       beyond-Edinburgh cloud as part of solution;
                             Jeff Haywood, Research Integrity, London - Sept 2011   20
Challenges ahead:
• Funding, funding, funding – sustainable models
• Integration with current domain-specific practices
• Support staff skills for new area of work
• Encouraging, bribing & cajoling engagement from key
  researchers & groups
• Staying abreast of national developments / maintaining agility
  whilst waiting…


                     Jeff Haywood, Research Integrity, London - Sept 2011   21
Links
  MANTRA course
   http://datalib.edina.ac.uk/mantra
  Data Library service
   http://www.ed.ac.uk/is/data-library
  Research data management guidance pages
   http://www.ed.ac.uk/is/research-data-management
  University data policy
   http://www.ed.ac.uk/is/research-data-policy

                                            R.Rice at ed.ac.uk

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Edin casestudy-ou-rr-2011

  • 1. Open University Seminar Research School & Library Services 20 October,2011 Robin Rice University of Edinburgh RESEARCH DATA MANAGEMENT: WHAT EDINBURGH IS ALREADY DOING AND HOW IT’S WORKING
  • 2. Overview: What is Edinburgh doing in research data mgmt?  Develop university policy  Develop online guidance  Develop training  Develop services & support 2
  • 3. Pressure for change  Research funders seeking to add value  Publishers responding to demand  Public wanting access to publicly funded data  Universities reluctant to step up to challenge? Wwarby on flickr 3
  • 4. Seeking win + win + win + win + win…… Where do I safely keep my How do we ensure we have How can our data from my fieldwork, as access to our research data research I travel home? after some of the team collaborations share have left? data, and make them available once complete? How can I best keep years worth of research data secure and How do we ensure accessible for when I and compliance to funders’ others need to re-use it? requirement for several years of open access to data? PhD individual research supra- university student researcher team university LEVEL Jeff Haywood, Research Integrity, London - Sept 2011 4
  • 5. University Research Data Management Policy The policy for management of research data was approved by the University Court on 16 May, 2011. Vice-Principal Jeff Haywood was a champion for the University of Edinburgh to develop the first RDM policy in the UK
  • 6. Events influencing the policy  Recent adoption of the Code of Practice for Research (UK Research Integrity Office, 2009) by the university’s research office, obligating the institution to provide support for retention and access to data underlying published research.  ‘Climategate’ email review at East Anglia University highlighting the reputational risk and legal accountability associated with staff not being forthcoming in response to Freedom of Information (FOI) requests for data from the public. 6
  • 7. The 10 Policy Principles 1. Research data will be managed to the highest standards throughout the research data lifecycle as part of the University’s commitment to research excellence 2. Responsibility for research data management through a sound research data management plan during any research project or programme lies primarily with Principal Investigators (PIs). 3. All new research proposals must include research data management plans or protocols that explicitly address data capture, management, integrity, confidentiality, retention, sharing and publication. 4. The University will provide training, support, advice and where appropriate guidelines and templates for the research data management and research data management plans. 5. The University will provide mechanisms and services for storage, backup, registration, deposit and retention of research data assets in support of current and future access, during and after completion of research projects.
  • 8. The 10 Policy Principles 6. Any data which is retained elsewhere, for example in an international data service or domain repository should be registered with the University. 7. Research data management plans must ensure that research data are available for access and re-use where appropriate and under appropriate safeguards. 8. The legitimate interests of the subjects of research data must be protected. 9. Research data of future historical interest, and all research data that represent records of the University, including data that substantiate research findings, will be offered and assessed for deposit and retention in an appropriate national or international data service or domain repository, or a University repository. 10. Exclusive rights to reuse or publish research data should not be handed over to commercial publishers or agents without retaining the rights to make the data openly available for re-use, unless this is a condition of funding.
  • 9. Web guidance  Online suite of web pages for University academic staff  http://www.ed.ac.uk/is/ data-management 9
  • 10. Training: MANTRA for Change Raising the standards of data management practice by contributing to long-term culture change. Creation of a new PhD training course to promote data management skills
  • 11. Research Data MANTRA (MANagement TRAining)  Creation of open online learning materials in RDM for postgrads and early career researchers  Grounded in three disciplines, working with graduate schools  Video stories from researchers in variety of settings  Data handling exercises in four data analysis environments: R, .ash on flickr (CC-BY-ND) SPSS, NVIVO and ArcGIS 11
  • 12. Online learning materials  Eight units with activities, scenarios and videos:  Research data explained  Data management plans  Organising data  File formats & transformation  Documentation & metadata  Storage & security  Data protection, rights and access  Preservation, sharing and licensing  Used Xerte Online Toolkits to create – University of Nottingham
  • 13. Project success factors 1. The commitment of academic staff to the project 2. Positive feedback from user testing 3. Increased advocacy and awareness of research data management best practice across the University. 4. Evidence that the course is useful and used in other contexts outwith the University of Edinburgh. Curlew, Mikebaird on flickr
  • 15. What is a data library?  A data library refers to both the content and the services that foster use of collections of numeric, audio-visual, textual or geospatial data sets for secondary use in research.  Focus on re-use of data 15
  • 16. Data Library service at UoE: Research data support within IS  finding…  accessing …  using …  teaching …  managing iStock Photo, ChartsBin and mkandlez on flickr 16
  • 18. Research Integrity, London - Sept 2011 18
  • 19. Research data storage strategy In parallel with the work that led to the research data policy last year, another working group was set up to define
  • 20. Emerging RDS Strategy & Plan (Recommendations from RDS WG) 1. Archiving of research data [= repository+?] 2. Accessibility of research data to all virtual collaborators, facilitating extra-institutional collaboration 3. Globally accessible cross-platform file store 4. Backup/synchronisation of data on mobile devices 5. Federated structure for local data storage 6. Establishing networks of knowledge Plus 1. Baseline 0.5TB for all; automated transfer to right ‘latency layer’; beyond-Edinburgh cloud as part of solution; Jeff Haywood, Research Integrity, London - Sept 2011 20
  • 21. Challenges ahead: • Funding, funding, funding – sustainable models • Integration with current domain-specific practices • Support staff skills for new area of work • Encouraging, bribing & cajoling engagement from key researchers & groups • Staying abreast of national developments / maintaining agility whilst waiting… Jeff Haywood, Research Integrity, London - Sept 2011 21
  • 22. Links  MANTRA course http://datalib.edina.ac.uk/mantra  Data Library service http://www.ed.ac.uk/is/data-library  Research data management guidance pages http://www.ed.ac.uk/is/research-data-management  University data policy http://www.ed.ac.uk/is/research-data-policy  R.Rice at ed.ac.uk

Notas del editor

  1. The pressure brought to bear on researchers to improve their data management and data sharing practice has come from research funders seeking to add value to expensive research and solve cross-disciplinary grand challenges; publishers seeking to be responsive to calls for transparency and reproducability of the scientific record; and the public seeking to gain and re-use knowledge for their own purposes using new online tools. Higher education institutions have been rather reluctant to assert their role in either incentivising or supporting their academic staff in meeting these more demanding requirements for research practice
  2. A data library is normally part of a larger institution (academic, corporate, scientific, medical, governmental, etc.) established to serve the data users of that organisation.