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An Integrated
Conflict
Management
System in
CORRECTIONS?
Kay Pranis
Sue Stacey
ACR Conference 2013
2

Trainers
Kay Pranis
International

Sue Stacey
trainer

Facilitator
Author
Former

MN DOC
Restorative Justice
Planner

ICMS

Coordinator
at MN DOC
Trainer
Mediator
RJ practitioner
3

Learning Objectives
When you’re done with this session, you will
 Understand vision, goals and history of MN
DOC’s Integrated Conflict Management
System
 Know ICMS’s scope of services, trainings,
policy alignment, infrastructure, and
assessment
 Be familiar with some results experienced
with DOC culture changing to its New
Normal
4

Overview - Minnesota
Department of Corrections:
 acknowledges conflict is normal
 has dispute resolution services unique in

corrections
 is increasing staff ‘conflict competency’ with
trainings in conflict management skills
 is measuring culture change progress with staff
surveys
 has aligned policies with vision: DOC culture
changing to talking things out as the New
Normal
Demo - talking circle process
Talking circle process
 Helps

to manage discussion

 Creates

space for contributions of quiet people

 Spreads

responsibility to all participants

 Promotes

better listening

 Encourages
 Reinforces

the use of silence

the principle of equality

5
Guidelines for circle
 Pass

talking piece in one direction only
 Speak only when you have the piece
 No interruptions
 Speak respectfully
 Speak honestly/from the heart
 Listen when others are speaking
 Speak on the topic and as briefly as possible to
make your point

6
Introductions
 Who

are you?
 What are you looking for in this workshop?

7
Show of hands
 Training

in mediation?
 Training in restorative justice principles
and/or practices?
 Experience as a participant in mediation?
 Experience as a participant in a restorative
justice practice?
9

Workplace Relationships
 Workplace

relationships exist so individuals
can share information, make decisions, and
get own jobs done
 Fostering healthy workplace relationships
enhances employee satisfaction and
commitment to their jobs, decreases
turnover, and reduces leave abuse,
grievances and litigation
10

Imagine …
You’re having some trouble with one of the
people you work with and:
 You have stopped talking to each other
 You’re avoiding each other completely
 And you’re both talking with coworker friends
about how wrong the other person is and how
offended you are by their actions
11

What are the possible effects
of that dispute?
12

Now imagine your workplace is a
prison and you are a correctional
officer…
What

effects of the dispute might
be the same as in an office
setting?
What effects of the dispute might
be different?
13

Minnesota Department of
Corrections
encourages voluntary, consensual
resolution of workplace disputes:
 to

the maximum extent practical and
appropriate
 at the earliest stage feasible
 by the fastest and least expensive method
possible
 at the lowest possible organizational level
14

MN DOC’s ICMS
works to create a more positive
workplace by giving staff, volunteers and
contractors:
 The power to use effective and efficient
conflict response services (“CRI”)
 Enhanced conflict resolution skills through
training
 Notice that DOC expects all will deal
constructively with conflict
15

Integrated Conflict Management
System provides
 Conflict

response services by trained staff
facilitators:





Conflict coaching
Facilitation
Workplace conferences
Circles

 Training

courses to develop staff conflict
resolution skills
 Research measuring DOC culture change:
staff survey
16

ICMS is based on
Transformative mediation and restorative
justice principles and practices – such as:
 All

people deserve respect
 Those most affected are best able to craft
the solution
 Any group of people, given some tools, can
‘clean up their own messes’
 Repairing harm and relationships = important
How did it
all begin?
18

Restorative
Justice
19

Restorative Justice
 Who

has been harmed?
 What are their needs?
 Who’s obligated to meet those needs
to make things right?
MN DOC’s Restorative Justice Initiative
formally began in February, 1994 when
Kay Pranis was hired
ICMS History:
MCF Willow River/ Moose Lake Fall, 2001
 MCF-WR/ML

researched
incorporating RJ concepts
into offender re-entry
 Realized staff needed to 1st
address unresolved staff
conflict
 That became their focus
20
21

Conclusions at Willow River/
Moose Lake: people needed
 to

understand and model restorative
principles with each other
 to recognize the impact of unresolved
conflicts and unhealthy staff
relationships on prison operations
 another option for resolving
workplace conflicts
22

Conclusions at Willow River/
Moose Lake
 Traditional

methods – confidential
reports, grievances & investigations did not meet people’s needs
 Wanted to create a process that let
people in conflict find common
ground and build relationships,
rather than focusing on blame
23

Willow River/Moose Lake created
Conflict Response Initiative (CRI)
 Research

and work with Kay Pranis (DOC)
and Prof. Maria Cuzzo (UW-Superior)
 CRI was created based on transformative
and restorative models
 CRI processes = face to face resolutions
 Since then it has grown to become an
Integrated Conflict Management System
 And spread throughout the entire agency
24

 1st

training of
Willow River/
Moose Lake staff
as CRI facilitators
 Trained as circle
keepers
(facilitators)

Kay’s epiphany
25

ICMS’s CRI services
 Offered

by ICMS and used by staff, volunteers,
and contractors
 Staff are trained as “facilitators”
 They assist individuals to clear the air and craft a
mutually satisfactory resolution
26

ICMS’s Conflict Response Initiative
(CRI) services
 Conflict
 Face

coaching

to face processes

 Facilitation

(mediation)
 Workplace conference
 Circle
27

ICMS’s CRI services
 Voluntary

participation
 Confidential
 Facilitators ≠ deciders
 Unique for letting people decide how to
resolve their disputes
 Not available during an investigation or
grievance, but available afterwards
 Do not prevent employees from using other,
formal options (complaint, grievance, etc.)
28

The Dirty Mops CRI and what
it taught us
29
30

DOC policies support
people talking things through
 Policy

103.229 Integrated Conflict Management
System
 Policy 103.300 Anti-Discrimination and Sexual
Harassment
 Policy 103.228 General Harassment – Purpose: To
provide a work environment free from general
harassment and to encourage employee
participation in mediation processes to resolve
conflicts.
(Emphasis added)
31

DOC policies support
people talking things through


Policy 103.220 Personal Conduct of Employees (F.) 1. Employees must develop and
demonstrate conflict competency skills,
including: recognizing, understanding and
acknowledging conflict; respecting the point of
view of others; bringing conflict to the attention
of the appropriate individual and working to
resolve conflict when directly involved, in order
to manage and respond to conflicts and
disagreements in a positive and constructive
manner to minimize negative impact, in
keeping with the Integrated Conflict
Management System Policy 103.229.
(Emphasis added)
32

ICMS provides staff trainings
 Basic

course required for all staff for 6 years
 Supervisors and managers have specific
required courses
 All staff - optional courses to develop
conflict resolution skills
 Trainings for work units about conflict
management
 Year: 9,000 – 11,000 training participant
hours completed by 4,400 staff
33

Voices from inside:
Officer Martin Heumann
and Lieutenant Laurel
Dinneen, staff who
facilitate ICMS’s CRI
processes
34

Critical elements that have
made it possible for ICMS’s start
and growth  Staff desperation








Leadership: staff with LONG
term commitment, and warden
Line staff initiative for line staff
“On top of everything” work by
staff
Values-based
Policy alignment
Adding supervisors’ tool
Training for all staff: required
and optional, online and
classroom
35

Challenges









Measuring impact –
especially the more it
becomes the New
Norm
Long-term resistors
Ups and downs
Each site has a distinct
culture
Corrections culture
suppresses “needs”
acknowledgement
Persistence is required!
36

The New Normal
 Hiring

practices include conflict
management questions
 Conflict management skills, ICMS training
and involvement = preferred qualification
for promotion to lieutenant and above
 Personal Conduct of Employees conflict
competency responsibility to be reflected
in all staff performance reviews
 Staff at 3 facilities know Self Mediation
 # of CRI’s ↓ and conflict coachings ↑
37

Workplace Conference
A group conflict resolution process with
 ordered speech where participants
 focus on specific incident(s) and
 formulate an action plan to resolve the situation
and prevent future conflict
Workplace
Conference
Demo

38

CoFacilitator

Staff

Staff

Staff

Staff
CoFacilitator
39

A workplace conflict:
practical jokes and
exclusion
Guidelines for circle discussion
 Pass

talking piece in one direction only
 Speak only when you have the piece
 No interruptions
 Speak respectfully
 Speak honestly/from the heart
 Listen when others are speaking
 Speak on the topic and as briefly as possible to
make your point

40
Talking Circle
Separate Rounds:
1.

Comments about the information
presented?

2.

How was using circle process for you?

41
Other questions?
43

THANKS for your
participation!

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An Integrated Conflict Management System in Corrections

  • 1. An Integrated Conflict Management System in CORRECTIONS? Kay Pranis Sue Stacey ACR Conference 2013
  • 2. 2 Trainers Kay Pranis International Sue Stacey trainer Facilitator Author Former MN DOC Restorative Justice Planner ICMS Coordinator at MN DOC Trainer Mediator RJ practitioner
  • 3. 3 Learning Objectives When you’re done with this session, you will  Understand vision, goals and history of MN DOC’s Integrated Conflict Management System  Know ICMS’s scope of services, trainings, policy alignment, infrastructure, and assessment  Be familiar with some results experienced with DOC culture changing to its New Normal
  • 4. 4 Overview - Minnesota Department of Corrections:  acknowledges conflict is normal  has dispute resolution services unique in corrections  is increasing staff ‘conflict competency’ with trainings in conflict management skills  is measuring culture change progress with staff surveys  has aligned policies with vision: DOC culture changing to talking things out as the New Normal
  • 5. Demo - talking circle process Talking circle process  Helps to manage discussion  Creates space for contributions of quiet people  Spreads responsibility to all participants  Promotes better listening  Encourages  Reinforces the use of silence the principle of equality 5
  • 6. Guidelines for circle  Pass talking piece in one direction only  Speak only when you have the piece  No interruptions  Speak respectfully  Speak honestly/from the heart  Listen when others are speaking  Speak on the topic and as briefly as possible to make your point 6
  • 7. Introductions  Who are you?  What are you looking for in this workshop? 7
  • 8. Show of hands  Training in mediation?  Training in restorative justice principles and/or practices?  Experience as a participant in mediation?  Experience as a participant in a restorative justice practice?
  • 9. 9 Workplace Relationships  Workplace relationships exist so individuals can share information, make decisions, and get own jobs done  Fostering healthy workplace relationships enhances employee satisfaction and commitment to their jobs, decreases turnover, and reduces leave abuse, grievances and litigation
  • 10. 10 Imagine … You’re having some trouble with one of the people you work with and:  You have stopped talking to each other  You’re avoiding each other completely  And you’re both talking with coworker friends about how wrong the other person is and how offended you are by their actions
  • 11. 11 What are the possible effects of that dispute?
  • 12. 12 Now imagine your workplace is a prison and you are a correctional officer… What effects of the dispute might be the same as in an office setting? What effects of the dispute might be different?
  • 13. 13 Minnesota Department of Corrections encourages voluntary, consensual resolution of workplace disputes:  to the maximum extent practical and appropriate  at the earliest stage feasible  by the fastest and least expensive method possible  at the lowest possible organizational level
  • 14. 14 MN DOC’s ICMS works to create a more positive workplace by giving staff, volunteers and contractors:  The power to use effective and efficient conflict response services (“CRI”)  Enhanced conflict resolution skills through training  Notice that DOC expects all will deal constructively with conflict
  • 15. 15 Integrated Conflict Management System provides  Conflict response services by trained staff facilitators:     Conflict coaching Facilitation Workplace conferences Circles  Training courses to develop staff conflict resolution skills  Research measuring DOC culture change: staff survey
  • 16. 16 ICMS is based on Transformative mediation and restorative justice principles and practices – such as:  All people deserve respect  Those most affected are best able to craft the solution  Any group of people, given some tools, can ‘clean up their own messes’  Repairing harm and relationships = important
  • 17. How did it all begin?
  • 19. 19 Restorative Justice  Who has been harmed?  What are their needs?  Who’s obligated to meet those needs to make things right? MN DOC’s Restorative Justice Initiative formally began in February, 1994 when Kay Pranis was hired
  • 20. ICMS History: MCF Willow River/ Moose Lake Fall, 2001  MCF-WR/ML researched incorporating RJ concepts into offender re-entry  Realized staff needed to 1st address unresolved staff conflict  That became their focus 20
  • 21. 21 Conclusions at Willow River/ Moose Lake: people needed  to understand and model restorative principles with each other  to recognize the impact of unresolved conflicts and unhealthy staff relationships on prison operations  another option for resolving workplace conflicts
  • 22. 22 Conclusions at Willow River/ Moose Lake  Traditional methods – confidential reports, grievances & investigations did not meet people’s needs  Wanted to create a process that let people in conflict find common ground and build relationships, rather than focusing on blame
  • 23. 23 Willow River/Moose Lake created Conflict Response Initiative (CRI)  Research and work with Kay Pranis (DOC) and Prof. Maria Cuzzo (UW-Superior)  CRI was created based on transformative and restorative models  CRI processes = face to face resolutions  Since then it has grown to become an Integrated Conflict Management System  And spread throughout the entire agency
  • 24. 24  1st training of Willow River/ Moose Lake staff as CRI facilitators  Trained as circle keepers (facilitators) Kay’s epiphany
  • 25. 25 ICMS’s CRI services  Offered by ICMS and used by staff, volunteers, and contractors  Staff are trained as “facilitators”  They assist individuals to clear the air and craft a mutually satisfactory resolution
  • 26. 26 ICMS’s Conflict Response Initiative (CRI) services  Conflict  Face coaching to face processes  Facilitation (mediation)  Workplace conference  Circle
  • 27. 27 ICMS’s CRI services  Voluntary participation  Confidential  Facilitators ≠ deciders  Unique for letting people decide how to resolve their disputes  Not available during an investigation or grievance, but available afterwards  Do not prevent employees from using other, formal options (complaint, grievance, etc.)
  • 28. 28 The Dirty Mops CRI and what it taught us
  • 29. 29
  • 30. 30 DOC policies support people talking things through  Policy 103.229 Integrated Conflict Management System  Policy 103.300 Anti-Discrimination and Sexual Harassment  Policy 103.228 General Harassment – Purpose: To provide a work environment free from general harassment and to encourage employee participation in mediation processes to resolve conflicts. (Emphasis added)
  • 31. 31 DOC policies support people talking things through  Policy 103.220 Personal Conduct of Employees (F.) 1. Employees must develop and demonstrate conflict competency skills, including: recognizing, understanding and acknowledging conflict; respecting the point of view of others; bringing conflict to the attention of the appropriate individual and working to resolve conflict when directly involved, in order to manage and respond to conflicts and disagreements in a positive and constructive manner to minimize negative impact, in keeping with the Integrated Conflict Management System Policy 103.229. (Emphasis added)
  • 32. 32 ICMS provides staff trainings  Basic course required for all staff for 6 years  Supervisors and managers have specific required courses  All staff - optional courses to develop conflict resolution skills  Trainings for work units about conflict management  Year: 9,000 – 11,000 training participant hours completed by 4,400 staff
  • 33. 33 Voices from inside: Officer Martin Heumann and Lieutenant Laurel Dinneen, staff who facilitate ICMS’s CRI processes
  • 34. 34 Critical elements that have made it possible for ICMS’s start and growth  Staff desperation        Leadership: staff with LONG term commitment, and warden Line staff initiative for line staff “On top of everything” work by staff Values-based Policy alignment Adding supervisors’ tool Training for all staff: required and optional, online and classroom
  • 35. 35 Challenges       Measuring impact – especially the more it becomes the New Norm Long-term resistors Ups and downs Each site has a distinct culture Corrections culture suppresses “needs” acknowledgement Persistence is required!
  • 36. 36 The New Normal  Hiring practices include conflict management questions  Conflict management skills, ICMS training and involvement = preferred qualification for promotion to lieutenant and above  Personal Conduct of Employees conflict competency responsibility to be reflected in all staff performance reviews  Staff at 3 facilities know Self Mediation  # of CRI’s ↓ and conflict coachings ↑
  • 37. 37 Workplace Conference A group conflict resolution process with  ordered speech where participants  focus on specific incident(s) and  formulate an action plan to resolve the situation and prevent future conflict
  • 39. 39 A workplace conflict: practical jokes and exclusion
  • 40. Guidelines for circle discussion  Pass talking piece in one direction only  Speak only when you have the piece  No interruptions  Speak respectfully  Speak honestly/from the heart  Listen when others are speaking  Speak on the topic and as briefly as possible to make your point 40
  • 41. Talking Circle Separate Rounds: 1. Comments about the information presented? 2. How was using circle process for you? 41

Notas del editor

  1. Confidentiality here means that process participants will not pass on comments made by specific people to others who didn’t participate in the process. The fact that a process took place – and who participated in a process – is not confidential. The CRI facilitators do NOT decide how the situation will be resolved: the staff participants decide how to resolve their own dispute.
  2. EXPLAIN: who Marty and Laurie are (officers!), that they’ll be talking about CRI processes (i.e., mediations, WPC’s, circles), and that they facilitate CRI processes