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Public Law Project
Trends and Forecasts Conference 2016
Professor Mark Elliott
University of Cambridge
The Limits of Judicial Authority
Professor Mark Elliott
@ProfMarkElliott
Public Law Project
Trends and Forecasts Conference 2016
Professor Mark Elliott
University of Cambridge
Judicial law-making
Judiciary
Legislature
Public Law Project
Trends and Forecasts Conference 2016
Professor Mark Elliott
University of Cambridge
Judicial review of executive action
Judiciary
Executive
R v North and East Devon
Health Authority, ex parte
Coughlan [2001] QB 213
Pham v Secretary of State for
the Home Department
[2015] UKSC 19
Public Law Project
Trends and Forecasts Conference 2016
Professor Mark Elliott
University of Cambridge
Judicial constitution-making
Judiciary
Legislature Executive
Public Law Project
Trends and Forecasts Conference 2016
Professor Mark Elliott
University of Cambridge
Three contexts
Constitutional
statutes
Embedded
constitutional values
Impervious
constitutional values
• Thoburn v Sunderland City Council
[2002] EWHC 195 (Admin)
• R (HS2 Action Alliance Ltd) v
Transport Secretary [2014] UKSC 3
• Anisminic v Foreign Compensation
Commission [1969] 2 AC 147
• R (Evans) v Attorney General
[2015] UKSC 21
• R (Jackson) v Attorney General
[2005] UKHL 56
• Moohan v Lord Advocate
[2014] UKSC 67
Public Law Project
Trends and Forecasts Conference 2016
Professor Mark Elliott
University of Cambridge
Constitutional statutes: Thoburn
‘Neither the Act of Union
with Scotland nor the
Dentists Act 1878 has more
claim than the other to be
considered a supreme law.’
Professor A V Dicey
‘We should recognise a
hierarchy of Acts of
Parliament: as it were
“ordinary” statutes and
“constitutional” statutes.’
Laws LJ
Public Law Project
Trends and Forecasts Conference 2016
Professor Mark Elliott
University of Cambridge
Constitutional statutes: HS2
Background
• Compatibility of
parliamentary process
with EU law
• Would judicial scrutiny of
process breach Bill of
Rights, Article 9?
• Could EU law override so
as to require Article 9-
incompatible scrutiny of
parliamentary process?
Implications
• ECA not to be taken to
give EU law degree of
priority sufficient to
override Article 9
• Bill of Rights’
fundamentality
outstripped that of ECA
• Basis for hierarchy of
constitutional statutes,
not just of statutes
Public Law Project
Trends and Forecasts Conference 2016
Professor Mark Elliott
University of Cambridge
Embedded constitutional values
Anisminic
• Ouster clause protected
only valid
‘determinations’
• Determinations valid only
if intra-jurisdictional
• Ouster continued to apply
to errors of law on face of
record while that category
of errors remained
Evans
• Executive override of
judicial decision
• Broad override power
would ‘cut across
fundamental components
of the rule of law’
• Power exercisable only if
change of circumstances
or if judicial decision
demonstrably flawed
Public Law Project
Trends and Forecasts Conference 2016
Professor Mark Elliott
University of Cambridge
Impervious constitutional values
Jackson
• ‘Pure and absolute’
conception of sovereignty
‘out of place’ in modern
Britain — Lord Steyn
• Parliamentary sovereignty
‘no longer, if it ever was,
absolute’ — Lord Hope
• Court may reject attempt
to ‘subvert rule of law’ by
getting rid of judicial
review — Lady Hale
Moohan
• If Parliament ‘abusively
sought to entrench its
power by a curtailment of
the franchise …, the
common law, informed by
principles of democracy
and the rule of law and
international norms,
would [possibly] be able to
declare such legislation
unlawful.’ — Lord Hodge
Public Law Project
Trends and Forecasts Conference 2016
Professor Mark Elliott
University of Cambridge
Resistance
Constitutional
statutes
Embedded
constitutional values
Impervious
constitutional values
• No implied repeal
• Some more fundamental
than others
• Resistant to legislation
• Capable of (largely)
emptying statutory
provisions of content
• Wholly resistant to
legislation
• Constitutional bedrock
Public Law Project
Trends and Forecasts Conference 2016
Professor Mark Elliott
University of Cambridge
Fundamental principles: View I
Parliamentary
sovereignty
Rule of law Separation
of powers
Public Law Project
Trends and Forecasts Conference 2016
Professor Mark Elliott
University of Cambridge
Evans
Lord Wilson
‘[I]n reaching its decision, the
Court of Appeal did not in my
view interpret section 53 of
the Freedom of Information
Act 2000 ... It re-wrote it. It
invoked precious
constitutional principles but
among the most precious is
that of parliamentary
sovereignty, emblematic of
our democracy.’
Lord Hughes
‘The rule of law is of the first
importance. But it is an
integral part of the rule of law
that courts give effect to
Parliamentary intention. The
rule of law is not the same as a
rule that courts must always
prevail, no matter what the
statute says.’
Public Law Project
Trends and Forecasts Conference 2016
Professor Mark Elliott
University of Cambridge
Fundamental principles: View II
Parliamentary
sovereignty
Rule of
law
Separation
of powers
Public Law Project
Trends and Forecasts Conference 2016
Professor Mark Elliott
University of Cambridge
Evans
Rule of law
• Judicial obligation to apply
the law, including statute
law
• Fundamental judicial duty
to serve as arbiter of legal
disputes
• Executive override of
judicial decisions stands on
its head rule-of-law
requirement that executive
is subject to legal,
including judicial, control
Separation of powers
• Ascribes legislative,
including institutional
allocation, function to
Parliament
• But also ascribes judicial
function to the judiciary,
and casts doubt on
legitimacy of executive
power to override judicial
decisions
Public Law Project
Trends and Forecasts Conference 2016
Professor Mark Elliott
University of Cambridge
Relational constitutional principles
• Content and scope of
each principle is
contestable
• Weight of each principle
may be context-sensitive
• Sovereignty’s capacity to
blunt other principles
may not be a constant
Public Law Project
Trends and Forecasts Conference 2016
Professor Mark Elliott
University of Cambridge
The Limits of Judicial Authority
Professor Mark Elliott
@ProfMarkElliott

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The Limits of Judicial Authority

  • 1. Public Law Project Trends and Forecasts Conference 2016 Professor Mark Elliott University of Cambridge The Limits of Judicial Authority Professor Mark Elliott @ProfMarkElliott
  • 2. Public Law Project Trends and Forecasts Conference 2016 Professor Mark Elliott University of Cambridge Judicial law-making Judiciary Legislature
  • 3. Public Law Project Trends and Forecasts Conference 2016 Professor Mark Elliott University of Cambridge Judicial review of executive action Judiciary Executive R v North and East Devon Health Authority, ex parte Coughlan [2001] QB 213 Pham v Secretary of State for the Home Department [2015] UKSC 19
  • 4. Public Law Project Trends and Forecasts Conference 2016 Professor Mark Elliott University of Cambridge Judicial constitution-making Judiciary Legislature Executive
  • 5. Public Law Project Trends and Forecasts Conference 2016 Professor Mark Elliott University of Cambridge Three contexts Constitutional statutes Embedded constitutional values Impervious constitutional values • Thoburn v Sunderland City Council [2002] EWHC 195 (Admin) • R (HS2 Action Alliance Ltd) v Transport Secretary [2014] UKSC 3 • Anisminic v Foreign Compensation Commission [1969] 2 AC 147 • R (Evans) v Attorney General [2015] UKSC 21 • R (Jackson) v Attorney General [2005] UKHL 56 • Moohan v Lord Advocate [2014] UKSC 67
  • 6. Public Law Project Trends and Forecasts Conference 2016 Professor Mark Elliott University of Cambridge Constitutional statutes: Thoburn ‘Neither the Act of Union with Scotland nor the Dentists Act 1878 has more claim than the other to be considered a supreme law.’ Professor A V Dicey ‘We should recognise a hierarchy of Acts of Parliament: as it were “ordinary” statutes and “constitutional” statutes.’ Laws LJ
  • 7. Public Law Project Trends and Forecasts Conference 2016 Professor Mark Elliott University of Cambridge Constitutional statutes: HS2 Background • Compatibility of parliamentary process with EU law • Would judicial scrutiny of process breach Bill of Rights, Article 9? • Could EU law override so as to require Article 9- incompatible scrutiny of parliamentary process? Implications • ECA not to be taken to give EU law degree of priority sufficient to override Article 9 • Bill of Rights’ fundamentality outstripped that of ECA • Basis for hierarchy of constitutional statutes, not just of statutes
  • 8. Public Law Project Trends and Forecasts Conference 2016 Professor Mark Elliott University of Cambridge Embedded constitutional values Anisminic • Ouster clause protected only valid ‘determinations’ • Determinations valid only if intra-jurisdictional • Ouster continued to apply to errors of law on face of record while that category of errors remained Evans • Executive override of judicial decision • Broad override power would ‘cut across fundamental components of the rule of law’ • Power exercisable only if change of circumstances or if judicial decision demonstrably flawed
  • 9. Public Law Project Trends and Forecasts Conference 2016 Professor Mark Elliott University of Cambridge Impervious constitutional values Jackson • ‘Pure and absolute’ conception of sovereignty ‘out of place’ in modern Britain — Lord Steyn • Parliamentary sovereignty ‘no longer, if it ever was, absolute’ — Lord Hope • Court may reject attempt to ‘subvert rule of law’ by getting rid of judicial review — Lady Hale Moohan • If Parliament ‘abusively sought to entrench its power by a curtailment of the franchise …, the common law, informed by principles of democracy and the rule of law and international norms, would [possibly] be able to declare such legislation unlawful.’ — Lord Hodge
  • 10. Public Law Project Trends and Forecasts Conference 2016 Professor Mark Elliott University of Cambridge Resistance Constitutional statutes Embedded constitutional values Impervious constitutional values • No implied repeal • Some more fundamental than others • Resistant to legislation • Capable of (largely) emptying statutory provisions of content • Wholly resistant to legislation • Constitutional bedrock
  • 11. Public Law Project Trends and Forecasts Conference 2016 Professor Mark Elliott University of Cambridge Fundamental principles: View I Parliamentary sovereignty Rule of law Separation of powers
  • 12. Public Law Project Trends and Forecasts Conference 2016 Professor Mark Elliott University of Cambridge Evans Lord Wilson ‘[I]n reaching its decision, the Court of Appeal did not in my view interpret section 53 of the Freedom of Information Act 2000 ... It re-wrote it. It invoked precious constitutional principles but among the most precious is that of parliamentary sovereignty, emblematic of our democracy.’ Lord Hughes ‘The rule of law is of the first importance. But it is an integral part of the rule of law that courts give effect to Parliamentary intention. The rule of law is not the same as a rule that courts must always prevail, no matter what the statute says.’
  • 13. Public Law Project Trends and Forecasts Conference 2016 Professor Mark Elliott University of Cambridge Fundamental principles: View II Parliamentary sovereignty Rule of law Separation of powers
  • 14. Public Law Project Trends and Forecasts Conference 2016 Professor Mark Elliott University of Cambridge Evans Rule of law • Judicial obligation to apply the law, including statute law • Fundamental judicial duty to serve as arbiter of legal disputes • Executive override of judicial decisions stands on its head rule-of-law requirement that executive is subject to legal, including judicial, control Separation of powers • Ascribes legislative, including institutional allocation, function to Parliament • But also ascribes judicial function to the judiciary, and casts doubt on legitimacy of executive power to override judicial decisions
  • 15. Public Law Project Trends and Forecasts Conference 2016 Professor Mark Elliott University of Cambridge Relational constitutional principles • Content and scope of each principle is contestable • Weight of each principle may be context-sensitive • Sovereignty’s capacity to blunt other principles may not be a constant
  • 16. Public Law Project Trends and Forecasts Conference 2016 Professor Mark Elliott University of Cambridge The Limits of Judicial Authority Professor Mark Elliott @ProfMarkElliott