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Translating Clinical Guidelines
   into Knowledge-Guided
      Decision Support
    Blackford Middleton, MD, MPH, MSc, FACP, FACMI, FHIMSS
   Corporate Director, Clinical Informatics Research & Development
      Chairman, Center for Information Technology Leadership
                       Harvard Medical School
Overview

•   The Evidence for CDS
•   The Value Potential of CDS
•   Current examples and R&D Projects
•   The Clinical Decision Support Consortium
Flexner Report

"...The curse of medical education is the
excessive number of schools. The
situation can improve only as weaker
and superfluous schools are
extinguished."
“Society reaps at this moment
but a small fraction of the
advantage which current
knowledge has the power to
confer.”
                      Abraham Flexner,
 Medical Education in the United States and
  Canada. Boston: Merrymount Press, 1910
The Evidence for CDS

•   CDS yields increased adherence to guideline-based care, enhanced
    surveillance and monitoring, and decreased medication errors
     •   (Chaudhry et al., 2006)
•   CDS, at the time of order entry in a computerized provider order entry
    system can help eliminate overuse, underuse, and misuse.
     •   (Bates et al., 2003; Austin et al., 1994; Linder, Bates and Lee, 2005; Tierney et
         al., 2003)
•   For expensive radiologic tests and procedures this guidance at the point of
    ordering can guide physicians toward ordering the most appropriate and
    cost effective, radiologic tests.
     •   (Bates et al., 2003; Khorasani et al., 2003)
•   Showing the cumulative charge display for all tests ordered, reminding
    about redundant tests ordered, providing counter-detailing during order
    entry, and reminding about consequent or corollary orders may also
    impact resource utilization
     •   (Bates and Gawande, 2003; Bates, 2004; McDonald et al., 2004).
The Value of Ambulatory CDS

• Savings potential: $44 billion
   • reduced medication, radiology, laboratory, and ADE-
     related expenses
• Advanced CDS systems
   • Savings potential only with advanced CDS
   • cost five times as much as basic CDS
   • generate 12 times greater financial return
• A potential reduction of more than 2 million
  adverse drug events (ADEs) annually
            http://www.citl.org
            Johnston et al., 2003
Serious Medication Error
Rates Before and After CPOE




  Bates et. al. JAMA 1998.
CAD/DM Smart Form
Smart View:                     Smart           Smart
Data Display                    Documentation   Assessment,
                                                Orders, and Plan
 Assessment and
 recommendations generated from
 rules engine

    •   Lipids
    •   Anti-platelet therapy
    •   Blood pressure
    •   Glucose control
    •   Microalbuminuria
    •   Immunizations
    •   Smoking
    •   Weight
    •   Eye and foot examinations
CAD/DM Smart Form


      Medication Orders



      Lab Orders



      Referrals



      Handouts/Education
Preliminary Results:
 Smart Form On Treatment Analysis
                       Smart Form Used                   Control
                                      0%   10% 20% 30% 40% 50% 60% 70% 80%


               Up-to-date BP result                                      <0.001


 Change in BP therapy if above goal            0.05


       Up-to-date height and weight         0.004


Change in therapy if A1C above goal
                                                     0.006

  Up-to-date foot exam documented           <0.001


  Up-to-date eye exam documented                       <0.001


        # of deficiencies addressed            <0.001
CAD Quality Dashboard


                                         Targets are 90th percentile for
Red, yellow, and green indicators show   HEDIS or for Partners providers
adherence with targets




             Zero defect care:
              • Aspirin
              • Beta-blockers
              • Blood pressure
              • Lipids
Discrepancy




     Details
Patient Journal Causes
Provider Activation
   More medication changes in visits after diabetes journal submission:




Grant RW et al. Practice-linked Online Personal Health Records for Type 2
Diabetes: A Randomized Controlled Trial. Arch Intern Med. 2008 Sep
8;168(16):1776-82. .
A Roadmap for National Action on Clinical Decision
                     Support
 “to ensure that optimal, usable and effective clinical
   decision support is widely available to providers,
patients, and individuals where and when they need it
            to make health care decisions.”
Osheroff JA, Teich JM, Middleton B, Steen EB, Wright A, Detmer DE. J. Am. Med. Inform.
                              Assoc. 2007;14(2):141-145.
CDS Consortium Goal

 To assess, define, demonstrate, and
 evaluate best practices for knowledge
 management and clinical decision support in
 healthcare information technology at scale –
 across multiple ambulatory care settings and
 EHR technology platforms.
 www.partners.org/cird/cdsc
Guideline Model Chronology

                                                              Decision Tables         GEM
                                     Arden
                                                         GEODE-CM
  ONCOCIN                             EON(T-Helper)              GLIF2                  GLIF3
                                                              MBTA
                                                                                 EON2
                                                              Asbru
                                                                  PRODIGY        PRODIGY3
                           Oxford System
                                                DILEMMA           PROforma
                           of Medicine
                                                                  PRESTIGE

 1980                                    1990                                           2000



    P. L. Elkin, M. Peleg, R. Lacson, E. Bernstam, S. Tu, A. Boxwala, R. Greenes, & E. H. Shortliffe.
    Toward Standardization of Electronic Guidelines. MD Computing 17(6):39-44, 2000
CDSC Multilayered
Knowledge Representation
                             Machine Execution
                        Abstract Representation
                    Semistructured Recommendation
                            Narrative Guideline

   Narrative Recommendation layer
    Semi-Structured Recommendation layer
   Narrative text of the recommendation from the published guideline.
      Abstract Representation layer
    Breaks down the text into various slots such as those for applicable
         Machine Executable layer
      Structures the recommendation for use inintervention, andCDS tools
        clinical scenario, the recommended particular kinds of evidence
      • basis for theencoded in a format that can be rapidly integrated into a
         Knowledge recommendation
           Reminder and alert rules
    Standard vocabularyspecific HIT platform
      • Order sets on a codes for data and more precise criteria
            CDS tool
      A(pseudocode) be encoded in Arden Syntax
         E.g., rule could could have several different artifacts created in this layer,
         recommendation
        Aone for each kind of CDS tool
          recommendation could have several different artifacts created in this
           layer, one for each of the different HIT platforms
Enterprise CDS Framework


CDS Consumers
                                                            ECRS
                                  O
  External to
                                  R                                               Vendor Products
     PHS                                       Metadata
                                  C
                                  H             Query                                                  Rule
                                                                         Rule Execution              Authoring
                                  E                                        Action
                                                                             Server
   Internal,                      S
    Cache                         T
                                               Run Rules
                                  R
                                  A            Controller
                                  T                                                       Rule DB

                                  O
   Vendor,
  nonCache                        R

                                                      Patient
                                                      Factory




                                               Supporting Services
                CCD
                       CCD                  Pt Data             Classification               Translation
                      Factory               Access                Services                    Services




                           Patient Data                                          Reference
                                                                                   Data
An external repository of clinical
content with web-based viewer


Search Criteria
                    Content Type…
   Specialty
Where are we?

“I conclude that
though the individual
physician is not
perfectible, the
system of care is,
and that the
computer will play a
major part in the
perfection of
future care systems.”

Clem McDonald, MD NEJM 1976
                              Thank you!
                              Blackford Middleton, MD
                              bmiddleton1@partners.org

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Translating Clinical Guidelines into Knowledge-guided Decision Support

  • 1. Translating Clinical Guidelines into Knowledge-Guided Decision Support Blackford Middleton, MD, MPH, MSc, FACP, FACMI, FHIMSS Corporate Director, Clinical Informatics Research & Development Chairman, Center for Information Technology Leadership Harvard Medical School
  • 2. Overview • The Evidence for CDS • The Value Potential of CDS • Current examples and R&D Projects • The Clinical Decision Support Consortium
  • 3. Flexner Report "...The curse of medical education is the excessive number of schools. The situation can improve only as weaker and superfluous schools are extinguished." “Society reaps at this moment but a small fraction of the advantage which current knowledge has the power to confer.” Abraham Flexner, Medical Education in the United States and Canada. Boston: Merrymount Press, 1910
  • 4. The Evidence for CDS • CDS yields increased adherence to guideline-based care, enhanced surveillance and monitoring, and decreased medication errors • (Chaudhry et al., 2006) • CDS, at the time of order entry in a computerized provider order entry system can help eliminate overuse, underuse, and misuse. • (Bates et al., 2003; Austin et al., 1994; Linder, Bates and Lee, 2005; Tierney et al., 2003) • For expensive radiologic tests and procedures this guidance at the point of ordering can guide physicians toward ordering the most appropriate and cost effective, radiologic tests. • (Bates et al., 2003; Khorasani et al., 2003) • Showing the cumulative charge display for all tests ordered, reminding about redundant tests ordered, providing counter-detailing during order entry, and reminding about consequent or corollary orders may also impact resource utilization • (Bates and Gawande, 2003; Bates, 2004; McDonald et al., 2004).
  • 5. The Value of Ambulatory CDS • Savings potential: $44 billion • reduced medication, radiology, laboratory, and ADE- related expenses • Advanced CDS systems • Savings potential only with advanced CDS • cost five times as much as basic CDS • generate 12 times greater financial return • A potential reduction of more than 2 million adverse drug events (ADEs) annually http://www.citl.org Johnston et al., 2003
  • 6. Serious Medication Error Rates Before and After CPOE Bates et. al. JAMA 1998.
  • 7. CAD/DM Smart Form Smart View: Smart Smart Data Display Documentation Assessment, Orders, and Plan Assessment and recommendations generated from rules engine • Lipids • Anti-platelet therapy • Blood pressure • Glucose control • Microalbuminuria • Immunizations • Smoking • Weight • Eye and foot examinations
  • 8. CAD/DM Smart Form Medication Orders Lab Orders Referrals Handouts/Education
  • 9. Preliminary Results: Smart Form On Treatment Analysis Smart Form Used Control 0% 10% 20% 30% 40% 50% 60% 70% 80% Up-to-date BP result <0.001 Change in BP therapy if above goal 0.05 Up-to-date height and weight 0.004 Change in therapy if A1C above goal 0.006 Up-to-date foot exam documented <0.001 Up-to-date eye exam documented <0.001 # of deficiencies addressed <0.001
  • 10. CAD Quality Dashboard Targets are 90th percentile for Red, yellow, and green indicators show HEDIS or for Partners providers adherence with targets Zero defect care: • Aspirin • Beta-blockers • Blood pressure • Lipids
  • 11.
  • 12. Discrepancy Details
  • 13. Patient Journal Causes Provider Activation More medication changes in visits after diabetes journal submission: Grant RW et al. Practice-linked Online Personal Health Records for Type 2 Diabetes: A Randomized Controlled Trial. Arch Intern Med. 2008 Sep 8;168(16):1776-82. .
  • 14. A Roadmap for National Action on Clinical Decision Support “to ensure that optimal, usable and effective clinical decision support is widely available to providers, patients, and individuals where and when they need it to make health care decisions.” Osheroff JA, Teich JM, Middleton B, Steen EB, Wright A, Detmer DE. J. Am. Med. Inform. Assoc. 2007;14(2):141-145.
  • 15. CDS Consortium Goal To assess, define, demonstrate, and evaluate best practices for knowledge management and clinical decision support in healthcare information technology at scale – across multiple ambulatory care settings and EHR technology platforms. www.partners.org/cird/cdsc
  • 16. Guideline Model Chronology Decision Tables GEM Arden GEODE-CM ONCOCIN EON(T-Helper) GLIF2 GLIF3 MBTA EON2 Asbru PRODIGY PRODIGY3 Oxford System DILEMMA PROforma of Medicine PRESTIGE 1980 1990 2000 P. L. Elkin, M. Peleg, R. Lacson, E. Bernstam, S. Tu, A. Boxwala, R. Greenes, & E. H. Shortliffe. Toward Standardization of Electronic Guidelines. MD Computing 17(6):39-44, 2000
  • 17. CDSC Multilayered Knowledge Representation Machine Execution Abstract Representation Semistructured Recommendation Narrative Guideline Narrative Recommendation layer Semi-Structured Recommendation layer Narrative text of the recommendation from the published guideline. Abstract Representation layer Breaks down the text into various slots such as those for applicable Machine Executable layer Structures the recommendation for use inintervention, andCDS tools clinical scenario, the recommended particular kinds of evidence • basis for theencoded in a format that can be rapidly integrated into a Knowledge recommendation Reminder and alert rules Standard vocabularyspecific HIT platform • Order sets on a codes for data and more precise criteria CDS tool A(pseudocode) be encoded in Arden Syntax E.g., rule could could have several different artifacts created in this layer, recommendation Aone for each kind of CDS tool recommendation could have several different artifacts created in this layer, one for each of the different HIT platforms
  • 18. Enterprise CDS Framework CDS Consumers ECRS O External to R Vendor Products PHS Metadata C H Query Rule Rule Execution Authoring E Action Server Internal, S Cache T Run Rules R A Controller T Rule DB O Vendor, nonCache R Patient Factory Supporting Services CCD CCD Pt Data Classification Translation Factory Access Services Services Patient Data Reference Data
  • 19. An external repository of clinical content with web-based viewer Search Criteria Content Type… Specialty
  • 20. Where are we? “I conclude that though the individual physician is not perfectible, the system of care is, and that the computer will play a major part in the perfection of future care systems.” Clem McDonald, MD NEJM 1976 Thank you! Blackford Middleton, MD bmiddleton1@partners.org