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MDF Tool: Training Needs                                 Assessment
                           By Dr Malik Khalid Mehmood PhD

[This tool assists organisations who want to play a major role in a Sports & Development
initiative, to identify the need for training of the staff of their own organisation, in view of
the requirements of the Sports & Development activities they plan. This tool is not meant
to assess the development (and training) needs of the ultimate target group. For the
purpose of identifying the (training) needs of the target group you may use the problem
tree analysis tool].


Training Needs Assessment (TNA)

What is it?
Training Needs Assessment determines the purpose and learning objectives of tailor-
made training in organisations. It forms the basis of focussed design and evaluation of
training sessions. The diagram shows the steps that lead to finding training needs, which
goes parallel to the analysis of the organisation like of the structures and systems (see
chapter 6).



                                    Organisational                                       Organisational
                                       Analysis                                             Analysis

                   Structures/
                     systems                                  Staff

                                                        Target group
                   Activities to                        for improving
                     improve                             performance




                                           Knowledge,                    Present               Task
                                          skills, attitude             knowledge              Analysis
                                               needed                 skills, attitude




                                                        Performance
                                                        discrepancies
                                                                                                                    MDF copyright 2005




                 Re-designing                            Training
                 policies, tasks,                         Needs
                   processes
                                                                                          Determining
                                                                                         Training Needs
                                          On the job                  Class room
                                           training/                    Training
                                                                                                                        www.mdf.nl




                                           guidance




                                                                                                          Page 1
MDF Tool: Training Needs                   Assessment


What can you do with it?

Basic (sub-) questions
•   Where are capacity gaps and how can they be bridged?
•   What should the organisation do to make optimal use of increased capacities (rather
    than that trained persons return to 'business as usual')

Results
•   Which capacity gaps will we address through training, and which ones through
    coaching, or on-the job learning?
•   What is the organisational purpose of training?
•   How should the training session(s) be designed and evaluated?


How to use it?

Groundwork
As shown in the illustration Training Needs Assessment builds on organisation analysis
(whether it is strategic orientation or another exercise leading to a clear profile of what
should be done). In the context of this toolkit we can assume that the (prospective) trainer
only needs to be fully informed of the analysis that has already taken place. In other cases
the first crucial task of a trainer is to get the problem that is to be solved through training
sharp. TNA also requires clear decisions on who will take up which tasks (as may be
expressed in a participation matrix - see stakeholder analysis) and the capability of the
staff members.

Process
It is important that those preparing the training have a complete and shared understanding
of the training purpose and objectives. They should understand the organisations plans
and requirements, vis-à-vis the current capacity of staff. Managers and the designers of
tailor-made training also need to reach clarity on how trained personnel will use their new
competencies. Good training design therefore implies that the trainers are informed of (if
not consulted in) strategic management.

Follow up
The organisational follow up consists of providing the conditions to trainees to apply their
newly gained competencies, and to monitor them. The follow up by the trainers can
consist of study of the participant's evaluation and a presentation of his/her manager
where concrete action plans are agreed. Both manager and trainer may contact the
                                                                                                            MDF copyright 2005




participants after the training for impact assessment.

Requirements and limitations
This tool discusses the identification of training needs, in support of organisational
                                                                                                                www.mdf.nl




objectives. The same principles apply to tailoring training or coaching to serve personal
development plans.




                                                                                                  Page 2
MDF Tool: Training Needs                                 Assessment


 The tool limits itself to the identification of training needs, and does not discuss the design,
 implementation, monitoring, evaluation and follow up on training modules and courses.


 Practical references
 •   Peterson, Robyn, Training Needs Assessment, 2nd ed., Kogan Page practical trainer
     series, Kogan Page Limited, London, 1998

 Example TNA after SOR
 The below poster shows how Training Needs can be identified in an organisation that has
 gone through a strategic orientation exercise.




1. Basic Question
         Opportunities +
            Threats


2. IOM    Strengths +       3. Strategic Options
          Weaknesses
                                   4. SOR
         Opportunities +            Strategic Options         5. Logframe
            Threats                S       xx       x         OO
                                       x                 xx   PP
                                                x                    1     2           4
                                   W       xx                  R3
                                       x            xx        OVI                     4.1
                                                              A     1.1   2.1   3.1
                                                                                      4.2
                                                                    1.2   2.2   3.2
                                                                                      4.3
                                                                    1.3   2.3
                                                                                              6. Participation Matrix
               7. Training Needs                                                                       Actors
                  a. on the job                                     interv Other
                                                                          ention Ac-                             R
                  b. out source                                                                         R

                                                                                            s ti-
                                                                                                            R
                                                                                               vi-
                                                                                               ty

                                                                                                R
                                                                                                                        R
                                                                                                                               MDF copyright 2005




Strategic orientation is followed by distribution of tasks. Comparing the (future) tasks and
(current) capacities leads to the identification of the capacity gap. This gap can be filled by
development activities, of which training is one. The training design should consequently
refer back to the capacity requirement and gap. The danger is that the trainer forgets this
background and develops modules that are too general to hit bulls-eye. Another danger is
                                                                                                                                   www.mdf.nl




that the trainer is guided by his/her own biases (e.g. an HRM trainer only diagnosing HRM
bottlenecks). Finally the organisation should ensure that trained persons are really
charged and supported to apply their (new) skills. Too often trained persons are restrained
(in time, support, and monitoring) in putting new competencies into action. After training

                                                                                                                     Page 3
MDF Tool: Training Needs        Assessment


  the trainee should meet with his/her superior, present what he/she learned, and agree on
  a concrete action plan: Research has proven that this is crucial to training impact.




                                                                                                       MDF copyright 2005
                                                                                                           www.mdf.nl




ref:12   Training   Needs   Assessment.doc                                                   Page 4
MDF
MDF Tool: Training Needs                     Assessment


Steps in Training Needs Assessment

Organisation Analysis
1. Analyse the clients behind the training request (see also the tool on client system):
    • Who initiated
    • Who supports (finances, sanctions, monitors, wishes to attend)
    • Who does not support
2. Determine the major problems:
    • Discrepancies between mission and strategy versus input and output
    • Relate problems to systems, structures, staff, management and culture
3. Determine the basic parts (see Mintzberg matrix) to improve. Are they in the:
    • Primary process ('operating core')
    • Support
    • Development ('techno-structure')
    • Co-ordination and middle management
    • Strategic competencies
4. Agree on the target group for improving performance:
    • Level: higher management, middle management, staff
    • Which departments
    • Which type of functions/disciplines
Task analysis: Identify performance discrepancies
1. Determine task elements:
    • What is the required task of the target group for training
    • What are the task elements (operational, managerial)
2. Define the required level of performance (in view of the organisation strategy)

3. Determine present level of performance

4. Determine the performance discrepancies

Determine Training Needs
1. Determine and address non-competency gaps that have
    • External (institutional) causes and
    • Internal (organisational) causes. For example ineffective or unclear strategies, tasks,
         processes, styles and culture (see staff conditions algorithm)

2. Determine the competency gaps (in knowledge, skills, attitude and values)
                                                                                                              MDF copyright 2005




    • What knowledge, skills and attitudes are related to the performance discrepancies (the task
        elements to improve)
    • What are the relevant and significant differences with present level
3. Decide how to bridge the gaps:
Through non-training                                 Through Training
                                                                                                                  www.mdf.nl




    • Policy/strategy re-design                          • On-the-job training/advise/supervision
    • Task re-design                                     • Coaching/peer review/meetings
    • Process re-design                                  • Formal (Class room) training



                                                                                                    Page 1

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  • 1. MDF Tool: Training Needs Assessment By Dr Malik Khalid Mehmood PhD [This tool assists organisations who want to play a major role in a Sports & Development initiative, to identify the need for training of the staff of their own organisation, in view of the requirements of the Sports & Development activities they plan. This tool is not meant to assess the development (and training) needs of the ultimate target group. For the purpose of identifying the (training) needs of the target group you may use the problem tree analysis tool]. Training Needs Assessment (TNA) What is it? Training Needs Assessment determines the purpose and learning objectives of tailor- made training in organisations. It forms the basis of focussed design and evaluation of training sessions. The diagram shows the steps that lead to finding training needs, which goes parallel to the analysis of the organisation like of the structures and systems (see chapter 6). Organisational Organisational Analysis Analysis Structures/ systems Staff Target group Activities to for improving improve performance Knowledge, Present Task skills, attitude knowledge Analysis needed skills, attitude Performance discrepancies  MDF copyright 2005 Re-designing Training policies, tasks, Needs processes Determining Training Needs On the job Class room training/ Training www.mdf.nl guidance Page 1
  • 2. MDF Tool: Training Needs Assessment What can you do with it? Basic (sub-) questions • Where are capacity gaps and how can they be bridged? • What should the organisation do to make optimal use of increased capacities (rather than that trained persons return to 'business as usual') Results • Which capacity gaps will we address through training, and which ones through coaching, or on-the job learning? • What is the organisational purpose of training? • How should the training session(s) be designed and evaluated? How to use it? Groundwork As shown in the illustration Training Needs Assessment builds on organisation analysis (whether it is strategic orientation or another exercise leading to a clear profile of what should be done). In the context of this toolkit we can assume that the (prospective) trainer only needs to be fully informed of the analysis that has already taken place. In other cases the first crucial task of a trainer is to get the problem that is to be solved through training sharp. TNA also requires clear decisions on who will take up which tasks (as may be expressed in a participation matrix - see stakeholder analysis) and the capability of the staff members. Process It is important that those preparing the training have a complete and shared understanding of the training purpose and objectives. They should understand the organisations plans and requirements, vis-à-vis the current capacity of staff. Managers and the designers of tailor-made training also need to reach clarity on how trained personnel will use their new competencies. Good training design therefore implies that the trainers are informed of (if not consulted in) strategic management. Follow up The organisational follow up consists of providing the conditions to trainees to apply their newly gained competencies, and to monitor them. The follow up by the trainers can consist of study of the participant's evaluation and a presentation of his/her manager where concrete action plans are agreed. Both manager and trainer may contact the  MDF copyright 2005 participants after the training for impact assessment. Requirements and limitations This tool discusses the identification of training needs, in support of organisational www.mdf.nl objectives. The same principles apply to tailoring training or coaching to serve personal development plans. Page 2
  • 3. MDF Tool: Training Needs Assessment The tool limits itself to the identification of training needs, and does not discuss the design, implementation, monitoring, evaluation and follow up on training modules and courses. Practical references • Peterson, Robyn, Training Needs Assessment, 2nd ed., Kogan Page practical trainer series, Kogan Page Limited, London, 1998 Example TNA after SOR The below poster shows how Training Needs can be identified in an organisation that has gone through a strategic orientation exercise. 1. Basic Question Opportunities + Threats 2. IOM Strengths + 3. Strategic Options Weaknesses 4. SOR Opportunities + Strategic Options 5. Logframe Threats S xx x OO x xx PP x 1 2 4 W xx R3 x xx OVI 4.1 A 1.1 2.1 3.1 4.2 1.2 2.2 3.2 4.3 1.3 2.3 6. Participation Matrix 7. Training Needs Actors a. on the job interv Other ention Ac- R b. out source R s ti- R vi- ty R R  MDF copyright 2005 Strategic orientation is followed by distribution of tasks. Comparing the (future) tasks and (current) capacities leads to the identification of the capacity gap. This gap can be filled by development activities, of which training is one. The training design should consequently refer back to the capacity requirement and gap. The danger is that the trainer forgets this background and develops modules that are too general to hit bulls-eye. Another danger is www.mdf.nl that the trainer is guided by his/her own biases (e.g. an HRM trainer only diagnosing HRM bottlenecks). Finally the organisation should ensure that trained persons are really charged and supported to apply their (new) skills. Too often trained persons are restrained (in time, support, and monitoring) in putting new competencies into action. After training Page 3
  • 4. MDF Tool: Training Needs Assessment the trainee should meet with his/her superior, present what he/she learned, and agree on a concrete action plan: Research has proven that this is crucial to training impact.  MDF copyright 2005 www.mdf.nl ref:12 Training Needs Assessment.doc Page 4 MDF
  • 5. MDF Tool: Training Needs Assessment Steps in Training Needs Assessment Organisation Analysis 1. Analyse the clients behind the training request (see also the tool on client system): • Who initiated • Who supports (finances, sanctions, monitors, wishes to attend) • Who does not support 2. Determine the major problems: • Discrepancies between mission and strategy versus input and output • Relate problems to systems, structures, staff, management and culture 3. Determine the basic parts (see Mintzberg matrix) to improve. Are they in the: • Primary process ('operating core') • Support • Development ('techno-structure') • Co-ordination and middle management • Strategic competencies 4. Agree on the target group for improving performance: • Level: higher management, middle management, staff • Which departments • Which type of functions/disciplines Task analysis: Identify performance discrepancies 1. Determine task elements: • What is the required task of the target group for training • What are the task elements (operational, managerial) 2. Define the required level of performance (in view of the organisation strategy) 3. Determine present level of performance 4. Determine the performance discrepancies Determine Training Needs 1. Determine and address non-competency gaps that have • External (institutional) causes and • Internal (organisational) causes. For example ineffective or unclear strategies, tasks, processes, styles and culture (see staff conditions algorithm) 2. Determine the competency gaps (in knowledge, skills, attitude and values)  MDF copyright 2005 • What knowledge, skills and attitudes are related to the performance discrepancies (the task elements to improve) • What are the relevant and significant differences with present level 3. Decide how to bridge the gaps: Through non-training Through Training www.mdf.nl • Policy/strategy re-design • On-the-job training/advise/supervision • Task re-design • Coaching/peer review/meetings • Process re-design • Formal (Class room) training Page 1