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2008 10
                                                              NGOs                   113
            11 3 - 1 4 6




    In Search of NGOs in Contemporary China:
        The Two Approaches and Dilemmas




                                     Hsin-Hsien Wang
        Associate Professor of the Department of Public Administration and Policy,
                                 National Taipei University
                                       Tsung-Yi Lee
           Ph.D Student, Institute of Sociology, National Tsing Hua University


*
                                              2008    1   8
     NSC 95-2414-H-305-010-MY2
114             2008   10




                            NGO

      GONGO



          NGO
NGOs                 115




    1978


                 neo-traditionalism
                                                 Walder, 1986
                 non-governmental organizations, NGOs




                                                    market transition
                                redistribution


                                                                Nee, 1989:
663~681; 1992: 267~282; 1996: 908~949;               2002
      modernization theory


                                      NGO
                              Gordon White, 1993




NGO                          NGO
NGO                    NGO                                  NGO


               post-totalitarian regime
116             2008    10




                                                         NGO


                               NGO




                                                       NGO


                                                             NGO




 state-society relationship
                                     NGO
             NGO       Government Organized NGOs    GONGOs




                       NGO




        NGO
                                              NGO
NGOs                  117




                                                     Non-Governmental
Organization, NGO
                       NGO                                 market failure
                  government failure


                           the third sector                           Non-
Profitable Organization, NPO                    NGO
               civil society




                               Salamon, 1994: 109~122               2006
109~122
                                   post socialist states
                                                reemergence
118            2008   10




                                                           NGO




 NGO


      NGO


            NGO       Petrova    Tarrow   2007: 80~83
            participatory activism
                                                transactional activism
                           NGO




                                                           NGO


                      1949
NGOs                        119

1965                                                                    6000




                                                                 2008    6
                                          38                             21.1
                     17.4                 1392
   2008/10/05                                               75
                            300


                                                    civil society
       corporatism




                                Ma, 2002: 113~130                2006b




   2001    12~18                        2004   3~23


                                2004   118~145


                            1
120         2008   10




                      1




      NGO




               2004       118~145




                                              NGO
                                            strategic interaction




             Seibel
                                    Clark   1991
                                                         Najam, 2000:
NGOs                      121

375~396         Coston          1998: 358~382
                                                        third-party government
                                                           Dennis Young       2000
149~172




        Adil Najam               2000: 375~396                             4C
  Four-C’s model
                                                 strategic institutional interests
Najam


                                 cooperation
                                       co-optation
                                                complementarity
                                                              confrontation
        2

                                  2   NGO             4C




            Najam   2000: 383
122                   2008   10




                                                                      differential
control                            2005    73~89




            totalitarian regime




                             authoritarian regime
  post-communist / post-totalitarian regime             Linz, 1996; 2000
                 totalism                1994   204~265
          2000     1~8
                                  2007    309~335




  developmental states                              Governing the Market
NGOs                     123

                                  1




                                               Post-Totalitarian Capitalist
Developmental State, PTCDS




                                                           2007    309~335




                                      2007   1~28




                             despotic power                        Mann, 1993:
54~63




1.                                                                            1
                   2               3                4
                       Johnson   1982    Amsden     1989    Wade   1990      Woo-
     Cummings   1999
124    2008   10




                   Armstrong, 2002: 56~64   2004
1~60
NGOs             125

     3




                    NGO




                          3




         2




2.
126              2008   10




                                                        Mann,
1993: 54~63




                        2003   349~365




      2005   73~89
                                             1999   4




                                 2004    9          2005   7
NGOs                127

             20                                         BBC
2008/09/15


                                          2008/09/15




                              infrastructural power




                      4                 2006    27~51

                  4




      NGO                 3


             NGO


                                                        NGO
128   2008   10




      GONGOs
NGOs   129




2004
                     2006a   293~326




       3




           1999




3.



           2005   59~60
130                 2008       10


                                              1




                                                  2007   267~308

                                    1


             1.
             2.

             3.
             4.
             1.
             2.
             3.
             4.
             1.
             2.
             3.
             1.
             2.
             3.
             4.

                  2001   5~9    53~54




                  OK
      2006                                                    2006   7   18
                                        KTV
OK
NGOs              131

                    7    20
                KTV
                                           7   27
           OK
                8   21                    OK
                                OK
2006   35~36


                                NGO                               GONGOs




       4




                                                    2004    319~322
                          2002       42




4.                       2004   8    20
132      2008   10




                              NGO
 NGO




       2006   2007   5~15   2007   8   30




                            Pfeffer and Salancik,
1978
NGOs             133

                                        NGO


                 Minxia Pei        1998: 285~318
          NGO


                               3


                                                     3   5




                              75                             2004
71~77
                                        300                     200




   2005   8~17
134               2008   10


      5




2005      30~32                                               2
                                                  GONGO




                               2000   117~131


          NGO
                                         6




2007      9~15


5.                            2004
                                                   2006   4   30
6.                                     2008   7   16
NGOs   135




                         2


        GONGOs


                   NGO
                                     *




                             NGOs
*
     Yang   2005   50




                                                    7




7.                                  2007   4   11
136         2008   10




             8




                                                           9




                                                     10




                                 2007
      NPO




                                                   NGO
                                            2004   36~47




8.                             2007 4 09
9.                      2007   4 10
10.                                2008 7   16
NGOs   137




                                  3
                      NGO


      11
                  3




             12




                                      13




           Saich, 2000: 138~139




11.                           2008 7 15
12.                         2008 7 14
13.                         2008 7 18
138          2008   10


        birdcage economy doctrine
              birdcage society
                                                         NGO
                                                        GONGO




                                                    NGO




                                    O’Donnell and Schmitter, 1986:
3~5




                                          1992   Armstrong, 2002:
56~64        2004    1~60
NGOs   139
140                   2008    10




                                  2005


         2005
                        14         11        11         8~17
                                  2001


                      2004
         2006a                                                                        W
                                                                18       2        6
       293~326
         2006b


         2007


                                         267~308
                      2006
                             49         1     3         27~51
                      2004
              6   12               71~77
       2005                                 NGO                 2            2
      30~32
         2004                NGO                                              6       12
              36~47
         2007


                                              309~335
         2006                                                       10       10
NGOs                       141

35~36
    2002                                                                       2        2
         42~45
    2004
                                                      319~322
    2006
         1        109~122
                                                                                   http://
www.stnn.cc:82/china/200701/t20070104_435920.html                 2008/09/15
 2007
                         9        9        9~15
        2006


                          2007
                                                                     37        6       11
         5~15
    2007
                                  50       3      9        1~28
    2003
                                               349~365
             2005
                   6         12        73~89
    2000
                                      32                   117~131
               2004               NGO                                                   1
    3           118~145
 1994


                 1992                                                                   1
    11           56~64
    2000
142                 2008     10


             6      12            1~8
             2004
                                         1     3   1~60
                                        2002


BBC                                                           http://news.bbc.co.
      uk/chinese/trad/low/newsid_6990000/newsid_6998200/ 6998246.stm
      2008/09/15
                                                      2008                 http://
      cws.mca.gov.cn/accessory/200806/1201050645191.htm       2008/10/05




Amsde, Alice. 1989. Asia's Next Giant: South Korea and Late Industrialization
      (New York: Oxford University Press).
Armstrong, Charles K. 2002. Korean Society: Civil Society, Democracy and the
      State(New York : Routledge).
Clark, John D. 1991. Democratizing Development: The Role of Volunteer Organi-
      zations. (London: Earthscan ).
Coston, Jennifer. M. 1998.”A Model and Typology of Government-NPO
      Relationships,” Nonprofit and Voluntary Sector Quarterly, vol. 27, no. 3
      (September), pp. 358~382.
Johnson, Chalmers. 1982. MITI and the Japanese Miracle: The Growth of Industri-
      al Policy, 1925~1975 (Stanford, CA: Stanford University Press).
Linz, Juan, and Alfred Stepan. 1996. Problems of Democratic Transition and De-
      mocratic Consolidation: Southern Europe, South America, and Post Commu-
      nist Europe (Baltimore and London: The Johns Hopkins University Press).
Linz, Juan. 2000. Totalitarian and Authoritarian Regimes (Boulder, Colo: Lynne
      Rienner Publishers).
Ma, Qiusha. 2002. “ Defining Chinese Nongovernmental Organizations,” Voluntas:
      International Journal of Voluntary and Nonprofit Organizations, vol. 13, no.
NGOs                    143

     2 (June), pp. 113~130.
Mann, Michael. 1993. The Sources of Social Power: The Rise of Classes and Nati-
     on-states, 1760~1914 (Cambridge: Cambridge University Press).
Najam, Adil. 2000. “ The Four-C's of Third Sector-Government Relations:
     Cooperation, Confrontation, Complementarity, and Co-optation,” Nonprofit
     Management and Leadership, vol. 10, no. 4 (Summer), pp. 375~396.
Nee, Victor. 1989. “A Theory of Market Transition: From Redistribution to Markets
     in State Socialism,” American Sociological Review, vol. 54, no. 4 (Oct.), pp.
     663~681.
Nee, Victor. 1991. “Social Ineqalities in Reforming State Socialism: Between
     Redistribution and Markets in China,” American Sociological Review, vol.
     56, no. 3 (June), pp. 267~282.
Nee, Victor. 1996. “The Emergence of a Market Society: Changing Mechanisms of
     Stratification in China,” American Journal of Sociology, vol. 101, no. 4
     (August), pp. 908~949.
O   Donnell, Guillermo and Philippe C. Schmitter. 1986. Transitions from Authori-
     tarian Rule: Tentative Conclusions about Uncertain Democracies (Baltimore
     Maryland: The Johns Hopkins University Press).
Pei, Minxin. 1998. “Chinese Civic Associations: An Empirical Analysis,” Modern
     China, vol. 24, no. 3 (July), pp. 285~318.
Petrova, Tsveta, and Sidney Tarrow. 2007. “ Transactional and Participatory
     Activism in the Emerging European Polity: The Puzzle of East-Central
     Europe,” Comparative Political Studies, vol. 40, no. 1 (January), pp. 74~94.
Pfeffer, Jeffrey Pfeffer, and Gerald R. Salancik. 1978. The External Control of Or-
     ganizations: A Resource Dependence Perspective (New York: Harper and
     Row).
Saich, Tony. 2000. “Negotiating the State: The Development of Social
     Organizations in China,” no. 161 (April), pp. 124~141.
Salamon, Lester M. Salamon. 1994. “ The Rise of the Nonprofit Sector,” Foreign
     Affairs, vol. 73, no. 4 (July/August), pp. 109~122.
Wade, Robert. 1990. Governing the Market: Economic Theory and the Role of Go-
144                 2008   10


      vernment in Taiwan’s Industrialization Princeton (NJ: Princeton University
      Press).
Walder, Andrew,1986. Communist Neo-Traditionalism: Work and Authority in Chi-
      nese Industry (Berkeley: University of California Press).
White, Gordon, 1993. Riding the Tiger: The Politics of Economic Reform in Post-
      Mao China (Stanford: Stanford University Press).
Woo-Cumings, Meredith. 1999. The Developmental State (New York: Cornell
      University Press).
Young, Dennis. 2000. “Alternative Models of Government-Nonprofit Sector
      Relations: Theoretical and International Perspectives,” Nonprofit and Volunta-
      ry Sector Quarterly, vol. 29, no. 1 (March), pp. 149~172.
NGOs                           145


   In Search of NGOs in Contemporary China:
       The Two Approaches and Dilemmas
                                      Hsin-Hsien Wang
         Associate Professor of the Department of Public Administration and Policy,
                                  National Taipei University
                                        Tsung-Yi Lee
            Ph.D Student, Institute of Sociology, National Tsing Hua University




                                          Abstract
       Over the past three decades, the Chinese economy has moved dramatically
away from the model of socialist planning and into the new world of market forces.
During the process, the CCP has made a wide range of efforts to reform its
institutions of economic and soical govermance. The result to all these changes is the
emergence of a new set to institutional arrangements. The dramatic changes and
significant consequences stirred by the development of social organizations have
drawn much attention to the subject. The transitions have caused changes ont only in
the economic and social structures but also in the whole perception of a proper state-
society relationship, and more importantly, in how the CCP combines the introduction
of market forces and the emerging social groups with tight political control. It is
necessary to model and document exactly what effect are produced.
       This paper is discussing alternative approaches to Leninist transitions and
noting some implications for further research. It develops a new framework named
"Post-Totalitarian capitalist Developmental State" to analyze the changes of state-
society relationship in China. Instead we employ a framework that is based on the
post-totalitarian regime and development state model. Due to the capacity of social
organizations to challenge the party-state authority and the public good they cna
provide, the state exerts different strategies to control the emerging social forces.
Accordingly, the social organizations are classified into four categories. This paper
points out two possible approaches to search for the "authentic" NGOs and explore
their dilemma in China. The line of analysis seeks to explain how pluralizing socio-
economic changes induced by market reforms co-exist with the continued dominance
of the party-state.

Key words: Post-Totalitarian Capitalist Developmental State, state-society
             relationship, differential control, Non-Governmental Organization
             ( N G O ) , G o v e r n m e n t O rg a n i z e d N G O ( G O N G O ) , g r a s s r o t t s
             organization

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尋找中國NGOs:兩種路徑與困境

  • 1. 2008 10 NGOs 113 11 3 - 1 4 6 In Search of NGOs in Contemporary China: The Two Approaches and Dilemmas Hsin-Hsien Wang Associate Professor of the Department of Public Administration and Policy, National Taipei University Tsung-Yi Lee Ph.D Student, Institute of Sociology, National Tsing Hua University * 2008 1 8 NSC 95-2414-H-305-010-MY2
  • 2. 114 2008 10 NGO GONGO NGO
  • 3. NGOs 115 1978 neo-traditionalism Walder, 1986 non-governmental organizations, NGOs market transition redistribution Nee, 1989: 663~681; 1992: 267~282; 1996: 908~949; 2002 modernization theory NGO Gordon White, 1993 NGO NGO NGO NGO NGO post-totalitarian regime
  • 4. 116 2008 10 NGO NGO NGO NGO state-society relationship NGO NGO Government Organized NGOs GONGOs NGO NGO NGO
  • 5. NGOs 117 Non-Governmental Organization, NGO NGO market failure government failure the third sector Non- Profitable Organization, NPO NGO civil society Salamon, 1994: 109~122 2006 109~122 post socialist states reemergence
  • 6. 118 2008 10 NGO NGO NGO NGO Petrova Tarrow 2007: 80~83 participatory activism transactional activism NGO NGO 1949
  • 7. NGOs 119 1965 6000 2008 6 38 21.1 17.4 1392 2008/10/05 75 300 civil society corporatism Ma, 2002: 113~130 2006b 2001 12~18 2004 3~23 2004 118~145 1
  • 8. 120 2008 10 1 NGO 2004 118~145 NGO strategic interaction Seibel Clark 1991 Najam, 2000:
  • 9. NGOs 121 375~396 Coston 1998: 358~382 third-party government Dennis Young 2000 149~172 Adil Najam 2000: 375~396 4C Four-C’s model strategic institutional interests Najam cooperation co-optation complementarity confrontation 2 2 NGO 4C Najam 2000: 383
  • 10. 122 2008 10 differential control 2005 73~89 totalitarian regime authoritarian regime post-communist / post-totalitarian regime Linz, 1996; 2000 totalism 1994 204~265 2000 1~8 2007 309~335 developmental states Governing the Market
  • 11. NGOs 123 1 Post-Totalitarian Capitalist Developmental State, PTCDS 2007 309~335 2007 1~28 despotic power Mann, 1993: 54~63 1. 1 2 3 4 Johnson 1982 Amsden 1989 Wade 1990 Woo- Cummings 1999
  • 12. 124 2008 10 Armstrong, 2002: 56~64 2004 1~60
  • 13. NGOs 125 3 NGO 3 2 2.
  • 14. 126 2008 10 Mann, 1993: 54~63 2003 349~365 2005 73~89 1999 4 2004 9 2005 7
  • 15. NGOs 127 20 BBC 2008/09/15 2008/09/15 infrastructural power 4 2006 27~51 4 NGO 3 NGO NGO
  • 16. 128 2008 10 GONGOs
  • 17. NGOs 129 2004 2006a 293~326 3 1999 3. 2005 59~60
  • 18. 130 2008 10 1 2007 267~308 1 1. 2. 3. 4. 1. 2. 3. 4. 1. 2. 3. 1. 2. 3. 4. 2001 5~9 53~54 OK 2006 2006 7 18 KTV OK
  • 19. NGOs 131 7 20 KTV 7 27 OK 8 21 OK OK 2006 35~36 NGO GONGOs 4 2004 319~322 2002 42 4. 2004 8 20
  • 20. 132 2008 10 NGO NGO 2006 2007 5~15 2007 8 30 Pfeffer and Salancik, 1978
  • 21. NGOs 133 NGO Minxia Pei 1998: 285~318 NGO 3 3 5 75 2004 71~77 300 200 2005 8~17
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  • 23. NGOs 135 2 GONGOs NGO * NGOs * Yang 2005 50 7 7. 2007 4 11
  • 24. 136 2008 10 8 9 10 2007 NPO NGO 2004 36~47 8. 2007 4 09 9. 2007 4 10 10. 2008 7 16
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  • 33. NGOs 145 In Search of NGOs in Contemporary China: The Two Approaches and Dilemmas Hsin-Hsien Wang Associate Professor of the Department of Public Administration and Policy, National Taipei University Tsung-Yi Lee Ph.D Student, Institute of Sociology, National Tsing Hua University Abstract Over the past three decades, the Chinese economy has moved dramatically away from the model of socialist planning and into the new world of market forces. During the process, the CCP has made a wide range of efforts to reform its institutions of economic and soical govermance. The result to all these changes is the emergence of a new set to institutional arrangements. The dramatic changes and significant consequences stirred by the development of social organizations have drawn much attention to the subject. The transitions have caused changes ont only in the economic and social structures but also in the whole perception of a proper state- society relationship, and more importantly, in how the CCP combines the introduction of market forces and the emerging social groups with tight political control. It is necessary to model and document exactly what effect are produced. This paper is discussing alternative approaches to Leninist transitions and noting some implications for further research. It develops a new framework named "Post-Totalitarian capitalist Developmental State" to analyze the changes of state- society relationship in China. Instead we employ a framework that is based on the post-totalitarian regime and development state model. Due to the capacity of social organizations to challenge the party-state authority and the public good they cna provide, the state exerts different strategies to control the emerging social forces. Accordingly, the social organizations are classified into four categories. This paper points out two possible approaches to search for the "authentic" NGOs and explore their dilemma in China. The line of analysis seeks to explain how pluralizing socio- economic changes induced by market reforms co-exist with the continued dominance of the party-state. Key words: Post-Totalitarian Capitalist Developmental State, state-society relationship, differential control, Non-Governmental Organization ( N G O ) , G o v e r n m e n t O rg a n i z e d N G O ( G O N G O ) , g r a s s r o t t s organization