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Information Management Cybernetics


Viable Systems Modelling
The use of Viable Systems Modelling (VSM) recognises that management systems are
built up of self managing sub-systems that interact with the wider organisational systems
that surround them. The key success factor for any management sub-system is that it
should be viable in its own right and able to self-manage, given appropriate support
services and resources.
The value of the VSM approach is that it specifically addresses the issues of
communications and control capacity in the management system. It seeks to balance the
high and low complexity components of the system through structures that ensure
requisite variety. It is for this reason that it falls within the scope of the transdisciplinary
approach of cybernetics.
What this means in practice is that the low capacity and complexity of management has
to be amplified to meet the control and communications requirements of the system
being managed. Equally, the high complexity of the information being received by
managers about the system operations needs to be attenuated for them to be able to
absorb that information and respond in an effective way.
The benefit of modelling the management system in this way is that in easily identifies
communications and control problems that impact on management effectiveness.
Typically; communications and control bottlenecks that prevent organisational goals
being met in a timely and cost-effective way.
The VSM model is recursive, in that each sub-system has the same general
management structure with the communications and control capacity to successfully
perform its management role. This is represented diagramatically in the student
information management systems shown in the examples below with the Viable System
on the right hand side and the management Environment with which it interacts on the
left.
Viable Systems Models: The Student Application, Enrolment and Registration
Processes
The structure of the VSM models that follow are derived from the series of interviews
conducted with the stakeholders involved with the management activities concerned.
The purpose of each model is to stimulate and inform a discussion about the
management processes involved with a view to identifying opportunities for
improvement.
The focus in the models is on communications and control capacity. The questions to be
asked are:
   •   Are the requisite communications and control chanels in place?
   •   Do the channels have the capacity to deliver their intended outcomes?
   •   Does the system balance the differential complexities effectively?
The comments made following each management process representation address these
issues.
1a. The Full Time (UCAS) Student Application Process




        Institution
       Prospectus                                   Student Decision
           and
       Information
       from UCAS                                        Chosen Course

                                                          Application

                                   Personal
                                                                Guidelines    Online User
                                   UCAS Record
                                                                and support   Interface
    UCAS
   Register of
   Applicants
                                            UCAS               MR
                                          Registration


     UCAS
   Application                             UCAS                MA
    Records                               Application



        Application
        Environment



Comments:
   •     Process: The application process is managed by the potential student and
         carried out with assistance (when needed) from institutional advisers and UCAS
         guidelines;
   •     Management: The process represents a self-contained management activity
         controlled by the prospective student;
   •     Requirements: An intuitive interface and process for non-technical users with
         clear feedback on successful completion and process outcomes/results;
   •     Current System: The current system is provided by UCAS with information and
         application management by the institution. The student applies and receives a
         decision through the UCAS website;
   •     Areas for Improvement: The present system is reported to work effectively and
         efficiently from the student point of view. Bottlenecks occur when examination
         results are published, particularly national A level results.
1b. Non-UCAS Student Application Process




        Institution
       Prospectus                                   Student Decision


                                                        Chosen Course

                                                          Application

                                    Personal
                                                                Guidelines    Online/Postal
                                    Application Record
                                                                and support   Application
   Institutional
   Register of
    Applicants
                                          Application          MR
                                          Registration


   Institutional
   Application                            Application          MU
     Records                               Upload



        Application
        Environment



Comments:
         Process: The application process is managed by the potential student and
   •
         carried out either online or by submitting an application form by post;

   •     Management: The process involves the manual transcription of all application
         data onto the institutional system by registry staff;
   •     Requirements: The system accommodates both online and postal applications
         and caters primarily for part-time and overseas students;
         Current System: Both online and postal applications are received in registry by
   •     either the UK admissions or overseas admissions sections and are manually
         uploaded to the institutional applications database;

   •     Areas for Improvement: An online applications system that does not require
         manual transcription of information would be a significant improvement.
2. The Student Enrolment Process




       Institution
       Confirmed                                    Student Decision
         Offer
                                                    Chosen Course

                                                       Enrolment

                                   Personal
                                                             Guidelines      Online User
                                   Enrolment Record
                                                             and support     Interface
   Approved
     Login
   Credentials
                                           System           ML
                                            Login


   Institution
     Online                               Enrolment         MC
   Enrolment                              Completion
    Service

          Enrolment
          Environment




Comments:
   •     Process: The enrolment process is managed by the potential student and carried
         out with assistance (when needed) from institutional advisers;
   •     Management: The process represents a self-contained management activity
         controlled by the prospective student;
   •     Requirements: An intuitive interface and process for non-technical users with
         clear feedback on successful completion and process outcomes/results;
   •     Current System: The current online system for self-enrolment by students is
         reported to work effectively and efficiently;
   •     Areas for Improvement: No specific system improvements identified. It is
         recommended that the system be used for all student enrolment modes including
         part-time and international students.
3. The Student Registration Process




                                            Management Verification
      Completed
       Student
      Enrolment                                  Chosen Course

                                                      Registration

                                Student                               Semi-
                                Registration Record         Linked    automated
                                                            Systems   Processes



                                           Unique              MID
    Approved                              Student ID
     Student
    Credentials
                                           ID Card            MIC
                                             Issue
      Moodle
      Login
                                           Moodle             MM
                                           Account
      Library
      Account

                                           Library            ML
                                           Account
     Institution
      and SLC
     Accounts
                                           Finance            MF
                                           Account
      Faculty
      Records
                                          Student             MS
                                            File



        Registration
        Environment
Comments:
   •   Process: Student registration occurs when the enrolment process is completed
       and approved;
   •   Management: Upon verification, a series of follow-on processes are triggered
       which lead to the student support services being set up;
   •   Requirements: A complete and consistent semi-automated system that ensures
       the sharing of all core student data, the inclusion and verification of additional
       service data, and confirmation of successful completion to both management and
       students;
   •   Current System: All the student registration systems stem from the completion of
       the enrolment process by the student/staff and the verification of that enrolment.
       The enrolment is either completed online by the student (mainly full-time
       students) or is carried out by staff (mainly part-time and overseas students);
   •   Areas for Improvement: A fully online student based enrolment process that,
       once verified by the institution, leads to the sharing of core student data with all
       information sub-systems. This would range from the physical issuing of student
       identity cards to the creation of their Moodle learning accounts.
Conclusions:
The various components of the student information management system become
populated following student enrolment and registration. It is at this stage that core data is
distributed to each of the support systems and outcomes, such as student identity cards
and system registrations are issued.
The VSM models are presented as representations of current management practice and
indicate the extent to which they fulfill their roles. It is hoped that they will contribute to
discussions about improved systems and practice as the institution progresses with its
merger process.

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VSM model student information systems

  • 1. Information Management Cybernetics Viable Systems Modelling The use of Viable Systems Modelling (VSM) recognises that management systems are built up of self managing sub-systems that interact with the wider organisational systems that surround them. The key success factor for any management sub-system is that it should be viable in its own right and able to self-manage, given appropriate support services and resources. The value of the VSM approach is that it specifically addresses the issues of communications and control capacity in the management system. It seeks to balance the high and low complexity components of the system through structures that ensure requisite variety. It is for this reason that it falls within the scope of the transdisciplinary approach of cybernetics. What this means in practice is that the low capacity and complexity of management has to be amplified to meet the control and communications requirements of the system being managed. Equally, the high complexity of the information being received by managers about the system operations needs to be attenuated for them to be able to absorb that information and respond in an effective way. The benefit of modelling the management system in this way is that in easily identifies communications and control problems that impact on management effectiveness. Typically; communications and control bottlenecks that prevent organisational goals being met in a timely and cost-effective way. The VSM model is recursive, in that each sub-system has the same general management structure with the communications and control capacity to successfully perform its management role. This is represented diagramatically in the student information management systems shown in the examples below with the Viable System on the right hand side and the management Environment with which it interacts on the left. Viable Systems Models: The Student Application, Enrolment and Registration Processes The structure of the VSM models that follow are derived from the series of interviews conducted with the stakeholders involved with the management activities concerned. The purpose of each model is to stimulate and inform a discussion about the management processes involved with a view to identifying opportunities for improvement. The focus in the models is on communications and control capacity. The questions to be asked are: • Are the requisite communications and control chanels in place? • Do the channels have the capacity to deliver their intended outcomes? • Does the system balance the differential complexities effectively? The comments made following each management process representation address these issues.
  • 2. 1a. The Full Time (UCAS) Student Application Process Institution Prospectus Student Decision and Information from UCAS Chosen Course Application Personal Guidelines Online User UCAS Record and support Interface UCAS Register of Applicants UCAS MR Registration UCAS Application UCAS MA Records Application Application Environment Comments: • Process: The application process is managed by the potential student and carried out with assistance (when needed) from institutional advisers and UCAS guidelines; • Management: The process represents a self-contained management activity controlled by the prospective student; • Requirements: An intuitive interface and process for non-technical users with clear feedback on successful completion and process outcomes/results; • Current System: The current system is provided by UCAS with information and application management by the institution. The student applies and receives a decision through the UCAS website; • Areas for Improvement: The present system is reported to work effectively and efficiently from the student point of view. Bottlenecks occur when examination results are published, particularly national A level results.
  • 3. 1b. Non-UCAS Student Application Process Institution Prospectus Student Decision Chosen Course Application Personal Guidelines Online/Postal Application Record and support Application Institutional Register of Applicants Application MR Registration Institutional Application Application MU Records Upload Application Environment Comments: Process: The application process is managed by the potential student and • carried out either online or by submitting an application form by post; • Management: The process involves the manual transcription of all application data onto the institutional system by registry staff; • Requirements: The system accommodates both online and postal applications and caters primarily for part-time and overseas students; Current System: Both online and postal applications are received in registry by • either the UK admissions or overseas admissions sections and are manually uploaded to the institutional applications database; • Areas for Improvement: An online applications system that does not require manual transcription of information would be a significant improvement.
  • 4. 2. The Student Enrolment Process Institution Confirmed Student Decision Offer Chosen Course Enrolment Personal Guidelines Online User Enrolment Record and support Interface Approved Login Credentials System ML Login Institution Online Enrolment MC Enrolment Completion Service Enrolment Environment Comments: • Process: The enrolment process is managed by the potential student and carried out with assistance (when needed) from institutional advisers; • Management: The process represents a self-contained management activity controlled by the prospective student; • Requirements: An intuitive interface and process for non-technical users with clear feedback on successful completion and process outcomes/results; • Current System: The current online system for self-enrolment by students is reported to work effectively and efficiently; • Areas for Improvement: No specific system improvements identified. It is recommended that the system be used for all student enrolment modes including part-time and international students.
  • 5. 3. The Student Registration Process Management Verification Completed Student Enrolment Chosen Course Registration Student Semi- Registration Record Linked automated Systems Processes Unique MID Approved Student ID Student Credentials ID Card MIC Issue Moodle Login Moodle MM Account Library Account Library ML Account Institution and SLC Accounts Finance MF Account Faculty Records Student MS File Registration Environment
  • 6. Comments: • Process: Student registration occurs when the enrolment process is completed and approved; • Management: Upon verification, a series of follow-on processes are triggered which lead to the student support services being set up; • Requirements: A complete and consistent semi-automated system that ensures the sharing of all core student data, the inclusion and verification of additional service data, and confirmation of successful completion to both management and students; • Current System: All the student registration systems stem from the completion of the enrolment process by the student/staff and the verification of that enrolment. The enrolment is either completed online by the student (mainly full-time students) or is carried out by staff (mainly part-time and overseas students); • Areas for Improvement: A fully online student based enrolment process that, once verified by the institution, leads to the sharing of core student data with all information sub-systems. This would range from the physical issuing of student identity cards to the creation of their Moodle learning accounts. Conclusions: The various components of the student information management system become populated following student enrolment and registration. It is at this stage that core data is distributed to each of the support systems and outcomes, such as student identity cards and system registrations are issued. The VSM models are presented as representations of current management practice and indicate the extent to which they fulfill their roles. It is hoped that they will contribute to discussions about improved systems and practice as the institution progresses with its merger process.