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April 19, 2013
Craig Hanson, Director, People & Ecosystems Program Photo: Mercedes Stickler
Sustainability and Environmental Metrics
Environmental sustainability component of the ATI
• Scope opportunity to develop indicators of environmental
sustainability of agriculture
― Sub-index in ATI
― Stand-alone index
Objective
Boundaries
• Land-based agriculture
• National-level
• Environmental dimension of sustainability
Questions addressed
1. What is the existing landscape?
2. What thematic areas?
3. What are the appropriate screening criteria?
4. What are “long list” candidate indicators?
5. What are “short list” candidate indicators?
6. What would it take to design and develop?
1. Evaluating the landscape: Summary of sources reviewed
Type Title Lead organization
Index Environmental Performance Index (EPI) 2012 Yale Center for Environmental Law & Policy; Columbia University
Index Environmental Vulnerability Index (EVI) 2004 South Pacific Applied Geoscience Commission (SOPAC); UNEP
Index Global Adaptation Index (GaIn) 2012 Global Adaptation Institute
Index Hunger Reduction Commitment Index (HRCI) 2011 Institute of Development Studies
Index Rice Bowl Index 2011 Frontier Strategy Group/Syngenta
Index Rule of Law Index (2012 - 2013) World Justice Project
Report Africa Capacity Indicators Report 2012 African Capacity Building Foundation
Report
Agricultural Policy: Monitoring and Evaluation (2012); Agricultural Policies in
Emerging Economies: Monitoring and Evaluation (2009)
Organisation for Economic Cooperation and Development (OECD)
Report Agricultural Science & Technology Indicators (ASTI) International Food Policy Research Institute (IFPRI)
Report
Environmental and Socioeconomic Indicators for Measuring Outcomes of On-
Farm Agricultural Production in the United States 2012
Field to Market, The Keystone Alliance for Sustainable Agriculture,
The Keystone Center
Report
Integration of environment into EU agriculture policy - the IRENA indicator-
based assessment report 2006
European Environment Agency
Report Environmental Performance of Agriculture in OECD Countries Since 1990 Organisation for Economic Cooperation and Development (OECD)
Report
Indicators from the global and sub-global Millennium Ecosystem
Assessments: An analysis and next steps
World Resources Institute
Report
National water footprint accounts: The green, blue and grey water footprint of
production and consumption 2011
Water Footprint Network; UNESCO-IHE Institute for Water
Education
Report
Resource Revolution: Meeting the world's energy, materials, food, and water
needs 2011
McKinsey Global Institute
Data Aqueduct Water Risk Atlas World Resources Institute
Data ECOLEX Global Database of Environmental Law FAO, IUCN and UNEP
Data FAO AQUASTAT (Information system on water and agriculture) Food and Agriculture Organization of the United Nations (FAO)
Data FAOSTAT (Information system on hunger, food, and agriculture) Food and Agriculture Organization of the United Nations (FAO)
Data Global Eutrophic and Hypoxic Coastal Systems World Resources Institute
Data UN Information Portal on Multilateral Environmental Agreements (InforMEA) UNEP
Data Data Access Centre for Ozone Depleting Substances UNEP Ozone Secretariat
Data UNEP Environmental Data Explorer UNEP
Data
World Bank World Development Indicators - Agriculture and Rural
Development
World Bank
1. Profile of existing agri-environmental indicators
• Study/Project/Publication
• Lead organization
• Objective
• Most recent year and frequency of update
• Geographic coverage
• Indicator
― Theme
― Metric
― Unit of measure
― Scale
― Data source
• Notes
• Website
1. Landscape of existing agri-environmental indicators
1. Summary of most common indicator themes
Indicator theme
Number of
occurrences Indicator (example)
Water use 35 Total water use for agriculture production
Agricultural policy related to
government support 18 Agricultural subsidies
Climate change
13
Greenhouse gas emissions from agricultural
sources
Agricultural production 11 Crop yield
Agricultural inputs 10 Fertilizer use
Land use 10 Area of agricultural land
Environmental policy 10 Participation in UNFCCC treaties
Environmental degradation 7 Area of degraded/barren lands
Ecosystem biodiversity 6 Wild species in agricultural lands
Water quality 6 Number of dead (hypoxic) zones
Agricultural Research &
Development 5 Public agricultural research expenditures
Ecosystem management 4 Area of terrestrial reserves
Agricultural policy related to
the environment 4 Pesticide regulations
2. Thematic areas
Water Agricultural pressure on sustainable water use
Climate change Agricultural contribution to GHG emissions
Land conversion Agricultural pressure on converting forests, wetlands, etc.
Soil health Impact of agriculture on soil health and productivity
Nutrient pollution Impact of excess nutrients on environment
Pesticides Impact of agricultural pesticide use on environment and human
health
2. Identifying indicators per step in the “causal chain”
Policy Practice Performance
Reflection of
“on the ground”
Ease of
monitoring
Directly
“actionable” by
governments
3. Screening criteria
• Available
• Accurate
• Consistent
• Frequent
• Proximate
• Relevant
• Differentiating
Available Data are currently available for
most countries globally.
Data are currently available for
some countries, but collection
would be required for additional
countries.
Data are not currently available
anywhere and would require
collection.
Accurate Data are accurate, reliable, and
representative of reality.
The accuracy and reliability of the
data should be explored further.
The consensus expert opinion is
that the existing data are
inaccurate and unusable.
Consistent Data collection methods/
practices are consistent such
that data are comparable across
all countries within the data set.
Data methods/practices may not
be consistent across countries and
should be explored further.
Data are highly inconsistent across
countries (i.e., variation in time
scales, baselines, defintions)
Frequent Data are collected and/or
updated on a regular basis and
at a frequency such that the data
are relatively current.
Data are collected/updated on an
irregular basis, but will be updated
in the future.
The data will likely not be collected
or updated again (i.e., a one-time
study).
Proximate Data provide insight into the
environmental sustainability of
agriculture relative to the theme.
Data are relevant to environmental
sustainability in agriculture, but not
the best proxy.
Data are not indicative of
environmental sustainability in
agriculture.
Relevant Data are highly pertinent to
policy decisions involving
environmental sustainability in
agriculture.
Data could be relevant to policy
decisions, depending on context.
Data is too generic or too far
removed from on-the-ground
behavior and thus are not likely to
influence policy decisions.
Differen-
tiating
Data are specific enough and
produce sufficient variability
amongst countries to differen-
tiate between good/bad actors.
The data should be explored
further to ensure that it is specific
enough to produce variability at
the national level to differentiate
between good and bad actors.
Data do not produce enough
variability amongst countries to
adequately differentiate between
good and bad actors.
3. Screening criteria (definitions)
4. Profiling the “long list” candidate indicators
• Indicator
• Metric
• Unit of measure
• Data source
• Performance against each screening criterion
• Periodicity of collection
• Number of countries in data set
• How missing data would be gathered
• Justification for selection/non-selection
• Use in other indices/reports
4. Profiling the “long list” candidate indicators
5. First cut at “short list” candidate indicators
Pollution
Water Climate change Land conversion Soil health Nutrients Pesticides
Policy Existence of
policies requiring
measurement of
agricultural water
withdrawals
(Yes/No)
Existence of
policies promoting
low-GHG
agricultural
development
(Yes/No)
Existence of policies
regulating
conversion of
natural ecosystems
to agriculture
(Yes/No)
Existence of policies
promoting agricultural
soil conservation
practices
(Yes/No)
Existence of policies
promoting nutrient
management practices
(Yes/No)
Degree to which the
country has limited or
outlawed the most
toxic pesticides
according to the
Stockholm
Convention (22 point
scale)
Practice Share of cropland
area with efficient
irrigation practices
in place (percent)
Share of farm area
with agricultural
GHG emissions
management
practices
(percent)
n/a (1) Share of arable land
under soil conservation
practices (percent)
and/or
(2) Share of cropland
under conservation
agriculture (e.g., organic
soil cover) (percent)
Share of agricultural land
practicing nutrient
management (percent)
n/a
Performance (1) Crop production
per drop of water
(tonnes of crop
produced per m3
water per year)
in combination with
(2) Water stress
ratio (water
demand in m3 /
water supply in m3)
Total GHG
emissions from
food production
(kilograms of CO2-
equivalent per ton
of food produced
per year)
Conversion of
natural land (e.g.,
forests, wetlands) to
agricultural land
(crop and pasture)
(hectares of
converted land per
year) or (percent of
total land area
converted)
(1) Share of agricultural
land affected by soil
erosion (percent)
and/or
(2) Percent change in
net primary productivity
(NPP) across
agricultural land
(percent)
and/or
(3) Soil organic carbon
content (tonnes
C/hectare)
(1) Nutrient input
balances on agricultural
land (i.e., difference
between N & P inputs and
outputs) (kg N & P per
hectare of agricultural
land)
and/or
(2) Fertilizer consumption
per unit of arable land
(tonnes of nutrients per
hectare of arable land)
Pesticide use per
unit of cropland
(tonnes of active
ingredient applied
per hectare)
Some concluding observations
• Environmental sustainability indicators and index possible
• New data development and collection required
• Potential for phased approach (version 1.0, version 2.0)
• More analysis and road testing needed
For more information…
Please contact
• Craig Hanson, Director, People and Ecosystems Program,
chanson@wri.org or 202-729-7624
• Katie Reytar, Associate, People and Ecosystems Program,
kreytar@wri.org or 202-729-7653.

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Sustainability and Environmental Metrics

  • 1. April 19, 2013 Craig Hanson, Director, People & Ecosystems Program Photo: Mercedes Stickler Sustainability and Environmental Metrics
  • 2. Environmental sustainability component of the ATI • Scope opportunity to develop indicators of environmental sustainability of agriculture ― Sub-index in ATI ― Stand-alone index Objective Boundaries • Land-based agriculture • National-level • Environmental dimension of sustainability
  • 3. Questions addressed 1. What is the existing landscape? 2. What thematic areas? 3. What are the appropriate screening criteria? 4. What are “long list” candidate indicators? 5. What are “short list” candidate indicators? 6. What would it take to design and develop?
  • 4. 1. Evaluating the landscape: Summary of sources reviewed Type Title Lead organization Index Environmental Performance Index (EPI) 2012 Yale Center for Environmental Law & Policy; Columbia University Index Environmental Vulnerability Index (EVI) 2004 South Pacific Applied Geoscience Commission (SOPAC); UNEP Index Global Adaptation Index (GaIn) 2012 Global Adaptation Institute Index Hunger Reduction Commitment Index (HRCI) 2011 Institute of Development Studies Index Rice Bowl Index 2011 Frontier Strategy Group/Syngenta Index Rule of Law Index (2012 - 2013) World Justice Project Report Africa Capacity Indicators Report 2012 African Capacity Building Foundation Report Agricultural Policy: Monitoring and Evaluation (2012); Agricultural Policies in Emerging Economies: Monitoring and Evaluation (2009) Organisation for Economic Cooperation and Development (OECD) Report Agricultural Science & Technology Indicators (ASTI) International Food Policy Research Institute (IFPRI) Report Environmental and Socioeconomic Indicators for Measuring Outcomes of On- Farm Agricultural Production in the United States 2012 Field to Market, The Keystone Alliance for Sustainable Agriculture, The Keystone Center Report Integration of environment into EU agriculture policy - the IRENA indicator- based assessment report 2006 European Environment Agency Report Environmental Performance of Agriculture in OECD Countries Since 1990 Organisation for Economic Cooperation and Development (OECD) Report Indicators from the global and sub-global Millennium Ecosystem Assessments: An analysis and next steps World Resources Institute Report National water footprint accounts: The green, blue and grey water footprint of production and consumption 2011 Water Footprint Network; UNESCO-IHE Institute for Water Education Report Resource Revolution: Meeting the world's energy, materials, food, and water needs 2011 McKinsey Global Institute Data Aqueduct Water Risk Atlas World Resources Institute Data ECOLEX Global Database of Environmental Law FAO, IUCN and UNEP Data FAO AQUASTAT (Information system on water and agriculture) Food and Agriculture Organization of the United Nations (FAO) Data FAOSTAT (Information system on hunger, food, and agriculture) Food and Agriculture Organization of the United Nations (FAO) Data Global Eutrophic and Hypoxic Coastal Systems World Resources Institute Data UN Information Portal on Multilateral Environmental Agreements (InforMEA) UNEP Data Data Access Centre for Ozone Depleting Substances UNEP Ozone Secretariat Data UNEP Environmental Data Explorer UNEP Data World Bank World Development Indicators - Agriculture and Rural Development World Bank
  • 5. 1. Profile of existing agri-environmental indicators • Study/Project/Publication • Lead organization • Objective • Most recent year and frequency of update • Geographic coverage • Indicator ― Theme ― Metric ― Unit of measure ― Scale ― Data source • Notes • Website
  • 6. 1. Landscape of existing agri-environmental indicators
  • 7. 1. Summary of most common indicator themes Indicator theme Number of occurrences Indicator (example) Water use 35 Total water use for agriculture production Agricultural policy related to government support 18 Agricultural subsidies Climate change 13 Greenhouse gas emissions from agricultural sources Agricultural production 11 Crop yield Agricultural inputs 10 Fertilizer use Land use 10 Area of agricultural land Environmental policy 10 Participation in UNFCCC treaties Environmental degradation 7 Area of degraded/barren lands Ecosystem biodiversity 6 Wild species in agricultural lands Water quality 6 Number of dead (hypoxic) zones Agricultural Research & Development 5 Public agricultural research expenditures Ecosystem management 4 Area of terrestrial reserves Agricultural policy related to the environment 4 Pesticide regulations
  • 8. 2. Thematic areas Water Agricultural pressure on sustainable water use Climate change Agricultural contribution to GHG emissions Land conversion Agricultural pressure on converting forests, wetlands, etc. Soil health Impact of agriculture on soil health and productivity Nutrient pollution Impact of excess nutrients on environment Pesticides Impact of agricultural pesticide use on environment and human health
  • 9. 2. Identifying indicators per step in the “causal chain” Policy Practice Performance Reflection of “on the ground” Ease of monitoring Directly “actionable” by governments
  • 10. 3. Screening criteria • Available • Accurate • Consistent • Frequent • Proximate • Relevant • Differentiating
  • 11. Available Data are currently available for most countries globally. Data are currently available for some countries, but collection would be required for additional countries. Data are not currently available anywhere and would require collection. Accurate Data are accurate, reliable, and representative of reality. The accuracy and reliability of the data should be explored further. The consensus expert opinion is that the existing data are inaccurate and unusable. Consistent Data collection methods/ practices are consistent such that data are comparable across all countries within the data set. Data methods/practices may not be consistent across countries and should be explored further. Data are highly inconsistent across countries (i.e., variation in time scales, baselines, defintions) Frequent Data are collected and/or updated on a regular basis and at a frequency such that the data are relatively current. Data are collected/updated on an irregular basis, but will be updated in the future. The data will likely not be collected or updated again (i.e., a one-time study). Proximate Data provide insight into the environmental sustainability of agriculture relative to the theme. Data are relevant to environmental sustainability in agriculture, but not the best proxy. Data are not indicative of environmental sustainability in agriculture. Relevant Data are highly pertinent to policy decisions involving environmental sustainability in agriculture. Data could be relevant to policy decisions, depending on context. Data is too generic or too far removed from on-the-ground behavior and thus are not likely to influence policy decisions. Differen- tiating Data are specific enough and produce sufficient variability amongst countries to differen- tiate between good/bad actors. The data should be explored further to ensure that it is specific enough to produce variability at the national level to differentiate between good and bad actors. Data do not produce enough variability amongst countries to adequately differentiate between good and bad actors. 3. Screening criteria (definitions)
  • 12. 4. Profiling the “long list” candidate indicators • Indicator • Metric • Unit of measure • Data source • Performance against each screening criterion • Periodicity of collection • Number of countries in data set • How missing data would be gathered • Justification for selection/non-selection • Use in other indices/reports
  • 13. 4. Profiling the “long list” candidate indicators
  • 14. 5. First cut at “short list” candidate indicators Pollution Water Climate change Land conversion Soil health Nutrients Pesticides Policy Existence of policies requiring measurement of agricultural water withdrawals (Yes/No) Existence of policies promoting low-GHG agricultural development (Yes/No) Existence of policies regulating conversion of natural ecosystems to agriculture (Yes/No) Existence of policies promoting agricultural soil conservation practices (Yes/No) Existence of policies promoting nutrient management practices (Yes/No) Degree to which the country has limited or outlawed the most toxic pesticides according to the Stockholm Convention (22 point scale) Practice Share of cropland area with efficient irrigation practices in place (percent) Share of farm area with agricultural GHG emissions management practices (percent) n/a (1) Share of arable land under soil conservation practices (percent) and/or (2) Share of cropland under conservation agriculture (e.g., organic soil cover) (percent) Share of agricultural land practicing nutrient management (percent) n/a Performance (1) Crop production per drop of water (tonnes of crop produced per m3 water per year) in combination with (2) Water stress ratio (water demand in m3 / water supply in m3) Total GHG emissions from food production (kilograms of CO2- equivalent per ton of food produced per year) Conversion of natural land (e.g., forests, wetlands) to agricultural land (crop and pasture) (hectares of converted land per year) or (percent of total land area converted) (1) Share of agricultural land affected by soil erosion (percent) and/or (2) Percent change in net primary productivity (NPP) across agricultural land (percent) and/or (3) Soil organic carbon content (tonnes C/hectare) (1) Nutrient input balances on agricultural land (i.e., difference between N & P inputs and outputs) (kg N & P per hectare of agricultural land) and/or (2) Fertilizer consumption per unit of arable land (tonnes of nutrients per hectare of arable land) Pesticide use per unit of cropland (tonnes of active ingredient applied per hectare)
  • 15. Some concluding observations • Environmental sustainability indicators and index possible • New data development and collection required • Potential for phased approach (version 1.0, version 2.0) • More analysis and road testing needed
  • 16. For more information… Please contact • Craig Hanson, Director, People and Ecosystems Program, chanson@wri.org or 202-729-7624 • Katie Reytar, Associate, People and Ecosystems Program, kreytar@wri.org or 202-729-7653.