Daniel Brown
1 Seguidor
Personal Information
Organización/Lugar de trabajo
Syracuse, New York Area United States
Ocupación
Assistant Vice President/Complex Risk Officer at Morgan Stanley
Sector
Finance / Banking / Insurance
Sitio web
http://www.morganstanleybranch.com/syracuse
Acerca de
Responsible for a wide variety of wealth management practice and investment brokerage supervisory, compliance, and risk functions. Accept accountability for maintaining a consistent controlled environment through adherence of financial industry ethics and practices and adherence to all applicable SEC, FINRA and, Morgan Stanley Wealth Management policies, and other regulations.
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