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Medtech
regs 101
Generator
THE
powered by
Every medicaldevice is
regulated in some wayby
regulatory agencies
FDA
TGA
European	Commission
Health	Canada
Etc.
The rules are different (but
similar)for each regulatory
agency…
Lets start with
product classification
FDA
http://www.emergogroup.com/resources/videos-us-fda-
regulatory-process
FDA
Class	I
Class	II
Class	III
Low	Risk
High	Risk
Intended Use
is the general purpose of the medical device or its
function (what you “claim” the medical device does)
Indications for Use
describe the disease or condition the medical device
will diagnose, treat, prevent, cure, or mitigate,
including a description of the target patient
population
Have a Go…
what is yourintended use and
indications foruse?
Without boring you with too many details, FDA has established
several general categories based on the medical specialty: CFR
21 Parts 862 to 892.
The	details	provided	give	me	some	idea	if	my	intended	use	and	
indications	for	use	align	with	this	specific	regulation.
You	also	discover	the	FDA	device	classification
Findthe regulation
Go	to	the FDA	Product	Classification	Database and	type	in	the	
regulations	number	you	found.	If	you	find	more	than	one	
possibility,	then	you	will	need	to	repeat	this	process	for	each.
You	can	then	review	each	individual	code	to	determine	the	best	
option	for	your	product	by	clicking	on	each	code.
Findthe product codes
Here	are	the	options:
Class	I	(low	to	moderate	risk): general	controls
Class	II	(moderate	to	high	risk):	general	controls	and Special	
Controls
Class	III	(high	risk):	general	controls	and Premarket	Approval	
(PMA)
Determine FDA path to market
EU
Determine	if	your	medical	device	is:
•Non-Invasive
•Invasive
•Active
Determine	the	EU	classification	per Annex	IX	in	
the	Medical	Device	Directive	(93/42/EEC	as	
modified	by	2007/47/EC)
• Class	I
• Class	IIa
• Class	IIb
• Class	III
And Software?
Software	intended	by	the	manufacturer	to	be	
used	for	one	or	more	medical	purposes	(as	
defined	as	a	medical	device),	is	a	medical	device.	
Standalone	software	for	general	purposes	when	
used	in	a	healthcare	setting	is	not	a	medical	
device.
Software as adevice?
Class	A: No	injury	or	damage	to	health	is	possible
Class	B: Non-SERIOUS	INJURY	is	possible
Class	C: Death	or	SERIOUS	INJURY	is	possible
IEC 62304
This is only your
STARTINGpoint
Product development
and design controls
QualityManagement Systems
ISO	13485
- Medical	Devices	– Quality	
management	systems	–
Requirements	for	regulatory	
purposes
ISO	9001
- Quality	Management	Systems	–
Requirements
GMP	
- Good	Manufacturing	Practices	-
ISO	14971
- Risk	Management	for	Medical	
Devices	-
Whatisa qualitysystem?
Simplified,	it	means	a	set	way	of	
doing	all	the	tasks	involved	in	the	
development	and	manufacture	of	
the	device/item
Some of the processes controlled by ISO guidelines and make up a
quality system:
Purchasing
Inwards	
goods	check Manufacture
Release	for	
sale
Equipment	
maintenance
Personnel	training
Distribution,	
warehouse
Customer	
receives	
goods
Customer	
satisfaction
Approval	of	
suppliers
Qualitysystems
If	a	companies	systems	are	satisfactory,	they	are	‘ISO	
certified’.	
• They	are	awarded	with	an	ISO	certificate	(internationally	recognised)
Can	outsource	the	development	and	manufacture	of	a	
medical	device	to	a	company	that	has	ISO	13485	certification
• Design and Development Planning
• Design Input
• Design Output
• Design Review
• Design Verification
• Design Validation
• Design Transfer
• Design Changes
• The Design History File
Key elementsof design control
Design	Control	mandates	a	formal,	defined	"Start	Date."	
Design control“start”date
Describe	or	reference	design	&	development	activities	and	
define	responsibility	for	implementation
Design & Developmentplanning
Address	the	intended	use of	the	device,	including	the	needs	of	
the	user/clinician	and	patient,	the	use	environment,	as	well	as	
meeting	the	requirements	of	any	applicable	standards	
mandated	in	the	market(s)	in	which	theproduct will	be	sold
Design Input
Allows	evaluation	of	conformance	to	design	input	requirements	
(acceptance	criteria,	identifies	design	outputs	that	are	essential	
for	the	proper	functioning	of	the	device)
Design OUTPUT
Formal	reviews	of	the	design	results	at	planned	stages	of	the	
device’s	development
Design REVIEWS
Verifying,	testing	and/or	inspecting	the	device	design	to	
confirm	that	the	design	output	meets	the	design	input	
requirements
Design Verification
Performed	under	defined	operating	conditions	on	initial	
production	units,	lots,	batches	or	equivalents
Design VALIDATION
The	manufacturer	ensures	that	the	device	design	is	correctly	
translated	into	production	specifications	– this	ensures	that	
manufactured	devices	are	repeatedly	and	reliably	produced	
within	product	and	process	capabilities
Design TRANSFER
All	changes	must	be	identified,	documented,	reviewed	and	
approved	before	being	implemented.	There	are	two	principal	
administrative	elements/activities	involved	in	the	controlling	of	
design	changes:	
1. Document	Control
2. Change	Control
Design CHANGES
Clear as muD?
WANT TO KNOWMORE?
GET IN TOUCH!
www.monash.edu/entrepreneurship
@monashGENERATOR
Facebook.com/monashGENERATOR
7	Innovation	Walk	AG01-04	(Clayton	Campus)
entrepreneurship@monash.edu

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