5. • India’s oldest and most experienced IT
solutions and service provider to Stock
Exchanges, Banking & Financial Institutions
and Insurance companies.
About CMC
6. • India’s oldest and most experienced IT
solutions and service provider to Stock
Exchanges, Banking & Financial Institutions
and Insurance companies.
About CMC
• Implemented projects of national importance
• Passenger Reservation System for Indian
Railways irctc;
• BOLT an online -trading system for Bombay
Stock Exchange
• Depository System for CDSL.
7. • India’s oldest and most experienced IT
solutions and service provider to Stock
Exchanges, Banking & Financial Institutions
and Insurance companies.
• Implemented projects of national importance
• Passenger Reservation System for Indian
Railways irctc;
• BOLT an online -trading system for Bombay
Stock Exchange
• Depository System for CDSL.
• Part of the Tata Group
8. High volume complex transaction systems from CMC
CMC Clients Service/Solution provided
BSE BOLT - Trading System
CDSL CDAS - Depository System
About CMC
40 Banks DpSecure - DP Back Office
• ICICI Bank
• State Bank of India
• Royal Bank of Scotland
• Barclays bank
• IDBI Bank
• Deutsche Bank
10 NBFCs DpSecure - DP Back Office
HDFC Ergo/ICICI Lombard Genesis – Insurance
9. CMC has the complete solutions suite for the Capital Market
Capital Market Solutions Suite
13. Key Advantages
• Full cycle functionality:
Benefits and Advantages
• Client Acquisition Financial Planning Portfolio
Management Accounting & Reporting
• Sophisticated Financial Planning* based on
international best practices
• Based on “6-step Financial Planning methodology”
recommended by Financial Planning Standards Board of India
* Financial Planning powered by OMNIMaxTM. OMNIMax is the trademark of Omnimax Software
Ltd., New Zealand
14. Key Advantages
• Full cycle functionality:
Benefits and Advantages
• Client Acquisition Financial Planning Portfolio
Management Accounting & Reporting
• Sophisticated Financial Planning* based on
international best practices
• Based on “6-step Financial Planning methodology”
recommended by Financial Planning Standards Board of India
• Choice of Configuration options
• PMS/Non-PMS; With or without Financial Planning
• Enterprise, Hosted, or Cloud
* Financial Planning powered by OMNIMaxTM. OMNIMax is the trademark of Omnimax Software
Ltd., New Zealand
21. Client Acquisition
• Know Your Customer & Document Management
• Pooled and Non Pooled client accounts
Client Acquisition
• POA details and Documentation
• Client grouping under sub groups and family
• Document Scanning and retrieval
• Discretionary & Non Discretionary accounts
• Relationship Manager mapping
• Freezing & De-Freezing Accounts
23. Financial Planning & Advisory
FPSB’s Six steps of Financial Planning
Client Risk-Profiling and Model Portfolio
Planning
Risk Return Analysis and Reallocation Strategies
Can embed third party research Model Portfolio
Can Manage Changing Business Model
Neutral Platform: Open Ended for Research or
Products
24. Six steps of Financial Planning recommended by FPSB
Step 1. Step 2. Step 3.
Process Step 4. Step 5. Step 6.
Establish Goal Analysis
Process RecommendImplement Review
Engagement Identification
Client Relationship Management
Planning
‘Front’ Risk Financial Plan Portfolio Plan Reviews
‘Front’ Office
Office Profile Management
Data Gathering Prepare Plan Present Plan
Objectives
‘Back’ 1. Brochure & Plan Writing Document & Archive Portfolio Plan Review
Disclosure
‘Back’ Office
Office doc. Management Documents
2. Letter of & Archive
Appointment
Management & Practice Management Management Reports
Management &
Administration - Audit, Compliance, Invoicing - Advisor Performance
Administration
Investment & Insurance &
Financial DataData
Financial Price Data Policy Data
25. Plan Writing Advantage
Index - Preface; Conclusion- Disclaimers
Scalable to support multiple advisors thru login
Customizable- Logo- Branding- Look & Feel
Planning
Auto Archival and Audit Trail of Plan doc.
Recommendation based on Asset Allocation and
Overall Exposure consistent with Plan Writing
Graphical and Tabular Presentation
Availability in Vernacular Languages
27. Portfolio Management
Allows Multiple Assets - Mutual Funds, Equities,
Bonds, Futures, Options and Commodities
Allocation of funds based on Model portfolio
Management
Securities Ledger – Inward and Outward of Securities
Settings for Appreciation & Depreciation Alerts
Reconciliation with Depository for Securities
Funds Reconciliation with Bank Accounts
Portfolio Valuations and Generate Exit Alerts
28. Trade Management
Blocked orders for pooled accounts
Order Routing for Equity, Derivatives & Bonds
Management
Import of Contract Note & Trade Reconciliation
SWIFT Support for straight through process
Interface with RTA for Buy and Sell of mutual funds
Portfolio Reshuffle – Automated order generation
Support for custodial settlement
29. Corporate Actions
Import of CA announcement files
Generation of Overdue alerts and triggers
Management
Reconciliation with DP for Bonus and Rights Issue
Customer follow up for Rights Issue,Order generation
Interest Accruals for Fixed Income Instruments
Reconciliation with Bank Accounts for Dividends &
Interest on Bonds
Update the Stock Ledger and General Ledger
30. Transaction Charges and Billing
Multiple billing schemes and client mapping
Activity based transaction charges definitions
Management
Fixed and transaction value based charges.
Fees on entry load and exit load
Based on Multiple Slabs of transaction value
Diminishing fees in case Mutual funds & ULIPs
Trail commissions
32. Accounting Engine
General Ledger with accounts for all clients & Brokers
Bank Book and Income & Expense statement
Accounting
Tax Calculations and TDS Calculations
Trail Balance and Profit & Loss Account
Journal Vouchers – Inward and Outward of Funds.
Long term and short term Capital Gain calculation
Consolidated Receipt and Payments to Brokers, RTAs
33. Customer Reporting
Asset allocation report
Transactions & Holding Statements
Accounting
Financial statements with Income, Expense and Gain
Performance Reporting and returns.
Parameterized Report Headers and Footers
Scheduling Emails with digitally signed PDF
Consolidated Reports to Client / Group/ Family
34. MIS and Compliance Reporting
Assets under Management by client category
Top Performing Client Accounts
Accounting
Revenue Analysis by Client Accounts
List of Dormant Client Accounts
Graphical Representation
Revenue Analysis by Relationship Manager
Asset under management by RM
37. Configuration Options
Configuration & Delivery Options
Range of Packages
To suit Organization's focus (Financial
Planning/ Wealth Management/ Both)
PMS/Non-PMS; Discretionary/Non-
Discretionary; Advisory/Execution-Only
To facilitate progressive deployment
Attractively priced
38. Delivery Options
Enterprise:
On-premise:
solution installed on your premises
Hosted:
Solution owned by you;
We host and manage it dedicatedly for you in
a data centre with the infrastructure on rental
Benefits:
On-Cloud 1. Investment-FREE!
• No Harware,
Pay-as-you-go • No Software license,
• No AMC
• Only subscription
2. Pay only for what you use
40. Our advantage
Safest, surest solution for your Wealth Advisory and
Management business
CMC’s track record
SUMMARY
Full Cycle Functionality
Configured packages for your business model
Configured packages for step-by-step implementation
Complete Capital Market Solutions suite
Single-Platform, Single-Vendor for all your solution needs
41. Thank you for seeing this presentation
: wealthplanned@cmcltd.com
: www.cmcltd.com/products/wealthplanned.htm
Thank You
: wealthplanned!
: @wealthplanned
CALL YASH 9892457988
WealthPlanned! is the trademark of CMC Ltd., India
Financial Planning powered by OMNIMaxTM.
OMNIMax is the trademark of Omnimax Software Ltd., New Zealand.