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NGOs,
       Antiretroviral therapy (ART)
            and Accountability
              in South Africa

EU-funded GHI INCO-DEV Project          School of Public Health
Annie Neo Parsons                University of the Western Cape
Dr Johann Cailhol
Dr Thuba Mathole
Prof David Sanders
ART in South Africa

•    Government ART service delivery problems: financing, human
     resources, access
•    Service delivery NGOs help provide cover where government
     struggles
       – Service delivery role (or ‘Operational’): provides tangible and in-
         tangible services
       – Advocacy role: “create and maintain political spaces in democratic
         discourse for often disadvantaged [communities].”
•    “NGOs are formally accountable to limited constitutents”
       – Who are an NGO’s constituents?
       – Does an NGO have clients or constituents?

Doyle C. and Patel P. (2008) ‘Civil society organizations and global health initiatives: problems of legitimacy’ in Soc Sci Med
66:1928-1938
Evans B. and Shields J. (2006) Neoliberal restructuring and the Third Sector: Reshaping Governance, Civil Society and Local
Relations. Centre for Voluntary Sector Studies Working Paper Series: Ryerson University Faculty of Business
Kilby P. (2004) Accountability for Empowerment: Dilemmas facing non-governmental organizations. Asia Pacific School of
Economics and Government Discussion Papers: The Australian National University
ART funding and GHIs
GFATM Board
•Donor governments
•Developing country governments
•Civil and private sector                                     U.S. Government
•Non-voting members



                    Global Fund to                    U.S. President’s
                    fight AIDS, TB                    Emergency Plan
                      and Malaria                     For AIDS Relief


                                                                         Service
                                  Country recipient                      delivery
                                                                          NGOs

                            Community-level ART services
Preliminary taxonomy

• Local level findings (facility, district) and relation
  to provincial/national structures
• Three basic types of NGOs providing ART services in
  public health facilities
       – HR-focused (trainings; clinicians, data capturers, CHWs)
• Defining issues:
       – External resources (in SA, almost all PEPFAR)
       – Community involvement
       – Management locality

Ossewaarde R., Nijhof A., Heyse L. (2008) ‘Dynamics of NGO legitimacy: How organizing betrays core missions of INGOs’ in
Public Admin. Dev. 28:42-53
Large NGO working locally

• History
  – Shift of services to HIV-centred work
  – Directly approached facility to offer services, sometimes
    after going through province/national
• Funding
  – External resources (mostly PEPFAR)
• Operations
  – NGO clinical staff provide ART services
  – Management based at provincial not local level
“Large NGO acting small”

• History
       – Shift of services to HIV-centred work
       – Approached district, consultation with province
• Funding
       – External resources (mostly PEPFAR)
• Operations
       – ART services provided by NGO staff
       – Management based at local level (near district offices)


Kilby P. (2004) Accountability for Empowerment: Dilemmas facing non-governmental organizations. Asia Pacific School of
Economics and Government Discussion Papers: The Australian National University
Local NGO

• History
  – Community developed and managed
• Funding
  – External resources (mostly small private funders)
• Often aware of funding implications
  – In one case, refused direct PEPFAR funding
• Operations
  – ART services provided by volunteer staff
  – Management based at community level
An accountability gap

• “There’s a big difference between spending money
  on a community and working with a community”
• Accountability to constituents not required of NGOs
      – People cannot automatically hold an NGO to account,
        especially when they have limited alternatives to the
        offered service
• However, accountability to stakeholders is required
      – Donor accountability usually financial/target-driven
      – Impacts on ability to be accountable ‘downwards’


Lief W. (2006) ‘Accountability in International Development Aid’ Ethics and International Affairs 20:1-24
To Conclude

• NGOs should clarify if they work for or with
  communities
• NGOs must clearly state who are their constituents
   – What is “the community”? (People within a geographic
     area, patients attending a facility, etc)
   – Is local government a proxy for communities?
   – Are Community Health Workers proxies for communities?
• Ultimately: do NGOs determine a community’s
  needs, or do a community’s needs determine an
  NGO’s work?

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NGOs and ART Accountability in South Africa

  • 1. NGOs, Antiretroviral therapy (ART) and Accountability in South Africa EU-funded GHI INCO-DEV Project School of Public Health Annie Neo Parsons University of the Western Cape Dr Johann Cailhol Dr Thuba Mathole Prof David Sanders
  • 2. ART in South Africa • Government ART service delivery problems: financing, human resources, access • Service delivery NGOs help provide cover where government struggles – Service delivery role (or ‘Operational’): provides tangible and in- tangible services – Advocacy role: “create and maintain political spaces in democratic discourse for often disadvantaged [communities].” • “NGOs are formally accountable to limited constitutents” – Who are an NGO’s constituents? – Does an NGO have clients or constituents? Doyle C. and Patel P. (2008) ‘Civil society organizations and global health initiatives: problems of legitimacy’ in Soc Sci Med 66:1928-1938 Evans B. and Shields J. (2006) Neoliberal restructuring and the Third Sector: Reshaping Governance, Civil Society and Local Relations. Centre for Voluntary Sector Studies Working Paper Series: Ryerson University Faculty of Business Kilby P. (2004) Accountability for Empowerment: Dilemmas facing non-governmental organizations. Asia Pacific School of Economics and Government Discussion Papers: The Australian National University
  • 3. ART funding and GHIs GFATM Board •Donor governments •Developing country governments •Civil and private sector U.S. Government •Non-voting members Global Fund to U.S. President’s fight AIDS, TB Emergency Plan and Malaria For AIDS Relief Service Country recipient delivery NGOs Community-level ART services
  • 4. Preliminary taxonomy • Local level findings (facility, district) and relation to provincial/national structures • Three basic types of NGOs providing ART services in public health facilities – HR-focused (trainings; clinicians, data capturers, CHWs) • Defining issues: – External resources (in SA, almost all PEPFAR) – Community involvement – Management locality Ossewaarde R., Nijhof A., Heyse L. (2008) ‘Dynamics of NGO legitimacy: How organizing betrays core missions of INGOs’ in Public Admin. Dev. 28:42-53
  • 5. Large NGO working locally • History – Shift of services to HIV-centred work – Directly approached facility to offer services, sometimes after going through province/national • Funding – External resources (mostly PEPFAR) • Operations – NGO clinical staff provide ART services – Management based at provincial not local level
  • 6. “Large NGO acting small” • History – Shift of services to HIV-centred work – Approached district, consultation with province • Funding – External resources (mostly PEPFAR) • Operations – ART services provided by NGO staff – Management based at local level (near district offices) Kilby P. (2004) Accountability for Empowerment: Dilemmas facing non-governmental organizations. Asia Pacific School of Economics and Government Discussion Papers: The Australian National University
  • 7. Local NGO • History – Community developed and managed • Funding – External resources (mostly small private funders) • Often aware of funding implications – In one case, refused direct PEPFAR funding • Operations – ART services provided by volunteer staff – Management based at community level
  • 8. An accountability gap • “There’s a big difference between spending money on a community and working with a community” • Accountability to constituents not required of NGOs – People cannot automatically hold an NGO to account, especially when they have limited alternatives to the offered service • However, accountability to stakeholders is required – Donor accountability usually financial/target-driven – Impacts on ability to be accountable ‘downwards’ Lief W. (2006) ‘Accountability in International Development Aid’ Ethics and International Affairs 20:1-24
  • 9. To Conclude • NGOs should clarify if they work for or with communities • NGOs must clearly state who are their constituents – What is “the community”? (People within a geographic area, patients attending a facility, etc) – Is local government a proxy for communities? – Are Community Health Workers proxies for communities? • Ultimately: do NGOs determine a community’s needs, or do a community’s needs determine an NGO’s work?

Notas del editor

  1. District government often sidelined in setting up of relationships