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Is Demand-Driven Acquisition Ready for Prime Time? Charleston Conference November 4, 2011 Michael Levine-Clark, University of Denver Michael Zeoli, YBP Library Services
Definitions Patron-Driven Acquisition (PDA) Faculty Requests/Input Use Data Demand-Driven Acquisition (DDA) Meets immediate need
Better Acronyms? IPA = Instant Patron Access? ESB = Easy Short-term Borrowing?
Why DDA?
Annual Book Production, 2009
Books Cataloged 2000-2004 (126,953 Titles)
Books Cataloged 2000-2004 (126,953 Titles)
Demand-Driven Acquisition Goals Broaden the collection More titles More publishers More subjects Match acquisitions to immediate demand Pay at point of need Pay for amount of need Short-term loans Purchase-on-demand
Redefining the Collection Everything we can provide in a timely manner Ultimately, bounded only by budget
  Is DDA ready for Prime Time? FlyingCarpets, ExplodingSnapCards  &Blast-EndedSkrewts
PDA Articles: Must reach beyond parochial focus as libraries, publishers & vendors all go digital together
Topics Steve’s ,[object Object],                       (for context) ,[object Object]
Library Acquisitions                       & the importance of Front List ,[object Object],                      & Publishers ,[object Object],[object Object]
44,000    Humanities  &  Social Sciences
18,000    Science,  Technology  &  Medicine
51,000Trade,  Professional,  Associations(80%  of  Universe) ,[object Object]
 Oxford   ~ 1,800
 Cambridge   ~ 1,300,[object Object]
YBP’s Approval Plans (and What is an Approval Plan?) 60%  of  YBP  Customers  use  Approval  Plans X000   Approval  Plans  in  X000  Libraries  X000   Comprehensive  Subject  &  Publisher  Book  Plans  X000  UK  Plans      Just  40  University  Press  Plans   Approval  Plan  Profiling  is  a  Discovery  Mechanism Profiling  produces  Metadata Profiling  builds  Custom Collections  via  Approval  Plans Profiling  underpins  Integrated ebookApproval  Plans Profiling underpins PDA
The Decline of Print (Anecdotal Evidence) Major ARL Acquisitions Dept. reports that:  Book expenditures moved from 22% eBooks to 35% in last 6 months Last week of September (YBP):   Print Orders down 14%  eBook Orders up 44%
Trends @ 8 ARL libraries
# Books acquired X  1,000 Fiscal Year (July-June) The Decline of Print Sales in Consortia Large Academic Library ConsortiumPrint Titles acquired 2000 - 2011
So where is the print going ? ,[object Object]
 X  individual plans
Patron/Demand-Driven Plans:  X Libraries
   4-6 New plans implemented weekly
Multiple ConsortialeRFP’s monthly  (New business models required !) ,[object Object],				         400+ %  in 2011…
More Trends @ 8 ARL libraries
The Decline of Print (a final word) Head of Collections, State University: “If university presses cannot find a way to participate in digital content, I will have to give them lower priority in our monograph collections budget.”
Library Acquisitions & the importance of Front List Example: Collecting all 2010 titles from 6 University Presses (781) in 3 academic market segments
6 UPs on Approval Plans 2010  - ARL Libraries
6 UPs on Approval Plans 2010  - Mid-Size Libraries
6 UPs on Approval Plans 2010  - College Libraries
Annual Acquisitions:Distribution by Imprint Year ,[object Object]
  ‘First bite of the apple’(implications for publishers?) Example from same 6 University Presses in same 3 academic market segments
6 UP Titles Acq’d 2010  - ARL Libraries
6 UP Titles Acq’d 2010  - Mid-Size Libraries
6 UP Titles Acq’d 2010  - College Libraries
PDA Opportunity for Publishers & Libraries
eContent Availability:eAggregators & Publishers
Simultaneous  Print - ebookAvailability-October  2009 20102011 # New Books Oct,  Week 1 Oct,  Week 2 Oct,  Week 3 Oct,  Week 4 1,300 1,200 1,000   800   600   400   200 09  –  10  –  11 09  –  10  –  11 09  –  10  –  11 09  –  10  –  11 eBooks   Print Books
YBP ebook Availability Scorecard October 2011
Print & ebook  Sales Comparison
Library & Publisher considerations All content is not available: By Publisher By Aggregator Print assumptions & paradigms blind us: Publisher list has limited use Expenditure & revenue models upside down PDA is not the only Flying Carpet. eApprovals eSeries PDA Collections
Thank you  - Michael Zeoli YBP Library Services
Glossary The Blast-Ended Skrewt is a hybrid creature bred by RubeusHagrid in the autumn of 1994, by crossing Manticores and Fire Crabs.  Whether Hagrid used magic or somehow got the two to mate is unknown.  Newly-hatched Skrewts look like pale pale, skinny deformed shell-less lobsters.  They have legs sticking out at odd angles.  They are about 6 inches long and occasionally sparks fly out their end propelling them forward a few inches. Exploding Snap Cards were specially made for the game of Exploding Snap, such that the cards may blow up at any time. They are occasionally used to build a house of cards, which can get interesting. Flying Carpets rather than brooms are the standard magical means of transportation in Asia and the Middle East. Flying carpets are illegal in the UK and on the Registry of Proscribed Charmable Objects. In other words, carpets are now defined in Britain as a Muggle artifact illegal to enchant, so it is not lawful to import them.
What We’ve Done at DU
netLibrary Colorado Alliance of Research Libraries 1999-2005 First use free Purchase on second use Shared access
Purchase ILL Requests Price Publisher Publication Date
eBook Library (EBL) Began May 2010 Loaded 42,000 records into catalog (now 60,000) No budget for FY 2010 Budgeted $150,000 for FY 2011
The EBL Model First five minutes free STL for three uses One day or one week 10-15% list price Purchase on fourth use List price
DU EBL Data (5/1/10-6/30/11)
Cost Per Transaction
Transactions by Month
Relation to Print Holdings
What We Want to Do at DU
A Multi-Format Model E-Books from multiple vendors/publishers Print books When electronic not available When electronic not desired Managed by YBP
The Future E-Books on demand Local print-on-demand option  Make accessible all that we can afford
Budget Goals Commit most of the monographs budget Spend the same to access more titles
Long-Term Management

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DDA Ready for Prime Time? Demand-Driven Acquisition Models and Trends

  • 1. Is Demand-Driven Acquisition Ready for Prime Time? Charleston Conference November 4, 2011 Michael Levine-Clark, University of Denver Michael Zeoli, YBP Library Services
  • 2. Definitions Patron-Driven Acquisition (PDA) Faculty Requests/Input Use Data Demand-Driven Acquisition (DDA) Meets immediate need
  • 3. Better Acronyms? IPA = Instant Patron Access? ESB = Easy Short-term Borrowing?
  • 6. Books Cataloged 2000-2004 (126,953 Titles)
  • 7. Books Cataloged 2000-2004 (126,953 Titles)
  • 8. Demand-Driven Acquisition Goals Broaden the collection More titles More publishers More subjects Match acquisitions to immediate demand Pay at point of need Pay for amount of need Short-term loans Purchase-on-demand
  • 9. Redefining the Collection Everything we can provide in a timely manner Ultimately, bounded only by budget
  • 10. Is DDA ready for Prime Time? FlyingCarpets, ExplodingSnapCards &Blast-EndedSkrewts
  • 11. PDA Articles: Must reach beyond parochial focus as libraries, publishers & vendors all go digital together
  • 12.
  • 13.
  • 14. 44,000 Humanities & Social Sciences
  • 15. 18,000 Science, Technology & Medicine
  • 16.
  • 17. Oxford ~ 1,800
  • 18.
  • 19. YBP’s Approval Plans (and What is an Approval Plan?) 60% of YBP Customers use Approval Plans X000 Approval Plans in X000 Libraries X000 Comprehensive Subject & Publisher Book Plans X000 UK Plans Just 40 University Press Plans Approval Plan Profiling is a Discovery Mechanism Profiling produces Metadata Profiling builds Custom Collections via Approval Plans Profiling underpins Integrated ebookApproval Plans Profiling underpins PDA
  • 20. The Decline of Print (Anecdotal Evidence) Major ARL Acquisitions Dept. reports that: Book expenditures moved from 22% eBooks to 35% in last 6 months Last week of September (YBP): Print Orders down 14% eBook Orders up 44%
  • 21. Trends @ 8 ARL libraries
  • 22. # Books acquired X 1,000 Fiscal Year (July-June) The Decline of Print Sales in Consortia Large Academic Library ConsortiumPrint Titles acquired 2000 - 2011
  • 23.
  • 24. X individual plans
  • 26. 4-6 New plans implemented weekly
  • 27.
  • 28. More Trends @ 8 ARL libraries
  • 29. The Decline of Print (a final word) Head of Collections, State University: “If university presses cannot find a way to participate in digital content, I will have to give them lower priority in our monograph collections budget.”
  • 30. Library Acquisitions & the importance of Front List Example: Collecting all 2010 titles from 6 University Presses (781) in 3 academic market segments
  • 31. 6 UPs on Approval Plans 2010 - ARL Libraries
  • 32. 6 UPs on Approval Plans 2010 - Mid-Size Libraries
  • 33. 6 UPs on Approval Plans 2010 - College Libraries
  • 34.
  • 35. ‘First bite of the apple’(implications for publishers?) Example from same 6 University Presses in same 3 academic market segments
  • 36. 6 UP Titles Acq’d 2010 - ARL Libraries
  • 37. 6 UP Titles Acq’d 2010 - Mid-Size Libraries
  • 38. 6 UP Titles Acq’d 2010 - College Libraries
  • 39. PDA Opportunity for Publishers & Libraries
  • 41. Simultaneous Print - ebookAvailability-October 2009 20102011 # New Books Oct, Week 1 Oct, Week 2 Oct, Week 3 Oct, Week 4 1,300 1,200 1,000 800 600 400 200 09 – 10 – 11 09 – 10 – 11 09 – 10 – 11 09 – 10 – 11 eBooks Print Books
  • 42. YBP ebook Availability Scorecard October 2011
  • 43. Print & ebook Sales Comparison
  • 44. Library & Publisher considerations All content is not available: By Publisher By Aggregator Print assumptions & paradigms blind us: Publisher list has limited use Expenditure & revenue models upside down PDA is not the only Flying Carpet. eApprovals eSeries PDA Collections
  • 45. Thank you - Michael Zeoli YBP Library Services
  • 46. Glossary The Blast-Ended Skrewt is a hybrid creature bred by RubeusHagrid in the autumn of 1994, by crossing Manticores and Fire Crabs. Whether Hagrid used magic or somehow got the two to mate is unknown. Newly-hatched Skrewts look like pale pale, skinny deformed shell-less lobsters. They have legs sticking out at odd angles. They are about 6 inches long and occasionally sparks fly out their end propelling them forward a few inches. Exploding Snap Cards were specially made for the game of Exploding Snap, such that the cards may blow up at any time. They are occasionally used to build a house of cards, which can get interesting. Flying Carpets rather than brooms are the standard magical means of transportation in Asia and the Middle East. Flying carpets are illegal in the UK and on the Registry of Proscribed Charmable Objects. In other words, carpets are now defined in Britain as a Muggle artifact illegal to enchant, so it is not lawful to import them.
  • 48. netLibrary Colorado Alliance of Research Libraries 1999-2005 First use free Purchase on second use Shared access
  • 49. Purchase ILL Requests Price Publisher Publication Date
  • 50. eBook Library (EBL) Began May 2010 Loaded 42,000 records into catalog (now 60,000) No budget for FY 2010 Budgeted $150,000 for FY 2011
  • 51. The EBL Model First five minutes free STL for three uses One day or one week 10-15% list price Purchase on fourth use List price
  • 52. DU EBL Data (5/1/10-6/30/11)
  • 55. Relation to Print Holdings
  • 56. What We Want to Do at DU
  • 57. A Multi-Format Model E-Books from multiple vendors/publishers Print books When electronic not available When electronic not desired Managed by YBP
  • 58. The Future E-Books on demand Local print-on-demand option Make accessible all that we can afford
  • 59. Budget Goals Commit most of the monographs budget Spend the same to access more titles
  • 61. Filling the Pool Approval process Broader criteria Inclusion rather than exclusion
  • 62. Adding/Removing Records Discovery is key Must be automatic Approval vendor MARC record service
  • 63. Pool Maintenance Rules for Length of time in pool Removal Replacement
  • 64. Removal of Titles Removal because of content, quality Removal because of financial risk Rules for temporary removal Rules for permanent removal
  • 65. Use Shapes the Pool Titles that are used get to swim a bit longer Removing titles = unhappy users
  • 66. A Permanent Collection Some titles are core Establish criteria for permanent/longer-term availability Title-by-title Series Publisher Subject
  • 67. Role for Vendors Fill the pool Provide discovery tools Remove/replace content Comprehensive reporting
  • 68. Questions What about stewardship? Will DDA work for consortia?
  • 69. Thank You Michael Levine-Clark University of Denver michael.levine-clark@du.edu Michael Zeoli YBP Library Services mzeoli@ybp.com

Notas del editor

  1. US – Library and Book Trade Almanac 2010, p. 485. 2009 preliminary data.
  2. The answer to the question really depends on how we define ‘Prime Time.’ We’ll let you draw your own conclusions after seeing what we present. The ebook ecosystem is full of Blast-Ended Skrewts and Exploding Snap Cards, as well as Flying Carpets.
  3. This kind of article is unhelpful to libraries in winning support from publishers. When writing to describe ‘successful outcomes’, we need to be mindful of other stakeholders in the supply chain.
  4. UP = 14% w/o Cambridge & Oxford. Content universe definition for the English-language book vendor to academic libraries (mention Major’s and Bennett’s).
  5. Profiling underpins the approval mechanism. The process is partly automated, i.e. information that can be identified and gathered electronically such as publisher, price, binding, subject headings and most of the information you find in a standard bibliographic record. To that we add subject specialist information – a process that requires human beings to look at the book – regardless of format – and add metadata from a large organic thesaurus of terms important to libraries gathered over a decade.
  6. The decline of print sales. This consortium bought over 20,000 fewer in 2010. And 32K fewer in 2011 than the high point in 2007. That’s roughly $1.5M is lost sales or the equivalent of an ARL library for YBP. Consortia are aggressively exploring eContent options.
  7. We expect the eAP number to double over the next 6 months
  8. The entire new title list from the calendar year 2010 of six good quality university presses.
  9. This only works if the e/p are simultaneous. Note that most of these titles fit the broad areas of interest of a library collection, but simply could not all be purchased.
  10. The new title output, week-by-week, for the month of October over the past 3 years. The print number has remained fairly stable for many years, however simultaneous ebook availability has grown from 4 or 5% several years ago to about 30% currently, and the % continues to climbs at a healthy pace (owing in part to our work with publishers). Still, when considering the topic of our session, ‘Is PDA ready for Prime Time,’ apart from technology and models, content availability is a primary concern.
  11. Value. Just as you would not build a house using only a screwdriver, libraries need to look beyond DDA to a coherent collecting strategy that makes materials available using a variety of tools. 30% frontlist content availability may be sufficient to make DDA ready for prime time, particularly by making a larger pool of content available, i.e. it needn’t depend entirely on frontlist. But how does PDA fit patron needs and how are other needs met?
  12. 325 titles purchased – not included in Total (10,076) since they are also part of the list of titles with at least one STL. 3,599 titles with at least one STL. Total Number of STLs is 5,337 across those 3,599 titlesCalculations of list price are based on the average cost of the 325 books actually purchased ($73.09)