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The Grand Unified 
Theory of 
Autonomous 
Systems, Humans 
and Simulation 
Andy Fawkes 
NATO SCI-274 Workshop 
Verification and Validation of 
Autonomous Systems 
Imperial College London UK 
25 June 2014
not just yet, please wait, it’s work in progress 
Wikipedia
however… 
A Valid and Verified Autonomous System must Include 
Human(s), and Simulation has a Key Role in Developing, 
Testing and Training both the Autonomous System and 
Human(s), Separately and Together
Autonomous 
System 
Human(s) Simulation 
mutually 
supportive
World of Change 
• Autonomous Systems are Advancing Rapidly 
• Humans are not Advancing Rapidly but Human-Machine 
Interfaces are 
• Simulation is Advancing Rapidly
Presentation Outline 
• Autonomous Systems – Hopes and Concerns 
• Advances in Simulation 
• Advances in Human Machine Interfaces 
• The Civil Industrial Complex? 
• Role of the Human?
Nothing New in the World? 
London June 44
Autonomous Systems – 2013 
• X-47B first autonomous 
take off and landing 
from USS George H.W. 
Bush 
http://youtu.be/UduEZaOaonU
Rolls-Royce 
Remote- 
Controlled Ships 
Concept
Why Drive? 
• 1.24m Road Traffic 
Deaths in 2010 
(WHO)
Google Chauffeur - 1.1 million km (Apr 14) 
http://youtu.be/dk3oc1Hr62g
Turin Test
Retail Robots 
Photos: Getty & Haihan/ChinaFotoPress/CP
Kirobo - First Talking Robot in Space - 2013
Human Boredom
Communication and Trust
How Does a UAS Pilot Feel at the End of the Day?
Cultural Challenges of Introducing Autonomous Systems? 
Docklands Light Railway 
Autonomous (opened 1987) 
100m Annual Passenger Journeys 
Wikipedia 
“Greenfield Development” 
Central Line 
Driver Operated (1992 Stock) 
260m Annual Passenger Journeys 
“Brownfield Development”
Concerns
DoD Four Levels of Autonomy 
Level Name Description 
1 Human 
Operated 
A human operator makes all decisions. The system has no 
autonomous control of its environment although it may have 
information-only responses to sensed data. 
2 Human 
Delegated 
The vehicle can perform many functions independently of 
human control when delegated to do so. This level 
encompasses automatic controls, engine controls, and other low-level 
automation that must be activated or deactivated by human 
input and must act in mutual exclusion of human operation. 
3 Human 
Supervised 
The system can perform a wide variety of activities when given 
top-level permissions or direction by a human. Both the human 
and the system can initiate behaviors based on sensed data, but 
the system can do so only if within the scope of its currently 
directed tasks. 
4 Fully 
Autonomous 
The system receives goals from humans and translates them 
into tasks to be performed without human interaction. A human 
could still enter the loop in an emergency or change the goals, 
although in practice there may be significant time delays before 
human intervention occurs. 
DoD Unmanned Systems Integrated Roadmap FY2011-2036
US National Highway Traffic Safety Administration 
Autonomy Classification System 
Level Description 
0 The driver completely controls the vehicle at all times 
1 Individual vehicle controls are automated, such as electronic stability 
control or automatic braking 
2 At least two controls can be automated in unison, such as adaptive 
cruise control in combination with lane keeping 
3 The driver can fully cede control of all safety-critical functions in 
certain conditions. The car senses when conditions require the driver to 
retake control and provides a "sufficiently comfortable transition time" for 
the driver to do so 
4 The vehicle performs all safety-critical functions for the entire trip, 
with the driver not expected to control the vehicle at any time. As this 
vehicle would control all functions from start to stop, including all parking 
functions, it could include unoccupied cars
Simulation 
Predator UAV Training Simulator (L-3)
Training and Simulation 
the Poor Relation in 
Acquisition 
• and yet 
– Training can be 20% of a 
Defence Budget 
– Warfare is (still) essentially a 
Human Centric Activity 
credit - Julius LeBlanc Stewart
What is Simulation? 
• Simulation is the imitation of the operation of a 
real-world process or system over time 
• A Simulation requires a Model 
– The model represents the key characteristics or 
behaviours/functions of the selected physical or 
abstract system or process. 
• The model represents the system itself, whereas 
the simulation represents the operation of the 
system over time.
Simulation as an Autonomous System 
• Live Simulation - real people operating real 
systems 
– eg. a pilot flying a jet 
• Virtual Simulation - real people operating simulated 
systems 
– eg. pilot flying a simulated jet 
• Constructive Simulation - simulated people 
operating simulated systems 
– Real people stimulate (provide inputs) to such 
simulations, but are not involved in determining the 
outcomes.
Simulation 
Robotics 
http://youtu.be/AuM1CneGQ4M http://www.youtube.com/watch?v=SD6Okylclb8&list=UU7vVhkEf 
w4nOGp8TyDk7RcQ&feature=share&index=3
Why 
Simulation? 
Improve Training 
Reduce Time to Train 
Reduce Costs 
Reduce Environmental Impact 
Improve Safety 
Analysis & Experimentation
all but war is 
simulation
Live-Simulation Balance 
? 
  

OXO Game - 1952
Versatility of Modern Simulation Software 
• Joint 
– E-Learning 
– Cultural Awareness & Language Training 
– Engineer Training 
• Naval 
– Anti-Piracy & Boarding Operations Training 
– Maritime Submarine Training Capability 
• Land 
– IED Training & Situational Awareness 
– Land Convoy Collective Training 
– Gunnery and Crew Training 
– Close Weapon Gunnery Training 
– Army Recruiting 
• Air 
– Aviation Tactics Training 
– Fixed Wing Aviation Mission Training
Modern Simulation Software - Environment 
Source - BISim VBS https://www.youtube.com/user/bisimmedia/videos
Modern Simulation Software - Physics 
Source - BISim VBS https://www.youtube.com/user/bisimmedia/videos
Modern Simulation Software - Visuals 
Source - BISim VBS https://www.youtube.com/user/bisimmedia/videos
Source - Terranis 
Defence Simulation 
once for principally 
for pilots 
now for all
High Level Architecture (HLA) (STANAG 4603) 
using HLA, computer 
simulations can 
communicate data 
and synchronize 
actions with other 
computer 
simulations 
• Provide a common communication simulation 
protocol 
• A standardized architecture for all simulations 
• Manage and distribute data across simulation 
• Promotes reusability 
• Established VV&A Processes 
Benefits
Advances in Human Machine Interfaces
New 
(Inexpensive) 
Interfaces
Oculus Rift
Human Sensors
Source - Bethanie Mattek-Sands with Google Glass 
Google Glass
Care Robots Robotic Humans
Mind Control
Mind Reading
Source - Wired - May 13 http://youtu.be/rpHy-fUyXYk 
Mind and 
Machine
Raytheon's Second-Generation Exoskeleton (XOS 2) 
http://youtu.be/ViL4bAUGuGY
Digital Convergence 
Simulation 
Sensors 
Psychology 
Games 
Robotics 
Computing 
Virtual Reality 
Training 
Mobile 
Internet 
Artificial 
Intelligence 
Performance Arts 
Telepresence 
Education
The Civil Industrial Complex? 
Photo by Jared Zammit through a Creative Commons
Who is Driving Technology? 
Source:- Aeryon Labs & Amazon
Back to 2002
Games as Big Business 
• Grand Theft Auto V 
– five years' work by a team of over 
1,000 people 
– game's combined development and 
marketing budget over US$265m 
– US$1 billion sales within first 3 days 
• Candy Crush Saga 
– Daily Revenue est. US$826k 
– Daily Installs 30,090 
– Daily Active Users 8,031,750 
– On Facebook and Smartphones 
Source – Wikipedia/Think Gaming (Mar 14)
Market Capitalisations – June 2014 
• Apple $555bn 
• Google $375bn 
• Microsoft $344bn 
• Samsung $186bn 
• Facebook $163bn 
• Amazon $148bn 
• World military expenditure totalled $1.75 trillion in 2013 
(and falling) (SIPRI) 
– 2.4 per cent of world GDP 
• World IT expenditure totalled $3.65 trillion in 2013 (and 
rising) (Gartner) 
– 5 per cent of world GDP 
$1.77 trillion
Google
Skybox – from 600km – Founded 2009 
YouTube/Skybox http://youtu.be/BsW6IGc4tt0
Are your Decision Cycles Compatible with 
Digital Technology Advances?
What is the Future Role of the Human? 
Photograph: Blutgruppe/zefa/Corbis
Two Views of Technlogy 
Wikipedia
Physical or Cognitive Jobs/Tasks 
• Robot 
– “a machine that automates a physical task” (Nick Hawes) 
• Computer 
– a machine that automates a cognitive task
In our Lifetime?
Diluting Humanity?
The Challenge 
• How society uses new technologies is 
not a foregone conclusion. It depends 
on political decisions, cultural norms 
and economic choices as much as on 
the technologies themselves. 
”Our Work Here is Done. Visions of a Robot Economy” NESTA 
June 14 
http://www.nesta.org.uk/publications/our-work-here-done-visions-robot-economy
Autonomous 
System 
Human(s) Simulation 
developments in 
Autonomous Systems 
must include the 
human! 
• A Valid and Verified Autonomous System must Include Human(s) & 
• Simulation has a Key Role in Developing, Testing and Training both the 
Autonomous System and Human(s), Separately and Together
Questions? 
andy.fawkes@thinke.co.uk 
andy.fawkes@bisimulations.com

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The Grand Unified Theory of Autonomous Systems, Humans and Simulation

  • 1. The Grand Unified Theory of Autonomous Systems, Humans and Simulation Andy Fawkes NATO SCI-274 Workshop Verification and Validation of Autonomous Systems Imperial College London UK 25 June 2014
  • 2. not just yet, please wait, it’s work in progress Wikipedia
  • 3. however… A Valid and Verified Autonomous System must Include Human(s), and Simulation has a Key Role in Developing, Testing and Training both the Autonomous System and Human(s), Separately and Together
  • 4. Autonomous System Human(s) Simulation mutually supportive
  • 5. World of Change • Autonomous Systems are Advancing Rapidly • Humans are not Advancing Rapidly but Human-Machine Interfaces are • Simulation is Advancing Rapidly
  • 6. Presentation Outline • Autonomous Systems – Hopes and Concerns • Advances in Simulation • Advances in Human Machine Interfaces • The Civil Industrial Complex? • Role of the Human?
  • 7. Nothing New in the World? London June 44
  • 8. Autonomous Systems – 2013 • X-47B first autonomous take off and landing from USS George H.W. Bush http://youtu.be/UduEZaOaonU
  • 10. Why Drive? • 1.24m Road Traffic Deaths in 2010 (WHO)
  • 11. Google Chauffeur - 1.1 million km (Apr 14) http://youtu.be/dk3oc1Hr62g
  • 13. Retail Robots Photos: Getty & Haihan/ChinaFotoPress/CP
  • 14. Kirobo - First Talking Robot in Space - 2013
  • 17. How Does a UAS Pilot Feel at the End of the Day?
  • 18. Cultural Challenges of Introducing Autonomous Systems? Docklands Light Railway Autonomous (opened 1987) 100m Annual Passenger Journeys Wikipedia “Greenfield Development” Central Line Driver Operated (1992 Stock) 260m Annual Passenger Journeys “Brownfield Development”
  • 20. DoD Four Levels of Autonomy Level Name Description 1 Human Operated A human operator makes all decisions. The system has no autonomous control of its environment although it may have information-only responses to sensed data. 2 Human Delegated The vehicle can perform many functions independently of human control when delegated to do so. This level encompasses automatic controls, engine controls, and other low-level automation that must be activated or deactivated by human input and must act in mutual exclusion of human operation. 3 Human Supervised The system can perform a wide variety of activities when given top-level permissions or direction by a human. Both the human and the system can initiate behaviors based on sensed data, but the system can do so only if within the scope of its currently directed tasks. 4 Fully Autonomous The system receives goals from humans and translates them into tasks to be performed without human interaction. A human could still enter the loop in an emergency or change the goals, although in practice there may be significant time delays before human intervention occurs. DoD Unmanned Systems Integrated Roadmap FY2011-2036
  • 21. US National Highway Traffic Safety Administration Autonomy Classification System Level Description 0 The driver completely controls the vehicle at all times 1 Individual vehicle controls are automated, such as electronic stability control or automatic braking 2 At least two controls can be automated in unison, such as adaptive cruise control in combination with lane keeping 3 The driver can fully cede control of all safety-critical functions in certain conditions. The car senses when conditions require the driver to retake control and provides a "sufficiently comfortable transition time" for the driver to do so 4 The vehicle performs all safety-critical functions for the entire trip, with the driver not expected to control the vehicle at any time. As this vehicle would control all functions from start to stop, including all parking functions, it could include unoccupied cars
  • 22. Simulation Predator UAV Training Simulator (L-3)
  • 23. Training and Simulation the Poor Relation in Acquisition • and yet – Training can be 20% of a Defence Budget – Warfare is (still) essentially a Human Centric Activity credit - Julius LeBlanc Stewart
  • 24. What is Simulation? • Simulation is the imitation of the operation of a real-world process or system over time • A Simulation requires a Model – The model represents the key characteristics or behaviours/functions of the selected physical or abstract system or process. • The model represents the system itself, whereas the simulation represents the operation of the system over time.
  • 25. Simulation as an Autonomous System • Live Simulation - real people operating real systems – eg. a pilot flying a jet • Virtual Simulation - real people operating simulated systems – eg. pilot flying a simulated jet • Constructive Simulation - simulated people operating simulated systems – Real people stimulate (provide inputs) to such simulations, but are not involved in determining the outcomes.
  • 26. Simulation Robotics http://youtu.be/AuM1CneGQ4M http://www.youtube.com/watch?v=SD6Okylclb8&list=UU7vVhkEf w4nOGp8TyDk7RcQ&feature=share&index=3
  • 27. Why Simulation? Improve Training Reduce Time to Train Reduce Costs Reduce Environmental Impact Improve Safety Analysis & Experimentation
  • 28. all but war is simulation
  • 30. OXO Game - 1952
  • 31. Versatility of Modern Simulation Software • Joint – E-Learning – Cultural Awareness & Language Training – Engineer Training • Naval – Anti-Piracy & Boarding Operations Training – Maritime Submarine Training Capability • Land – IED Training & Situational Awareness – Land Convoy Collective Training – Gunnery and Crew Training – Close Weapon Gunnery Training – Army Recruiting • Air – Aviation Tactics Training – Fixed Wing Aviation Mission Training
  • 32. Modern Simulation Software - Environment Source - BISim VBS https://www.youtube.com/user/bisimmedia/videos
  • 33. Modern Simulation Software - Physics Source - BISim VBS https://www.youtube.com/user/bisimmedia/videos
  • 34. Modern Simulation Software - Visuals Source - BISim VBS https://www.youtube.com/user/bisimmedia/videos
  • 35. Source - Terranis Defence Simulation once for principally for pilots now for all
  • 36. High Level Architecture (HLA) (STANAG 4603) using HLA, computer simulations can communicate data and synchronize actions with other computer simulations • Provide a common communication simulation protocol • A standardized architecture for all simulations • Manage and distribute data across simulation • Promotes reusability • Established VV&A Processes Benefits
  • 37. Advances in Human Machine Interfaces
  • 41. Source - Bethanie Mattek-Sands with Google Glass Google Glass
  • 45. Source - Wired - May 13 http://youtu.be/rpHy-fUyXYk Mind and Machine
  • 46. Raytheon's Second-Generation Exoskeleton (XOS 2) http://youtu.be/ViL4bAUGuGY
  • 47. Digital Convergence Simulation Sensors Psychology Games Robotics Computing Virtual Reality Training Mobile Internet Artificial Intelligence Performance Arts Telepresence Education
  • 48. The Civil Industrial Complex? Photo by Jared Zammit through a Creative Commons
  • 49. Who is Driving Technology? Source:- Aeryon Labs & Amazon
  • 51. Games as Big Business • Grand Theft Auto V – five years' work by a team of over 1,000 people – game's combined development and marketing budget over US$265m – US$1 billion sales within first 3 days • Candy Crush Saga – Daily Revenue est. US$826k – Daily Installs 30,090 – Daily Active Users 8,031,750 – On Facebook and Smartphones Source – Wikipedia/Think Gaming (Mar 14)
  • 52. Market Capitalisations – June 2014 • Apple $555bn • Google $375bn • Microsoft $344bn • Samsung $186bn • Facebook $163bn • Amazon $148bn • World military expenditure totalled $1.75 trillion in 2013 (and falling) (SIPRI) – 2.4 per cent of world GDP • World IT expenditure totalled $3.65 trillion in 2013 (and rising) (Gartner) – 5 per cent of world GDP $1.77 trillion
  • 54. Skybox – from 600km – Founded 2009 YouTube/Skybox http://youtu.be/BsW6IGc4tt0
  • 55. Are your Decision Cycles Compatible with Digital Technology Advances?
  • 56. What is the Future Role of the Human? Photograph: Blutgruppe/zefa/Corbis
  • 57. Two Views of Technlogy Wikipedia
  • 58. Physical or Cognitive Jobs/Tasks • Robot – “a machine that automates a physical task” (Nick Hawes) • Computer – a machine that automates a cognitive task
  • 61. The Challenge • How society uses new technologies is not a foregone conclusion. It depends on political decisions, cultural norms and economic choices as much as on the technologies themselves. ”Our Work Here is Done. Visions of a Robot Economy” NESTA June 14 http://www.nesta.org.uk/publications/our-work-here-done-visions-robot-economy
  • 62. Autonomous System Human(s) Simulation developments in Autonomous Systems must include the human! • A Valid and Verified Autonomous System must Include Human(s) & • Simulation has a Key Role in Developing, Testing and Training both the Autonomous System and Human(s), Separately and Together