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A seminar onA seminar on
Validation & Qualification ofValidation & Qualification of
Dry Powder Mixers, FluidDry Powder Mixers, Fluid
Bed Dryer,Tray DryerBed Dryer,Tray Dryer
By
ADITI ROY
MPH/10026/18
M.Pharm. (Sem - II)
Dept. of Pharmaceutical sciences &Technology
BIRLA INSTITUTE OFTECHNOLOGY
MESRA, RANCHI
1
ContentsContents
ī‚— Introduction
ī‚— Need of validation
ī‚— Powder mixers validation
ī‚— Validation of FBD
ī‚— FBD control parameters
ī‚— Validation of Tray dryer
ī‚— Tray dryer control parameters
ī‚— Acceptance criteria
ī‚— References
2
Why to validate?Why to validate?
Equipment validation is Vital for-
â€ĸ Safety.
â€ĸ Fewer interruptions of work.
â€ĸ Lower repair costs.
â€ĸ Elimination of premature replacement.
â€ĸ Less standby equipment.
â€ĸ Identification of high maintenance cost.
â€ĸ Reduction of variation in results.
â€ĸ Greater confidence in the reliability of results.
3
Parts of Equipment ValidationParts of Equipment Validation
4
Equipment
Validation
Equipment
Validation
Installation
Qualification (IQ)
Installation
Qualification (IQ)
Operational
Qualification (OQ) 
Operational
Qualification (OQ) 
Performance
Qualification (PQ)
Performance
Qualification (PQ)
Design
Qualification (DQ)
Design
Qualification (DQ)
Validation of Dry PowderValidation of Dry Powder
MixerMixer
5
IntroductionIntroduction
ī‚— Validation of Dry Powder
Mixers
It is defined as documented act
which provide the high degree of
the assurance that Powder Mixer
equipment actually leads to the
desired mixing or blending.
ī‚§ Why it is essential ?
The mixing of the API and
excipients is the critical step in
the solid dosage form
preparations that affect the
content uniformity at great extent.
6
Types of the powder blendersTypes of the powder blenders
7
V cone blenders
Double cone blenders
Drum mixer
Conical screw mixer
Ribbon blenders
Tumble blender
Variable and monitering
Monitoring =Blend uniformity
8
Variables
Installation Qualification (IQ)Installation Qualification (IQ)
Details of the Equipment
ī‚— Equipment name, made by & model No. shall be noted down.
ī‚— Location for the installation equipment shall be checked.
ī‚— Utilities required shall be listed down.
ī‚— Any deviation observed while following above procedure
should be informed for corrective action.
Installation Procedure:
ī‚— After checking all the specifications as mentioned in the
selection criteria, service engineer shall commission the
equipment.
ī‚— Authorized validation team shall carry out installation checks.
9
Operational Qualification(OQ)Operational Qualification(OQ)
ī‚—After completions of successful installation qualification
initiate the actual operation of to ensure that machine is
operating within specification.
ī‚—Check the operation qualification parameters against
their specifications.
ī‚—Document the deviation details.
ī‚—The Quality head and the department head shall decide
whether deviation is acceptable or not.
10
Performance Qualification (PQ)Performance Qualification (PQ)
ī‚—Load the materials to be mixed in the mixer.
ī‚—Start the mixer and rotate it for the time as mentioned in
the BMR.
ī‚—After completion of mixing switch OFF the mixer and
separate out the drum.
ī‚—Collect the sample as per sampling procedure.
ī‚—Send the samples to Quality control dept. for content
uniformity, bulk density and sieve analysis.
11
Revalidation CriteriaRevalidation Criteria
ī‚—Location of the equipment is changed.
ī‚—There is change of spare/ parts that have a
direct effect on the performance of the
equipment.
ī‚—At normal revalidation schedule.
12
Validation of fluid bed dryerValidation of fluid bed dryer
13
FBD control parametersFBD control parameters
Fixed Variable
(Monitor)
Response
(Test)
īƒ˜Bowl change
īƒ˜Porosity of filter
bags
īƒ˜Bowl sieve
īƒ˜Inlet/exhaust air
temperature
īƒ˜Product
temperature
īƒ˜Drying time
īƒ˜Air volume
īƒ˜Humidity of
incoming air
īƒ˜Humidity of
exhaust air
īƒ˜Particle size
distribution
īƒ˜Densities
īƒ˜Loss on drying
īƒ˜Assay
14
Working of FBDWorking of FBD
15
Installation Qualification(IQ)Installation Qualification(IQ)
16
īąInstallation Procedure:
ī‚—After checking all the specifications as
mentioned in the selection criteria, service
engineer of the manufacturer shall be called for
commissioning, if necessary.
ī‚—Authorized validation team shall carry out
installation.
ī‚—Department Head of production, QA &
engineering shall evaluate installation report.
16
Contiâ€ĻContiâ€Ļ
īą Acceptance Criteria For Installation
Qualification:
ī‚—The equipment shall fulfill the selection criteria
& its purpose of Application.
ī‚—Name of the manufacturer & supplier shall be
as mentioned in the Purchase order.
ī‚—The manufacturer/supplier shall provide
complete equipment manual along with the
equipment.
17
Operational Qualification (OQ)Operational Qualification (OQ)
īą Procedure
ī‚— Initiate the actual operation of the FBD to ensure that
machine is operating within specification.
ī‚— Check the OQ parameters against their specifications.
ī‚— Observe the functioning of all controls available on
control panel.
ī‚— Record the observation.
ī‚— Perform and attach report of heat distribution study as
per ` Heat distribution study procedure’.
18
Contiâ€ĻContiâ€Ļ
īą Acceptance criteria (Heat Distribution Study:)
ī‚— Temperature difference between all thermocouples and
set temperature should not differ by more than ¹ 5 °C.
ī‚— All operating inputs provided on the equipment when
tested shall-successfully comply meet tolerance limit.
ī‚— The equipment should successfully perform when
operated as per SOP.
ī‚— Critical gauges/indicators provided on the equipment-
calibrated.
19
Performance Qualification(PQ)Performance Qualification(PQ)
īą Procedure
ī‚— After completion of OQ initiate the PQ of FBD.
ī‚— The effectiveness of drying will be qualified by
determining reduction of % moisture content in drying
process.
ī‚— 3 batches/ lots of any product will be taken for PQ of
FBD.
ī‚— At least 2.0 gm of sample is sampled for % MC check
from the top, middle and bottom trays and will be
reported.
ī‚— In case of any deviation inform to department head for
necessary action.
20
Contiâ€ĻContiâ€Ļ
ī‚—Document the deviation details
īąAcceptance criteria
ī‚—The reduction in moisture content after drying
should be as per the specification in the BMR.
ī‚— % RSD of LOD should not be more than 6 %.
ī‚—The equipment should produce intended
outputs with respect to quality & quantity
consistently.
21
Validation of Tray dryerValidation of Tray dryer
22
Tray Dryer control parametersTray Dryer control parameters
23
Fixed Variable
(monitor)
Response
(test)
Trays īƒ˜Inlet/exhaust air
temperature
īƒ˜Product
temperature
īƒ˜Drying time
īƒ˜Air volume
īƒ˜Humidity of
incoming air
īƒ˜Humidity of
exhaust air
īƒ˜Particle size
distribution
īƒ˜Densities
īƒ˜Loss on drying
īƒ˜Assay
Working of Tray DryerWorking of Tray Dryer
24
Installation Qualification(IQ)Installation Qualification(IQ)
īą Procedure:
ī‚— Selection criteria shall be defined and based on specific
function to be carried out by the machine & its
efficiency.
ī‚— Requirement of accessories shall be decided & listed
out.
Details of the Equipment
ī‚— Equipment name, make & model no. shall be noted
down.
ī‚— In-house identification no. shall be allocated.
ī‚— Location for installation shall be decided
ī‚— Utilities required shall be listed down.
25
Operational Qualification (OQ)Operational Qualification (OQ)
īąProcedure
ī‚—Initiate the actual operation of the TD to
ensure that machine is operating within
specification.
ī‚—Check the OQ parameters against their
specifications.
ī‚—Observe the functioning of all controls
available on control panel.
ī‚—Record the observation.
26
Acceptance criteria-Acceptance criteria-
ī‚— operating inputs provided on the equipment when
tested shall-successfully comply
-meet tolerance limit.
ī‚— The equipment should successfully perform when
operated as per SOP.
ī‚— Critical gauges/indicators provided on the equipment-
--calibrated.
ī‚— The equipment when operated shall not
- produce abnormal sound
- show any discrepancy in its smooth operation.
27
Performance Qualification(PQ)Performance Qualification(PQ)
ī‚—To check Heat Distribution by placing 10
thermocouples in geometric pattern with the
TD Shell and empty Product Container without
any load to ensure heat distribution in the
drying chamber.
ī‚—Heat distribution study will be performed at
+45 °C and +105°C for one hour after
achieving the temperature on the controlling
sensors to ensure proper heat distribution.
28
Contiâ€ĻContiâ€Ļ
īąProcedure
ī‚—After completion of OQ initiate the PQ of TD.
ī‚—The effectiveness of drying will be qualified by
determining reduction of % moisture content in
drying process.
ī‚—3 batches/ lots of any product will be taken for
PQ of TD.
ī‚—At least 2.0 gm of sample is sampled for % MC
check from the top, middle and bottom trays
and will be reported.
29
Contiâ€ĻContiâ€Ļ
īąAcceptance criteria
ī‚—Temperature difference between all
thermocouples and set temperature should not
differ by more than ¹ 5 °C.
ī‚—The reduction in moisture content after drying
should be as per the specification in the BMR.
ī‚— % RSD of LOD should not be more than 6 %.
ī‚—The equipment should produce intended
outputs with respect to quality & quantity
consistently.
30
BibliographyBibliography
ī‚— http://www.validationonline.net/Mixer.html
(last accessed on 13.09.2018)
ī‚— www.askaboutvalidation.com
(last accessed on 10.03.2019)
ī‚— Sayed Imtiyaz Haider, ”pharmaceutical master validation
plan”, published by st. Luice press, vol-1 page no 125.
ī‚— Jozef H.Timmermans ,”A Report of the Product Quality
Research Institute Workshop on Blend Uniformity”
IJPSR, page-3 .
ī‚— Berry I.R., and Nash R.A., ”Pharmaceutical Process
validation” second edition, revised and expanded;
Marcel Dekker series; 83-110.
31
Thank youThank you
32

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Validation of dry_powder_mixer_ .

  • 1. A seminar onA seminar on Validation & Qualification ofValidation & Qualification of Dry Powder Mixers, FluidDry Powder Mixers, Fluid Bed Dryer,Tray DryerBed Dryer,Tray Dryer By ADITI ROY MPH/10026/18 M.Pharm. (Sem - II) Dept. of Pharmaceutical sciences &Technology BIRLA INSTITUTE OFTECHNOLOGY MESRA, RANCHI 1
  • 2. ContentsContents ī‚— Introduction ī‚— Need of validation ī‚— Powder mixers validation ī‚— Validation of FBD ī‚— FBD control parameters ī‚— Validation of Tray dryer ī‚— Tray dryer control parameters ī‚— Acceptance criteria ī‚— References 2
  • 3. Why to validate?Why to validate? Equipment validation is Vital for- â€ĸ Safety. â€ĸ Fewer interruptions of work. â€ĸ Lower repair costs. â€ĸ Elimination of premature replacement. â€ĸ Less standby equipment. â€ĸ Identification of high maintenance cost. â€ĸ Reduction of variation in results. â€ĸ Greater confidence in the reliability of results. 3
  • 4. Parts of Equipment ValidationParts of Equipment Validation 4 Equipment Validation Equipment Validation Installation Qualification (IQ) Installation Qualification (IQ) Operational Qualification (OQ)  Operational Qualification (OQ)  Performance Qualification (PQ) Performance Qualification (PQ) Design Qualification (DQ) Design Qualification (DQ)
  • 5. Validation of Dry PowderValidation of Dry Powder MixerMixer 5
  • 6. IntroductionIntroduction ī‚— Validation of Dry Powder Mixers It is defined as documented act which provide the high degree of the assurance that Powder Mixer equipment actually leads to the desired mixing or blending. ī‚§ Why it is essential ? The mixing of the API and excipients is the critical step in the solid dosage form preparations that affect the content uniformity at great extent. 6
  • 7. Types of the powder blendersTypes of the powder blenders 7 V cone blenders Double cone blenders Drum mixer Conical screw mixer Ribbon blenders Tumble blender
  • 8. Variable and monitering Monitoring =Blend uniformity 8 Variables
  • 9. Installation Qualification (IQ)Installation Qualification (IQ) Details of the Equipment ī‚— Equipment name, made by & model No. shall be noted down. ī‚— Location for the installation equipment shall be checked. ī‚— Utilities required shall be listed down. ī‚— Any deviation observed while following above procedure should be informed for corrective action. Installation Procedure: ī‚— After checking all the specifications as mentioned in the selection criteria, service engineer shall commission the equipment. ī‚— Authorized validation team shall carry out installation checks. 9
  • 10. Operational Qualification(OQ)Operational Qualification(OQ) ī‚—After completions of successful installation qualification initiate the actual operation of to ensure that machine is operating within specification. ī‚—Check the operation qualification parameters against their specifications. ī‚—Document the deviation details. ī‚—The Quality head and the department head shall decide whether deviation is acceptable or not. 10
  • 11. Performance Qualification (PQ)Performance Qualification (PQ) ī‚—Load the materials to be mixed in the mixer. ī‚—Start the mixer and rotate it for the time as mentioned in the BMR. ī‚—After completion of mixing switch OFF the mixer and separate out the drum. ī‚—Collect the sample as per sampling procedure. ī‚—Send the samples to Quality control dept. for content uniformity, bulk density and sieve analysis. 11
  • 12. Revalidation CriteriaRevalidation Criteria ī‚—Location of the equipment is changed. ī‚—There is change of spare/ parts that have a direct effect on the performance of the equipment. ī‚—At normal revalidation schedule. 12
  • 13. Validation of fluid bed dryerValidation of fluid bed dryer 13
  • 14. FBD control parametersFBD control parameters Fixed Variable (Monitor) Response (Test) īƒ˜Bowl change īƒ˜Porosity of filter bags īƒ˜Bowl sieve īƒ˜Inlet/exhaust air temperature īƒ˜Product temperature īƒ˜Drying time īƒ˜Air volume īƒ˜Humidity of incoming air īƒ˜Humidity of exhaust air īƒ˜Particle size distribution īƒ˜Densities īƒ˜Loss on drying īƒ˜Assay 14
  • 16. Installation Qualification(IQ)Installation Qualification(IQ) 16 īąInstallation Procedure: ī‚—After checking all the specifications as mentioned in the selection criteria, service engineer of the manufacturer shall be called for commissioning, if necessary. ī‚—Authorized validation team shall carry out installation. ī‚—Department Head of production, QA & engineering shall evaluate installation report. 16
  • 17. Contiâ€ĻContiâ€Ļ īą Acceptance Criteria For Installation Qualification: ī‚—The equipment shall fulfill the selection criteria & its purpose of Application. ī‚—Name of the manufacturer & supplier shall be as mentioned in the Purchase order. ī‚—The manufacturer/supplier shall provide complete equipment manual along with the equipment. 17
  • 18. Operational Qualification (OQ)Operational Qualification (OQ) īą Procedure ī‚— Initiate the actual operation of the FBD to ensure that machine is operating within specification. ī‚— Check the OQ parameters against their specifications. ī‚— Observe the functioning of all controls available on control panel. ī‚— Record the observation. ī‚— Perform and attach report of heat distribution study as per ` Heat distribution study procedure’. 18
  • 19. Contiâ€ĻContiâ€Ļ īą Acceptance criteria (Heat Distribution Study:) ī‚— Temperature difference between all thermocouples and set temperature should not differ by more than Âą 5 °C. ī‚— All operating inputs provided on the equipment when tested shall-successfully comply meet tolerance limit. ī‚— The equipment should successfully perform when operated as per SOP. ī‚— Critical gauges/indicators provided on the equipment- calibrated. 19
  • 20. Performance Qualification(PQ)Performance Qualification(PQ) īą Procedure ī‚— After completion of OQ initiate the PQ of FBD. ī‚— The effectiveness of drying will be qualified by determining reduction of % moisture content in drying process. ī‚— 3 batches/ lots of any product will be taken for PQ of FBD. ī‚— At least 2.0 gm of sample is sampled for % MC check from the top, middle and bottom trays and will be reported. ī‚— In case of any deviation inform to department head for necessary action. 20
  • 21. Contiâ€ĻContiâ€Ļ ī‚—Document the deviation details īąAcceptance criteria ī‚—The reduction in moisture content after drying should be as per the specification in the BMR. ī‚— % RSD of LOD should not be more than 6 %. ī‚—The equipment should produce intended outputs with respect to quality & quantity consistently. 21
  • 22. Validation of Tray dryerValidation of Tray dryer 22
  • 23. Tray Dryer control parametersTray Dryer control parameters 23 Fixed Variable (monitor) Response (test) Trays īƒ˜Inlet/exhaust air temperature īƒ˜Product temperature īƒ˜Drying time īƒ˜Air volume īƒ˜Humidity of incoming air īƒ˜Humidity of exhaust air īƒ˜Particle size distribution īƒ˜Densities īƒ˜Loss on drying īƒ˜Assay
  • 24. Working of Tray DryerWorking of Tray Dryer 24
  • 25. Installation Qualification(IQ)Installation Qualification(IQ) īą Procedure: ī‚— Selection criteria shall be defined and based on specific function to be carried out by the machine & its efficiency. ī‚— Requirement of accessories shall be decided & listed out. Details of the Equipment ī‚— Equipment name, make & model no. shall be noted down. ī‚— In-house identification no. shall be allocated. ī‚— Location for installation shall be decided ī‚— Utilities required shall be listed down. 25
  • 26. Operational Qualification (OQ)Operational Qualification (OQ) īąProcedure ī‚—Initiate the actual operation of the TD to ensure that machine is operating within specification. ī‚—Check the OQ parameters against their specifications. ī‚—Observe the functioning of all controls available on control panel. ī‚—Record the observation. 26
  • 27. Acceptance criteria-Acceptance criteria- ī‚— operating inputs provided on the equipment when tested shall-successfully comply -meet tolerance limit. ī‚— The equipment should successfully perform when operated as per SOP. ī‚— Critical gauges/indicators provided on the equipment- --calibrated. ī‚— The equipment when operated shall not - produce abnormal sound - show any discrepancy in its smooth operation. 27
  • 28. Performance Qualification(PQ)Performance Qualification(PQ) ī‚—To check Heat Distribution by placing 10 thermocouples in geometric pattern with the TD Shell and empty Product Container without any load to ensure heat distribution in the drying chamber. ī‚—Heat distribution study will be performed at +45 °C and +105°C for one hour after achieving the temperature on the controlling sensors to ensure proper heat distribution. 28
  • 29. Contiâ€ĻContiâ€Ļ īąProcedure ī‚—After completion of OQ initiate the PQ of TD. ī‚—The effectiveness of drying will be qualified by determining reduction of % moisture content in drying process. ī‚—3 batches/ lots of any product will be taken for PQ of TD. ī‚—At least 2.0 gm of sample is sampled for % MC check from the top, middle and bottom trays and will be reported. 29
  • 30. Contiâ€ĻContiâ€Ļ īąAcceptance criteria ī‚—Temperature difference between all thermocouples and set temperature should not differ by more than Âą 5 °C. ī‚—The reduction in moisture content after drying should be as per the specification in the BMR. ī‚— % RSD of LOD should not be more than 6 %. ī‚—The equipment should produce intended outputs with respect to quality & quantity consistently. 30
  • 31. BibliographyBibliography ī‚— http://www.validationonline.net/Mixer.html (last accessed on 13.09.2018) ī‚— www.askaboutvalidation.com (last accessed on 10.03.2019) ī‚— Sayed Imtiyaz Haider, ”pharmaceutical master validation plan”, published by st. Luice press, vol-1 page no 125. ī‚— Jozef H.Timmermans ,”A Report of the Product Quality Research Institute Workshop on Blend Uniformity” IJPSR, page-3 . ī‚— Berry I.R., and Nash R.A., ”Pharmaceutical Process validation” second edition, revised and expanded; Marcel Dekker series; 83-110. 31