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   Innovation, ICT and Open Data in
the new 2014-2020 EU Cohesion Policy
                         	
  




                    Luigi Reggi
             Department for Cohesion
      Ministry of Economic Development, Italy



  “ONE” Project Conference, Turin - May 30, 2012
Agenda

•    New EU multiannual budget
•    New rules of 2014-2020 programming period
•    New role for Innovation and ICT
•    Open Data for transparency and effectiveness




                                                    2
Towards a new cohesion policy
A long process…

  5th Report
on Economic,
 Social and                                                     Agreement
  Territorial                       Proposals                  on MFF and
 Cohesion &                       for Cohesion                 adoption of
    public                            Policy                  new legislative
consultation                       2014-2020                     package




   Nov.             June             Oct.         March       2012 – 2013          2014
   2010             2011             2011         2012



                Proposal by the                   Common                         Entry into
                Commission for                    Strategic                      force and
                 a Multiannual                   Framework                      adoption of
                   Financial                                                    programmes
                  Framework
                     (MFF)




                                                                                   3
EU regional context

  GDP/capita*
  Average
  2006 ‒ 2007 ‒ 2008




                  < 50       75-90      100-125
*index EU27=100          50-75     90-100    > 125
                                       Source: European Commission
EU Commission: “Ambitious but realistic”
         reform of the Multiannual Financial
         Framework (MFF) 2014-2020 (June 2011)




Source: European Commission
Simulation: eligible regions


   < 75 % of EU average       75-90 %   > 90 %
 GDP/capita*
  *index EU27=100




3 categories
of regions
 Less developed regions
 Transition regions
 More developed regions




Source: European Commission
A less obvious concentration
                                          More resources to developed regions


 Less developed regions/MS                                 Transition regions        More developed regions


                                                          100                        500
Cohesion Fund¹                                     68.7                 15,8
Less developed regions                         162.6
                                                          90             %           450
Transition regions                                 38.9 80              11,6         400
                                                                         %
More developed regions                             53.1 70                           350           307.1
European Territorial                               11.7
Cooperation                                             60                           300
Outermost regions and                               0.9 50                           250
sparsely populated areas
                                                          40            68,7         200
Total                                        336.0
                                                                         %                         72,4
                                                          30                         150
                                                          20                         100
                                                          10                           50          119,2

                                                           0                            0
                                                                 Budget allocation           Population covered
    ¹ €10 billion from the Cohesion Fund will be
    allocated to the Connecting Europe Facility                       (in %)                    (in millions)


Source: European Commission
What’s new in 2014-2020 Cohesion Policy

Common Strategic       Partnership        Operational
   Framework            Contract          Programmes


•  Comprehensive investment strategy: aligned with Europe
   2020 objectives
•  Coherence with National Reform Programmes
•  Coordination: cohesion policy, rural development,
   maritime & fisheries funds
•  Objectives and indicators to measure progress towards
   Europe 2020 targets
•  Reinforcement of administrative capacity, cutting red
   tape (for final beneficiaries)
•  Ex-ante conditionalties
•  Macro-economic conditionality
                                                   8
Thematic objectives

1.  Research & innovation
2.  Information and communication technologies (ICT)
3.  Competitiveness of Small and Medium-sized Enterprises
     (SMEs)
4.  Shift towards a low-carbon economy
5.  Climate change adaptation & risk prevention and
     management
6.  Environmental protection & resource efficiency
7.  Sustainable transport & removing bottlenecks in key
     network infrastructures
8.  Employment & supporting labour mobility
9.  Social inclusion & combating poverty
10.  Education, skills & lifelong learning
11.  Institutional capacity building & efficient public
     administrations                                      9
Thematic concentration
    Ongoing negotiation process under Danish Presidency
            Concentration of ERDF investments

Energy efficiency &              Research & innovation +
renewable energy                 Information Society*                   Competitiveness of SMEs


                                                               6%


   60%                 20%
                                                       44%




     More developed &
                                                      Less developed regions
    transitional regions
                 Flexibility – different regions have different needs
                 Special arrangements for ex-convergence regions

                                                                                      10
                                 * Negotiation in progress!!
Thematic concentration: the case of Italy
 (simulation based on existing allocation of
 resources)

       12,000
                                                                                        52,8%

       10,000                                                                                   45,5%


        8,000

                          28,3%
        6,000
                  22,4%

        4,000
                                                                         11,8%
                                           8,4%             9,7%
        2,000                       6,7%             7,7%                        8,1%


            0
                 R&D Innovation        SMEs              ICT            low-carbon         Other
     2007-2013        4,716            1,399            1,618               2,485         10,808
     2014-2020        5,949            1,766            2,041               1,702          9,570




                                                                                                11
Source: Ministry of Economic Development – Department Cohesion, Italy
Key Actions from proposed
              Common Strategic Framework:
              Research & Innovation

•  Innovation in enterprises
     •  dissemination & adoption of new technologies, in particular Key
        Enabling Technologies (through technology transfer, cooperation
        with research and education actors)
•  Capacity-building for R&I excellence and technological
   change
     •  research infrastructures, facilities and competence centers,
        science parks
•  Capacity-building for economic exploitation of new ideas
   from R&I
     •  clusters, cooperative partnership between research, education
        and innovation actors
     •  Fields: services, cultural and creative industries, social
        innovation, public procurement of innovation

GENERAL PRINCIPLES:
Differentiated actions depending on the type of region
                                                                 12
Complementarity with Horizon 2020
Key Actions from proposed
              Common Strategic Framework:
              ICT

•  Roll-out of open, affordable and future-proof Next Generation
   Access (NGA) Infrastructure in under-served areas

•  eGovernment applications and take-up, eInclusion

•  ICT applications to meet great societal challenges such as
   eHealth, ageing population, reducing carbon emissions, resource-
   efficiency, education, smart cities, etc.


GENERAL PRINCIPLES:
Investment in infrastructures in areas where market fails to deliver
Support should be provided through financial instruments
Ensure high level of competition

Complementarity with European Social Fund for eSkills, eAccessibility
                                                                   13
Ex-ante conditionalities:
              Research & Innovation


A national or regional research and innovation
strategy for smart specialisation is in place
that:
•  is based on a SWOT analysis to concentrate         Against the
   resources on a limited set of research and         “fractal effect”
   innovation priorities;
•  outlines measures to stimulate private RTD         "the same from
   investment;                                        near as from far"
•  contains a monitoring and review system.

A Member State has adopted a framework outlining
available budgetary resources for research and
innovation;

A Member State has adopted a multi-annual plan
for budgeting and prioritization of investments
linked to EU priorities (European Strategy Forum on
                                                               14
Research Infrastructures -ESFRI).
Ex-ante conditionalities:
              Digital growth
A strategy for digital growth within the national or regional
innovation strategy for smart specialisation is in place that
contains:
•  budgeting and prioritisation of actions consistent with the
   Scoreboard of the Digital Agenda for Europe;
•  an analyses of balancing support for demand and supply of
   information and communication technologies (ICT)
•  measurable targets for outcomes of interventions
•  assessment of needs to reinforce ICT capacity-building.

A national Next-Generation Access (NGA) Plan is
in place that contains:
•  a plan of infrastructure investments through demand
   aggregation and a mapping of infrastructure and
   services, regularly updated;
•  sustainable investment models that enhance
   competition and provide access to open, affordable,
   quality and future proof infrastructure and services;
•  measures to stimulate private investment.                     15
Towards an open, transparent,
result-driven policy




                                Direct “control” by:
                                Citizen,
                                Data journalists,
                                civil society, etc.
Open data for transparency and policy effectiveness
             New rules within the Information & Publicity Chapter


 FORMAT: XML, CSV

 ACCESSIBILITY: data accessible from a national portal

 CONTENT:
 •  Beneficiary name (only legal entities; no natural persons shall
    be named)
 •  Operation name
 •  Operation summary
 •  Operation start date
 •  Operation end date (expected date for physical completion or
    full implementation of the operation)
 •  Total eligible expenditure allocated to the operation
 •  EU co-financing rate (as per priority axis)
 •  Operation postcode
 •  Country
 •  Name of category of intervention for the operation
 •  Date of last update of the list of operations
                                                                      17
Open data for transparency and policy effectiveness

  Level of compliance
  to 2014-2020 rules
  on data publication
  of current Operational
  Programmes




                                                                                                 18
Source: L. Reggi, The transparency on the beneficiaries of Structural Funds in Europe and Italy, DPS-UVAL 2012
Word cloud of
Thank you!              2014-2020 General
                        Regulation Proposal
@luigireggi
                                19
luigi.reggi@tesoro.it

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Innovation, ICT and Open Data Drive EU Cohesion Policy

  • 1.   Innovation, ICT and Open Data in the new 2014-2020 EU Cohesion Policy   Luigi Reggi Department for Cohesion Ministry of Economic Development, Italy “ONE” Project Conference, Turin - May 30, 2012
  • 2. Agenda •  New EU multiannual budget •  New rules of 2014-2020 programming period •  New role for Innovation and ICT •  Open Data for transparency and effectiveness 2
  • 3. Towards a new cohesion policy A long process… 5th Report on Economic, Social and Agreement Territorial Proposals on MFF and Cohesion & for Cohesion adoption of public Policy new legislative consultation 2014-2020 package Nov. June Oct. March 2012 – 2013 2014 2010 2011 2011 2012 Proposal by the Common Entry into Commission for Strategic force and a Multiannual Framework adoption of Financial programmes Framework (MFF) 3
  • 4. EU regional context GDP/capita* Average 2006 ‒ 2007 ‒ 2008 < 50 75-90 100-125 *index EU27=100 50-75 90-100 > 125 Source: European Commission
  • 5. EU Commission: “Ambitious but realistic” reform of the Multiannual Financial Framework (MFF) 2014-2020 (June 2011) Source: European Commission
  • 6. Simulation: eligible regions < 75 % of EU average 75-90 % > 90 % GDP/capita* *index EU27=100 3 categories of regions Less developed regions Transition regions More developed regions Source: European Commission
  • 7. A less obvious concentration More resources to developed regions Less developed regions/MS Transition regions More developed regions 100 500 Cohesion Fund¹ 68.7 15,8 Less developed regions 162.6 90 % 450 Transition regions 38.9 80 11,6 400 % More developed regions 53.1 70 350 307.1 European Territorial 11.7 Cooperation 60 300 Outermost regions and 0.9 50 250 sparsely populated areas 40 68,7 200 Total 336.0 % 72,4 30 150 20 100 10 50 119,2 0 0 Budget allocation Population covered ¹ €10 billion from the Cohesion Fund will be allocated to the Connecting Europe Facility (in %) (in millions) Source: European Commission
  • 8. What’s new in 2014-2020 Cohesion Policy Common Strategic Partnership Operational Framework Contract Programmes •  Comprehensive investment strategy: aligned with Europe 2020 objectives •  Coherence with National Reform Programmes •  Coordination: cohesion policy, rural development, maritime & fisheries funds •  Objectives and indicators to measure progress towards Europe 2020 targets •  Reinforcement of administrative capacity, cutting red tape (for final beneficiaries) •  Ex-ante conditionalties •  Macro-economic conditionality 8
  • 9. Thematic objectives 1.  Research & innovation 2.  Information and communication technologies (ICT) 3.  Competitiveness of Small and Medium-sized Enterprises (SMEs) 4.  Shift towards a low-carbon economy 5.  Climate change adaptation & risk prevention and management 6.  Environmental protection & resource efficiency 7.  Sustainable transport & removing bottlenecks in key network infrastructures 8.  Employment & supporting labour mobility 9.  Social inclusion & combating poverty 10.  Education, skills & lifelong learning 11.  Institutional capacity building & efficient public administrations 9
  • 10. Thematic concentration Ongoing negotiation process under Danish Presidency Concentration of ERDF investments Energy efficiency & Research & innovation + renewable energy Information Society* Competitiveness of SMEs 6% 60% 20% 44% More developed & Less developed regions transitional regions Flexibility – different regions have different needs Special arrangements for ex-convergence regions 10 * Negotiation in progress!!
  • 11. Thematic concentration: the case of Italy (simulation based on existing allocation of resources) 12,000 52,8% 10,000 45,5% 8,000 28,3% 6,000 22,4% 4,000 11,8% 8,4% 9,7% 2,000 6,7% 7,7% 8,1% 0 R&D Innovation SMEs ICT low-carbon Other 2007-2013 4,716 1,399 1,618 2,485 10,808 2014-2020 5,949 1,766 2,041 1,702 9,570 11 Source: Ministry of Economic Development – Department Cohesion, Italy
  • 12. Key Actions from proposed Common Strategic Framework: Research & Innovation •  Innovation in enterprises •  dissemination & adoption of new technologies, in particular Key Enabling Technologies (through technology transfer, cooperation with research and education actors) •  Capacity-building for R&I excellence and technological change •  research infrastructures, facilities and competence centers, science parks •  Capacity-building for economic exploitation of new ideas from R&I •  clusters, cooperative partnership between research, education and innovation actors •  Fields: services, cultural and creative industries, social innovation, public procurement of innovation GENERAL PRINCIPLES: Differentiated actions depending on the type of region 12 Complementarity with Horizon 2020
  • 13. Key Actions from proposed Common Strategic Framework: ICT •  Roll-out of open, affordable and future-proof Next Generation Access (NGA) Infrastructure in under-served areas •  eGovernment applications and take-up, eInclusion •  ICT applications to meet great societal challenges such as eHealth, ageing population, reducing carbon emissions, resource- efficiency, education, smart cities, etc. GENERAL PRINCIPLES: Investment in infrastructures in areas where market fails to deliver Support should be provided through financial instruments Ensure high level of competition Complementarity with European Social Fund for eSkills, eAccessibility 13
  • 14. Ex-ante conditionalities: Research & Innovation A national or regional research and innovation strategy for smart specialisation is in place that: •  is based on a SWOT analysis to concentrate Against the resources on a limited set of research and “fractal effect” innovation priorities; •  outlines measures to stimulate private RTD "the same from investment; near as from far" •  contains a monitoring and review system. A Member State has adopted a framework outlining available budgetary resources for research and innovation; A Member State has adopted a multi-annual plan for budgeting and prioritization of investments linked to EU priorities (European Strategy Forum on 14 Research Infrastructures -ESFRI).
  • 15. Ex-ante conditionalities: Digital growth A strategy for digital growth within the national or regional innovation strategy for smart specialisation is in place that contains: •  budgeting and prioritisation of actions consistent with the Scoreboard of the Digital Agenda for Europe; •  an analyses of balancing support for demand and supply of information and communication technologies (ICT) •  measurable targets for outcomes of interventions •  assessment of needs to reinforce ICT capacity-building. A national Next-Generation Access (NGA) Plan is in place that contains: •  a plan of infrastructure investments through demand aggregation and a mapping of infrastructure and services, regularly updated; •  sustainable investment models that enhance competition and provide access to open, affordable, quality and future proof infrastructure and services; •  measures to stimulate private investment. 15
  • 16. Towards an open, transparent, result-driven policy Direct “control” by: Citizen, Data journalists, civil society, etc.
  • 17. Open data for transparency and policy effectiveness New rules within the Information & Publicity Chapter FORMAT: XML, CSV ACCESSIBILITY: data accessible from a national portal CONTENT: •  Beneficiary name (only legal entities; no natural persons shall be named) •  Operation name •  Operation summary •  Operation start date •  Operation end date (expected date for physical completion or full implementation of the operation) •  Total eligible expenditure allocated to the operation •  EU co-financing rate (as per priority axis) •  Operation postcode •  Country •  Name of category of intervention for the operation •  Date of last update of the list of operations 17
  • 18. Open data for transparency and policy effectiveness Level of compliance to 2014-2020 rules on data publication of current Operational Programmes 18 Source: L. Reggi, The transparency on the beneficiaries of Structural Funds in Europe and Italy, DPS-UVAL 2012
  • 19. Word cloud of Thank you! 2014-2020 General Regulation Proposal @luigireggi 19 luigi.reggi@tesoro.it