The document is a lecture on radar antennas and discusses various antenna scanning techniques. It begins with an overview of radar systems and the radar equation. It then covers antenna fundamentals and different types of mechanical, electronic and hybrid scanning antennas used in radar systems. The lecture outlines electronic scanning with phased arrays, including linear and planar array beamforming. It discusses controlling the array pattern through element excitation phases and amplitudes. Properties of linear arrays like beamwidth and sidelobes are also covered. The document provides examples of increasing array gain by adding more elements.
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IEEE Radar Systems Course on Antennas Part 2
1. IEEE New Hampshire Section
Radar Systems Course 1
Antennas Part 2 1/1/2010 IEEE AES Society
Radar Systems Engineering
Lecture 9
Antennas
Part 2 - Electronic Scanning and Hybrid Techniques
Dr. Robert M. O’Donnell
IEEE New Hampshire Section
Guest Lecturer
2. Radar Systems Course 2
Antennas Part 2 1/1/2010
IEEE New Hampshire Section
IEEE AES Society
Block Diagram of Radar System
Transmitter
Waveform
Generation
Power
Amplifier
T / R
Switch
Antenna
Propagation
Medium
Target
Radar
Cross
Section
Photo Image
Courtesy of US Air Force
Used with permission.
Pulse
Compression
Receiver
Clutter Rejection
(Doppler Filtering)
A / D
Converter
General Purpose Computer
Tracking
Data
Recording
Parameter
Estimation
Detection
Signal Processor Computer
Thresholding
User Displays and Radar Control
3. Radar Systems Course 3
Antennas Part 2 1/1/2010
IEEE New Hampshire Section
IEEE AES Society
Antenna Functions and the Radar Equation
• “Means for radiating or receiving radio waves”*
– A radiated electromagnetic wave consists of electric and
magnetic fields which jointly satisfy Maxwell’s Equations
• Direct microwave radiation in desired directions, suppress
in others
• Designed for optimum gain (directivity) and minimum loss
of energy during transmit or receive
Pt G2 λ2 σ
(4 π )3 R4 k Ts Bn L
S / N =
Track
Radar
Equation
Pav Ae ts σ
4 π Ω R4 k Ts L
S / N =
Search
Radar
Equation
G = Gain
Ae = Effective Area
Ts = System Noise
Temperature
L = Losses
This
Lecture
Radar
Equation
Lecture
* IEEE Standard Definitions of Terms for Antennas (IEEE STD 145-1983)
4. Radar Systems Course 4
Antennas Part 2 1/1/2010
IEEE New Hampshire Section
IEEE AES Society
Radar Antennas Come in Many Sizes
and Shapes
Mechanical Scanning
Antenna Hybrid Mechanical and Frequency
Scanning Antenna
Electronic Scanning
Antenna
Hybrid Mechanical and Frequency
Scanning Antenna
Electronic Scanning
Antenna
Mechanical Scanning
Antenna
Photo
Courtesy
of ITT Corporation
Used with
Permission
Courtesy of Raytheon
Used with Permission
Photo Courtesy of Northrop Grumman
Used with Permission
Courtesy US Dept of Commerce
Courtesy US Army Courtesy of MIT Lincoln Laboratory
Used with Permission
5. Radar Systems Course 5
Antennas Part 2 1/1/2010
IEEE New Hampshire Section
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Outline
• Introduction
• Antenna Fundamentals
• Reflector Antennas – Mechanical Scanning
• Phased Array Antennas
– Linear and planar arrays
– Grating lobes
– Phase shifters and array feeds
– Array feed architectures
• Frequency Scanning of Antennas
• Hybrid Methods of Scanning
• Other Topics
Part
One
Part
Two
6. Radar Systems Course 6
Antennas Part 2 1/1/2010
IEEE New Hampshire Section
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• Multiple antennas combined to enhance radiation and shape pattern
Arrays
Array Phased Array
Isotropic
Element
Phase
Shifter
Σ
Combiner
Σ Σ
Direction
Response
Direction
Response
Direction
Response
Direction
Response
Array
Courtesy of MIT Lincoln Laboratory
Used with Permission
7. Radar Systems Course 7
Antennas Part 2 1/1/2010
IEEE New Hampshire Section
IEEE AES Society
Two Antennas Radiating
Horizontal Distance (m)
VerticalDistance(m)
0 0.5 1 1.5 2
-1
0
-0.5
0.5
1
Dipole
1*
Dipole
2*
*driven by
oscillating
sources
(in phase)
Courtesy of MIT Lincoln Laboratory
Used with Permission
8. Radar Systems Course 8
Antennas Part 2 1/1/2010
IEEE New Hampshire Section
IEEE AES Society
Array Beamforming (Beam Collimation)
Broadside Beam Scan To 30 deg
• Want fields to interfere constructively (add) in desired directions,
and interfere destructively (cancel) in the remaining space
Courtesy of MIT Lincoln Laboratory
Used with Permission
9. Radar Systems Course 9
Antennas Part 2 1/1/2010
IEEE New Hampshire Section
IEEE AES Society
Controls for an N Element Array
• Geometrical configuration
– Linear, rectangular,
triangular, etc
• Number of elements
• Element separation
• Excitation phase shifts
• Excitation amplitudes
• Pattern of individual
elements
– Dipole, monopole, etc.
Array Factor
Antenna Element
Element
Number
Element
Excitation
1
4
3
2
N
Nj
N ea φ
3j
3 ea φ
4j
4 ea φ
2j
2 ea φ
1j
1 ea φ
N
D
na
nφ
D
Scan
Angle
Courtesy of MIT Lincoln Laboratory
Used with Permission
10. Radar Systems Course 10
Antennas Part 2 1/1/2010
IEEE New Hampshire Section
IEEE AES Society
The “Array Factor”
• The “Array Factor” AF, is the normalized radiation pattern
of an array of isotropic point-source elements
rˆrkj
N
1n
j
n
nn
eea),(AF ⋅
=
φ
∑=φθ
r
Position Vector
Excitation
nj
na e Φ
Source Element n:
nnn1 zzˆyyˆxxˆr ++=
r
Observation Angles (θ,φ):
Observation Vector
θ+φθ+φθ= coszˆsinsinyˆcossinxrˆ
Free-Space
Propagation Constant c
f22
k
π
=
λ
π
=
N
Isotropic
Sources
Observe at (θ, φ)
1r
r
Nr
r2r
r
3r
r
rˆ
zˆ
yˆ
xˆ
11. Radar Systems Course 11
Antennas Part 2 1/1/2010
IEEE New Hampshire Section
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Array Factor for N Element Linear Array
∑∑∑
−
=
θψ
−
=
β+θ⋅
=
φ
− ===φθ −−
1N
0n
)(nj
1N
0n
)cosdk(njrˆrkj
N
1n
j
1n eAeAeea),(AF 1n1n
r
d
θ
4321 1N − N
Where : and,
It is assumed that:
Phase progression is linear, is real.
Using the identity:
β+θ=θψ cosdk)(
n
njj
a,ee n βφ
=
The array is uniformly excited Aan =
1c
1c
c
N1N
0n
n
−
−
=∑
−
=
( )
( )2/SinN
2/Nsin
),(AF
ψ
ψ
=φθThe Normalized Array
Factor becomes :
Main Beam Location
0cosdk =β+θ=ψ
( ) π±=β+θ=
ψ
mcosdk
2
1
2
12. Radar Systems Course 12
Antennas Part 2 1/1/2010
IEEE New Hampshire Section
IEEE AES Society
Properties of N Element Linear Array
• Major lobes and sidelobes
– Mainlobe narrows as increases
– No. of sidelobes increases as increases
– Width of major lobe =
– Height of sidelobes decreases as increases
• Changing will steer the peak of the beam to a desired
– Beam direction varies from to
– varies from to
• Condition for no grating lobes being visible:
N
N
N
N/2π
β
ocos1
1d
θ+
<
λ
π0
oθ=θ
β+− kdψ β+kd
oθ = angle off broadside
Note how is defined.θ
13. Radar Systems Course 13
Antennas Part 2 1/1/2010
IEEE New Hampshire Section
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-20 0 20 40 60 80
Array and Element Factors
• Total Pattern = Element Factor X Array Factor
• Element Factor
• Array Factor Adapted from
Frank in Skolnik
Reference 2
Ten Element Linear Array – Scanned to 60 °
Angle (degrees)
Total Pattern
Element Factor
Array Factor
RelativeFieldStrength
0.2
0.8
0.6
1.0
0.4
2/λ
Element
Spacing
)(E)(E)(E ae θ×θ=θ
θ=θ cos)(Ee
( )
( )( )866.0sin2/sin10
866.0sin5sin
)(Ea
−θπ
−θπ
=θ
0.707
14. Radar Systems Course 14
Antennas Part 2 1/1/2010
IEEE New Hampshire Section
IEEE AES Society
Array Gain and the Array Factor
Array
Factor
Gain
Array
Gain
(dBi)
Array Factor
Gain
(dBi)
Element
Gain
(dBi)
= +
Individual Array Elements are Assumed to Be Isolated
The Overall Array Gain is the Product of the Element Gain
and the Array Factor Gain
RAD
2
AF
P
),(AF4
),(G
φθπ
=φθ
φθθφθ= ∫∫
π π
ddsin),(AFP
2
0 0
2
RAD
15. Radar Systems Course 15
Antennas Part 2 1/1/2010
IEEE New Hampshire Section
IEEE AES Society
Homework Problem – Three Element
Array
• Student Problem:
– Calculate the normalized array factor for an array of 3
isotropic radiating elements. They are located along the x-
axis (center one at the origin) and spaced apart. Relevant
information is 2 and 3 viewgraphs back.
– Use the results of this calculation and the information in
viewgraph 28 of “Antennas Part 1’ to calculate the radiation
pattern of a linear array of three dipole, apart on the x-
axis.
2/λ
2/λ
16. Radar Systems Course 16
Antennas Part 2 1/1/2010
IEEE New Hampshire Section
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Increasing Array Size by
Adding Elements
• Gain ~ 2N(d / λ) for long broadside array
N = 10 Elements N = 20 Elements
Gain(dBi)
Angle off Broadside (deg)
Linear Broadside Array
Isotropic Elements
Element Separation d = λ/2
No Phase Shifting
-90 -60 -30 0 30 60 90
-30
-20
-10
0
10
20
N = 40 Elements
10 dBi 13 dBi 16 dBi
Angle off broadside (deg)
Figure by MIT OCW.
-90 -60 -30 0 30 60 90
Angle off broadside (deg)
-90 -60 -30 0 30 60 90
Courtesy of MIT Lincoln Laboratory
Used with Permission
17. Radar Systems Course 17
Antennas Part 2 1/1/2010
IEEE New Hampshire Section
IEEE AES Society
Increasing Broadside Array Size by
Separating Elements
Limit element separation to d < λ to prevent
grating lobes for broadside array
Limit element separation to d < λ to prevent
grating lobes for broadside array
d = λ/4 separation d = λ/2 separation d = λ separation
Gain(dBi)
Grating
Lobes
-30
-20
-10
0
10
20
10 dBi7 dBi
10 dBi
L = (N-1) d
Figure by MIT OCW.
N = 10 Elements
Maximum at
Design Goal Required Phase
Angle off Broadside (deg) Angle off Broadside (deg)Angle off Broadside (deg)
-90 -60 -30 0 30 60 90 -90 -60 -30 0 30 60 90 -90 -60 -30 0 30 60 90
0=β
0cosdk 90
=β+θ=ψ =θ o
o
90=θ
Courtesy of MIT Lincoln Laboratory
Used with Permission
18. Radar Systems Course 18
Antennas Part 2 1/1/2010
IEEE New Hampshire Section
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Ordinary Endfire Uniform Linear Array
• No grating lobes for element separation d < λ / 2
• Gain ~ 4N(d / λ) ~ 4L / λ for long endfire array without grating lobes
Gain(dBi)
Grating
Lobe
Grating
Lobes
-30
-20
-10
0
10
20
d = λ/4 separation d = λ/2 separation d = λ separation
10 dBi 10 dBi 10 dBi
Figure by MIT OCW.
L = (N-1) d
N = 10 Elements
Required Phase
Angle off Broadside (deg) Angle off Broadside (deg)Angle off Broadside (deg)
-90 -60 -30 0 30 60 90 -90 -60 -30 0 30 60 90-90 -60 -30 0 30 60 90
Maximum at
Design Goal
0cosdk 90
=β+θ=ψ =θ o
o
90=θ 0=β
Courtesy of
MIT Lincoln Laboratory
Used with Permission
19. Radar Systems Course 19
Antennas Part 2 1/1/2010
IEEE New Hampshire Section
IEEE AES Society
Linear Phased Array
Scanned every 30 deg, N = 20, d = λ/4
To scan over all space without
grating lobes, keep element
separation d < λ / 2
-30
-20
-10
0
10
20
Gain(dBi)
Broadside: No Scan Scan 30 deg Scan 60 deg Endfire: Scan 90 deg
10 deg beam 12 deg beam 22 deg beam 49 deg beam
10 dBi 10.3 dBi10 dBi 13 dBi
Angle off Broadside (deg)Angle off Broadside (deg) Angle off Broadside (deg)Angle off Broadside (deg)
-90 -60 -30 0 30 60 90-90 -60 -30 0 30 60 90 -90 -60 -30 0 30 60 90-90 -60 -30 0 30 60 90
Maximum at
Design Goal
At Design Frequency
Required Phase
2o ok c fπ=
of
oθ=θ
oo cosdk θ−=β
0cosdk oo =β+θ=ψ
c/f2k oo π=
Courtesy of MIT Lincoln Laboratory
Used with Permission
20. Radar Systems Course 20
Antennas Part 2 1/1/2010
IEEE New Hampshire Section
IEEE AES Society
Uniform Planar Array
Figure by MIT OCW.
xxx cossinkd β+φθ=ψwhere
yyy sinsinkd β+φθ=ψ
( )oo ,φθ
ooxx cossinkd φθ−=β
ooyy sinsinkd φθ−=β
:
( )
⎪
⎪
⎭
⎪
⎪
⎬
⎫
⎪
⎪
⎩
⎪
⎪
⎨
⎧
⎟⎟
⎠
⎞
⎜⎜
⎝
⎛ ψ
⎟⎟
⎠
⎞
⎜⎜
⎝
⎛ ψ
⎪
⎪
⎭
⎪⎪
⎬
⎫
⎪
⎪
⎩
⎪⎪
⎨
⎧
⎟
⎠
⎞
⎜
⎝
⎛ ψ
⎟
⎠
⎞
⎜
⎝
⎛ ψ
=φθ
2
sin
2
N
sin
N
1
2
sin
2
M
sin
M
1
,AF
y
y
x
x
n
Progressive phase to scan to
Two Dimensional Planar array
(M x N Rectangular Pattern)
• To scan over all space without grating
lobes: dx < λ / 2 and dy < λ / 2
21. Radar Systems Course 21
Antennas Part 2 1/1/2010
IEEE New Hampshire Section
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Uniform Planar Array
Figure by MIT OCW.
xxx cossinkd β+φθ=ψwhere
yyy sinsinkd β+φθ=ψ
( )oo ,φθ
ooxx cossinkd φθ−=β
ooyy sinsinkd φθ−=β
:
( )
⎪
⎪
⎭
⎪
⎪
⎬
⎫
⎪
⎪
⎩
⎪
⎪
⎨
⎧
⎟⎟
⎠
⎞
⎜⎜
⎝
⎛ ψ
⎟⎟
⎠
⎞
⎜⎜
⎝
⎛ ψ
⎪
⎪
⎭
⎪⎪
⎬
⎫
⎪
⎪
⎩
⎪⎪
⎨
⎧
⎟
⎠
⎞
⎜
⎝
⎛ ψ
⎟
⎠
⎞
⎜
⎝
⎛ ψ
=φθ
2
sin
2
N
sin
N
1
2
sin
2
M
sin
M
1
,AF
y
y
x
x
n
Progressive phase to scan to
• To scan over all space without grating
lobes: dx < λ / 2 and dy < λ / 2
Beam pattern at broadside
(25 element square array)
22. Radar Systems Course 22
Antennas Part 2 1/1/2010
IEEE New Hampshire Section
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Change in Beamwidth with Scan Angle
• The array beamwidth in the plane of scan increases as the beam is
scanned off the broadside direction.
– The beamwidth is approximately proportional to
– where is the scan angle off broadside of the array
• The half power beamwidth for uniform illumination is:
• With a cosine on a pedestal illumination of the form:
– And the corresponding beamwidth is:
• In addition to the changes in the main beam, the sidelobes also
change in appearance and position.
ocos/1 θ
o
B
cosdN
886.0
θ
λ
≈θ
[ ]o1
o
B a/a2(636.01
cosdN
886.0
+
θ
λ
≈θ
)N/n2(cosa2aA 1o π+=
oθ
23. Radar Systems Course 23
Antennas Part 2 1/1/2010
IEEE New Hampshire Section
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Time Delay vs. Phase Shifter Beam Steering
• Time delay steering requires:
– Switched lines
• It is a relatively lossy method
• High Cost
• Phase shifting mainly used in phased array radars
d d
oθoθ
osind θ
osind θ
Phase Shift =
Time Shift =
( ) osin/d2 θλπ( ) osinc/d θ
Time Delay Steering Phase Shifter Steering
Adapted from Skolnik, Reference 1
24. Radar Systems Course 24
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IEEE New Hampshire Section
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Phased Array Bandwidth Limitations
• The most prevalent cause of bandwidth limitation in phased
array radars is the use of phase shifters, rather than time delay
devices, to steer the beam
– Time shifting is not frequency dependent, but phase shifting is.
d d
oθoθ
osind θ
osind θ
Phase Shift =
Time Shift =
( ) osin/d2 θλπ( ) osinc/d θ
Time Delay
Steering
Phase Shifter
Steering
Adapted from Skolnik, Reference 1
25. Radar Systems Course 25
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IEEE New Hampshire Section
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Phased Array Bandwidth Limitations
• With phase shifters, peak is scanned to the desired angle
only at center frequency
• Since radar signal has finite bandwidth, antenna beamwidth
broadens as beam is scanned off broadside
• For wide scan angles ( 60 degrees):
– Bandwidth (%) ≈ 2 x Beamwidth (3 db half power) (deg)
oθ
Angle
SquintedBeamPattern
MINfMAXf of
( ) θλπ=φΔ sin/d2 o
φΔ−=φ
off =
oθoff <
0=φ φΔ+=φ
26. Radar Systems Course 26
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IEEE New Hampshire Section
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Thinned Arrays
• Attributes of Thinned Arrays
– Gain is calculated using the
actual number of elements
– Beamwidth – equivalent to filled
array
– Sidelobe level is raised in
proportion to number of
elements deleted
– Element pattern same as that
with filled array, if missing
elements replaced with matched
loads
4000 Element Grid with 900 Elements
Angle (degrees)
0 20 40 60 80
Relativepower(dB)
0
-10
-30
-20
-40
Example – Randomly Thinned Array
NG π=
Ave Sidelobe Level
31.5 dB
Adapted from Frank in Skolnik, see Reference 2
27. Radar Systems Course 27
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Amplitude Weighting of Array Elements
• These days, Taylor weighting is the most commonly used illumination function
for phased array radars
– Many other illumination functions can be used and are discussed in “Antennas-Part 1”
• Low sidelobe windows are often used to suppress grating lobes
• Amplitude and phase errors limit the attainable level of sidelobe suppression
• Phased array monopulse issues will be discussed in Parameter Estimation
Lecture Adapted from Mailloux, Reference 6
Angle (degrees)
16 Element Array with Two Different Illumination Weights
Angle (degrees)
Uniformly Illuminated 40 dB Taylor pattern
n=5
0 30 60 90 0 30 60 90
RelativePower(dB)
0
- 10
- 20
- 30
- 40
- 50
0
- 10
- 20
- 30
- 40
- 50
RelativePower(dB)
28. Radar Systems Course 28
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Effects of Random Errors in Array
• Random errors in amplitude and phase in element current
• Missing or broken elements
• Phase shifter quantization errors
• Mutual Coupling effects
Radiation(dB)
0 10 20 30 40 50 60
Radiation(dB)
Angle (degrees)
0 10 20 30 40 50 60
100 Element Linear Array
No-Error
40 dB Chebyshev Pattern
100 Element Linear Array
40 dB Chebyshev Pattern
Peak Sidelobe Error - 37 dB
RMS Amplitude Error 0.025
RMS Phase Error 1.44 degrees
Angle (degrees)
Adapted from Hsiao in Skolnik, Reference 1
The Effect on Gain and Sidelobes of These Different
Phenomena Can Usually Be Calculated
0
-20
-40
-60
0
-20
-40
-60
29. Radar Systems Course 29
Antennas Part 2 1/1/2010
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Outline
• Introduction
• Antenna Fundamentals
• Reflector Antennas – Mechanical Scanning
• Phased Array Antennas
– Linear and planar arrays
– Grating lobes
– Phase shifters and array feeds
– Array feed architectures
• Frequency Scanning of Antennas
• Hybrid Methods of Scanning
• Other Topics
30. Radar Systems Course 30
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IEEE AES Society
Sin (U-V) Space
Spherical Coordinate System
For Studying
Grating Lobes
Projection of Coordinate System
On the X-Y Plane
( view from above Z-axis)
Direction Cosines
φθ=
φθ=
sinsinv
cossinu
o
270=φφ
y
x Unit Circle
Unit Circle
θ
z
Direction
of Array
Main Lobe
o
0=θ
o
90=θ
o
180=φ
o
0=φ
o
90=φ
v
u
31. Radar Systems Course 31
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Grating Lobe Issues for Planar Arrays
Rectangular Grid of ElementsTriangular Grid of Elements
xd
yd
xd
yd
Lobes at( )q,p
y
oq
x
op
d
qvv
d
puu
λ
+=
λ
+=
Unit
Circle
v
u-3 -2 -1 0 1 2 3
1
2
-1
-2
32. Radar Systems Course 32
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Grating Lobe Issues – λ/2 Spacing
Square Grid of Elements
xd
yd
Triangular Grid of Elements
xd
yd
For 2/dd yx λ==
Lobes at ( ) ( )q2,p2v,u qp =
Lobes at( )q,p
y
oq
x
op
d
qvv
d
puu
λ
+=
λ
+=
Unit
Circle
v
u-3 -2 -1 0 1 2 3
1
2
-1
-2No visible grating lobes
33. Radar Systems Course 33
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Grating Lobe Issues – λ Spacing
Square Grid of Elements
xd
yd
Unit
Circle
v
u-3 -2 -1 0 1 2 3
1
2
-1
-2
Triangular Grid of Elements
xd
yd
For λ== yx dd
Lobes at ( ) ( )q,pv,u qp =
Lobes at( )q,p
y
oq
x
op
d
qvv
d
puu
λ
+=
λ
+=
Grating Lobes will be seen with
beam pointing broadside
34. Radar Systems Course 34
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Grating Lobe Issues – Scanning of the Array
Square Grid of Elements
xd
yd
Unit
Circle
v
u-3 -2 -1 0 1 2 3
1
2
-1
-2
Unit
Circle
v
u-3 -2 -1 0 1 2 3
1
2
-1
-2
0,0 =θ=φ Beam Scanned oo
90,0 =θ=φ
For 2/dd yx λ==
Lobes at( ) ( )q2,p20.1v,u qp +=
Grating lobes visible as pattern
shifts to right
35. Radar Systems Course 35
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Grating Lobe Issues
• Triangular grid used most often because the number of
elements needed is about 14 % less than with square grid
– Exact percentage savings depends on scan requirements of
the array
– There are no grating lobes for scan angles less than 60
degrees
• For a rectangular grid, and half wavelength spacing, no
grating lobes are visible for all scan angles
•
Triangular Grid of Elements
xd
yd
Lobes at( )q,p
y
oq
x
op
d
qvv
d
puu
λ
+=
λ
+=
36. Radar Systems Course 36
Antennas Part 2 1/1/2010
IEEE New Hampshire Section
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Mutual Coupling Issues
Do All of these Phased Array Elements Transmit
and Receive without Influencing Each Other ?
Courtesy of Eli Brookner
Used with Permission
Courtesy of spliced (GNU)
BMEWS Radar, Fylingdales, UK Photo from Bottom of Array Face
37. Radar Systems Course 37
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Mutual Coupling Issues
Courtesy of Raytheon
Used with Permission
Courtesy of National Archives
COBRA DANE Radar
Shemya, Alaska Close-up Image Array Face
Do All of these Phased Array Elements Transmit
and Receive without Influencing Each Other ?
38. Radar Systems Course 38
Antennas Part 2 1/1/2010
IEEE New Hampshire Section
IEEE AES Society
Answer- No …..Mutual Coupling
• Analysis of Phased Arrays based on simple model
– No interaction between radiating elements
• “Mutual coupling” is the effect of one antenna
element on another
– Current in one element depends on amplitude and
phase of current in neighboring elements; as well
as current in the element under consideration
• When the antenna is scanned from broadside,
mutual coupling can cause a change in antenna
gain, beam shape, side lobe level, and radiation
impedance
• Mutual coupling can cause “scan blindness”
Z Z
~
Antenna
Element
m
Antenna
Element
n
~
Drive Both Antenna
Elements
In addition ... mutual coupling can sometimes be exploited
to achieve certain performance requirements
Adapted from J.
Allen, “Mutual
Coupling in
Phased Arrays”
MIT LL TR-424
39. Radar Systems Course 39
Antennas Part 2 1/1/2010
IEEE New Hampshire Section
IEEE AES Society
Outline
• Introduction
• Antenna Fundamentals
• Reflector Antennas – Mechanical Scanning
• Phased Array Antennas
– Linear and planar arrays
– Grating lobes
– Phase shifters and radiating elements
– Array feed architectures
• Frequency Scanning of Antennas
• Hybrid Methods of Scanning
• Other Topics
40. Radar Systems Course 40
Antennas Part 2 1/1/2010
IEEE New Hampshire Section
IEEE AES Society
• If the phase of each element of an array antenna can be rapidly
changed, then, so can the pointing direction of the antenna beam
– Modern phase shifters can change their phase in the order of a few
microseconds !
– This development has had a revolutionary impact on military radar
development
Ability to, simultaneously, detect and track, large numbers of high
velocity targets
– Since then, the main issue has been the relatively high cost of these
phased array radars
The “quest” for $100 T/R (transmit/receive) module
Phase Shifters - Why
TRADEX
Radar
Patriot Radar
MPQ-53
Time to move
beam ~20°
order of magnitude
microseconds
Time to move
beam ~20°
order of magnitude
seconds
Courtesy of NATOCourtesy of MIT Lincoln Laboratory
Used with Permission
41. Radar Systems Course 41
Antennas Part 2 1/1/2010
IEEE New Hampshire Section
IEEE AES Society
Phase Shifters- How They Work
• The phase shift, , experienced by an electromagnetic wave is
given by:
– f = frequency, L = path length v = velocity of electromagnetic wave
– Note: v depends on the permeability, μ, and the dielectric constant, ε
• Modern phase shifters implement phase change in microwave
array radars, mainly, by two methods:
– Changing the path length (Diode phase shifters)
Semiconductors are good switching devices
– Changing the permeability along the waves path (Ferrite phase
shifters)
EM wave interacts with ferrite’s electrons to produce a change in ferrite’s
permeability
μεπ=π=φ Lf2v/Lf2
φ
42. Radar Systems Course 42
Antennas Part 2 1/1/2010
IEEE New Hampshire Section
IEEE AES Society
Examples of Phase Shifters
• Diode phase shifter implementation
– Well suited for use in Hybrid MICs and MMICs
– At higher frequencies:
Losses increase
Power handling capability decreases
• Ferrite Phase Shifter Implementation
– At frequencies > S-Band, ferrite phase shifters often used
Diode phase shifters may be used, above S-Band
On receive- after low noise amplifier (LNA)
Before power amplifier on transmit
( )λ16/5
Total Phase Shift
Drive
Wires
Four Bit Latching Ferrite Phase Shifter
22 1/2° Bit
Toroid
45° Bit
Toroid
90° Bit
Toroid
180° Bit
Toroid
Microwave Power In
16/λ 8/λ 4/λ 2/λ
Four Bit Diode Phase Shifter
Individual
22 1/2 ° Phase
Bit
MIC
Microwave
Integrated
Circuit
MMIC
Monolithic
Microwave
Integrated
Circuit
Adapted from Skolnik, Reference 1
43. Radar Systems Course 43
Antennas Part 2 1/1/2010
IEEE New Hampshire Section
IEEE AES Society
Radiating Elements for Phased Array
Antennas
Metal Strip Dipole
Transmission Line
Printed Circuit Dipole
Stripline
Radiating
Edge Slot
Coupling
Structure
Slot Cut in Waveguide
Notch Radiator
in Stripline
Rectangular Patch
Radiator
Open End
WaveguideNotch
Ground
Plane
Substrate
Metal
Patch
Adapted from Skolnik, Reference 1
44. Radar Systems Course 44
Antennas Part 2 1/1/2010
IEEE New Hampshire Section
IEEE AES Society
Outline
• Introduction
• Antenna Fundamentals
• Reflector Antennas – Mechanical Scanning
• Phased Array Antennas
– Linear and planar arrays
– Grating lobes
– Phase shifters and array feeds
– Array feed architectures
• Frequency Scanning of Antennas
• Hybrid Methods of Scanning
• Other Topics
45. Radar Systems Course 45
Antennas Part 2 1/1/2010
IEEE New Hampshire Section
IEEE AES Society
Phased Array Architectures
• How is the microwave power generated and distributed to
the antenna elements?
• Passive vs. Active Array
– Passive Array - A single (or a few) transmitter (s) from which
high power is distributed to the individual array elements
– Active Array – Each array element has its own transmitter /
receiver (T/R) module
T/R modules will be discussed in more detail in lecture 18
• Constrained vs. Space Feed
– Constrained Feed Array
– Space Fed Array
46. Radar Systems Course 46
Antennas Part 2 1/1/2010
IEEE New Hampshire Section
IEEE AES Society
Feed Systems for Array Antennas
• Concepts for feeding an array antenna :
– Constrained Feed
Uses waveguide or other microwave transmission lines
Convenient method for 2-D scan is frequency scan in 1 dimension and
phase shifters in the other (more detail later)
– Space Feed
Distributes energy to a lens array or a reflectarray
Generally less expensive than constrained feed
no transmission line feed network
Not able to radiate very high power
– Use of Subarrays
The antenna array may be divided into a number of subarrays to
facilitate the division of power/ receive signal to (and from) the
antenna elements
The AEGIS radar’s array antenna utilizes 32 transmit and 68 receive
subarrays
47. Radar Systems Course 47
Antennas Part 2 1/1/2010
IEEE New Hampshire Section
IEEE AES Society
Phased Array Antenna Configurations
(Active and Passive)
Duplexer
Receiver &
Signal
Processor
High Power
Transmitter
SubarraySubarraySubarraySubarray
Passive Array
SubarraySubarraySubarraySubarray
T/R
T/R
T/R
T/R
T/R
T/R
T/R
T/R
T/R
T/R
T/R
T/R
T/R
T/R
T/R
T/R
T/R
T/R
T/R
T/R
Low Power
Transmit Pulse to
T/R Module
Receiver Output to
A/D and Processing
Active Array Phase Shifter
In Each T/R Module
Phase
Shifter
Adapted from Skolnik, Reference 1
48. Radar Systems Course 48
Antennas Part 2 1/1/2010
IEEE New Hampshire Section
IEEE AES Society
Examples – Active Array Radars
SubarraySubarraySubarraySubarray
T/R
T/R
T/R
T/R
T/R
T/R
T/R
T/R
T/R
T/R
T/R
T/R
T/R
T/R
T/R
T/R
T/R
T/R
T/R
T/R
Low Power
Transmit Pulse to
T/R Module
Receiver Output to
A/D and Processing
Active Array Phase Shifter
In Each T/R Module
UHF Early Warning Radar
THAAD X-Band Phased Array Radar
Courtesy of Raytheon
Used with Permission
Courtesy of Raytheon
Used with Permission
49. Radar Systems Course 49
Antennas Part 2 1/1/2010
IEEE New Hampshire Section
IEEE AES Society
More Examples – Active Array Radars
SubarraySubarraySubarraySubarray
T/R
T/R
T/R
T/R
T/R
T/R
T/R
T/R
T/R
T/R
T/R
T/R
T/R
T/R
T/R
T/R
T/R
T/R
T/R
T/R
Low Power
Transmit Pulse to
T/R Module
Receiver Output to
A/D and Processing
Active Array Phase Shifter
In Each T/R Module
Counter Battery Radar (COBRA)
Courtesy of Thales Group
Used with Permission
APG-81 Radar for F-35 Fighter
Courtesy of Northrop Grumman
Used with Permission
50. Radar Systems Course 50
Antennas Part 2 1/1/2010
IEEE New Hampshire Section
IEEE AES Society
Examples – Passive Array Radars
Duplexer
Receiver &
Signal
Processor
High Power
Transmitter
SubarraySubarraySubarraySubarray
Passive Array
Phase
Shifter
S- Band AEGIS Radar
L- Band COBRA DANE Radar
Courtesy of US Air Force
Courtesy of U S Navy
51. Radar Systems Course 51
Antennas Part 2 1/1/2010
IEEE New Hampshire Section
IEEE AES Society
Space Fed Arrays
Reflectarrays and Lens Arrays
Curved Phase
From Offset Feed
Curved Phase
From Feed
Phase front
after Steering by
Lens Array
Phase front
after Steering by
Reflectarray
Offset
Feed
Reflectarray Configuration Lens Array Configuration
Short
Circuit
Phase
Shifter
52. Radar Systems Course 52
Antennas Part 2 1/1/2010
IEEE New Hampshire Section
IEEE AES Society
Example: Space Fed - Lens Array Radar
MPQ-39
Multiple Object Tracking Radar
(MOTR)
8192 phase shifters (in a plane) take the place of the dielectric lens. The spherical
wave of microwave radiation is phase shifted appropriately to form a beam and point
it in the desired direction
MOTR Space Fed Lens Antenna
Courtesy of Lockheed Martin
Used with Permission
Courtesy of Lockheed Martin
Used with Permission
53. Radar Systems Course 53
Antennas Part 2 1/1/2010
IEEE New Hampshire Section
IEEE AES Society
Examples: Space Fed - Lens Array Radars
Patriot Radar MPQ-53
S-300 “30N6E” X-Band Fire Control Radar*
• * NATO designation “Flap Lid” – SA-10
• Radar is component of Russian S-300
Air Defense System
Courtesy of MDA
Courtesy of L. Corey, see Reference 7
54. Radar Systems Course 54
Antennas Part 2 1/1/2010
IEEE New Hampshire Section
IEEE AES Society
Example of Space Fed - Reflectarray
Antenna
S-300 “64N6E” S-Band Surveillance Radar*
• * NATO designation “Big Bird” – SA-12
• Radar is component of Russian S-300
Air Defense System
• Radar system has two reflectarray
antennas in a “back-to-back”
configuration.
• The antenna rotates mechanically in
azimuth; and scans electronically in
azimuth and elevation
Radar System and Transporter Radar Antenna
Courtesy of Martin Rosenkrantz
Used with Permission
Courtesy of Wikimedia / ajkol
55. Radar Systems Course 55
Antennas Part 2 1/1/2010
IEEE New Hampshire Section
IEEE AES Society
Two Examples of Constrained Feeds
(Parallel and Series)
• Parallel (Corporate) Feed
– A cascade of power splitters, in parallel, are used to create a tree like structure
– A separate control signal is needed for each phase shifter in the parallel feed
design
• Series Feed
– For end fed series feeds, the position of the beam will vary with frequency
– The center series fed feed does not have this problem
– Since phase shifts are the same in the series feed arraignment, only one control
signal is needed to steer the beam
• Insertion losses with the series fed design are less than those with the
parallel feed
Parallel (Corporate) Feed
2/1 Power
Splitter
2/1 Power
Splitter
2/1 Power
Splitter
φ φ2
Microwave
Power φ
End Fed - Series Feed
φ φ φ
φ3 φ4
56. Radar Systems Course 56
Antennas Part 2 1/1/2010
IEEE New Hampshire Section
IEEE AES Society
Outline
• Introduction
• Antenna Fundamentals
• Reflector Antennas – Mechanical Scanning
• Phased Array Antennas
• Frequency Scanning of Antennas
• Hybrid Methods of Scanning
• Other Topics
57. Radar Systems Course 57
Antennas Part 2 1/1/2010
IEEE New Hampshire Section
IEEE AES Society
Frequency Scanned Arrays
• Beam steering in one dimension has been implemented by
changing frequency of radar
• For beam excursion , wavelength change is given by:
• If = 45°, 30% bandwidth required for , 7% for
λπ=π=φ /L2v/Lf2
The phase difference between 2
adjacent elements is
where L = length of line connecting
adjacent elements and v is the
velocity of propagation
L Serpentine
or
“Snake” Feed”
Main Beam
Direction
1θ
Termination
Stub
Antenna
Elements
D
( ) 1o sinL/D2 θλ=λΔ
1θ±
1θ 5L/D = 20L/D =
Adapted from Skolnik, Reference 1
58. Radar Systems Course 58
Antennas Part 2 1/1/2010
IEEE New Hampshire Section
IEEE AES Society
Example of Frequency Scanned Array
• The above folded waveguide feed is known as a snake feed or
serpentine feed.
• This configuration has been used to scan a pencil beam in
elevation, with mechanical rotation providing the azimuth scan.
• The frequency scan technique is well suited to scanning a beam
or a number of beams in a single angle coordinate.
Planar Array Frequency Scan Antenna
Adapted from Skolnik, Reference 1
59. Radar Systems Course 59
Antennas Part 2 1/1/2010
IEEE New Hampshire Section
IEEE AES Society
Examples of Frequency Scanned Antennas
SPS-52
Serpentine
Feed
SPS-48E
Courtesy of US NavyCourtesy of ITT Corporation
Used with Permission
Serpentine
Feed
60. Radar Systems Course 60
Antennas Part 2 1/1/2010
IEEE New Hampshire Section
IEEE AES Society
Outline
• Introduction
• Antenna Fundamentals
• Reflector Antennas – Mechanical Scanning
• Phased Array Antennas
• Frequency Scanning of Antennas
• Example of Hybrid Method of Scanning
• Other Topics
61. Radar Systems Course 61
Antennas Part 2 1/1/2010
IEEE New Hampshire Section
IEEE AES Society
ARSR-4 Antenna and Array Feed
• Joint US Air Force / FAA long range L-Band surveillance radar with stressing
requirements
– Target height measurement capability
– Low azimuth sidelobes (-35 dB peak)
– All weather capability (Linear and Circular Polarization)
• Antenna design process enabled with significant use of CAD and ray tracing
ARSR-4 Antenna ARSR-4 Array Feed
Offset
Array
Feed
10 elevation Beams
Array Size
17 x 12 ft
23 rows
and
34 columns
of elements
Courtesy of Northrop Grumman
Used with Permission
Courtesy of Frank Sanders
Used with Permission
62. Radar Systems Course 62
Antennas Part 2 1/1/2010
IEEE New Hampshire Section
IEEE AES Society
Phased Arrays vs Reflectors vs. Hybrids
• Phased arrays provide beam agility and flexibility
– Effective radar resource management (multi-function capability)
– Near simultaneous tracks over wide field of view
– Ability to perform adaptive pattern control
• Phased arrays are significantly more expensive than
reflectors for same power-aperture
– Need for 360 deg coverage may require 3 or 4 filled array faces
– Larger component costs
– Longer design time
• Hybrid Antennas – Often an excellent compromise solution
– ARSR-4 is a good example array technology with lower cost
reflector technology
– ~ 2 to 1 cost advantage over planar array, while providing
very low azimuth sidelobes
63. Radar Systems Course 63
Antennas Part 2 1/1/2010
IEEE New Hampshire Section
IEEE AES Society
Outline
• Introduction
• Antenna Fundamentals
• Reflector Antennas – Mechanical Scanning
• Phased Array Antennas
• Frequency Scanning of Antennas
• Hybrid Methods of Scanning
• Other Antenna Topics
64. Radar Systems Course 64
Antennas Part 2 1/1/2010
IEEE New Hampshire Section
IEEE AES Society
Printed Antennas
Spiral Antenna
Log - Periodic Antenna
Circular Patch Array in
Anechoic Chamber
Courtesy of MIT Lincoln Laboratory
Used with Permission
65. Radar Systems Course 65
Antennas Part 2 1/1/2010
IEEE New Hampshire Section
IEEE AES Society
Antenna Stabilization Issues
• Servomechanisms are used to control the angular position
of radar antennas so as to compensate automatically for
changes in angular position of the vehicle carrying the
antenna
• Stabilization requires the use of gyroscopes , GPS, or a
combination, to measure the position of the antenna
relative to its “earth” level position
• Radars which scan electronically can compensate for
platform motion by appropriately altering the beam steering
commands in the radar’s computer system
66. Radar Systems Course 66
Antennas Part 2 1/1/2010
IEEE New Hampshire Section
IEEE AES Society
Radomes
• Sheltering structure used to protect radar antennas from adverse
weather conditions
– Wind, rain, salt spray
• Metal space frame techniques often used for large antennas
– Typical loss 0.5 dB
• Inflatable radomes also used
– Less loss, more maintenance, flexing in wind
ALCOR COBRA GEMINI
MMW
Courtesy of US Navy
Courtesy of MIT Lincoln Laboratory
Used with Permission
Courtesy of MIT Lincoln Laboratory
Used with Permission
67. Radar Systems Course 67
Antennas Part 2 1/1/2010
IEEE New Hampshire Section
IEEE AES Society
Summary
• Enabling technologies for Phased Array radar development
– Ferrite phase shifters (switching times ~ few microseconds)
– Low cost MMIC T/R modules
• Attributes of Phased Array Radars
– Inertia-less, rapid, beam steering
– Multiple Independent beams
– Adaptive processing
– Time shared multi-function capability
– Significantly higher cost than other alternatives
• Often, other antenna technologies can offer cost effective
alternatives to more costly active phased array designs
– Lens or reflect arrays
– Reflectors with small array feeds, etc.
– Mechanically rotated frequency scanned arrays
68. Radar Systems Course 68
Antennas Part 2 1/1/2010
IEEE New Hampshire Section
IEEE AES Society
Acknowledgements
• Dr. Pamela R. Evans
• Dr. Alan J. Fenn
69. Radar Systems Course 69
Antennas Part 2 1/1/2010
IEEE New Hampshire Section
IEEE AES Society
References
1. Skolnik, M., Introduction to Radar Systems, New York, McGraw-Hill,
3rd Edition, 2001
2. Skolnik, M., Radar Handbook, New York, McGraw-Hill, 3rd Edition,
2008
3. Balanis, C.A., Antenna Theory: Analysis and Design, 3nd Edition,
New York, Wiley, 2005.
4. Kraus, J.D. and Marhefka, R. J., Antennas for all Applications, 3nd
Edition, New York, McGraw-Hill, 2002.
5. Hansen, R. C., Microwave Scanning Antennas, California,
Peninsula Publishing, 1985.
6. Mailloux, R. J., Phased Array Antenna Handbook, 2nd Edition,
Artech House, 2005.
7. Corey, L. E. , Proceedings of IEEE International Symposium on
Phased Array Systems and Technology, ”Survey of Low Cost
Russian Phased Array Technology”, IEEE Press, 1996
8. Sullivan, R. J., Radar Foundations for Imaging and Advanced
Concepts, 1st Edition, SciTech, Raleigh, NC, 2004
70. Radar Systems Course 70
Antennas Part 2 1/1/2010
IEEE New Hampshire Section
IEEE AES Society
Homework Problems
• Skolnik, Reference 1
– 9.11, 9.13, 9.14, 9.15, 9.18, and 9.34
– For extra credit Problem 9.40