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DIFFERENTIAL RESPONSE
      National Overview

Theresa Costello, MA
Director
National Resource Center for Child Protective
Services (NRCCPS)
April 17, 2013
Defining Differential Response

• CPS practice that allows for more than
  one method of initial response to
  reports of child abuse and neglect
• Also called “dual track”, “multiple
  track”, or “alternative response”
What differential response is
            NOT…
• Differential response has not focused
  mainly on cases screened out as
  inappropriate for child protective
  services; rather it has focused on
  responding differentially to accepted
  reports of child maltreatment.
History of Child Welfare
  and the Purpose of
 Differential Response
Purposes of
Differential Response and Child Protection


                        CPS was established to
                         respond to all reports of
                         suspected child
                         maltreatment, but numbers
                         overwhelm available
                         resources

                        Systems either screen out or
                         do not open for services
                         more than half of
                         reports, yet many children
                         are vulnerable
Purposes
       of Differential Response in Child Welfare


 Traditional investigatory
  practice is often adversarial
  & alienates parents


 DR is a way to respond to
  more reports (screened in)
  at an earlier stage by
  engaging families in a non-
  adversarial process of
  linking them to needed
  services
Why Implement
                    Differential Response?

Recent Study on CP
  Investigations :
                                       “Child Protective Services Has
                                              Outlived Its Usefulness”
 Do little to reduce risk

                                                           Dr. Kristine
 Do not result in long-                Campbell, Assistant Professor
                                        of Pediatrics at the University
  term improvement in                                          of Utah
  family functioning or
  child behavior                                         Published in
                                       The Archives of Pediatrics and
                                                Adolescent Medicine
 Are associated with                                      Oct. 2010
  increased depression
  among mothers
Why Implement
                  Differential Response?




“A lot of times the [family] situation calls for the formation of
    a healing relationship so the very act of going there in an
  investigatory mode impairs the ability [for workers] to form
       a meaningful relationship in which parents can be
                    open, ask for and get help”

                                        ~Dr. Bruce Perry, M.D., Ph. D
                                                       Senior Fellow
                                              Child Trauma Academy
                                               www.childtrauma.org
Why Implement
                  Differential Response?


Increasingly, concerned citizens and organizations are
realizing that the best way to prevent child abuse is to help
parents develop the skills and identify the resources they
need to understand and meet their children's needs and
protect them from harm
Why Implement
                   Differential Response?


According to National Study of Child Protective Services
Systems and Reform Efforts (2003), 20 states identified one
of 3 purposes as reason for DR system:

    child safety (55%)
    family preservation or strengthening (45%)
    prevention of CA/N (20%)
Why Differential Response?

• Driven by the desire to….
   – Be more flexible in the response to child abuse and
     neglect reports
   – Recognize that an adversarial focus is neither
     needed nor helpful in all cases
   – Better understand the family issues that lie beneath
     maltreatment reports
   – Engage parents more effectively to use services
     that address their specific needs
   – Serve more families; majority of traditional
     investigations do not result in any services being
     provided
Why Differential Response?

• Driven by desire to…
  – Address family needs more quickly; most
    cases not driven by court intervention, so
    evidence collection is not necessary
  – Build family support systems; DRS is often
    accompanied by greater efforts to identify,
    build and coordinate formal and non-
    formal family supports
Shared Principles of Traditional
CPS and Differential Response
• Focus on safety and well-being of the child
• Promote permanency within the family
  whenever possible
• Recognize the authority of CPS to make
  decisions about removal, out of home
  placement and court involvement, when
  necessary
• Acknowledge that other community services
  may be more appropriate than CPS in some
  cases
Principles and Assumptions
                of Differential Response

 The circumstances and needs of families differ and so
  should the response

 The majority of reports do not need an adversarial
  approach or court-ordered interventions

 Absent an investigation:
   child safety will not be jeopardized
   services can be in place more quickly

   families will be more motivated to use services
Principles and Assumptions
                 of Differential Response


 Effective assessment tools    Only cases of greater
  can be put in place to         severity need to be on
  assure safety and an           state central registry
  informed response
                                Cases are monitored
 Frontline staff in CPS and     sufficiently to change
  other agencies are trained     course/paths when
  in strength based and          situation requires
  collaborative
  interventions
Practice Framework and Assumptions


 The primary goal of non       Families are more than
 investigative approach is       the presenting concerns
 child safety                   Family protective factors
 Most families want to          can assist in keeping
 address threats to child        children safe
 safety                         Families are helped
 Most families can be           through connections with
 partners in achieving child     community services and
 safety                          resources
Comparing Traditional
  Child Protection
     Models and
Differential Response
Traditional Child Protection Practice Model

                                              Report screened to
                                          determine appropriateness

Investigation model is                      of child welfare agency
                                                  intervention



rooted in the determination
of whether:
                                                   Investigation
                                (Is this a Child in Need of Protective Services?)

                                       1. Safety and Risk Assessments
                                           2. Gathering of Evidence




 A child has been harmed                         Disposition
                                              Re. Child in Need of
                                              Protective Services




 A child is at risk of being   Unsubstantiated                Substantiated



       harmed                      Category IV
                                    Voluntary
                                                                 Category I
                                                                  Removal
                                                                  required
                                     services
                                  recommended
                                                                 Category II
                                                               Court mandated


 An individual is culpable
                                                                  services
                                  Category V                      required
                                 No services are


       for this conduct.
                                    needed
                                                                Category III
                                                                Services are
                                                                  needed
Model for Differential Response

                                              Report screened to
                                          determine appropriateness


                                                                                                                                          Differential
                                            of child welfare agency
                                                   intervention


                                     No                                Yes

        Report is screened out.
                                                                          Alternative Response Screening                                  Response
                                                                                                                                          System
                                                                      1. Is there an administrative rule requiring
      Referral for other community
                                                                      that the report be investigated?
        services may be made.
                                                                      2. Are there other factors that would                         Yes
                   Family Assessment

         1. Safety and Risk Assessments
                                                              No
                                                                      necessitate an investigation?


                                                                                               Investigation
                                                                                                                                          focusing on a
         2. Complete assessment of family
         strengths, needs and resources.
                                                                            (Is this a Child in Need of Protective Services?)

                                                                                   1. Safety and Risk Assessments
                                                                                                                                          child in need
                                                                                                                                          of protective
                                                                                       2. Gathering of Evidence


                                                        Family declines


                                                                                                                                          services and
                 Assessment Outcome                     needed services
                                                                                              Disposition
                                                                                          Re. Child in Need of
                                                                                          Protective Services



No Services        Voluntary Services
                    Recommended
                                                    Services are
                                                                                                                                          support and
                                                                                                                                          engagement
No services                                           Needed                     Unsubstantiated                 Substantiated
  needed
                                                       Agency                                                        Category I
                                                    assesses that                                                     Removal
                                                                                    Category IV

                                                                                                                                          of the family.
                                                     services are                                                     required
                                                                                     Voluntary
                                                      needed to
                                                                                      services
               Family           Family and          maintain child
                                                                                   recommended
              declines         agency agree        safely at home.                                                 Category II
              services         upon services                                                                     Court mandated
                                                                                                                    services
                                                                                    Category V                      required
                                                                                   No services are
                                                       Family                         needed
                                                      accepts                                                        Category III
                                                      needed                                                         Services are
                                                      services                                                         needed
The Core Elements
of Differential
Response
Core Elements of Differential Response


1.   Use of two or more discrete
     responses to reports of
     maltreatment that are
     screened in and accepted
2.   Assignment to response
     pathways determined by an
     array of factors
3.   Original response
     assignments can be changed
4.   Ability of families who
     receive a non-investigatory
     response to accept or refuse
     to participate in differential
     response or to choose the
     traditional investigatory
     response
Core Elements of Differential Response

                     5.   Establishment of discrete
                          responses codified in
                          statute, policy, protocols
                     6.   After assessment, services
                          are voluntary for families
                          who receive a non-
                          investigatory response (as
                          long as child safety is not
                          compromised)
                     7.   No substantiation of alleged
                          maltreatment and services
                          are offered without formal
                          determination that child
                          maltreatment has occurred
                     8.   Use of central registry is
                          dependent upon type of
                          response
Pathways in the Differential
     Response Continuum
• There are at least two categories of
  response ( SC 3)
  – Investigation: reports that are immediately
    recognized as presenting serious safety issues
    for children/placement more likely/may be
    criminal charges
  – Assessment: reports that indicate the child
    may be in need of protection and the family
    requires services to better address child and
    family safety and well being.
Factors Determining Response

• Statutory limitations
• Severity of the allegation
• History of past reports
• Ability to assure the safety of the child
  (if safety threats at intake not assigned
  to assessment)
• Willingness and capacity of the parents
  to participate in services
Assessment is the Key

• Assessment must be comprehensive-
  more than simply a risk and safety
  assessment-understanding underlying
  family conditions
• Must also identify protective factors in
  family and larger social context that
  could be mobilized to strengthen family
Family Engagement

• Family members have significant expertise
  and whenever possible it is important to
  engage them in identifying issues and to
  honor family choices when they do not
  jeopardize safety
• Seek collaboration with family and their
  formal and informal support system
• Whenever possible, eliminate practices that
  produce resistance such as drop in
  visits, joint visits with law enforcement, and
  interviewing child without parental
  knowledge
Evaluation items/progress
             measures
•   Child safety
•   Permanency: subsequent removals and placement
•   Family satisfaction and cooperation
•   Family functioning and well-being, skills of individual
    family members, financial well-being and social
    support
•   Services to families
•   Worker satisfaction
•   Judicial system: referrals to juvenile/family
    court, reduction in court hearings, child
    removals, TPR orders, etc.
•   Cost savings/effectiveness
Potential Challenges

• Subsequent reports
• Family does not participate voluntarily
• Insufficiency of service resources
• Inadequate involvement of fathers and
  other significant stakeholders
• Communication with/within
  community service system
Prospective Benefits

• More children are better protected over time
  by engaging more parents in the process of
  making sustainable changes
• The rate of subsequent repeat reports to CPS
  has been demonstrated to decrease
• Both families and agency child protection
  workers are more satisfied with the
  outcomes
• Involvement of larger systems of support
• The approach is cost neutral or saves money
  over time
Lessons Learned

• There is intrinsic value of family voice -
  as partners, guiding service planning
  and decision making
• Community partnerships are most
  effective ways to protect children
• There is a need to involve families and
  community stakeholders early in
  process
Lessons Learned

• Communication among/across
  jurisdictions is essential - establish
  vehicles for regular contact
• Assessment is ongoing and cumulative
  as trust builds
• Evaluation matters - bring evaluators in
  early and make the investment to do it
  well
Differential Response Implementation




                                        Washing ton, D.C.




                                      Statewide
                                      Regional/ County Im plem entation
                                      Planning/ Considering
                                      Discontinued
                                       Tribal
                                       Screen Out Response




                                 Updated October 31. 2012




                32
Service Types and Needs for
         DRS families
• Concrete Services (clothing, food, utility
  payment, housing, job training, transportation)
• Parenting Classes
• Domestic Violence services
• Mental Health services
• Substance Abuse treatment
• Counseling (adults and children)
• Home-based services
• Population-specific services (e.g. Spanish-
  speaking clients, children with disabilities)
Differential Response
Research and Evaluation
EVALUATION FINDINGS

• Child Safety
  – Child safety was not compromised under
    differential response systems
  – Safety was maintained even when
    comparable families were randomly
    assigned to tracks
  – Increased services to families lowered
    recurrence
EVALUATION FINDINGS

• Services to Families
  – Services were provided more often to
    children and families on the assessment
    track
  – The number of services received by
    families on the assessment track was
    greater than on the investigation track
  – Services may be provided to families
    earlier on the assessment track
  – Greater use of community resources was
    reported in pilot areas of at least 3 States
EVALUATION FINDINGS

• Family Satisfaction and Engagement
  – Families reported satisfaction with the
    differential response system in
    Missouri, Minnesota, North Carolina and
    Virginia
  – The family’s sense of participation in
    decision making increased in several
    States
  – Workers reported families were more
    cooperative and willing to accept services
EVALUATION FINDINGS

• Cost Effectiveness
  – Differential response appears to be cost
    effective over the long term. (Minnesota
    study only)
EVALUATION FINDINGS

• CPS Staff Perspectives and Issues
  – CPS staff like the differential response
    approach
  – Large caseloads and limited resources are
    obstacles to differential response
    effectiveness
  – Training is needed to make
    implementation successful
Reduction in Disproportionality
          Hawaii results
Trends in Placements as a Percentage of
                                                  Investigations
                           50.0%
                           45.0%
                           40.0%
Percent of Investigtions




                           35.0%
                           30.0%
                                                                             White Removals
                           25.0%
                           20.0%                                             Native Hawaiian or Part
                                                                             Hawaiian Removals
                           15.0%
                           10.0%
                            5.0%
                            0.0%
                                   2001 2002 2003 2004 2005 2006 2007 2008
Questions?

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Differential Response

  • 1. DIFFERENTIAL RESPONSE National Overview Theresa Costello, MA Director National Resource Center for Child Protective Services (NRCCPS) April 17, 2013
  • 2. Defining Differential Response • CPS practice that allows for more than one method of initial response to reports of child abuse and neglect • Also called “dual track”, “multiple track”, or “alternative response”
  • 3. What differential response is NOT… • Differential response has not focused mainly on cases screened out as inappropriate for child protective services; rather it has focused on responding differentially to accepted reports of child maltreatment.
  • 4. History of Child Welfare and the Purpose of Differential Response
  • 5. Purposes of Differential Response and Child Protection  CPS was established to respond to all reports of suspected child maltreatment, but numbers overwhelm available resources  Systems either screen out or do not open for services more than half of reports, yet many children are vulnerable
  • 6. Purposes of Differential Response in Child Welfare  Traditional investigatory practice is often adversarial & alienates parents  DR is a way to respond to more reports (screened in) at an earlier stage by engaging families in a non- adversarial process of linking them to needed services
  • 7. Why Implement Differential Response? Recent Study on CP Investigations : “Child Protective Services Has Outlived Its Usefulness”  Do little to reduce risk Dr. Kristine  Do not result in long- Campbell, Assistant Professor of Pediatrics at the University term improvement in of Utah family functioning or child behavior Published in The Archives of Pediatrics and Adolescent Medicine  Are associated with Oct. 2010 increased depression among mothers
  • 8. Why Implement Differential Response? “A lot of times the [family] situation calls for the formation of a healing relationship so the very act of going there in an investigatory mode impairs the ability [for workers] to form a meaningful relationship in which parents can be open, ask for and get help” ~Dr. Bruce Perry, M.D., Ph. D Senior Fellow Child Trauma Academy www.childtrauma.org
  • 9. Why Implement Differential Response? Increasingly, concerned citizens and organizations are realizing that the best way to prevent child abuse is to help parents develop the skills and identify the resources they need to understand and meet their children's needs and protect them from harm
  • 10. Why Implement Differential Response? According to National Study of Child Protective Services Systems and Reform Efforts (2003), 20 states identified one of 3 purposes as reason for DR system:  child safety (55%)  family preservation or strengthening (45%)  prevention of CA/N (20%)
  • 11. Why Differential Response? • Driven by the desire to…. – Be more flexible in the response to child abuse and neglect reports – Recognize that an adversarial focus is neither needed nor helpful in all cases – Better understand the family issues that lie beneath maltreatment reports – Engage parents more effectively to use services that address their specific needs – Serve more families; majority of traditional investigations do not result in any services being provided
  • 12. Why Differential Response? • Driven by desire to… – Address family needs more quickly; most cases not driven by court intervention, so evidence collection is not necessary – Build family support systems; DRS is often accompanied by greater efforts to identify, build and coordinate formal and non- formal family supports
  • 13. Shared Principles of Traditional CPS and Differential Response • Focus on safety and well-being of the child • Promote permanency within the family whenever possible • Recognize the authority of CPS to make decisions about removal, out of home placement and court involvement, when necessary • Acknowledge that other community services may be more appropriate than CPS in some cases
  • 14. Principles and Assumptions of Differential Response  The circumstances and needs of families differ and so should the response  The majority of reports do not need an adversarial approach or court-ordered interventions  Absent an investigation:  child safety will not be jeopardized  services can be in place more quickly  families will be more motivated to use services
  • 15. Principles and Assumptions of Differential Response  Effective assessment tools  Only cases of greater can be put in place to severity need to be on assure safety and an state central registry informed response  Cases are monitored  Frontline staff in CPS and sufficiently to change other agencies are trained course/paths when in strength based and situation requires collaborative interventions
  • 16. Practice Framework and Assumptions  The primary goal of non  Families are more than investigative approach is the presenting concerns child safety  Family protective factors  Most families want to can assist in keeping address threats to child children safe safety  Families are helped  Most families can be through connections with partners in achieving child community services and safety resources
  • 17. Comparing Traditional Child Protection Models and Differential Response
  • 18. Traditional Child Protection Practice Model Report screened to determine appropriateness Investigation model is of child welfare agency intervention rooted in the determination of whether: Investigation (Is this a Child in Need of Protective Services?) 1. Safety and Risk Assessments 2. Gathering of Evidence  A child has been harmed Disposition Re. Child in Need of Protective Services  A child is at risk of being Unsubstantiated Substantiated harmed Category IV Voluntary Category I Removal required services recommended Category II Court mandated  An individual is culpable services Category V required No services are for this conduct. needed Category III Services are needed
  • 19. Model for Differential Response Report screened to determine appropriateness Differential of child welfare agency intervention No Yes Report is screened out. Alternative Response Screening Response System 1. Is there an administrative rule requiring Referral for other community that the report be investigated? services may be made. 2. Are there other factors that would Yes Family Assessment 1. Safety and Risk Assessments No necessitate an investigation? Investigation focusing on a 2. Complete assessment of family strengths, needs and resources. (Is this a Child in Need of Protective Services?) 1. Safety and Risk Assessments child in need of protective 2. Gathering of Evidence Family declines services and Assessment Outcome needed services Disposition Re. Child in Need of Protective Services No Services Voluntary Services Recommended Services are support and engagement No services Needed Unsubstantiated Substantiated needed Agency Category I assesses that Removal Category IV of the family. services are required Voluntary needed to services Family Family and maintain child recommended declines agency agree safely at home. Category II services upon services Court mandated services Category V required No services are Family needed accepts Category III needed Services are services needed
  • 20. The Core Elements of Differential Response
  • 21. Core Elements of Differential Response 1. Use of two or more discrete responses to reports of maltreatment that are screened in and accepted 2. Assignment to response pathways determined by an array of factors 3. Original response assignments can be changed 4. Ability of families who receive a non-investigatory response to accept or refuse to participate in differential response or to choose the traditional investigatory response
  • 22. Core Elements of Differential Response 5. Establishment of discrete responses codified in statute, policy, protocols 6. After assessment, services are voluntary for families who receive a non- investigatory response (as long as child safety is not compromised) 7. No substantiation of alleged maltreatment and services are offered without formal determination that child maltreatment has occurred 8. Use of central registry is dependent upon type of response
  • 23. Pathways in the Differential Response Continuum • There are at least two categories of response ( SC 3) – Investigation: reports that are immediately recognized as presenting serious safety issues for children/placement more likely/may be criminal charges – Assessment: reports that indicate the child may be in need of protection and the family requires services to better address child and family safety and well being.
  • 24. Factors Determining Response • Statutory limitations • Severity of the allegation • History of past reports • Ability to assure the safety of the child (if safety threats at intake not assigned to assessment) • Willingness and capacity of the parents to participate in services
  • 25. Assessment is the Key • Assessment must be comprehensive- more than simply a risk and safety assessment-understanding underlying family conditions • Must also identify protective factors in family and larger social context that could be mobilized to strengthen family
  • 26. Family Engagement • Family members have significant expertise and whenever possible it is important to engage them in identifying issues and to honor family choices when they do not jeopardize safety • Seek collaboration with family and their formal and informal support system • Whenever possible, eliminate practices that produce resistance such as drop in visits, joint visits with law enforcement, and interviewing child without parental knowledge
  • 27. Evaluation items/progress measures • Child safety • Permanency: subsequent removals and placement • Family satisfaction and cooperation • Family functioning and well-being, skills of individual family members, financial well-being and social support • Services to families • Worker satisfaction • Judicial system: referrals to juvenile/family court, reduction in court hearings, child removals, TPR orders, etc. • Cost savings/effectiveness
  • 28. Potential Challenges • Subsequent reports • Family does not participate voluntarily • Insufficiency of service resources • Inadequate involvement of fathers and other significant stakeholders • Communication with/within community service system
  • 29. Prospective Benefits • More children are better protected over time by engaging more parents in the process of making sustainable changes • The rate of subsequent repeat reports to CPS has been demonstrated to decrease • Both families and agency child protection workers are more satisfied with the outcomes • Involvement of larger systems of support • The approach is cost neutral or saves money over time
  • 30. Lessons Learned • There is intrinsic value of family voice - as partners, guiding service planning and decision making • Community partnerships are most effective ways to protect children • There is a need to involve families and community stakeholders early in process
  • 31. Lessons Learned • Communication among/across jurisdictions is essential - establish vehicles for regular contact • Assessment is ongoing and cumulative as trust builds • Evaluation matters - bring evaluators in early and make the investment to do it well
  • 32. Differential Response Implementation Washing ton, D.C. Statewide Regional/ County Im plem entation Planning/ Considering Discontinued Tribal Screen Out Response Updated October 31. 2012 32
  • 33. Service Types and Needs for DRS families • Concrete Services (clothing, food, utility payment, housing, job training, transportation) • Parenting Classes • Domestic Violence services • Mental Health services • Substance Abuse treatment • Counseling (adults and children) • Home-based services • Population-specific services (e.g. Spanish- speaking clients, children with disabilities)
  • 35. EVALUATION FINDINGS • Child Safety – Child safety was not compromised under differential response systems – Safety was maintained even when comparable families were randomly assigned to tracks – Increased services to families lowered recurrence
  • 36. EVALUATION FINDINGS • Services to Families – Services were provided more often to children and families on the assessment track – The number of services received by families on the assessment track was greater than on the investigation track – Services may be provided to families earlier on the assessment track – Greater use of community resources was reported in pilot areas of at least 3 States
  • 37. EVALUATION FINDINGS • Family Satisfaction and Engagement – Families reported satisfaction with the differential response system in Missouri, Minnesota, North Carolina and Virginia – The family’s sense of participation in decision making increased in several States – Workers reported families were more cooperative and willing to accept services
  • 38. EVALUATION FINDINGS • Cost Effectiveness – Differential response appears to be cost effective over the long term. (Minnesota study only)
  • 39. EVALUATION FINDINGS • CPS Staff Perspectives and Issues – CPS staff like the differential response approach – Large caseloads and limited resources are obstacles to differential response effectiveness – Training is needed to make implementation successful
  • 41. Trends in Placements as a Percentage of Investigations 50.0% 45.0% 40.0% Percent of Investigtions 35.0% 30.0% White Removals 25.0% 20.0% Native Hawaiian or Part Hawaiian Removals 15.0% 10.0% 5.0% 0.0% 2001 2002 2003 2004 2005 2006 2007 2008

Editor's Notes

  1. Many parents, reporters, and social workers become frustrated with the limited responses available to children and familiesThe CPS “investigation” is perceived as overly accusatory and adversarial as an initial response for many reportsFocus on substantiation and identifying a perpetrator does not contribute to a family’s readiness to engage in servicesThe majority of investigations do not result in any services being providedSince overwhelming majority of cases are not served through court orders, evidence collection is not always needed
  2. Differential Response allows system to move more quickly to address safety needsDifferential response can support families by applying available resources to services rather than investigationsDifferential response is often accompanied by greater efforts to identify, build, and coordinate formal and non-formal services and supportsChildren are safer sooner