By Surbhi Jindal

1. THE SECURITIES AND
EXCHANGE BOARD OF INDIA
BY: SUMIT SHINDE
SURBHI JINDAL
SONIA GROVER

2. INTRODUCTION
Head Office : Bandra Kurla Complex, Bandra
(East), Mumbai.
Regional Offices in New Delhi, Kolkata,
Chennai and Ahmedabad.
Opened local offices at Jaipur and
Bangalore.
Recently opened offices in Guwahati,
Bhubaneshwar, Patna, Kochi and
Chandigarh.

3. BOARD OF DIRECTORS
Prakash Chandra
Joint Secretary
Anand Sinha
Deputy Governor
Rajeev Kumar
Whole Time Member
S Raman
Whole Time Member
Naved Masood
Secretary-Corporate Affairs
Prashant Saran
Whole Time Member
Upendra Kumar Sinha
Chairman

4. HISTORY
• 1980 – Tremendous Growth.
• 1988 - Established by The Government of India.
• 1992 - Given Statutory Powers.
• 1995 - Given additional Statutory Power.
• SEBI is the Regulator for the Securities Market in India.
• It promote orderly and Healthy Growth of Securities Market.

5. FUNCTIONS
REGULATORY FUNCTIONS
DEVELOPMENTAL FUNCTIONS

6. REGULATORY FUNCTIONS
• Regulation of Stock market & Self regulatory organization.
• Registering & Regulating of stock brokers, merchant bankers , underwriters
and portfolio managers etc.
• Registering & Regulating of collective investment scheme-Mutual fund.
• Prohibition of unfair trade practices.
• Prohibition of insider trading.

7. DEVELOPMENTAL FUNCTIONS
• Promoting Investor’s Education.
• Training of Intermediaries.
• Conducting Research and Publishing.
• Promotion of Fair Practices.
• Code of Conduct for Self-Regulatory Organizations.
• Promoting Self-Regulatory Organizations.

8. POWERS
• To approve by−laws of Stock Exchanges
• To require the Stock Exchange to amend their by−Laws.
• Inspect the Books of Accounts and Financial Intermediaries.
• Call for Periodical Returns
• Compel certain companies to list their shares in one or more stock
exchanges.
• Registration of brokers.

9. SEBI-Amendment bill 2013
• Passed by the RAJYA SABHA on 5th September.
• Widen the area for eligible candidates for the post of presiding
officer at the securities appellate tribunal (SAT)
• The bill extends eligibility criteria for SAT presiding officer’s role
& includes sitting or retired judges of high court with a minimum
service of 7 years.

10. SEBI COMMITTEES
• Technical Advisory Committee
• Committee for review of structure of market infrastructure
institutions
• Members of the Advisory Committee for the SEBI Investor Protection
and Education Fund
• Takeover Regulations Advisory Committee
• Market Advisory Committee
• Mutual Fund Advisory Committee

11. Thank you….