SlideShare a Scribd company logo
1 of 11
Download to read offline
6666 W. Quincy Avenue / Denver, CO 80235 / 303 734-3490 / 303 734-3499 (FAX)
E-mail: info@waterforpeople.org / Web site: www.waterforpeople.org
Water For People is a 501(c)(3) organization (EIN 84-1166148)
Rethinking Hydro‐Philanthropy 
 
Ned Breslin, the outspoken CEO of Water For People, is calling for transformative 
change in the water and sanitation sector, and he is starting with his own organization.  
 
In his January 2010 essay “Rethinking Hydro‐Philanthropy: Smart Money for 
Transformative Impact,” Breslin outlines key steps that donors, nongovernmental 
organizations (NGOs), local governments and communities should take to create 
sustainable change with long term benefits. 
 
Expanding upon controversial observations such as those by Nicholas Kristof of the New 
York Times and David Brooks, Breslin goes where few not‐for‐profit CEOs dare to go —
laying bare all the secrets and shortcomings of today’s charity‐based approach in the 
water and sanitation sector, as well as suggesting guidelines for transformative change. 
 
The essay focuses on his own organization’s shortcomings, providing a first‐hand 
account on what works and what doesn’t work — both short‐term and long term.  
Breslin shows how a well meaning nonprofit like Water For People can move from feel‐
good, simplistic interpretations and communications on success to a more profound and 
thoughtful organization that challenges itself by asking far harder, long‐term impact 
questions. 
 
Key points of the report include: 
• Currently, the overriding approach in the sector is of welfare and charity rather 
than development. This approach leads to poor project implementation which 
leads to high rates of failure. 
• NGOs must develop the time, patience and understanding of community 
development to establish the foundation for success. 
• Until now, “sweat equity” has been considered sufficient contribution from 
communities. But it is not enough to create a sense of ownership to ensure long 
term success of projects. 
• New philanthropic giving strategies could play a significant role in eliminating 
water and sanitation poverty by basing themselves on a robust set of 
sustainability metrics. 
• A new partnership between philanthropists and development agencies needs to 
focus on leveraging creative philanthropic giving to instill financial responsibilities 
on communities and governments in developing countries.  
• A new culture of accountability and transparency that transcends what currently 
masquerades as “reporting” in the sector must emerge. 
• Investors, who employ stringent due diligence when selecting for‐profit ventures, 
should use those same requirements when considering their philanthropic 
donations.  
• New measurements should go beyond counting number of people served in a 
given year to include the % of projects that are fully functional and self‐sufficient 
at 3, 6 and 10 years. 
 
Please note: This essay focuses on the water and sanitation sector. Certainly, there 
are other sectors where this would not apply, such as advanced or complex health 
care. And there are situations, such as humanitarian relief (Eastern Congo) and failed 
states (Somalia) where this approach would not be appropriate even for the water 
and sanitation sector.  
 
 
For more information, contact: 
Eileen Lambert 
elambert@waterforpeople.org 
720‐488‐4584 
 
T
he water and sanitation sector is a partic-
ularly popular cause for good reason.  The
need is immense—officially 880 million
people lack access to clean water and 2.5
billion people do not have a safe toilet.1
Children
die worldwide because of preventable water and
sanitation-related diseases, and estimates abound
on the lost productivity in developing countries
that can be attributed to the lack of access to
water and sanitation.2
Efforts to push forward
legislation, increase finance and get celebrities,
musicians, school children and volunteer clubs to
sound the clarion call for change are growing.
To those who listen, a slightly softer sound com-
ing from the field can be heard amidst this push
for more exposure, more money from individu-
als, foundations, corporations and governments,
and for more coordinated efforts to eradicate
water and sanitation poverty worldwide. This
sound is the disquieting voice of women and
girls from Africa, Asia and Latin America grum-
bling in frustration that their lives have not
been transformed by previous investments in
improved water supplies and sanitation, and the
simple request to “get it right”.  But the images
that dominate the sector—pictures of children
happily gulping water from a new tap or the
counter-image of women collecting water from
dirty puddles—do not tell the whole story. The
real image should be the one that plays itself out
every day all over the world of the woman walk-
ing slowly past a broken handpump, bucket at
her side or on her head, on her way to (or from)
that scoop hole or dirty puddle that she once
hoped would never again be part of her life. As
a woman in Salima, Malawi sadly commented,
“The broken handpump is a constant reminder
of our inability to escape from poverty”.3
Data is emerging to support the view that all is
not right in the field. IIED suggests that a “catas-
trophe” is spreading across Africa—approximately
50,000 rural water points are broken and US$215-
360 million of investment wasted because of
poor programming and careless implementa-
tion. Skinner highlights troubling data from Mali,
where 80% of the water points in Menaca region
are “dysfunctional”, and surveys from northern
Ghana indicating that 58% of existing water
points need repair.4
The IRC (Holland) makes the
case that: “In the last 20 years, 600,000-–800,000
handpumps have been installed in Sub-Saharan
Africa, of which some 30% are known to fail pre-
maturely, representing a total failed investment
of between $1.2 and $1.5 billion.”5
Water point surveys add additional credence to
this emerging picture of sector failure. A pilot
program in Sanga District, northern Mozambique
demonstrated that government assumptions of
coverage and project functionality were vastly
overstated. Government reported that 72% of
communities in Sanga had water supplies per
government standards but data showed that the
actual coverage was 21.91%. The main reason for
the discrepancy was water point failure.6
Malawi’s
efforts to assess the functionality of water points
in the country yielded shocking results, with dis-
tricts like Chikwawa and Phalombe reporting less
Rethinking Hydro-Philanthropy:
Smart Money for Transformative Impact
Edward D. Breslin, CEO, Water For People
1 WHO and UNICEF Joint Monitoring Program 2008. http://www.wssinfo.org/en/40_MDG2008.html
2 UNDP Human Development Report, 2006, estimates that 5% of African GDP is lost annually due to water- and sanitation-illnesses, and that
443 million school days are lost in India alone due to poor water and sanitation.
3 Personal communication, retold by Steve Sugden, WaterAid, 2002
4 IIED Briefing, March 2009. http://www.iied.org/pubs/pdfs/17055IIED.pdf
5 IRC Source Bulletin, 56, May 2009
6 Breslin, 2004, District Mapping in Sanga, Niassa Province, Northern Mozambique. WaterAid. It should be noted that government reports were
not purposefully inaccurate but based on the best data they had available. This data allowed them to revise their figures and develop compre-
hensive plans to address these challenges.
than 50% project functionality, while other districts
fared little better.7
Africa, Asia and Latin America have become waste-
lands for broken water and sanitation infrastructure.
Go to schools throughout developing countries and
you will often find a broken handpump around the
corner, or a disused latrine that filled years ago. Sector
agencies intuitively know this but the general public
is shielded from these hard truths as perceptions of
failure could threaten “the cause” of reaching the
unserved. Poor people do not benefit from this disin-
genuity. The sector would actually have a better case
to make for more finances if it was able to speak of
lasting success and transformative change in the field.
Instead, the sector continues to focus on the number
of people who remain un-served as justification to
throw more money at the problem.
Water and sanitation sector agencies need to improve
their work in the field or the goodwill that the sector
currently enjoys will erode.New philanthropic giving
strategies could play a significant role in eliminating
water and sanitation poverty by basing themselves on a
robust set of sustainability metrics. Success will require
less single-minded focus on the absolute number of
people without access to water and sanitation facilities
and more focus on the serious questions around long-
term impact and sustainability. So that years after the
cameras have left, the donor reports have been filed,
and the press release circulated, the community is not
forgotten.  A new partnership between philanthropists
and development agencies would focus less on how
much money the sector supposedly needs to solve
global water challenges and more on how creative phil-
anthropic giving can be used as leverage to instill finan-
cial responsibilities for improved water supply and sani-
tation on communities and governments in developing
countries. A new culture of accountability and trans-
parency that transcends the nonsense that currently
masquerades as reporting in the sector must emerge
Breslin: Rethinking Hydro-Philanthropy
2
7 Robert Kampala, WSSCC, 2007, http://www.wsscc.org/fileadmin/files/pdf/publication/Malawi.pdf. While this paper is focused primarily on water supply,
it is also clear that similar challenges exist in sanitation. To take but one example, The Economist noted in their Special Report on India (December 13 2008)
that only 13% of all sewered sanitation is actually treated. Technically all are covered, but only 13% are covered “safely”.
After scooping water from a muddy ditch near a water tank, this Rwandan woman heads home with her baby, water and hoe.
if poor people worldwide are to truly emerge from the
drudgery of water collection.  In the final analysis, sec-
tor agencies need to be pushed considerably harder so
that African, Asian and Latin American women never
need to walk past that broken handpump, rightly grum-
bling, on their way to collect unsafe water. This can be
done in creative and constructive ways through new
partnerships between philanthropists and non-profits.
Some suggestions for consideration and debate are of-
fered in the following section.
Smart Investments
Philanthropists are often smart investors who un-
derstand risk. Very rarely will successful investors
make investments without solid data, a clear un-
derstanding of possible short and long-term outcomes
and a belief that all role players involved need to share
at least some of the risk if the venture is to be success-
ful. These investors also correctly question ventures
involving “give-aways”, understanding that free prod-
ucts and services can distort markets and often mask
the real cost of running a business that can lead to
business failure. Applying sound investment principles
would enhance water sector actions considerably, but
at times they appear to be forgotten when success-
ful investors become philanthropists and hand over a
check to a non-profit organization.
The overriding approach in the sector is of welfare and
charity rather than development. Standard practice
is short-term focused and pays 100% of the costs of a
project. Groups raise funds for a particular project and
either transfers these funds to an implementing NGO or
increasingly, travels to the field and implement the proj-
ect themselves.9
The funds are designed to cover 100%
of the project costs and proceed on the assumption that
communities are too poor to pay for this investment.
Communities throughout the world actually already
pay a great deal for the poor water supplies they
receive. Transparency International argues that “poor
households in Jakarta, Lima, Nairobi or Manila spend
more on water than residents of New York City, Lon-
don or Rome.”10
Data from urban areas and slums
consistently show that the poor are paying far more
for water supplies than their wealthier counterparts in
better-off parts of the city.11
In addition to direct costs spent on water supplies,
rural communities also spend money on extra costs
associated with poor water services in areas like health
care and the lost income potential due to time spent
collecting water or being sick. Successful water and
sanitation interventions truly assess the financial de-
tails that will influence sustainability over time. Unfor-
tunately, most organizations shy away from this chal-
lenge because it is complex and time consuming. This
is short sighted, and projects eventually fail because
NGOs lack the capacity and discipline to actually have
the initial hard conversation with poor people about
finance. This leads to the current paradigm of NGOs
dodging this hard work by making the incorrect case
that communities suffer not just from water poverty,
but also from cashlessness.
NGOs have developed a range of tools to by-pass the
perceived lack of finance at local level. The most com-
mon is referred to as “sweat equity”. External agencies
pay all the hardware costs (pipes, taps, cement, etc) in
exchange for the labor and contribution of in-kind local
materials from residents as compensation for a com-
munity’s “inability” to pay.12
Sweat equity is seen by
many, including Water For People in its earlier days, as
a proxy for “ownership”. The argument is simple, and
simplistic—if people lay pipe they have demonstrated
their commitment to the project, and will therefore
own the system and subsequently be responsible for
its upkeep over time.
As such, Africa, Asia and Latin America are not only
littered with failed projects, but also with free proj-
Breslin: Rethinking Hydro-Philanthropy
3
9 This new philanthropy needs to be questioned in at least three areas. First, the time required to successfully implement water or sanitation projects is
considerable and rarely matches volunteer work schedules. As such, hands-on work tends to be rushed and almost always cuts corners. Second, many of
the people who go overseas to do direct implementation work are unqualified to do so. For instance, engineering students would not be allowed to imple-
ment a project in the United States, it is not clear why they are allowed, and even encouraged, to implement in developing countries. And third, hands-on
work always displaces the local private sector, undermining a key role player that the community will eventually need.
10 AFP, 2010, http://afp.google.com/article/ALeqM5gbK8wIHa_lg-hAEfQrj8s_N5-q6Q.
11 See for instance evidence from Ghana (http://www.wateraid.org/ghana/what_we_do/case_studies/4451.asp) and Nairobi http://www.undp.org.tr/
Gozlem2.aspx?WebSayfaNo=719#globhumdev2 . See also http://www.guardian.co.uk/business/2006/nov/10/water.environment and http://www.undp.
bg/uploads/documents/1814_788_en.pdf
12 Local materials can include stone, sand, water, and locally available materials like bamboo that are used for the construction of a water system or latrine.
ects where communities and local governments were
never asked to finance any part of the investment in
improved water and sanitation facilities. Wise investors
would never finance such a scheme and rightly so. The
approach and conceptual leaps made by the sector are
more PR than substance. The fact that a community
can dig water wells, or manually lay a pipe, does not
demonstrate that they can actually finance the pur-
chase of a new pipe when one of the pipes they were
given for free and installed in the ground breaks. Mon-
ey is critical to project success as all water systems and
toilets will require maintenance over time. Spares will
be needed, parts will have to be replaced, and money
will have to be raised to keep systems operational.
Charity approaches lead to poor project implementa-
tion and do not transform lives despite sector rhetoric
to the contrary. Paying 100% of the costs of project
implementation establishes dependency from the
start. Communities have no idea what it will actually
cost to manage or replace their system as this data
is hidden from them, and they have no reason not to
accept the charity, knowing that the water system will
work for awhile, life will be easier for that period at
least and when the systems fails maybe someone else
will come to rehabilitate the project.
Examples of this failure abound. Water For People has
been trying to advise on a project in northern Malawi
that continues to struggle because construction has
outpaced managerial and financial programming.
Reports have been exaggerated to keep funds flowing,
with claims of diarrheal reduction that are absolutely
unsubstantiated but remain unquestioned by financial
donors. The implementing agency is solely focused
on hardware because finance for the development of
management systems is beyond their remit and capac-
ity. The project will inevitably fail if payment issues are
not resolved before water flows because this project
is a rehabilitation of a previously failed scheme. The
original scheme failed in part because the community
did not pay for their water.
A project in Guatemala supported by hands-on vol-
unteers in the name of Water For People still does
not work. When the system fails a representative of
the community gets a message to the builders in the
Midwest USA who then scrambles to find money and
spares to fix the problem. The project is now over a
decade old, and the community is no closer to assum-
ing responsibility for their water supply than they were
when they first contributed labor as their contribution
to the scheme. The Municipality of Tiraque in Bolivia
is in the middle of an intense conflict because a group
of well-meaning implementers from the USA partially
installed six ecological sanitation facilities in a village
for free. The Municipality had succeeded in setting a
municipal-wide policy on financial contributions from
families for improved services that has now unraveled
as neighbors ask when they will get their free toilets
like the other families had received.13
This story plays out day after day in Africa despite the
compelling feedback from NGOs and service organi-
zations who demand more money to help the poor.
The underlying message of free water systems is that
communities are “too poor”, “too disorganized” or
“too uneducated” to actually lead their own develop-
ment. All people can contribute is their unskilled labor
because they are not “capacitated” enough to offer
anything else of real value. The undertones are patron-
izing without exception. The reality is that most NGOs
and almost all hands-on practitioners do not have the
Breslin: Rethinking Hydro-Philanthropy
4
Box One: Cruz Ché, Guatemala is stuck. Well mean-
ing outsiders built 30 toilets but did not have enough
money to help the rest of the community (35 families).
The remaining 35 families want free latrines like their
neighbors and have rejected Water For People and the
Municipality’s sanitation program because we insist
on financial contributions from the families to help en-
sure a sense of ownership and demonstrate the ability
to cover O&M costs. Sadly this happens a great deal.
The well meaning agency did not think beyond their
initial investment of 30 toilets and have in the end un-
dermined the further development of the community.
Even if the well meaning outsiders installed all 65 la-
trines on their trip the problem would only have been
delayed. The community would have had the same
problem when a new family arrived, or a new family
was formed and wanted a new latrine. They would
simply have said “our parents got free latrines so I am
waiting for mine”.
13 The group did not finish the six toilets because it took longer to build toilets than they had estimated—as they have no experience with such matters
overseas. They left their designs for the community to complete—all in English. They have promised to come back at a later date but the community has no
idea when that might be.
time, patience or the real access and understanding of
community development to establish the sound finan-
cial underpinnings critical to project success.
Alternative approaches are proving more effective.
Better philanthropy based on some of the exact
principles that make many philanthropists success-
ful businesspeople are emerging. These approaches
use external NGO finances as leverage to access local
finances that are co-financed by at least two other
entities—the communities themselves and local
government. Many countries have developed strict
policies on up-front community contributions for good
reason—communities need to understand from the
beginning what it will cost to maintain and operate
their systems over time. Good programs offer com-
munities a range of technology choices and insist that
payments are made up-front in line with what tariffs
will be required to ensure that the chosen water
system is operated effectively, maintained regularly,
repaired as needed and eventually replaced.14
Creative programs do the hard work of designing
tariffs so that wealthier families cross-subsidize poorer
families, such as orphan families, single mothers with
children and elderly couples caring for their grand-
children, because they understand how to operate in
poor communities that are not, despite common per-
ception, economically homogenous. These programs
draw on local caring practices but still recognize that
an understanding of the balance of finances required
to keep the water project operational is still necessary.
If communities want a particular technology but are
unable to demonstrate their ability to finance it then
alternatives should be considered. Willingness to pay
surveys, where families are asked if they would pay a
particular but hypothetical tariff in the distant future
has proven ineffective. Families always say yes they
will pay as there is no consequence to their answer.
Demonstrating the ability to pay, through actual pay-
ment before project implementation, is now required.
Government finance is available for improved water
supply and sanitation services if properly targeted.
Government data from 2005 suggests that a range
of countries do not use their entire budget allocated
for water supply and sanitation; with countries like
Ethiopia using only 38% of what it could have spent,
India (9%), Tanzania (43%) and Uganda (55%).15
The Overseas Development Institute (ODI) study of
programming in Malawi, Uganda and Zambia showed
that Zambia spent only 9.65% of the budgets it had
available in 1999, and only increased this to 24.7%
in 2001. 16
Water For People’s experience suggests
that funding starts to be allocated by governments if
NGOs use their finances as leverage, in financial part-
nership with host-country governments, rather than
absolving them of their financial and developmental
responsibilities.17
Monitoring results suggest that projects co-financed
by Water For People are far more sustainable than
the ones we once supported with 100% payment for
implementation combined with “sweat equity”. Most
importantly, co-financed projects are almost never
referred to as “Water For People’s projects” at lo-
cal level (or anywhere else). Communities rightly call
these projects “theirs”, demonstrating that elusive
sense of ownership that will never be obtained by
“sweat equity” alone.
Breslin: Rethinking Hydro-Philanthropy
5
14 Technology choice is crucial as no technology fits every situation. Community members are better placed than outside role players to decide what they
can manage technically and financially. In some cases technology choices will be limited by hydrology or geography, but NGOs will more often than not
decide what is best for poor communities under the mistaken and arrogant guise that they, as technical experts, know best. See Breslin, E.D.(2003). ‘The
demand-responsive approach in Mozambique: why choice of technology matters’. In: Waterfront, Issue 16 - Fall 2003, p. 9-10, 12
15 WaterAid (2005). “Getting to Boiling Point”, page 32, http://www.wateraid.org/documents/plugin_documents/getting_to_boiling_point_1web.pdf
16 Slaymaker, T. and Newborne, P. (2004) “Implementation of Water Supply and Sanitation Programmes under PRSPs”, http://www.odi.org.uk/resources/
download/1663.pdf
17 Many agencies complain about government corruption as a reason to by-pass government. I have been the technical advisor to government water
departments in a number of countries and can confirm that corruption occurs in a number of ways. Two important and obvious places to focus on combat-
ing corruption are with the awarding of government construction contracts (the official says “I will give you this contract but you will pay me $X from the
contract for my support”) and project supervision (the technician says “I will overlook the poor quality of construction if you pay me $X”). A less obvious
source of corruption is when the government develops its annual budget and includes finances for water supply in defined villages. If a well-meaning group
decides to build a water facility in a village the government has targeted for support then the money that would have been used for that village is simply
pocketed. Free projects facilitate corruption. Indirect implementing agencies like Water For People are showing that efforts to push government to actually
pay for projects in their areas can increase accountability. Poor people would be better served in the future if their governments were responsive and ac-
countable as opposed to aloof and predatory. This is hard work, but important and generally outside NGO time frames.
Philanthropists can change the sector dramatically by sim-
ply focusing their investments around a few principles:
•	 Investing their money only when an NGO can
show this donation will be used as leverage
with counterpart funds from communities and
local government.
•	 Insisting that clear tariffs have been developed
and that communities can in fact pay these—
through up-front payments—so that the proj-
ect has a better chance of success.
•	 Not allowing NGOs to continue to propose
“sweat equity” as an alternative to cash pay-
ments.
This refocus on finance would force NGOs to do the
hard collaborative work necessary to create the condi-
tions for sustainable and lasting water and sanitation
development by getting communities and govern-
ments to play their financial parts as well. Projects fail
for a range of reasons but a focus on smart money
would help shift the sector from charity to develop-
ment, to the benefit of poor people worldwide.
Beyond Beneficiaries
I
f we read annual reports, strategic plans and other
sector materials it becomes clear that the sector
focuses almost exclusively on counting beneficia-
ries of projects as a proxy of success. That is, the
larger the number of people supported with improved
water and sanitation facilities in a given year by an
NGO or other agency the greater the perceived suc-
cess of their work. Sadly, sector agencies almost never
consider measuring sustainability despite the careless
overuse of this term.
Yet success can only be measured in one way—do
the beneficiaries the sector trumpets annually actu-
ally have running water and no longer defecate in
environmentally unsound ways years after the project
was inaugurated? Are these beneficiaries, and their
children, and their grandchildren erased from that
horrible global figure of those who lack access to safe
water and improved sanitation so that those numbers
truly come down?
The answer to all these questions is sadly but resound-
ingly no, because the sector and funders continue to
seek immediate successes over longer-term transfor-
mative results. 	
The heart of the problem lies in the sector agencies’
unwillingness to put their reputations on the line and
truly define and measure “sustainability”. Water For
People has learned this lesson directly from its own
experience. We are emerging from our first organiza-
tional strategic plan (2007-2011) having achieved most
goals two years early—operational in 10 countries,
allocating over 80% of our finances to programmatic
work, achieving organizational excellence targets and
shortly surpassing our goal of supporting 1,000 people/
day with improved water or sanitation facilities per our
previous alignment with this universal measuring stick.
Water For People could celebrate its achievements and
launch a new strategic plan that follows sector stra-
tegic planning norms—simply expanding the number
of countries of operation during the defined strategic
plan period, increasing the number of beneficiaries
(sometimes considerably, suggesting “scale”) and
exponentially growing the amount of funding raised to
help achieve the ambitious beneficiary targets in com-
parison to the previous organizational strategic plan.
We could throw the word “sustainability” into the mix
a few times for good measure and avoid any effort to
actually hold ourselves accountable for results over
time. And truthfully, Water For People probably could
raise considerably more money than we do now given
sector realities and expectations without ever having
to show lasting results.
Water For People has learned over the past four years
that counting beneficiaries as its primary measure
is an inaccurate indicator of success and impact. We
rightly celebrate the exciting day when families get a
new water point. But this day is only the start of an
important journey that we need to better track and
understand. We have learned that the question is not
how many people we help in Year X, but how many of
these people still have services in the years that fol-
low. Our Board of Directors has pushed us to be more
accountable by asking better questions. How many
people never have to turn to an NGO again for support
Breslin: Rethinking Hydro-Philanthropy
6
once the expected lifespan of their new water facilities
or latrine, supported originally by Water For People,
ends? How many communities actually have the abil-
ity to maintain and replace their systems so that they
never have to go back to a dirty water point or seek
new charitable support?
The sector would be transformed, and the quality of
NGO support to poor communities throughout the
world would dramatically improve, if sector agencies,
philanthropists and activists dedicated to transforma-
tive results changed the metrics from numbers of
beneficiaries to actual measurements of sustainability
(not just proxies or anecdotes).
For water supply, core sustainability indicators could include:
•	 The quality of water meets host country gov-
ernment standards over time—with a focus
on bacteriological parameters (E. coli and total
coliforms) plus any other water quality chal-
lenges that are known in the area and that
undermine household health (like arsenic in
West Bengal, India).
•	 The quantity of water available to households
meets host country government standards
over time.
•	 That the water system is inoperable for no
more than one day per month.
•	 The number of users per water point meet
host country government standards.
Linked to this could be a series of financial indicators
as payment for water supply. As discussed above,
finance is the cornerstone of sustainable services, just
like in North America and Europe. Water tariffs are
paid in North America and Europe because this rev-
enue is critical to the continued flow of water. A simple
truth is that a lack of finance for ongoing operation,
maintenance, repair and replacement means that the
system will eventually fail as suggested earlier. The
women and girls of a community will have to go back
to collecting water from unprotected sources and will
be looking for a new NGO to come and “save the day”
by providing a new water system.
Water For People is implementing a program called “3,
6, 10” which links the core sustainability indicators listed
above (quality, quantity, access and limited down time)
with the following crucial financial indicators so that we
can really hold ourselves accountable for our work:
•	 3 years following project completion—evi-
dence that money is available for repairs, that
repairs are happening and the account is well
managed (accurate financial management, no
fraud, etc).
•	 6 years following project completion—enough
money is available to replace the most expen-
sive part of the system.
•	 10 years following project completion—
enough money is available to replace the
entire water system.
•	 And ultimately, what percentage of commu-
nity water systems and sanitation facilities
supported in part by Water For People are
actually replaced without the financial sup-
port of another external NGO, with the goal
being 90%.
The final indicator identified above is the most impor-
tant one. There is no time limit on this as different tech-
nologies have different operational life spans but it will
be critical to measure whether funds are available locally
(between the community, local government and increas-
ingly local private sources such as microfinance institu-
tions and even private operators) that actually lead to
Breslin: Rethinking Hydro-Philanthropy
7
Box Two: Possible sustainability indicators for sanitation:
•	 No open defecation
•	 No feces or urine on floor/seat/walls of latrine
•	 Latrine are being replaced when full or cleaned as
needed so that family can always use a latrine
•	 No family without a toilet in the community.
Possible sustainability indicators for handwashing:
•	 People in communities know all times when hand-
washing needs to be practiced
•	 People are demonstrating proper handwashing
technique
•	 Soap or other cleansing agent and water are avail-
able for handwashing at the latrine and in the
kitchen.
replaced systems. This is the real measure of whether
the water and sanitation poverty cycle is truly broken.18
It is intentional that none of the indicators identified
above focus on health outcomes. It is extremely dif-
ficult to demonstrate conclusively that a specific water
intervention has led to a clear health outcome without
doing complex studies utilizing control groups that do
not receive the same intervention. This is a question-
able use of scarce sector resources and can be morally
problematic. What is certain is that no positive health
outcomes can be expected if the project fails. As such,
if the sector can begin to demonstrate that water is
flowing, toilets used and managed hygienically and
hands are being washed at keys times then that would
be an enormous step forward for the sector, without
having to take that extra step to show that water and
sanitation are functioning and health has improved.
It is also important to point out that such outcomes
cannot be expected in certain countries with failed
states (like Somalia) and during humanitarian relief
situations (like the eastern Congo or war-torn parts
of Sudan). But in the vast majority of countries where
NGOs operate such outcomes should be sought.
The indicators above are sound because they focus
on core outcomes that will highlight whether local
responses to the inevitable water and sanitation chal-
lenges are actually effective. Populations will grow. Are
managerial and financial systems in place to meet the
growth of communities through service expansion? Or
do people simply overuse the existing infrastructure
leading to faster breakdowns, longer queuing times
at the water collection point and a certain trip back
to that dirty puddle when the system is run into the
ground? Water quality is deteriorating worldwide. Do
we see local responses to water quality degradation?
Or do we continue to turn a blind eye to this reality and
simply celebrate the fact that water was once clean six
years ago in a village featured in an annual report that
helped raise lots of money because it was a compelling
case study? Finance matters. Do we focus on money
collected and how it is used to solve technical problems
over time? Or do we take a picture of the ribbon being
cut to open the water point as our only indicator?
If communities meet the sustainability indicators sug-
gested above, and eventually replace their systems
with no new NGO bailout, then the cycle of water pov-
erty has been broken. If they do not, then the celebra-
tions over beneficiaries that filled a report three years
earlier are meaningless and misleading.
The number of beneficiaries needs to be abandoned as
the primary indicator of success for water and sanita-
tion interventions. Donor agencies, philanthropists and
foundations would help change the world if they began
demanding accountability for long-term results after
the NGO has completed its work rather than focusing
on how many people were helped with each program
or project. By all means let the world know how many
people were supported in a given year and celebrate
the fact that a family is now collecting water from a
protected source. But if we must “count” beneficiaries
then perhaps sector agencies should start counting
people a number of years after work has been com-
pleted and only if water is still flowing, people are
paying water fees, and water quality and quantities are
being sustained. It’s a simple shift in metrics: instead
of counting initial beneficiaries, count and focus on the
number of people who continue being beneficiaries 3,
6 and 10 years later. This shift in metrics would force
many great organizations caught in the rut of counting
beneficiaries to rethink and rework how they oper-
ate and significantly benefit poor people worldwide.
Sustainability challenges will be brought to the fore
and addressed rather than hidden in the dark as is the
case today.
Breslin: Rethinking Hydro-Philanthropy
8
18 Good monitoring will show that the formation of water committees and the training of these committees to be mini-utilities are unlikely to be sustain-
able over time. Committees are fragile and deteriorate over time. Local private sector alternatives to water committees that have the potential to provide
better service, less downtime and greater efficiency are emerging as a viable alternative to sector practice that will be explored in a forthcoming paper.
Breslin: Rethinking Hydro-Philanthropy
9
Conclusion
People without improved water and sanitation services
are not helped by bad programming, simplistic giving
and a focus on short-term results that counts benefi-
ciaries immediately after implementation. Philanthro-
pists can make a dramatic non-financial contribution to
people without safe water and hygienic sanitation by
simply asking harder questions about how sustainabil-
ity will be programmed for and measured, demanding
long-term results and requiring NGOs, and other devel-
opment agencies to be held accountable over time as a
condition before they invest in an NGO’s initiative. This
means that monitoring will actually happen instead of
being neglected by NGOs, and results over time will
matter more than annual beneficiaries of new services.
The NGO sector will respond to this because NGOs
are filled with tremendously smart and dedicated
professionals who are currently responding to the
philanthropic market. More investment in water and
sanitation interventions without dramatically different
results and metrics should no longer be accepted.
If philanthropists and NGOs spoke frankly and honestly
about what needs to change to alter the dysfunctional
philanthropic market and unsustainable program-
ming that currently exists, in a way that focuses on
smart investments and accountability for sustainable
outcomes, then we really can eliminate water and
sanitation poverty worldwide and truly transform lives
forever. And that would be a great story indeed!
Celebrants at the new water project in Cotani Piqueria, Bolivia
see new hope for their community during the inauguration of
their water system. Their true celebration will happen with each
passing year of functionality.

More Related Content

What's hot

Environment urbanizationbrief –-26
Environment urbanizationbrief –-26Environment urbanizationbrief –-26
Environment urbanizationbrief –-26Dr Lendy Spires
 
Sanitation Issues In The Developing World
Sanitation Issues In The Developing WorldSanitation Issues In The Developing World
Sanitation Issues In The Developing Worldsag6661
 
The Well-Being of a City and Animal Shelter Funding: An In-Depth Look Inside ...
The Well-Being of a City and Animal Shelter Funding: An In-Depth Look Inside ...The Well-Being of a City and Animal Shelter Funding: An In-Depth Look Inside ...
The Well-Being of a City and Animal Shelter Funding: An In-Depth Look Inside ...Douglas Ross, CPA
 
Reading rural brain drain
Reading   rural brain drainReading   rural brain drain
Reading rural brain drainhanslunow
 
clean water and sanitation
clean water and sanitation clean water and sanitation
clean water and sanitation MuhammadMobeen18
 
Rio de Janeiro Urban Development
Rio de Janeiro Urban DevelopmentRio de Janeiro Urban Development
Rio de Janeiro Urban Developmentfrankie_cho
 
Crozier DIRfinal
Crozier DIRfinalCrozier DIRfinal
Crozier DIRfinalJoe Crozier
 
Adb asian water-supplies
Adb asian water-suppliesAdb asian water-supplies
Adb asian water-suppliesWaheed Anjum
 
Where People and Water Collide April 2016
Where People and Water Collide April 2016Where People and Water Collide April 2016
Where People and Water Collide April 2016William Roberts
 
New Orleans Index at Eight
New Orleans Index at EightNew Orleans Index at Eight
New Orleans Index at EightGNOCDC
 
Oshkosh may scene_v2
Oshkosh may scene_v2Oshkosh may scene_v2
Oshkosh may scene_v2CalumetPress
 
Migration 3
Migration 3Migration 3
Migration 3total
 
Migration 2
Migration 2Migration 2
Migration 2total
 
Tackling sanitation challenges in indian villages
Tackling sanitation challenges in indian villagesTackling sanitation challenges in indian villages
Tackling sanitation challenges in indian villagesAniket Harsh
 
Real food challenge workshop material
Real food challenge workshop materialReal food challenge workshop material
Real food challenge workshop materialJim Bloyd, DrPH, MPH
 

What's hot (20)

Slums
SlumsSlums
Slums
 
Environment urbanizationbrief –-26
Environment urbanizationbrief –-26Environment urbanizationbrief –-26
Environment urbanizationbrief –-26
 
Sanitation Issues In The Developing World
Sanitation Issues In The Developing WorldSanitation Issues In The Developing World
Sanitation Issues In The Developing World
 
5INNOVATERS
5INNOVATERS5INNOVATERS
5INNOVATERS
 
The Well-Being of a City and Animal Shelter Funding: An In-Depth Look Inside ...
The Well-Being of a City and Animal Shelter Funding: An In-Depth Look Inside ...The Well-Being of a City and Animal Shelter Funding: An In-Depth Look Inside ...
The Well-Being of a City and Animal Shelter Funding: An In-Depth Look Inside ...
 
Reading rural brain drain
Reading   rural brain drainReading   rural brain drain
Reading rural brain drain
 
clean water and sanitation
clean water and sanitation clean water and sanitation
clean water and sanitation
 
Rio de Janeiro Urban Development
Rio de Janeiro Urban DevelopmentRio de Janeiro Urban Development
Rio de Janeiro Urban Development
 
Water For People presentation
Water For People presentationWater For People presentation
Water For People presentation
 
dpsa
dpsadpsa
dpsa
 
Crozier DIRfinal
Crozier DIRfinalCrozier DIRfinal
Crozier DIRfinal
 
Adb asian water-supplies
Adb asian water-suppliesAdb asian water-supplies
Adb asian water-supplies
 
Where People and Water Collide April 2016
Where People and Water Collide April 2016Where People and Water Collide April 2016
Where People and Water Collide April 2016
 
New Orleans Index at Eight
New Orleans Index at EightNew Orleans Index at Eight
New Orleans Index at Eight
 
Oshkosh may scene_v2
Oshkosh may scene_v2Oshkosh may scene_v2
Oshkosh may scene_v2
 
Migration 3
Migration 3Migration 3
Migration 3
 
Migration 2
Migration 2Migration 2
Migration 2
 
Tackling sanitation challenges in indian villages
Tackling sanitation challenges in indian villagesTackling sanitation challenges in indian villages
Tackling sanitation challenges in indian villages
 
Real food challenge workshop material
Real food challenge workshop materialReal food challenge workshop material
Real food challenge workshop material
 
Flow Play Only
Flow Play OnlyFlow Play Only
Flow Play Only
 

Viewers also liked

Ficha de Muestra Trabajo
Ficha de Muestra TrabajoFicha de Muestra Trabajo
Ficha de Muestra Trabajoguestcc529b
 
Căn hộ Hưng Phát Apartment quận 7
Căn hộ Hưng Phát Apartment quận 7Căn hộ Hưng Phát Apartment quận 7
Căn hộ Hưng Phát Apartment quận 7xuanthanhueh
 
Comcast AnswerNow by InteliWISE oct 2010
Comcast AnswerNow by InteliWISE oct 2010Comcast AnswerNow by InteliWISE oct 2010
Comcast AnswerNow by InteliWISE oct 2010InteliWISE
 
Increasing Revenue For All Four Season V2
Increasing Revenue For All Four Season V2Increasing Revenue For All Four Season V2
Increasing Revenue For All Four Season V2Vesta Mobile Solutions
 
Global Trends In Financing The Social Sector
Global  Trends In  Financing The  Social  SectorGlobal  Trends In  Financing The  Social  Sector
Global Trends In Financing The Social Sector00shelly
 
Root Capital
Root CapitalRoot Capital
Root Capital00shelly
 
InteliWISE FAQ Agent PL
InteliWISE FAQ Agent PLInteliWISE FAQ Agent PL
InteliWISE FAQ Agent PLInteliWISE
 

Viewers also liked (8)

Ficha de Muestra Trabajo
Ficha de Muestra TrabajoFicha de Muestra Trabajo
Ficha de Muestra Trabajo
 
Căn hộ Hưng Phát Apartment quận 7
Căn hộ Hưng Phát Apartment quận 7Căn hộ Hưng Phát Apartment quận 7
Căn hộ Hưng Phát Apartment quận 7
 
You Are Always On My Mind
You Are Always On My MindYou Are Always On My Mind
You Are Always On My Mind
 
Comcast AnswerNow by InteliWISE oct 2010
Comcast AnswerNow by InteliWISE oct 2010Comcast AnswerNow by InteliWISE oct 2010
Comcast AnswerNow by InteliWISE oct 2010
 
Increasing Revenue For All Four Season V2
Increasing Revenue For All Four Season V2Increasing Revenue For All Four Season V2
Increasing Revenue For All Four Season V2
 
Global Trends In Financing The Social Sector
Global  Trends In  Financing The  Social  SectorGlobal  Trends In  Financing The  Social  Sector
Global Trends In Financing The Social Sector
 
Root Capital
Root CapitalRoot Capital
Root Capital
 
InteliWISE FAQ Agent PL
InteliWISE FAQ Agent PLInteliWISE FAQ Agent PL
InteliWISE FAQ Agent PL
 

Similar to Rethinking Hydrophilanthropy

Liquid Assets Ppt Jul09
Liquid Assets Ppt Jul09Liquid Assets Ppt Jul09
Liquid Assets Ppt Jul09clifflyon
 
Leveraging City-Basin Governance to Boost Water Security in African Municipal...
Leveraging City-Basin Governance to Boost Water Security in African Municipal...Leveraging City-Basin Governance to Boost Water Security in African Municipal...
Leveraging City-Basin Governance to Boost Water Security in African Municipal...Kayode Fayemi
 
ICP Country Region Overview
ICP Country Region OverviewICP Country Region Overview
ICP Country Region OverviewKate Organ
 
Toward Water Sustainability: a blueprint for philanthropy
Toward Water Sustainability: a blueprint for philanthropyToward Water Sustainability: a blueprint for philanthropy
Toward Water Sustainability: a blueprint for philanthropyJennifer Fox
 
marginalised communities water sanitation equity report
marginalised communities water sanitation equity reportmarginalised communities water sanitation equity report
marginalised communities water sanitation equity reportMeab Mdimi
 
[Challenge:Future] Brown Water Civilization
[Challenge:Future] Brown Water Civilization[Challenge:Future] Brown Water Civilization
[Challenge:Future] Brown Water CivilizationChallenge:Future
 
A Review Paper On Water Resource Management
A Review Paper On Water Resource ManagementA Review Paper On Water Resource Management
A Review Paper On Water Resource ManagementSabrina Baloi
 
Bravo enterprises - Executive Overview
Bravo enterprises - Executive OverviewBravo enterprises - Executive Overview
Bravo enterprises - Executive OverviewMichael Graziano
 
A microfinancing-framework-report
A microfinancing-framework-reportA microfinancing-framework-report
A microfinancing-framework-reportUNU-MERIT
 
Water Privatization In Asuncion Paraguay 1
Water Privatization In Asuncion Paraguay 1Water Privatization In Asuncion Paraguay 1
Water Privatization In Asuncion Paraguay 1WaterPrivatization
 
Water Privatization In Asuncion Paraguay
Water Privatization In Asuncion ParaguayWater Privatization In Asuncion Paraguay
Water Privatization In Asuncion ParaguayWaterPrivatization
 
7191 . the right to water and sanitation - a practical guide
7191 . the right to water and sanitation - a practical guide7191 . the right to water and sanitation - a practical guide
7191 . the right to water and sanitation - a practical guideGian Paolo Pezzi
 
NPI evaluation of charity: water
NPI evaluation of charity: waterNPI evaluation of charity: water
NPI evaluation of charity: waterNonprofit Investor
 

Similar to Rethinking Hydrophilanthropy (20)

Liquid Assets Ppt Jul09
Liquid Assets Ppt Jul09Liquid Assets Ppt Jul09
Liquid Assets Ppt Jul09
 
Leveraging City-Basin Governance to Boost Water Security in African Municipal...
Leveraging City-Basin Governance to Boost Water Security in African Municipal...Leveraging City-Basin Governance to Boost Water Security in African Municipal...
Leveraging City-Basin Governance to Boost Water Security in African Municipal...
 
ICP Country Region Overview
ICP Country Region OverviewICP Country Region Overview
ICP Country Region Overview
 
Toward Water Sustainability: a blueprint for philanthropy
Toward Water Sustainability: a blueprint for philanthropyToward Water Sustainability: a blueprint for philanthropy
Toward Water Sustainability: a blueprint for philanthropy
 
Water resourcers group
Water resourcers groupWater resourcers group
Water resourcers group
 
Dead in the water - Ethical ownership and water management in the Norwegian G...
Dead in the water - Ethical ownership and water management in the Norwegian G...Dead in the water - Ethical ownership and water management in the Norwegian G...
Dead in the water - Ethical ownership and water management in the Norwegian G...
 
marginalised communities water sanitation equity report
marginalised communities water sanitation equity reportmarginalised communities water sanitation equity report
marginalised communities water sanitation equity report
 
Introduction water challenge
Introduction    water challengeIntroduction    water challenge
Introduction water challenge
 
VV2013
VV2013VV2013
VV2013
 
[Challenge:Future] Brown Water Civilization
[Challenge:Future] Brown Water Civilization[Challenge:Future] Brown Water Civilization
[Challenge:Future] Brown Water Civilization
 
A Review Paper On Water Resource Management
A Review Paper On Water Resource ManagementA Review Paper On Water Resource Management
A Review Paper On Water Resource Management
 
Bravo enterprises - Executive Overview
Bravo enterprises - Executive OverviewBravo enterprises - Executive Overview
Bravo enterprises - Executive Overview
 
A microfinancing-framework-report
A microfinancing-framework-reportA microfinancing-framework-report
A microfinancing-framework-report
 
Essay On Water Supply System
Essay On Water Supply SystemEssay On Water Supply System
Essay On Water Supply System
 
15 jan water
15 jan water15 jan water
15 jan water
 
Water Privatization In Asuncion Paraguay 1
Water Privatization In Asuncion Paraguay 1Water Privatization In Asuncion Paraguay 1
Water Privatization In Asuncion Paraguay 1
 
Water Privatization In Asuncion Paraguay
Water Privatization In Asuncion ParaguayWater Privatization In Asuncion Paraguay
Water Privatization In Asuncion Paraguay
 
usc_-_lasaves_proposal
usc_-_lasaves_proposalusc_-_lasaves_proposal
usc_-_lasaves_proposal
 
7191 . the right to water and sanitation - a practical guide
7191 . the right to water and sanitation - a practical guide7191 . the right to water and sanitation - a practical guide
7191 . the right to water and sanitation - a practical guide
 
NPI evaluation of charity: water
NPI evaluation of charity: waterNPI evaluation of charity: water
NPI evaluation of charity: water
 

More from 00shelly

Monitor: Emerging Markets
Monitor:  Emerging  MarketsMonitor:  Emerging  Markets
Monitor: Emerging Markets00shelly
 
Starting a Rural Health Clinic
Starting a Rural Health ClinicStarting a Rural Health Clinic
Starting a Rural Health Clinic00shelly
 
Jan 2010 Meeting Notes
Jan 2010  Meeting  NotesJan 2010  Meeting  Notes
Jan 2010 Meeting Notes00shelly
 
Financing for Development in India
Financing for Development in IndiaFinancing for Development in India
Financing for Development in India00shelly
 
Human Poverty in India
Human Poverty in IndiaHuman Poverty in India
Human Poverty in India00shelly
 
Tracking Progress On Child And Maternal Nutrition E N 110309
Tracking  Progress On  Child And  Maternal  Nutrition  E N 110309Tracking  Progress On  Child And  Maternal  Nutrition  E N 110309
Tracking Progress On Child And Maternal Nutrition E N 11030900shelly
 
2009 S U Social Entrepreneurship
2009 S U  Social Entrepreneurship2009 S U  Social Entrepreneurship
2009 S U Social Entrepreneurship00shelly
 
Rural Health And Environment Programme
Rural  Health And  Environment  ProgrammeRural  Health And  Environment  Programme
Rural Health And Environment Programme00shelly
 
What Works Scojo India Fdn
What  Works  Scojo  India  FdnWhat  Works  Scojo  India  Fdn
What Works Scojo India Fdn00shelly
 
W D I Vision For Growth
W D I Vision For GrowthW D I Vision For Growth
W D I Vision For Growth00shelly
 
Sd Field Guide
Sd Field GuideSd Field Guide
Sd Field Guide00shelly
 
S A D C Study
S A D C StudyS A D C Study
S A D C Study00shelly
 
Private Sector Strategies
Private  Sector  StrategiesPrivate  Sector  Strategies
Private Sector Strategies00shelly
 
Microfranchising Working Paper Xo Y B6s Z5
Microfranchising  Working  Paper  Xo Y B6s Z5Microfranchising  Working  Paper  Xo Y B6s Z5
Microfranchising Working Paper Xo Y B6s Z500shelly
 
Innovations Winter06
Innovations Winter06Innovations Winter06
Innovations Winter0600shelly
 
Microfranchising in Kenya
Microfranchising in KenyaMicrofranchising in Kenya
Microfranchising in Kenya00shelly
 
Growing Opportunity 2007
Growing  Opportunity 2007Growing  Opportunity 2007
Growing Opportunity 200700shelly
 
20 Ideas F I N A L Web
20  Ideas  F I N A L Web20  Ideas  F I N A L Web
20 Ideas F I N A L Web00shelly
 
Building a Successful Non-Profit Organization: The TRACE Experience
Building a Successful Non-Profit Organization: The TRACE ExperienceBuilding a Successful Non-Profit Organization: The TRACE Experience
Building a Successful Non-Profit Organization: The TRACE Experience00shelly
 
Business Planning For Enduring Social Impact 0
Business  Planning For  Enduring  Social  Impact 0Business  Planning For  Enduring  Social  Impact 0
Business Planning For Enduring Social Impact 000shelly
 

More from 00shelly (20)

Monitor: Emerging Markets
Monitor:  Emerging  MarketsMonitor:  Emerging  Markets
Monitor: Emerging Markets
 
Starting a Rural Health Clinic
Starting a Rural Health ClinicStarting a Rural Health Clinic
Starting a Rural Health Clinic
 
Jan 2010 Meeting Notes
Jan 2010  Meeting  NotesJan 2010  Meeting  Notes
Jan 2010 Meeting Notes
 
Financing for Development in India
Financing for Development in IndiaFinancing for Development in India
Financing for Development in India
 
Human Poverty in India
Human Poverty in IndiaHuman Poverty in India
Human Poverty in India
 
Tracking Progress On Child And Maternal Nutrition E N 110309
Tracking  Progress On  Child And  Maternal  Nutrition  E N 110309Tracking  Progress On  Child And  Maternal  Nutrition  E N 110309
Tracking Progress On Child And Maternal Nutrition E N 110309
 
2009 S U Social Entrepreneurship
2009 S U  Social Entrepreneurship2009 S U  Social Entrepreneurship
2009 S U Social Entrepreneurship
 
Rural Health And Environment Programme
Rural  Health And  Environment  ProgrammeRural  Health And  Environment  Programme
Rural Health And Environment Programme
 
What Works Scojo India Fdn
What  Works  Scojo  India  FdnWhat  Works  Scojo  India  Fdn
What Works Scojo India Fdn
 
W D I Vision For Growth
W D I Vision For GrowthW D I Vision For Growth
W D I Vision For Growth
 
Sd Field Guide
Sd Field GuideSd Field Guide
Sd Field Guide
 
S A D C Study
S A D C StudyS A D C Study
S A D C Study
 
Private Sector Strategies
Private  Sector  StrategiesPrivate  Sector  Strategies
Private Sector Strategies
 
Microfranchising Working Paper Xo Y B6s Z5
Microfranchising  Working  Paper  Xo Y B6s Z5Microfranchising  Working  Paper  Xo Y B6s Z5
Microfranchising Working Paper Xo Y B6s Z5
 
Innovations Winter06
Innovations Winter06Innovations Winter06
Innovations Winter06
 
Microfranchising in Kenya
Microfranchising in KenyaMicrofranchising in Kenya
Microfranchising in Kenya
 
Growing Opportunity 2007
Growing  Opportunity 2007Growing  Opportunity 2007
Growing Opportunity 2007
 
20 Ideas F I N A L Web
20  Ideas  F I N A L Web20  Ideas  F I N A L Web
20 Ideas F I N A L Web
 
Building a Successful Non-Profit Organization: The TRACE Experience
Building a Successful Non-Profit Organization: The TRACE ExperienceBuilding a Successful Non-Profit Organization: The TRACE Experience
Building a Successful Non-Profit Organization: The TRACE Experience
 
Business Planning For Enduring Social Impact 0
Business  Planning For  Enduring  Social  Impact 0Business  Planning For  Enduring  Social  Impact 0
Business Planning For Enduring Social Impact 0
 

Rethinking Hydrophilanthropy

  • 1. 6666 W. Quincy Avenue / Denver, CO 80235 / 303 734-3490 / 303 734-3499 (FAX) E-mail: info@waterforpeople.org / Web site: www.waterforpeople.org Water For People is a 501(c)(3) organization (EIN 84-1166148) Rethinking Hydro‐Philanthropy    Ned Breslin, the outspoken CEO of Water For People, is calling for transformative  change in the water and sanitation sector, and he is starting with his own organization.     In his January 2010 essay “Rethinking Hydro‐Philanthropy: Smart Money for  Transformative Impact,” Breslin outlines key steps that donors, nongovernmental  organizations (NGOs), local governments and communities should take to create  sustainable change with long term benefits.    Expanding upon controversial observations such as those by Nicholas Kristof of the New  York Times and David Brooks, Breslin goes where few not‐for‐profit CEOs dare to go — laying bare all the secrets and shortcomings of today’s charity‐based approach in the  water and sanitation sector, as well as suggesting guidelines for transformative change.    The essay focuses on his own organization’s shortcomings, providing a first‐hand  account on what works and what doesn’t work — both short‐term and long term.   Breslin shows how a well meaning nonprofit like Water For People can move from feel‐ good, simplistic interpretations and communications on success to a more profound and  thoughtful organization that challenges itself by asking far harder, long‐term impact  questions.    Key points of the report include:  • Currently, the overriding approach in the sector is of welfare and charity rather  than development. This approach leads to poor project implementation which  leads to high rates of failure.  • NGOs must develop the time, patience and understanding of community  development to establish the foundation for success.  • Until now, “sweat equity” has been considered sufficient contribution from  communities. But it is not enough to create a sense of ownership to ensure long  term success of projects.  • New philanthropic giving strategies could play a significant role in eliminating  water and sanitation poverty by basing themselves on a robust set of  sustainability metrics. 
  • 2. • A new partnership between philanthropists and development agencies needs to  focus on leveraging creative philanthropic giving to instill financial responsibilities  on communities and governments in developing countries.   • A new culture of accountability and transparency that transcends what currently  masquerades as “reporting” in the sector must emerge.  • Investors, who employ stringent due diligence when selecting for‐profit ventures,  should use those same requirements when considering their philanthropic  donations.   • New measurements should go beyond counting number of people served in a  given year to include the % of projects that are fully functional and self‐sufficient  at 3, 6 and 10 years.    Please note: This essay focuses on the water and sanitation sector. Certainly, there  are other sectors where this would not apply, such as advanced or complex health  care. And there are situations, such as humanitarian relief (Eastern Congo) and failed  states (Somalia) where this approach would not be appropriate even for the water  and sanitation sector.       For more information, contact:  Eileen Lambert  elambert@waterforpeople.org  720‐488‐4584   
  • 3. T he water and sanitation sector is a partic- ularly popular cause for good reason.  The need is immense—officially 880 million people lack access to clean water and 2.5 billion people do not have a safe toilet.1 Children die worldwide because of preventable water and sanitation-related diseases, and estimates abound on the lost productivity in developing countries that can be attributed to the lack of access to water and sanitation.2 Efforts to push forward legislation, increase finance and get celebrities, musicians, school children and volunteer clubs to sound the clarion call for change are growing. To those who listen, a slightly softer sound com- ing from the field can be heard amidst this push for more exposure, more money from individu- als, foundations, corporations and governments, and for more coordinated efforts to eradicate water and sanitation poverty worldwide. This sound is the disquieting voice of women and girls from Africa, Asia and Latin America grum- bling in frustration that their lives have not been transformed by previous investments in improved water supplies and sanitation, and the simple request to “get it right”.  But the images that dominate the sector—pictures of children happily gulping water from a new tap or the counter-image of women collecting water from dirty puddles—do not tell the whole story. The real image should be the one that plays itself out every day all over the world of the woman walk- ing slowly past a broken handpump, bucket at her side or on her head, on her way to (or from) that scoop hole or dirty puddle that she once hoped would never again be part of her life. As a woman in Salima, Malawi sadly commented, “The broken handpump is a constant reminder of our inability to escape from poverty”.3 Data is emerging to support the view that all is not right in the field. IIED suggests that a “catas- trophe” is spreading across Africa—approximately 50,000 rural water points are broken and US$215- 360 million of investment wasted because of poor programming and careless implementa- tion. Skinner highlights troubling data from Mali, where 80% of the water points in Menaca region are “dysfunctional”, and surveys from northern Ghana indicating that 58% of existing water points need repair.4 The IRC (Holland) makes the case that: “In the last 20 years, 600,000-–800,000 handpumps have been installed in Sub-Saharan Africa, of which some 30% are known to fail pre- maturely, representing a total failed investment of between $1.2 and $1.5 billion.”5 Water point surveys add additional credence to this emerging picture of sector failure. A pilot program in Sanga District, northern Mozambique demonstrated that government assumptions of coverage and project functionality were vastly overstated. Government reported that 72% of communities in Sanga had water supplies per government standards but data showed that the actual coverage was 21.91%. The main reason for the discrepancy was water point failure.6 Malawi’s efforts to assess the functionality of water points in the country yielded shocking results, with dis- tricts like Chikwawa and Phalombe reporting less Rethinking Hydro-Philanthropy: Smart Money for Transformative Impact Edward D. Breslin, CEO, Water For People 1 WHO and UNICEF Joint Monitoring Program 2008. http://www.wssinfo.org/en/40_MDG2008.html 2 UNDP Human Development Report, 2006, estimates that 5% of African GDP is lost annually due to water- and sanitation-illnesses, and that 443 million school days are lost in India alone due to poor water and sanitation. 3 Personal communication, retold by Steve Sugden, WaterAid, 2002 4 IIED Briefing, March 2009. http://www.iied.org/pubs/pdfs/17055IIED.pdf 5 IRC Source Bulletin, 56, May 2009 6 Breslin, 2004, District Mapping in Sanga, Niassa Province, Northern Mozambique. WaterAid. It should be noted that government reports were not purposefully inaccurate but based on the best data they had available. This data allowed them to revise their figures and develop compre- hensive plans to address these challenges.
  • 4. than 50% project functionality, while other districts fared little better.7 Africa, Asia and Latin America have become waste- lands for broken water and sanitation infrastructure. Go to schools throughout developing countries and you will often find a broken handpump around the corner, or a disused latrine that filled years ago. Sector agencies intuitively know this but the general public is shielded from these hard truths as perceptions of failure could threaten “the cause” of reaching the unserved. Poor people do not benefit from this disin- genuity. The sector would actually have a better case to make for more finances if it was able to speak of lasting success and transformative change in the field. Instead, the sector continues to focus on the number of people who remain un-served as justification to throw more money at the problem. Water and sanitation sector agencies need to improve their work in the field or the goodwill that the sector currently enjoys will erode.New philanthropic giving strategies could play a significant role in eliminating water and sanitation poverty by basing themselves on a robust set of sustainability metrics. Success will require less single-minded focus on the absolute number of people without access to water and sanitation facilities and more focus on the serious questions around long- term impact and sustainability. So that years after the cameras have left, the donor reports have been filed, and the press release circulated, the community is not forgotten.  A new partnership between philanthropists and development agencies would focus less on how much money the sector supposedly needs to solve global water challenges and more on how creative phil- anthropic giving can be used as leverage to instill finan- cial responsibilities for improved water supply and sani- tation on communities and governments in developing countries. A new culture of accountability and trans- parency that transcends the nonsense that currently masquerades as reporting in the sector must emerge Breslin: Rethinking Hydro-Philanthropy 2 7 Robert Kampala, WSSCC, 2007, http://www.wsscc.org/fileadmin/files/pdf/publication/Malawi.pdf. While this paper is focused primarily on water supply, it is also clear that similar challenges exist in sanitation. To take but one example, The Economist noted in their Special Report on India (December 13 2008) that only 13% of all sewered sanitation is actually treated. Technically all are covered, but only 13% are covered “safely”. After scooping water from a muddy ditch near a water tank, this Rwandan woman heads home with her baby, water and hoe.
  • 5. if poor people worldwide are to truly emerge from the drudgery of water collection.  In the final analysis, sec- tor agencies need to be pushed considerably harder so that African, Asian and Latin American women never need to walk past that broken handpump, rightly grum- bling, on their way to collect unsafe water. This can be done in creative and constructive ways through new partnerships between philanthropists and non-profits. Some suggestions for consideration and debate are of- fered in the following section. Smart Investments Philanthropists are often smart investors who un- derstand risk. Very rarely will successful investors make investments without solid data, a clear un- derstanding of possible short and long-term outcomes and a belief that all role players involved need to share at least some of the risk if the venture is to be success- ful. These investors also correctly question ventures involving “give-aways”, understanding that free prod- ucts and services can distort markets and often mask the real cost of running a business that can lead to business failure. Applying sound investment principles would enhance water sector actions considerably, but at times they appear to be forgotten when success- ful investors become philanthropists and hand over a check to a non-profit organization. The overriding approach in the sector is of welfare and charity rather than development. Standard practice is short-term focused and pays 100% of the costs of a project. Groups raise funds for a particular project and either transfers these funds to an implementing NGO or increasingly, travels to the field and implement the proj- ect themselves.9 The funds are designed to cover 100% of the project costs and proceed on the assumption that communities are too poor to pay for this investment. Communities throughout the world actually already pay a great deal for the poor water supplies they receive. Transparency International argues that “poor households in Jakarta, Lima, Nairobi or Manila spend more on water than residents of New York City, Lon- don or Rome.”10 Data from urban areas and slums consistently show that the poor are paying far more for water supplies than their wealthier counterparts in better-off parts of the city.11 In addition to direct costs spent on water supplies, rural communities also spend money on extra costs associated with poor water services in areas like health care and the lost income potential due to time spent collecting water or being sick. Successful water and sanitation interventions truly assess the financial de- tails that will influence sustainability over time. Unfor- tunately, most organizations shy away from this chal- lenge because it is complex and time consuming. This is short sighted, and projects eventually fail because NGOs lack the capacity and discipline to actually have the initial hard conversation with poor people about finance. This leads to the current paradigm of NGOs dodging this hard work by making the incorrect case that communities suffer not just from water poverty, but also from cashlessness. NGOs have developed a range of tools to by-pass the perceived lack of finance at local level. The most com- mon is referred to as “sweat equity”. External agencies pay all the hardware costs (pipes, taps, cement, etc) in exchange for the labor and contribution of in-kind local materials from residents as compensation for a com- munity’s “inability” to pay.12 Sweat equity is seen by many, including Water For People in its earlier days, as a proxy for “ownership”. The argument is simple, and simplistic—if people lay pipe they have demonstrated their commitment to the project, and will therefore own the system and subsequently be responsible for its upkeep over time. As such, Africa, Asia and Latin America are not only littered with failed projects, but also with free proj- Breslin: Rethinking Hydro-Philanthropy 3 9 This new philanthropy needs to be questioned in at least three areas. First, the time required to successfully implement water or sanitation projects is considerable and rarely matches volunteer work schedules. As such, hands-on work tends to be rushed and almost always cuts corners. Second, many of the people who go overseas to do direct implementation work are unqualified to do so. For instance, engineering students would not be allowed to imple- ment a project in the United States, it is not clear why they are allowed, and even encouraged, to implement in developing countries. And third, hands-on work always displaces the local private sector, undermining a key role player that the community will eventually need. 10 AFP, 2010, http://afp.google.com/article/ALeqM5gbK8wIHa_lg-hAEfQrj8s_N5-q6Q. 11 See for instance evidence from Ghana (http://www.wateraid.org/ghana/what_we_do/case_studies/4451.asp) and Nairobi http://www.undp.org.tr/ Gozlem2.aspx?WebSayfaNo=719#globhumdev2 . See also http://www.guardian.co.uk/business/2006/nov/10/water.environment and http://www.undp. bg/uploads/documents/1814_788_en.pdf 12 Local materials can include stone, sand, water, and locally available materials like bamboo that are used for the construction of a water system or latrine.
  • 6. ects where communities and local governments were never asked to finance any part of the investment in improved water and sanitation facilities. Wise investors would never finance such a scheme and rightly so. The approach and conceptual leaps made by the sector are more PR than substance. The fact that a community can dig water wells, or manually lay a pipe, does not demonstrate that they can actually finance the pur- chase of a new pipe when one of the pipes they were given for free and installed in the ground breaks. Mon- ey is critical to project success as all water systems and toilets will require maintenance over time. Spares will be needed, parts will have to be replaced, and money will have to be raised to keep systems operational. Charity approaches lead to poor project implementa- tion and do not transform lives despite sector rhetoric to the contrary. Paying 100% of the costs of project implementation establishes dependency from the start. Communities have no idea what it will actually cost to manage or replace their system as this data is hidden from them, and they have no reason not to accept the charity, knowing that the water system will work for awhile, life will be easier for that period at least and when the systems fails maybe someone else will come to rehabilitate the project. Examples of this failure abound. Water For People has been trying to advise on a project in northern Malawi that continues to struggle because construction has outpaced managerial and financial programming. Reports have been exaggerated to keep funds flowing, with claims of diarrheal reduction that are absolutely unsubstantiated but remain unquestioned by financial donors. The implementing agency is solely focused on hardware because finance for the development of management systems is beyond their remit and capac- ity. The project will inevitably fail if payment issues are not resolved before water flows because this project is a rehabilitation of a previously failed scheme. The original scheme failed in part because the community did not pay for their water. A project in Guatemala supported by hands-on vol- unteers in the name of Water For People still does not work. When the system fails a representative of the community gets a message to the builders in the Midwest USA who then scrambles to find money and spares to fix the problem. The project is now over a decade old, and the community is no closer to assum- ing responsibility for their water supply than they were when they first contributed labor as their contribution to the scheme. The Municipality of Tiraque in Bolivia is in the middle of an intense conflict because a group of well-meaning implementers from the USA partially installed six ecological sanitation facilities in a village for free. The Municipality had succeeded in setting a municipal-wide policy on financial contributions from families for improved services that has now unraveled as neighbors ask when they will get their free toilets like the other families had received.13 This story plays out day after day in Africa despite the compelling feedback from NGOs and service organi- zations who demand more money to help the poor. The underlying message of free water systems is that communities are “too poor”, “too disorganized” or “too uneducated” to actually lead their own develop- ment. All people can contribute is their unskilled labor because they are not “capacitated” enough to offer anything else of real value. The undertones are patron- izing without exception. The reality is that most NGOs and almost all hands-on practitioners do not have the Breslin: Rethinking Hydro-Philanthropy 4 Box One: Cruz Ché, Guatemala is stuck. Well mean- ing outsiders built 30 toilets but did not have enough money to help the rest of the community (35 families). The remaining 35 families want free latrines like their neighbors and have rejected Water For People and the Municipality’s sanitation program because we insist on financial contributions from the families to help en- sure a sense of ownership and demonstrate the ability to cover O&M costs. Sadly this happens a great deal. The well meaning agency did not think beyond their initial investment of 30 toilets and have in the end un- dermined the further development of the community. Even if the well meaning outsiders installed all 65 la- trines on their trip the problem would only have been delayed. The community would have had the same problem when a new family arrived, or a new family was formed and wanted a new latrine. They would simply have said “our parents got free latrines so I am waiting for mine”. 13 The group did not finish the six toilets because it took longer to build toilets than they had estimated—as they have no experience with such matters overseas. They left their designs for the community to complete—all in English. They have promised to come back at a later date but the community has no idea when that might be.
  • 7. time, patience or the real access and understanding of community development to establish the sound finan- cial underpinnings critical to project success. Alternative approaches are proving more effective. Better philanthropy based on some of the exact principles that make many philanthropists success- ful businesspeople are emerging. These approaches use external NGO finances as leverage to access local finances that are co-financed by at least two other entities—the communities themselves and local government. Many countries have developed strict policies on up-front community contributions for good reason—communities need to understand from the beginning what it will cost to maintain and operate their systems over time. Good programs offer com- munities a range of technology choices and insist that payments are made up-front in line with what tariffs will be required to ensure that the chosen water system is operated effectively, maintained regularly, repaired as needed and eventually replaced.14 Creative programs do the hard work of designing tariffs so that wealthier families cross-subsidize poorer families, such as orphan families, single mothers with children and elderly couples caring for their grand- children, because they understand how to operate in poor communities that are not, despite common per- ception, economically homogenous. These programs draw on local caring practices but still recognize that an understanding of the balance of finances required to keep the water project operational is still necessary. If communities want a particular technology but are unable to demonstrate their ability to finance it then alternatives should be considered. Willingness to pay surveys, where families are asked if they would pay a particular but hypothetical tariff in the distant future has proven ineffective. Families always say yes they will pay as there is no consequence to their answer. Demonstrating the ability to pay, through actual pay- ment before project implementation, is now required. Government finance is available for improved water supply and sanitation services if properly targeted. Government data from 2005 suggests that a range of countries do not use their entire budget allocated for water supply and sanitation; with countries like Ethiopia using only 38% of what it could have spent, India (9%), Tanzania (43%) and Uganda (55%).15 The Overseas Development Institute (ODI) study of programming in Malawi, Uganda and Zambia showed that Zambia spent only 9.65% of the budgets it had available in 1999, and only increased this to 24.7% in 2001. 16 Water For People’s experience suggests that funding starts to be allocated by governments if NGOs use their finances as leverage, in financial part- nership with host-country governments, rather than absolving them of their financial and developmental responsibilities.17 Monitoring results suggest that projects co-financed by Water For People are far more sustainable than the ones we once supported with 100% payment for implementation combined with “sweat equity”. Most importantly, co-financed projects are almost never referred to as “Water For People’s projects” at lo- cal level (or anywhere else). Communities rightly call these projects “theirs”, demonstrating that elusive sense of ownership that will never be obtained by “sweat equity” alone. Breslin: Rethinking Hydro-Philanthropy 5 14 Technology choice is crucial as no technology fits every situation. Community members are better placed than outside role players to decide what they can manage technically and financially. In some cases technology choices will be limited by hydrology or geography, but NGOs will more often than not decide what is best for poor communities under the mistaken and arrogant guise that they, as technical experts, know best. See Breslin, E.D.(2003). ‘The demand-responsive approach in Mozambique: why choice of technology matters’. In: Waterfront, Issue 16 - Fall 2003, p. 9-10, 12 15 WaterAid (2005). “Getting to Boiling Point”, page 32, http://www.wateraid.org/documents/plugin_documents/getting_to_boiling_point_1web.pdf 16 Slaymaker, T. and Newborne, P. (2004) “Implementation of Water Supply and Sanitation Programmes under PRSPs”, http://www.odi.org.uk/resources/ download/1663.pdf 17 Many agencies complain about government corruption as a reason to by-pass government. I have been the technical advisor to government water departments in a number of countries and can confirm that corruption occurs in a number of ways. Two important and obvious places to focus on combat- ing corruption are with the awarding of government construction contracts (the official says “I will give you this contract but you will pay me $X from the contract for my support”) and project supervision (the technician says “I will overlook the poor quality of construction if you pay me $X”). A less obvious source of corruption is when the government develops its annual budget and includes finances for water supply in defined villages. If a well-meaning group decides to build a water facility in a village the government has targeted for support then the money that would have been used for that village is simply pocketed. Free projects facilitate corruption. Indirect implementing agencies like Water For People are showing that efforts to push government to actually pay for projects in their areas can increase accountability. Poor people would be better served in the future if their governments were responsive and ac- countable as opposed to aloof and predatory. This is hard work, but important and generally outside NGO time frames.
  • 8. Philanthropists can change the sector dramatically by sim- ply focusing their investments around a few principles: • Investing their money only when an NGO can show this donation will be used as leverage with counterpart funds from communities and local government. • Insisting that clear tariffs have been developed and that communities can in fact pay these— through up-front payments—so that the proj- ect has a better chance of success. • Not allowing NGOs to continue to propose “sweat equity” as an alternative to cash pay- ments. This refocus on finance would force NGOs to do the hard collaborative work necessary to create the condi- tions for sustainable and lasting water and sanitation development by getting communities and govern- ments to play their financial parts as well. Projects fail for a range of reasons but a focus on smart money would help shift the sector from charity to develop- ment, to the benefit of poor people worldwide. Beyond Beneficiaries I f we read annual reports, strategic plans and other sector materials it becomes clear that the sector focuses almost exclusively on counting beneficia- ries of projects as a proxy of success. That is, the larger the number of people supported with improved water and sanitation facilities in a given year by an NGO or other agency the greater the perceived suc- cess of their work. Sadly, sector agencies almost never consider measuring sustainability despite the careless overuse of this term. Yet success can only be measured in one way—do the beneficiaries the sector trumpets annually actu- ally have running water and no longer defecate in environmentally unsound ways years after the project was inaugurated? Are these beneficiaries, and their children, and their grandchildren erased from that horrible global figure of those who lack access to safe water and improved sanitation so that those numbers truly come down? The answer to all these questions is sadly but resound- ingly no, because the sector and funders continue to seek immediate successes over longer-term transfor- mative results. The heart of the problem lies in the sector agencies’ unwillingness to put their reputations on the line and truly define and measure “sustainability”. Water For People has learned this lesson directly from its own experience. We are emerging from our first organiza- tional strategic plan (2007-2011) having achieved most goals two years early—operational in 10 countries, allocating over 80% of our finances to programmatic work, achieving organizational excellence targets and shortly surpassing our goal of supporting 1,000 people/ day with improved water or sanitation facilities per our previous alignment with this universal measuring stick. Water For People could celebrate its achievements and launch a new strategic plan that follows sector stra- tegic planning norms—simply expanding the number of countries of operation during the defined strategic plan period, increasing the number of beneficiaries (sometimes considerably, suggesting “scale”) and exponentially growing the amount of funding raised to help achieve the ambitious beneficiary targets in com- parison to the previous organizational strategic plan. We could throw the word “sustainability” into the mix a few times for good measure and avoid any effort to actually hold ourselves accountable for results over time. And truthfully, Water For People probably could raise considerably more money than we do now given sector realities and expectations without ever having to show lasting results. Water For People has learned over the past four years that counting beneficiaries as its primary measure is an inaccurate indicator of success and impact. We rightly celebrate the exciting day when families get a new water point. But this day is only the start of an important journey that we need to better track and understand. We have learned that the question is not how many people we help in Year X, but how many of these people still have services in the years that fol- low. Our Board of Directors has pushed us to be more accountable by asking better questions. How many people never have to turn to an NGO again for support Breslin: Rethinking Hydro-Philanthropy 6
  • 9. once the expected lifespan of their new water facilities or latrine, supported originally by Water For People, ends? How many communities actually have the abil- ity to maintain and replace their systems so that they never have to go back to a dirty water point or seek new charitable support? The sector would be transformed, and the quality of NGO support to poor communities throughout the world would dramatically improve, if sector agencies, philanthropists and activists dedicated to transforma- tive results changed the metrics from numbers of beneficiaries to actual measurements of sustainability (not just proxies or anecdotes). For water supply, core sustainability indicators could include: • The quality of water meets host country gov- ernment standards over time—with a focus on bacteriological parameters (E. coli and total coliforms) plus any other water quality chal- lenges that are known in the area and that undermine household health (like arsenic in West Bengal, India). • The quantity of water available to households meets host country government standards over time. • That the water system is inoperable for no more than one day per month. • The number of users per water point meet host country government standards. Linked to this could be a series of financial indicators as payment for water supply. As discussed above, finance is the cornerstone of sustainable services, just like in North America and Europe. Water tariffs are paid in North America and Europe because this rev- enue is critical to the continued flow of water. A simple truth is that a lack of finance for ongoing operation, maintenance, repair and replacement means that the system will eventually fail as suggested earlier. The women and girls of a community will have to go back to collecting water from unprotected sources and will be looking for a new NGO to come and “save the day” by providing a new water system. Water For People is implementing a program called “3, 6, 10” which links the core sustainability indicators listed above (quality, quantity, access and limited down time) with the following crucial financial indicators so that we can really hold ourselves accountable for our work: • 3 years following project completion—evi- dence that money is available for repairs, that repairs are happening and the account is well managed (accurate financial management, no fraud, etc). • 6 years following project completion—enough money is available to replace the most expen- sive part of the system. • 10 years following project completion— enough money is available to replace the entire water system. • And ultimately, what percentage of commu- nity water systems and sanitation facilities supported in part by Water For People are actually replaced without the financial sup- port of another external NGO, with the goal being 90%. The final indicator identified above is the most impor- tant one. There is no time limit on this as different tech- nologies have different operational life spans but it will be critical to measure whether funds are available locally (between the community, local government and increas- ingly local private sources such as microfinance institu- tions and even private operators) that actually lead to Breslin: Rethinking Hydro-Philanthropy 7 Box Two: Possible sustainability indicators for sanitation: • No open defecation • No feces or urine on floor/seat/walls of latrine • Latrine are being replaced when full or cleaned as needed so that family can always use a latrine • No family without a toilet in the community. Possible sustainability indicators for handwashing: • People in communities know all times when hand- washing needs to be practiced • People are demonstrating proper handwashing technique • Soap or other cleansing agent and water are avail- able for handwashing at the latrine and in the kitchen.
  • 10. replaced systems. This is the real measure of whether the water and sanitation poverty cycle is truly broken.18 It is intentional that none of the indicators identified above focus on health outcomes. It is extremely dif- ficult to demonstrate conclusively that a specific water intervention has led to a clear health outcome without doing complex studies utilizing control groups that do not receive the same intervention. This is a question- able use of scarce sector resources and can be morally problematic. What is certain is that no positive health outcomes can be expected if the project fails. As such, if the sector can begin to demonstrate that water is flowing, toilets used and managed hygienically and hands are being washed at keys times then that would be an enormous step forward for the sector, without having to take that extra step to show that water and sanitation are functioning and health has improved. It is also important to point out that such outcomes cannot be expected in certain countries with failed states (like Somalia) and during humanitarian relief situations (like the eastern Congo or war-torn parts of Sudan). But in the vast majority of countries where NGOs operate such outcomes should be sought. The indicators above are sound because they focus on core outcomes that will highlight whether local responses to the inevitable water and sanitation chal- lenges are actually effective. Populations will grow. Are managerial and financial systems in place to meet the growth of communities through service expansion? Or do people simply overuse the existing infrastructure leading to faster breakdowns, longer queuing times at the water collection point and a certain trip back to that dirty puddle when the system is run into the ground? Water quality is deteriorating worldwide. Do we see local responses to water quality degradation? Or do we continue to turn a blind eye to this reality and simply celebrate the fact that water was once clean six years ago in a village featured in an annual report that helped raise lots of money because it was a compelling case study? Finance matters. Do we focus on money collected and how it is used to solve technical problems over time? Or do we take a picture of the ribbon being cut to open the water point as our only indicator? If communities meet the sustainability indicators sug- gested above, and eventually replace their systems with no new NGO bailout, then the cycle of water pov- erty has been broken. If they do not, then the celebra- tions over beneficiaries that filled a report three years earlier are meaningless and misleading. The number of beneficiaries needs to be abandoned as the primary indicator of success for water and sanita- tion interventions. Donor agencies, philanthropists and foundations would help change the world if they began demanding accountability for long-term results after the NGO has completed its work rather than focusing on how many people were helped with each program or project. By all means let the world know how many people were supported in a given year and celebrate the fact that a family is now collecting water from a protected source. But if we must “count” beneficiaries then perhaps sector agencies should start counting people a number of years after work has been com- pleted and only if water is still flowing, people are paying water fees, and water quality and quantities are being sustained. It’s a simple shift in metrics: instead of counting initial beneficiaries, count and focus on the number of people who continue being beneficiaries 3, 6 and 10 years later. This shift in metrics would force many great organizations caught in the rut of counting beneficiaries to rethink and rework how they oper- ate and significantly benefit poor people worldwide. Sustainability challenges will be brought to the fore and addressed rather than hidden in the dark as is the case today. Breslin: Rethinking Hydro-Philanthropy 8 18 Good monitoring will show that the formation of water committees and the training of these committees to be mini-utilities are unlikely to be sustain- able over time. Committees are fragile and deteriorate over time. Local private sector alternatives to water committees that have the potential to provide better service, less downtime and greater efficiency are emerging as a viable alternative to sector practice that will be explored in a forthcoming paper.
  • 11. Breslin: Rethinking Hydro-Philanthropy 9 Conclusion People without improved water and sanitation services are not helped by bad programming, simplistic giving and a focus on short-term results that counts benefi- ciaries immediately after implementation. Philanthro- pists can make a dramatic non-financial contribution to people without safe water and hygienic sanitation by simply asking harder questions about how sustainabil- ity will be programmed for and measured, demanding long-term results and requiring NGOs, and other devel- opment agencies to be held accountable over time as a condition before they invest in an NGO’s initiative. This means that monitoring will actually happen instead of being neglected by NGOs, and results over time will matter more than annual beneficiaries of new services. The NGO sector will respond to this because NGOs are filled with tremendously smart and dedicated professionals who are currently responding to the philanthropic market. More investment in water and sanitation interventions without dramatically different results and metrics should no longer be accepted. If philanthropists and NGOs spoke frankly and honestly about what needs to change to alter the dysfunctional philanthropic market and unsustainable program- ming that currently exists, in a way that focuses on smart investments and accountability for sustainable outcomes, then we really can eliminate water and sanitation poverty worldwide and truly transform lives forever. And that would be a great story indeed! Celebrants at the new water project in Cotani Piqueria, Bolivia see new hope for their community during the inauguration of their water system. Their true celebration will happen with each passing year of functionality.