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Applying ISO 26262

Part 1: An Introduction
•	 Legal aspects of ISO 26262

www.iso26262-conference.com
Legal aspects of ISO26262
ISO 26262 – Functional Safety in Personal
Vehicles: Responsibilities and Liabilities of
Functional Safety Managers
By Dr. Ekkehard Helmig, Attorney-at-Law, Wiesbaden, Germany
Preface
ISO 26262 is a standard for the functional safety
of vehicle systems which entered into force at
the end of 2011 and aims
at overall functional safety
in vehicles. According to
concept laid out therein,
“Functional Safety
Managers” (FSM) are
responsible, on behalf of
their company as well as
personally, for making
functional electrical and/
or electronic safety-related
Dr. Ekkehard Helmig items, such as airbags,
driver assistance systems
or lane departure warning systems, comply with
the requirements of ISO 26262. The automotive
industry deems this standard the state of the art
of technology and engineering and considers it to
be generally applicable within its sector.
Introduction to ISO 26262
The standard “Functional Safety – Road vehicles”1
takes a process-oriented2 approach to systematize
a company’s responsibilities with respect to the
concept phase, development and production of
electrical and/or electronic systems, taking into
account statutory safety regulations, the latter,
however, not being specified in the standard.
In its capacity as technical standard it also sets
out legal requirements regarding the producers’
actions and thus constitutes a classical case of
law and technology overlapping. To put it into
technical terms: Technical standards and legal
regulations form hybrid sources to technically and
legally evaluate current safety-related systems.
In this context, standards and legal regulations
can only be understood if looked at from an
interdisciplinary angle. Therefore, ISO 26262

always serves as complementary yardstick to
construe and evaluate technical products from
the viewpoint of contract law and liability law;
legislation only stipulates that a product shall be
safe although it does not, and cannot, regulate in
detail how technical safety is to be guaranteed.3
Despite the standards’ origins in private-law
organizations there is a factual necessity to
comply with them due to their importance and
widespread application in practice.4
II 1. Although there is no absolute safety with
regard to technical products5, established caselaw of the German Federal Court of Justice (BGH)
requires the manufacturer of a technical product
to take all measures objectively necessary
and reasonable in order to avoid danger or
harm; he shall do so as early as during the
concept and design phases. Required are those
safety measures which are feasible in terms of
engineering and which correspond to the state
of the art of science and engineering at the time
when the products are placed on the market.6
The notion of what is technically possible7,
coined by the BGH in this decision, refers to
implementing all technically and economically
reasonable measures to guarantee maximum
safety and not to placing anything possible on
the market without considering the risks. The
application of technology has to be measurable
by legal standards.
2.
There have been attempts in the automotive
industry to make these requirements less strict
by referring to the “customs of the sector”. As
a consequence thereof, technical possibilities
are praised in order to promote sales without
visibly focusing on avoiding potential risks, which
is what corresponds to the safety culture8 as
required by ISO 26262. Vehicles with complex
electrical and electronic systems, manufactured

www.iso26262-conference.com

4

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Applying ISO 26262 - Legal Aspects of ISO 26262

  • 1. Applying ISO 26262 Part 1: An Introduction • Legal aspects of ISO 26262 www.iso26262-conference.com
  • 2. Legal aspects of ISO26262 ISO 26262 – Functional Safety in Personal Vehicles: Responsibilities and Liabilities of Functional Safety Managers By Dr. Ekkehard Helmig, Attorney-at-Law, Wiesbaden, Germany Preface ISO 26262 is a standard for the functional safety of vehicle systems which entered into force at the end of 2011 and aims at overall functional safety in vehicles. According to concept laid out therein, “Functional Safety Managers” (FSM) are responsible, on behalf of their company as well as personally, for making functional electrical and/ or electronic safety-related Dr. Ekkehard Helmig items, such as airbags, driver assistance systems or lane departure warning systems, comply with the requirements of ISO 26262. The automotive industry deems this standard the state of the art of technology and engineering and considers it to be generally applicable within its sector. Introduction to ISO 26262 The standard “Functional Safety – Road vehicles”1 takes a process-oriented2 approach to systematize a company’s responsibilities with respect to the concept phase, development and production of electrical and/or electronic systems, taking into account statutory safety regulations, the latter, however, not being specified in the standard. In its capacity as technical standard it also sets out legal requirements regarding the producers’ actions and thus constitutes a classical case of law and technology overlapping. To put it into technical terms: Technical standards and legal regulations form hybrid sources to technically and legally evaluate current safety-related systems. In this context, standards and legal regulations can only be understood if looked at from an interdisciplinary angle. Therefore, ISO 26262 always serves as complementary yardstick to construe and evaluate technical products from the viewpoint of contract law and liability law; legislation only stipulates that a product shall be safe although it does not, and cannot, regulate in detail how technical safety is to be guaranteed.3 Despite the standards’ origins in private-law organizations there is a factual necessity to comply with them due to their importance and widespread application in practice.4 II 1. Although there is no absolute safety with regard to technical products5, established caselaw of the German Federal Court of Justice (BGH) requires the manufacturer of a technical product to take all measures objectively necessary and reasonable in order to avoid danger or harm; he shall do so as early as during the concept and design phases. Required are those safety measures which are feasible in terms of engineering and which correspond to the state of the art of science and engineering at the time when the products are placed on the market.6 The notion of what is technically possible7, coined by the BGH in this decision, refers to implementing all technically and economically reasonable measures to guarantee maximum safety and not to placing anything possible on the market without considering the risks. The application of technology has to be measurable by legal standards. 2. There have been attempts in the automotive industry to make these requirements less strict by referring to the “customs of the sector”. As a consequence thereof, technical possibilities are praised in order to promote sales without visibly focusing on avoiding potential risks, which is what corresponds to the safety culture8 as required by ISO 26262. Vehicles with complex electrical and electronic systems, manufactured www.iso26262-conference.com 4