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Seminar Topic
2 Day Seminar
“eCTD Submissions of IND
and NDA/BLA to the US FDA:
Hands-on Workshop”
Complianzworld.com
Course Description:
Soon FDA will stop accepting paper submissions of
all kinds of applications. Despite there being
extensive information available from FDA and other
regulatory bodies regarding eCTD
submission, creating one and submitting it through
the electronic submission gateway (ESG) of the
FDA, is a daunting task even for those proficient in
computer systems and coding languages. The off-
the-shelf software and consultations available are
prohibitively expensive not only in the capital
investment required but also in terms of the time
needed for getting a submission ready. This
workshop is designed to address all these.
Speaker-Mukesh Kumar
Dr. Mukesh Kumar, leads the Regulatory Affairs and Quality Assurance
departments at Amarex, a full service pharmaceutical product
development company based in Germantown, MD (www.amarexcro.com).
His key expertise is in regulatory affairs, clinical trials and multi-national
project management for medicinal and diagnostic products. He has been
involved in about 100 clinical trials in more than 40 countries, has made
several hundred US FDA submissions, and arranged a number of
meetings with the US FDA. In addition, he has had made regulatory
submission in the EU and India. He has conducted GCP, GLP, GMP and
GACP audits in the US and several countries in Europe and Asia. He has
conducted numerous training workshops in FDA compliance related
issues. He has authored numerous articles in peer-reviewed journals. He
is a well-known expert in global regulatory affairs and has been an invited
speaker at several professional and academic organizations worldwide.
Dr. Kumar is a PhD in Biochemistry and has worked as a research
scientist at the NIH, Baylor College of Medicine, Houston, and premier
institutions in India. He is a certified regulatory affairs professional by the
Regulatory Affairs Professional Society, USA.
Reasons to attend:
This 2-day workshop will provide the attendees with step-
by-step instructions in creating and submitting eCTD
submissions for IND, NDA, BLA, and ANDA applications
without the need for expensive tools or unreasonable efforts.
This no-frills workshop aims to train in the minimum skills
needed and provide hands-on practical tips to create eCTD
submissions. The trainers will use their own case studies of
how eCTD submissions were created and successfully
submitted to the FDA using indigenous tools and expertise.
Also discussed will be logistical issues associated with
managing and maintaining eCTD compliance with regards
to all regulatory submissions. This workshop will be
beneficial to both the novices and experienced in the field.
Target Audience:
Regulatory affairs professionals preparing
IND, DMFs, NDAs and other submissions
Medical and Technical writers
Project Managers, Directors
Supervisors, and lead workers in Regulatory Affairs
Quality Assurance and Quality Control
IT professionals looking to make eCTD submissions
Seminar Location
Seminar Agenda Day1
8:00 – 8:30 AM: Registration
8:30 – 10:00AM: Introduction to eCTDThe difference between CTD and eCTD
FDA and ICH guidance documents
Technical resources needed to get started: IT, regulatory and medical writing
Programmable versus purchased elements
Overview of a CTD: Modules 1-5
Practical rules for modular creation components
Planning for hyperlinking, cross-linking and understanding XML, DTD, SPL, etc
10:00 – 10:15AM: Break
10:15 – 12:00 noon: Ground Rules for Writing, Formatting and Updating
Content Formatting and version control for content intended for electronic
submission
Using MS Office and Adobe elements to create e-ready documents
Hyperlinks and cross-links in an XML environment
Best practices for MS Word and Adobe PDF in an eCTD environment
Off-the shelf software versus manual editing
12:00 – 12:45PM: Lunch
Seminar Agenda Day1
 12:45 – 2:15PM: Module 1 of an eCTDOrganization of Module 1
 IT & Regulatory Responsibilities
 Forms, certifications, and other components of Module 1
 Application fees, waivers, and correspondence
 NDA pre-submission number requests, secure email set-up
 National and multi-national applications
 Handling Amendments to M1
 2:15 – 2:30AM: Break
2:30 – 4:00PM: Module 2: Summaries in an NDA Descriptions of each
section of Module 2
 Granularity requirements
 Cross-linking Module 2 with Modules 3-5
 Writing styles for summaries and review of information
 Use of Tables, lists, figures and flow-charts
 Handling Amendments to M2
Seminar Agenda Day2
8:30 – 10:00AM: Module 3: CMC Information Presentation Organizing the CMC
information in an NDA
 Granularity and limitations of each section
 Minimum requirements for reports, testing data, and other documents
 Managing large files
 Content duplication and reference limitations
 Handling Amendments to M3
 10:00 – 10:15AM: Break
10:15 – 12:00 noon: Modules 4 and 5: Bulk Data from Non-Clinical and Clinical
Studies CTD/ICH format for study reports
 General organization of study reports in Modules, Study Tagging Files, Study Data
Specifications
 Linking Module 2 with Modules 3 and 4: Micro-summaries verses Macro
summaries
 Managing different PDF files: scanned verses de novo
 Cross-linking and hyperlinking: pivotal verses non-pivotal studies
 Handling Amendments to M4 and M5
 12:00 – 12:45PM: Lunch
Seminar Agenda Day2
8:30 – 10:00AM: Module 3: CMC Information Presentation Organizing the CMC
information in an NDA
 Granularity and limitations of each section
 Minimum requirements for reports, testing data, and other documents
 Managing large files
 Content duplication and reference limitations
 Handling Amendments to M3
 10:00 – 10:15AM: Break
10:15 – 12:00 noon: Modules 4 and 5: Bulk Data from Non-Clinical and Clinical
Studies CTD/ICH format for study reports
 General organization of study reports in Modules, Study Tagging Files, Study Data
Specifications
 Linking Module 2 with Modules 3 and 4: Micro-summaries verses Macro summaries
 Managing different PDF files: scanned verses de novo
 Cross-linking and hyperlinking: pivotal verses non-pivotal studies
 Handling Amendments to M4 and M5
 12:00 – 12:45PM: Lunch

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eCTD Submissions of IND and NDA/BLA to the US FDA

  • 1. Seminar Topic 2 Day Seminar “eCTD Submissions of IND and NDA/BLA to the US FDA: Hands-on Workshop” Complianzworld.com
  • 2. Course Description: Soon FDA will stop accepting paper submissions of all kinds of applications. Despite there being extensive information available from FDA and other regulatory bodies regarding eCTD submission, creating one and submitting it through the electronic submission gateway (ESG) of the FDA, is a daunting task even for those proficient in computer systems and coding languages. The off- the-shelf software and consultations available are prohibitively expensive not only in the capital investment required but also in terms of the time needed for getting a submission ready. This workshop is designed to address all these.
  • 3. Speaker-Mukesh Kumar Dr. Mukesh Kumar, leads the Regulatory Affairs and Quality Assurance departments at Amarex, a full service pharmaceutical product development company based in Germantown, MD (www.amarexcro.com). His key expertise is in regulatory affairs, clinical trials and multi-national project management for medicinal and diagnostic products. He has been involved in about 100 clinical trials in more than 40 countries, has made several hundred US FDA submissions, and arranged a number of meetings with the US FDA. In addition, he has had made regulatory submission in the EU and India. He has conducted GCP, GLP, GMP and GACP audits in the US and several countries in Europe and Asia. He has conducted numerous training workshops in FDA compliance related issues. He has authored numerous articles in peer-reviewed journals. He is a well-known expert in global regulatory affairs and has been an invited speaker at several professional and academic organizations worldwide. Dr. Kumar is a PhD in Biochemistry and has worked as a research scientist at the NIH, Baylor College of Medicine, Houston, and premier institutions in India. He is a certified regulatory affairs professional by the Regulatory Affairs Professional Society, USA.
  • 4. Reasons to attend: This 2-day workshop will provide the attendees with step- by-step instructions in creating and submitting eCTD submissions for IND, NDA, BLA, and ANDA applications without the need for expensive tools or unreasonable efforts. This no-frills workshop aims to train in the minimum skills needed and provide hands-on practical tips to create eCTD submissions. The trainers will use their own case studies of how eCTD submissions were created and successfully submitted to the FDA using indigenous tools and expertise. Also discussed will be logistical issues associated with managing and maintaining eCTD compliance with regards to all regulatory submissions. This workshop will be beneficial to both the novices and experienced in the field.
  • 5. Target Audience: Regulatory affairs professionals preparing IND, DMFs, NDAs and other submissions Medical and Technical writers Project Managers, Directors Supervisors, and lead workers in Regulatory Affairs Quality Assurance and Quality Control IT professionals looking to make eCTD submissions
  • 7. Seminar Agenda Day1 8:00 – 8:30 AM: Registration 8:30 – 10:00AM: Introduction to eCTDThe difference between CTD and eCTD FDA and ICH guidance documents Technical resources needed to get started: IT, regulatory and medical writing Programmable versus purchased elements Overview of a CTD: Modules 1-5 Practical rules for modular creation components Planning for hyperlinking, cross-linking and understanding XML, DTD, SPL, etc 10:00 – 10:15AM: Break 10:15 – 12:00 noon: Ground Rules for Writing, Formatting and Updating Content Formatting and version control for content intended for electronic submission Using MS Office and Adobe elements to create e-ready documents Hyperlinks and cross-links in an XML environment Best practices for MS Word and Adobe PDF in an eCTD environment Off-the shelf software versus manual editing 12:00 – 12:45PM: Lunch
  • 8. Seminar Agenda Day1  12:45 – 2:15PM: Module 1 of an eCTDOrganization of Module 1  IT & Regulatory Responsibilities  Forms, certifications, and other components of Module 1  Application fees, waivers, and correspondence  NDA pre-submission number requests, secure email set-up  National and multi-national applications  Handling Amendments to M1  2:15 – 2:30AM: Break 2:30 – 4:00PM: Module 2: Summaries in an NDA Descriptions of each section of Module 2  Granularity requirements  Cross-linking Module 2 with Modules 3-5  Writing styles for summaries and review of information  Use of Tables, lists, figures and flow-charts  Handling Amendments to M2
  • 9. Seminar Agenda Day2 8:30 – 10:00AM: Module 3: CMC Information Presentation Organizing the CMC information in an NDA  Granularity and limitations of each section  Minimum requirements for reports, testing data, and other documents  Managing large files  Content duplication and reference limitations  Handling Amendments to M3  10:00 – 10:15AM: Break 10:15 – 12:00 noon: Modules 4 and 5: Bulk Data from Non-Clinical and Clinical Studies CTD/ICH format for study reports  General organization of study reports in Modules, Study Tagging Files, Study Data Specifications  Linking Module 2 with Modules 3 and 4: Micro-summaries verses Macro summaries  Managing different PDF files: scanned verses de novo  Cross-linking and hyperlinking: pivotal verses non-pivotal studies  Handling Amendments to M4 and M5  12:00 – 12:45PM: Lunch
  • 10. Seminar Agenda Day2 8:30 – 10:00AM: Module 3: CMC Information Presentation Organizing the CMC information in an NDA  Granularity and limitations of each section  Minimum requirements for reports, testing data, and other documents  Managing large files  Content duplication and reference limitations  Handling Amendments to M3  10:00 – 10:15AM: Break 10:15 – 12:00 noon: Modules 4 and 5: Bulk Data from Non-Clinical and Clinical Studies CTD/ICH format for study reports  General organization of study reports in Modules, Study Tagging Files, Study Data Specifications  Linking Module 2 with Modules 3 and 4: Micro-summaries verses Macro summaries  Managing different PDF files: scanned verses de novo  Cross-linking and hyperlinking: pivotal verses non-pivotal studies  Handling Amendments to M4 and M5  12:00 – 12:45PM: Lunch