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Early clinical factors associated with long-term
impaired dysphagia-specific quality of life after free-
flap reconstruction of oral cavity and oropharyngeal
defects.

Presented by:
Soroush Zaghi, MD
Resident Physician, PGY3
UCLA Dept of Head and Neck Surgery
David Geffen School of Medicine at UCLA
Los Angeles, CA

Co-Authors: Doug Sidell, MD ; Keith Blackwell, MD ; Andrew Erman, MS; Vishad Nabili,
MD

AHNS 8th International Conference on Head & Neck Cancer
Toronto, Canada
Sunday, July 22, 2012.
AHNS Disclosure Slide
• Soroush Zaghi, MD: Nothing to disclose.

• Doug Sidell, MD: Nothing to disclose.

• Keith Blackwell, MD: Nothing to disclose.

• Andrew Erman: Nothing to disclose.

• Vishad Nabili, MD: Nothing to disclose.
Dysphagia in head and neck cancer
• Dysphagia is a significant morbidity of head-and-neck
  cancer treatment.

• Dysphagia severity correlates with worsened QOL,
  increased anxiety and depression.

• Nutritional support, physical therapy, speech
  rehabilitation, pain management, and psychological
  counseling are available to help.

• Goal: Identification of patients at risk of dysphagia.
“Risk factors predicting aspiration after free flap reconstruction
           of oral cavity and oropharyngeal defects.”
                Smith JE, Suh JD, Erman A, Nabili V, Chhetri DK, Blackwell KE.
         Archives of Otolaryngol ogy- Head Neck Surg. Nov 2008;134(11):1205-1208.

• 100 patients s/p resection of oral cavity or oropharyngeal tumors
  with immediate free flap reconstruction

• Modified barium swallow study (MBSS) at approximately one
  month post-operatively to assess dysphagia severity.

• High risk of having early postoperative aspiration after free flap
  reconstruction:
    – Patients with prior history of radiation therapy
    – Patients with resection of more than half of the tongue base

• Conclusion: Patients with h/o XRT or > 50% tongue base resection
  should be considered candidates for perioperative gastrostomy tube
  placement.
Limitations of Prior Study
• MBSS outcomes are a reliable indicator of swallowing
  function for the short-term post-operative setting (3-6
  months).

• Immediate post-op MBSS results may not be a reliable
  predictor of long-term dysphagia outcomes.

• Progressive improvement in head and neck– dysphagia
  specific quality of life over a period of at least 12
  months after the completion of treatment.
Objective
To further determine the subsequent dysphagia-
specific quality of life among this population of
patients at > 1 year follow-up after surgery.

To identify early clinical factors associated with
poor long-term dysphagia outcomes.
Methods
• M.D. Anderson Dysphagia Inventory (MDADI)
  surveys were sent to the 100 patients included
  in the previously published study.

• Inclusion criteria: Patients who were (1)
  greater than or equal to 12 months post
  surgery and (2) gave complete responses to
  the survey questionnaire.
MD Anderson Dysphagia Inventory
•   Cross-validated questionnaire designed specifically to assess dysphagia QOL in patients with head
    and neck cancer.

•   21 dysphagia-related statements, subdivided into four subscales:

     – Global Score- single question: “my swallowing ability limits my day-to-day activities” (A
        general overall assessment.)

     – Emotional Subset: emotional responses to dysphagia. (e.g. “I am embarrassed by my
        eating habits; I am upset by my swallowing problem”.)

     – Functional Subset: impact of swallowing problem on daily activities. (e.g. “It takes me
        longer to eat because of my swallowing problem; my swallowing problem limits my social and
        personal life ”.)

     – Physical Subset: represents self-perceptions of the swallowing difficulties (e.g.” swallowing
        takes great effort, I feel that I am swallowing a huge amount of food; I cough when I try to
        drink liquids”)

     – Total Score: sum of Emotional, Functional, Physical subsets

MDADI scores set to scale: Higher score= better day to day functioning  greater quality of life
  0 = (extremely low functioning)
 100 = (extremely high functioning)
Results
• Twenty-two responses met the
  inclusion criteria and were
  included in the analysis.

• MDADI surveys were completed
  between 524 to 1968 days after
  surgery (median: 820 days).

• MBSS was performed between
  13 and 58 days post-operatively
  (median: 33 days).

• Of the 22 patients included in
  the analysis, 9.1% (n=2) still had
  a G-tube at the time of survey.
Primary Findings:
- Prior h/o radiation therapy: Significantly associated with
  lower MDADI scores at long-term follow up across ALL
  subscale domains.




- Greater than 50% tongue base resection: No significant
  association with any MDADI score.
   E.g. Total Score- Yes (n=7) : 64.9 ± 7.5 vs. No (n=15): 63.3 ± 5.1, p=0.8628.
Secondary Findings:
• Certain findings on early postoperative MBSS may be
  predictive of long-term dysphagia outcomes.

   – Specifically: evidence of aspiration and severely impaired oral
     phase swallowing.

   – Other facets of the MBSS (e.g. oral preparatory phase, pharyngeal
     phase, penetration, aspiration risk), on the other hand, correlated
     poorly with long-term QOL outcomes

• Gender- Women were significantly more likely to report more
  critical self-perceptions of swallowing difficulties.

• Surgical Defect- Resection of lateral pharyngeal wall and/or
  soft palate may have long-term effect on post-op dysphagia.
Limitations
• A large proportion of patients from the previous study were lost to
  follow up. This phenomenon was expectedly true among patients
  with advanced T- stage malignancies.

• Small sample size- power limiting considerations.
    – Differences in quality of life scores corresponding to a 20% difference
      were considered clinically significant (a sample size of 22 can be used
      to distinguish groups with a 20-point anticipated difference in means
      with power= 80%, Type 1 error= 0.05).

• Many of the associations reported were discovered with univariate
  exploratory analysis- inherent weakness in terms of Type I error, but
  good for hypothesis generation and identifying variables for future
  studies.
Conclusion
Patients with:

   history of radiation therapy,
   early post-operative evidence of aspiration,
   difficulty with oral phase of swallowing,
   defects at lateral pharyngeal wall/soft palate,
   women in general.

    – Risk of of poor long-term dysphagia QOL MDADI outcomes

    – Should be the subject of further dysphagia-related research

    – May be directed early on to multidisciplinary teams to help them
      overcome and cope with swallowing dysfunction.

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AHNS- Soroush Zaghi- Dysphagia

  • 1. Early clinical factors associated with long-term impaired dysphagia-specific quality of life after free- flap reconstruction of oral cavity and oropharyngeal defects. Presented by: Soroush Zaghi, MD Resident Physician, PGY3 UCLA Dept of Head and Neck Surgery David Geffen School of Medicine at UCLA Los Angeles, CA Co-Authors: Doug Sidell, MD ; Keith Blackwell, MD ; Andrew Erman, MS; Vishad Nabili, MD AHNS 8th International Conference on Head & Neck Cancer Toronto, Canada Sunday, July 22, 2012.
  • 2. AHNS Disclosure Slide • Soroush Zaghi, MD: Nothing to disclose. • Doug Sidell, MD: Nothing to disclose. • Keith Blackwell, MD: Nothing to disclose. • Andrew Erman: Nothing to disclose. • Vishad Nabili, MD: Nothing to disclose.
  • 3. Dysphagia in head and neck cancer • Dysphagia is a significant morbidity of head-and-neck cancer treatment. • Dysphagia severity correlates with worsened QOL, increased anxiety and depression. • Nutritional support, physical therapy, speech rehabilitation, pain management, and psychological counseling are available to help. • Goal: Identification of patients at risk of dysphagia.
  • 4. “Risk factors predicting aspiration after free flap reconstruction of oral cavity and oropharyngeal defects.” Smith JE, Suh JD, Erman A, Nabili V, Chhetri DK, Blackwell KE. Archives of Otolaryngol ogy- Head Neck Surg. Nov 2008;134(11):1205-1208. • 100 patients s/p resection of oral cavity or oropharyngeal tumors with immediate free flap reconstruction • Modified barium swallow study (MBSS) at approximately one month post-operatively to assess dysphagia severity. • High risk of having early postoperative aspiration after free flap reconstruction: – Patients with prior history of radiation therapy – Patients with resection of more than half of the tongue base • Conclusion: Patients with h/o XRT or > 50% tongue base resection should be considered candidates for perioperative gastrostomy tube placement.
  • 5. Limitations of Prior Study • MBSS outcomes are a reliable indicator of swallowing function for the short-term post-operative setting (3-6 months). • Immediate post-op MBSS results may not be a reliable predictor of long-term dysphagia outcomes. • Progressive improvement in head and neck– dysphagia specific quality of life over a period of at least 12 months after the completion of treatment.
  • 6. Objective To further determine the subsequent dysphagia- specific quality of life among this population of patients at > 1 year follow-up after surgery. To identify early clinical factors associated with poor long-term dysphagia outcomes.
  • 7. Methods • M.D. Anderson Dysphagia Inventory (MDADI) surveys were sent to the 100 patients included in the previously published study. • Inclusion criteria: Patients who were (1) greater than or equal to 12 months post surgery and (2) gave complete responses to the survey questionnaire.
  • 8. MD Anderson Dysphagia Inventory • Cross-validated questionnaire designed specifically to assess dysphagia QOL in patients with head and neck cancer. • 21 dysphagia-related statements, subdivided into four subscales: – Global Score- single question: “my swallowing ability limits my day-to-day activities” (A general overall assessment.) – Emotional Subset: emotional responses to dysphagia. (e.g. “I am embarrassed by my eating habits; I am upset by my swallowing problem”.) – Functional Subset: impact of swallowing problem on daily activities. (e.g. “It takes me longer to eat because of my swallowing problem; my swallowing problem limits my social and personal life ”.) – Physical Subset: represents self-perceptions of the swallowing difficulties (e.g.” swallowing takes great effort, I feel that I am swallowing a huge amount of food; I cough when I try to drink liquids”) – Total Score: sum of Emotional, Functional, Physical subsets MDADI scores set to scale: Higher score= better day to day functioning  greater quality of life 0 = (extremely low functioning) 100 = (extremely high functioning)
  • 9. Results • Twenty-two responses met the inclusion criteria and were included in the analysis. • MDADI surveys were completed between 524 to 1968 days after surgery (median: 820 days). • MBSS was performed between 13 and 58 days post-operatively (median: 33 days). • Of the 22 patients included in the analysis, 9.1% (n=2) still had a G-tube at the time of survey.
  • 10. Primary Findings: - Prior h/o radiation therapy: Significantly associated with lower MDADI scores at long-term follow up across ALL subscale domains. - Greater than 50% tongue base resection: No significant association with any MDADI score. E.g. Total Score- Yes (n=7) : 64.9 ± 7.5 vs. No (n=15): 63.3 ± 5.1, p=0.8628.
  • 11. Secondary Findings: • Certain findings on early postoperative MBSS may be predictive of long-term dysphagia outcomes. – Specifically: evidence of aspiration and severely impaired oral phase swallowing. – Other facets of the MBSS (e.g. oral preparatory phase, pharyngeal phase, penetration, aspiration risk), on the other hand, correlated poorly with long-term QOL outcomes • Gender- Women were significantly more likely to report more critical self-perceptions of swallowing difficulties. • Surgical Defect- Resection of lateral pharyngeal wall and/or soft palate may have long-term effect on post-op dysphagia.
  • 12. Limitations • A large proportion of patients from the previous study were lost to follow up. This phenomenon was expectedly true among patients with advanced T- stage malignancies. • Small sample size- power limiting considerations. – Differences in quality of life scores corresponding to a 20% difference were considered clinically significant (a sample size of 22 can be used to distinguish groups with a 20-point anticipated difference in means with power= 80%, Type 1 error= 0.05). • Many of the associations reported were discovered with univariate exploratory analysis- inherent weakness in terms of Type I error, but good for hypothesis generation and identifying variables for future studies.
  • 13. Conclusion Patients with:  history of radiation therapy,  early post-operative evidence of aspiration,  difficulty with oral phase of swallowing,  defects at lateral pharyngeal wall/soft palate,  women in general. – Risk of of poor long-term dysphagia QOL MDADI outcomes – Should be the subject of further dysphagia-related research – May be directed early on to multidisciplinary teams to help them overcome and cope with swallowing dysfunction.

Notas del editor

  1. Global Score: single question that assesses how swallowing affects the patient’s overall daily routine; the global subscale represents a general overall assessment of swallowing-related quality of life. Emotional Subset: statements representing the individual's affective or emotional responses to dysphagia. Functional Subset: impact of the individual's swallowing problem on his/her daily activities/life. Physical: represents self-perceptions of the swallowing difficulties. Total Score: Sum of Emotional, Functional, Physical subsets. Each score set to scale with a range of 0 (extremely low functioning) to 100(high functioning). A higher MDADI score in any subscale represents betterday-to-day functioning, i.e. higher QOL.