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BASIC SCIENCE OF SLEEP
DR. RUJUL MODI
2 N D Y E A R R E S I D E N T D O C T O R
DEPT. OF PSYCHIATRY, MGMCH, JAIPUR.
OVERVIEW
• INTRODUCTION
• STAGES OF SLEEP
• ORGANIZATION OF SLEEP
• PHYSIOLOGY IN SLEEP
• NEUROBIOLOGY OF SLEEP & WAKEFULNESS
• REGULATION OF SLEEP
• FUNCTIONS OF SLEEP
• SLEEP AND PSYCHIATRY
• SLEEP ASSESSMENT SCALES
INTRODUCTION
• Fundamental behavior of all animal species.
• Occupies approximately one third of human lifespan.
• Loss of sleep can lead to cognitive, emotional, and physical impairment.
• System involved in regulation of sleep and wakefulness, interact with
systems involved in the regulation of emotion and other behaviours.
DEFINITION
• From a behavioral standpoint,
A state of decreased awareness of environmental stimuli that is
distinguished from states, such as coma or hibernation by its
relatively rapid reversibility.
• For clinical and research purposes,
Generally defined by combining behavioral observation with
electrophysiological recording.
TYPES OF SLEEP
• REM and NREM having distinct neurophysiological and psycho-
physiological characteristics.
• Most of the criteria were defined by Allan Rechtschaffen and
Anthony Kales in 1968.
• Criteria recently modified by American Academy of Sleep Medicine
(AASM) in 2007.
TYPES OF SLEEP
• REM and NREM having distinct neurophysiological and psycho-
physiological characteristics.
• Most of the criteria were defined by Allan Rechtschaffen and
Anthony Kales in 1968.
• Criteria recently modified by American Academy of Sleep Medicine
(AASM) in 2007.
REM SLEEP
• Also called as Paradoxical sleep ( EEG is similar to that of waking )
• Frequent bursts of eye movement activity
• In Infants, the equivalent of REM sleep is called ‘Active Sleep’ because
of Prominent phasic muscle twitches.
• Marked reduction in tone of skeletal muscles in the neck. Other muscles
keep their tone, but there is a relative paralysis of voluntary activity that
is dependent on the locus ceruleus.
NREM SLEEP
• Known as Orthodox sleep.
• Characterized by decreased activation of EEG.
• In Infants, it is called “Quiet Sleep” because of the Relative lack of motor
activity.
• Rhythmic slow waves, indicating marked synchronization.
• NREM sleep usually precedes REM sleep
EEG activity
4 types :
• Beta (>12 Hz)
• Alpha (8–12 Hz)
• Theta (4–8 Hz)
• Delta (1–3 Hz)
• Human EEG, 1st reported by Hans Berger in 1929
• The EEG is recorded according to the International 10–20 system of
electrode placement. A minimum of three strategically chosen regions
(frontal, central, and occipital) are required.
• K- complexes and slow waves, are recorded with the Frontal electrode.
• Sleep spindles are best recorded from Central electrodes.
• Alpha activity, (correlated to a relaxed waking state with closed eyes)
detected by the electrode, placed over the Occipital lobe.
STAGES OF SLEEP
For clinical and research applications - Sleep typically scored in epochs
of 30 seconds, with stages of sleep defined by visual scoring of three
parameters: EEG, EOG, and EMG
• EOG recording used to detect - REMs associated with wakefulness and
REM sleep + Slow rolling eye movements during stage N1 sleep.
• EMG recording - to detect tonic and phasic changes in muscle activity
that correlate with changes in behavioral state
STAGE - N1
• Transitional state.
• Motor activity may persist for a number of seconds.
• May not be perceived as sleep, although there is a decreased.
• Awareness of sensory stimuli.
• Occasionally, sudden muscle contractions - hypnic jerks are noted.
• Microsleep.
STAGE – N2
• After a few minutes of stage - N1
• Appearance of sleep spindles and K- complexes
• Perceived as sleep.
STAGE – N2
STAGE – N3
• Followed by N2
• Comprises of stages III and IV
• Also referred to as slow wave sleep (SWS) / Delta sleep/ Deep sleep
Mnemonic : The Sleep Doctor’s Brain
The = Theta (N1)
Sleep = Sleep spindle + K-complex (N2)
Doctor’s = Delta (N3)
Brain = Beta (R)
REM SLEEP
• Tonic (persistent) components:
- EEG similar to that of stage-N1
- Generalized atonia of skeletal muscles, except for extraocular
muscles and diaphragm
• Phasic (episodic) components:
- Irregular bursts of REMs
- Muscle twitches
• Sleep occurs in cycles of
NREM-REM sleep (each
lasting for 90-110 min.)
• With progress of night,
SWS diminishes and REM
sleep lengthens.
• Showing greater phasic
activity and more intense
dreaming later in night
STAGES OF SLEEP – ELECTROPHYSIOLOGICAL CRITERIA
(RECHTSCHAFFEN AND KALES,1968)
STAGES OF SLEEP – ELECTROPHYSIOLOGICAL CRITERIA
(RECHTSCHAFFEN AND KALES,1968)
ORGANIZATION OF SLEEP
• Amount of sleep required varies among individuals & with age - Most adults
need 7 to 9 hours per night, to function optimally.
• Regardless of no. of hours needed, the proportion of time spent, in each
stage and pattern of stages across night - fairly consistent.
• A healthy adult typically spends approx.
• 5% of total sleep period in stage N1,
• 50% in stage N2,
• 20-25% in SWS (N3) and
• 20-25% in REM sleep
EFFECT OF AGE ON SLEEP
• Development of EEG patterns, begins at about 24 weeks of gestation.
• Differentiation into (Active)REM and (Quiet)NREM - during last trimester
• New born - 14-17 hrs per day ( No evidence of strong diurnal patterns )
• At birth - Enters sleep through Active (REM) phase.
• At about 3-4 months - Shift to the adult-like pattern of initiating sleep
with NREM and more mature waveform characteristics.
• During early childhood, sleep amount, ranges from 9 to 11 hours/night
• REM sleep proportion drops to adult levels (20 to 25 percent)
• They shows the highest percentages of SWS, with high arousal thresholds.
• This accounts for the high incidence of bedwetting and SWS-related
parasomnias such as sleepwalking and night terrors.
• SWS declines across adulthood and may disappear entirely by age 60.
• Sleep also becomes more fragmented, with Prolonged sleep onset latency,
Increased numbers of arousals, more time spent awake during the sleep
period, and increased daytime napping.
PHYSIOLOGY IN SLEEP
• Increase in parasympathetic activity relative to sympathetic activity
• BP, HR, and CO attain their peak values during REM sleep.
(Arrhythmias more prevalent during REM sleep. Increased rate of
cardiovascular mortality in the early morning)
• Depressed patients have increased amounts of REM sleep with greater
phasic activity (may contributes to increased mortality related to
cardiovascular causes in Major depressive patient. )
Neuroendocrine Changes:-
• GH released during early part of night; enhanced by SWS.
• Sleep stimulates prolactin , peaks after GH, usually during mid-night
• GH and prolactin-feedback effects; GH enhance SWS, whereas
prolactin increase REM sleep.
• TSH level peaks just before sleep onset; inhibited by sleep and
stimulated by sleep deprivation.
• Sleep onset inhibits cortisol release. ACTH and cortisol rise at the end
of sleep – likely contribute to morning arousal.
• Melatonin secretion - mediated by a combination of circadian control
and effects of light-dark cycle. Can only be released at night, if it is dark.
• Darkness during the day does not stimulate melatonin secretion.
• In men, REM sleep produces Penile erections (beginning in infancy and
persisting into old age).
• In women, REM sleep produces increased vaginal blood flow and clitoral
erection.
• These changes not necessarily linked to sexual content in associated
dreams.
NEUROBIOLOGY OF WAKEFULNESS
• Sleep and wakefulness governed by separate, yet interacting systems.
• Specific mechanisms not fully understood, but it’s clear that multiple
structures and systems in brainstem, hypothalamus, and basal forebrain
are involved.
• lesions in the midbrain, diencephalon, or posterior hypothalamus can
produce somnolence, stupor, or coma.
Wakefulness
Neuroanatomy :
• PET studies - most active brain areas - prefrontal cortex, anterior
cingulate parietal cortex, and precuneus.
• Maintenance of wakefulness - dependent on ascending reticular
activating system (ARAS).
• Comprised of inputs from oral pontine, midbrain tegmentum and
posterior hypothalamus.
Arousal Spectrum of Sleep and Wakefulness
Neurochemistry :
• Several distinct structures and neurochemical systems with diffuse
projections are involved.
Noradrenergic cells:
• In locus ceruleus (LC).
• Project from LC directly throughout the forebrain.
• Highest discharge rates during wakefulness.
• Decrease firing during NREM, and cease altogether during REM sleep.
Cholinergic cells :
• In the Pedunculo-pontine tegmental and Lateral-dorsal tegmental nuclei.
• Fire at high rates during wakefulness and REM sleep, but reduce firing in
NREM sleep in oral pontine region.
• Promote cortical activation through inputs to thalamus, hypothalamus,
and basal forebrain.
• Cholinergic cell bodies in basal forebrain receive input from ARAS and,
in turn, provide excitatory input to the entire cortex.
• Drugs with anticholinergic activity ( eg TCAs, Atropine) can cause
sedation and can increase slow wave activity.
Loss of cholinergic cells in Alzheimer patients is associated with slowing of the cortical EEG
Histaminergic neurons :
• In the tubero-mamillary nucleus (TMN) of posterior hypothalamus.
• Project throughout cortex; like NAgic cells, fire at highest rate during
wakefulness and inhibited during sleep (mediated through H1 receptors)
• Histamine infusion into CNS – arousal;
• Experimental lesions of TMN - ↓waking and ↑SWS and REM sleep.
• The significance of this region for waking was first identified by
Constantin von Economo, following an outbreak of viral encephalitis;
“encephalitis lethargica”, as it was, produced lesions of the posterior
hypothalamus and profound somnolence.
Dopaminergic system :
• Appears to modulate arousal.
• In substantia nigra and ventral tegmental area, innervate frontal cortex,
basal forebrain, and limbic structures.
• Lesions of areas containing dopaminergic cell bodies in ventral midbrain
- loss of behavioral arousal while maintaining cortical activation.
• Psychostimulants promote wakefulness and increase cortical activation
and behavioral arousal.
Hypocretin (orexin):
• A peptide, important in maintenance of wakefulness.
• Produced by cells in lateral hypothalamus that provide excitatory input to
all components of ARAS.
• Loss of hypocretin cells in brain, and hypocretin protein in CSF, found in
narcolepsy.
• Canine narcolepsy is caused by, a mutation in the hypocretin type 2
receptor gene. Sleep fragmentation is the first symptom, and cataplexy
develops only after ~95 percent of all hypocretin cells are lost.
Serotonergic cells:
• Wide projection from dorsal raphe nucleus to cortex.
• Fire at higher levels in waking and lower levels in NREM sleep and silent
in REM sleep.
• SSRIs tend to increase arousal.
• Role in sleep not straight forward; also evidence that it may be involved
in sleep induction.
NEUROBIOLOGY OF NREM SLEEP
Neuroanatomy :
• Control involves multiple structures, at least three main regions:
• Diencephalic sleep zone in posterior hypothalamus and nearby intra-
laminar and anterior thalamic nuclei.
• Medullary synchronizing zone in reticular formation of medulla.
• Basal forebrain sleep zone - includes ventro-lateral pre-optic (VLPO)
area and diagonal band of Broca.
Recent studies have focused on VLPO area as a possible sleep switch.
• Has important inhibitory inputs (GABA and galanin) to wakefulness
promoting centers in TMN, LC, DR and cholinergic regions in pons and
basal forebrain. All of these provide reciprocal inputs to VLPO area.
• This bidirectional inhibitory relationship provides state stability - each
state reinforces itself as well as inhibits the opponent state.
• Experimental ablation of VLPO area in animals - ↓ NREM and REM
sleeps.
Neurochemistry :
• No unique sleep factor has been identified.
GABA :
• Involved in thalamocortical oscillations and VLPO-mediated inhibition of
waking centers.
• Most hypnotics (Bzds, Barbiturates,) act by enhancing GABA
transmission.
Adenosine :
• Accumulates in basal forebrain during prolonged wakefulness and
decreases during sleep - may serve to transmit homeostatic signal for
sleep.
• Caffeine exerts, stimulant effects by blocking adenosine receptors.
• Adenosin infusion, promotes NREM sleep and inhibits cholinergic
neurons in pons and basal forebrain.
Serotonin :
• Early studies raised possibility that might, also be involved in NREM
sleep (lesions in DR led to insomnia).
• Inhibit cholinergic neurons and produce behavioral inhibition - raising
possibility that they help facilitate sleep onset, although may not be
involved in directly inducing or maintaining sleep
• Remains controversial as to how much serotonin contributes to sleep
versus arousal.
Other substances attributed with sleep-promoting properties - a variety of
hormones (melatonin, Îą-MSH, GHRH, insulin, CCK); cytokines (IL-1, IL-6
and TNF); muramyl peptides.
NEUROBIOLOGY OF REM SLEEP
Neuroanatomy :
• Areas involved - mesopontine tegmentum, thalamus, posterior cortical
areas, and limbic areas (particularly amygdala).
• REM sleep unique - pons and caudal midbrain - are necessary and
• sufficient; represent final common pathway for generation
• B/L lesions (pons and caudal midbrain) - complete elimination of REM
Rostral brain regions - important in organizing REM episodes; studies
show that transaction separating forebrain from pons disrupt NREM-REM
cycling
• Amygdala is involved in reciprocal connections with REM – generating
brainstem regions;
• Electrical stimulation - ↑REM sleep
Neurochemistry:
Reciprocal interaction hypothesis (by Hobson and Mc Carley)
• to explain NREM-REM cycles, based on interactions, between
cholinergic and aminergic neurons in mesopontine junction.
• Cholinoceptive/cholinergic - REM-on cells in PPT and LDT regions
become activated during REM sleep.
• NAgic/serotoninergic - REM-off cells - inhibitory to REM-on cells;
most active during waking; decrease activity during NREM sleep.
Meanwhile, cholinergic activity increases to Turn-on REM sleep
• REM sleep terminated because, REM-on cells are self inhibitory
and provide excitatory input to REM-off cells.
• Supported by experimental data - local infusion of cholinergic
agents.
Muscle Atonia in REM Sleep :
• Involves two major pathways – A glutamatergic projection from the
subcoeruleus area..
i ) To the medullary reticular formation, which then sends GABAergic and
glycinergic inputs to motoneurons;
ii ) To GABAergic interneurons, which then inhibit motoneurons.
Disfacilitation of spinal motoneurons, resulting from, decreased
noradrenergic and serotonergic activity also contributes to suppression of
muscle tone during REM sleep.
In narcolepsy, muscle atonia can occur during wakefulness,
either as :
i ) Cataplexy - a sudden loss of muscle tone, usually, brought on by
emotional stimuli.
ii ) Sleep paralysis - in which atonia persist briefly after waking out of
REM sleep.
In contrast, patients with REM sleep behavior disorder, do not develop
atonia, during REM sleep and act out their dreams, sometimes with
such violence that they may injure, themselves or their bed partners.
REGULATION OF SLEEP
• Two-Process Model developed by Alexander A. Borbély and colleagues
• Two key components :
Circadian Process C
Homeostatic Process S
• Explains :
Brief period of arousal in the mid-night.
Tendency for afternoon napping.
• The circadian component, is responsible for the change in sleep propensity, that is
tied to the time of day, with obvious adaptive advantages.
• The homeostatic component, refers to the fact that the longer one stays awake, the
greater the propensity to sleep.
HOMEOSTATIC PROCESS S
• Homeostasis - regulatory mechanisms that maintain the constancy of
the physiology of organisms.
• Sleep homeostasis denotes a basic principle of sleep regulation.
• Process S, builds up, across the day in response to the increase in
sleep pressure, caused by wakefulness and decreases during sleep.
• Excessive sleep reduces sleep propensity.
• The homeostatic mechanism regulates sleep intensity,
• SWS is primarily regulated by the homeostatic sleep drive
CIRCADIAN PROCESS C
• Pacemaker for circadian rhythms – Supra-Chiasmatic Nucleus (SCN) of
the hypothalamus.
• Reaches its peak during the latter half of the night
• Strongly linked to the endogenous temperature rhythm.
• Endogenous period of the human circadian clock - 25 hours
• Light–dark cycle serves to entrain it to the 24-hour.
• Circadian clock regulates, the timing of sleep.
• REM sleep is primarily regulated by the circadian clock.
PROCESSES REGULATING SLEEP
Homeostatic Process S, primarily responsible for, Nocturnal sleep onset.
Circadian Process C, maintains sleep, through the latter part of the night.
PROCESSES REGULATING SLEEP
• Fall in process S, before process C, reaches its maximal level =
Brief period of arousal at mid-night.
• Increased in process S, across the day before process C has reached its
lowest level in the late afternoon/early evening = Afternoon napping.
SLEEP DEPRIVATION
• It is followed by a “Sleep rebound” - a compensatory increase, in the
duration and/or the intensity of sleep.
• After sleep deprivation, sleep latency is decreased & efficiency is increased.
• Amount of NREM sleep (especially stage N3 in humans) increases.
• Logical reasoning, encoding, decoding and parsing complex sentences;
complex subtraction tasks, and tasks requiring divergent thinking, such as those
involving the ability to focus on a large number of goals simultaneously, are all
significantly affected even after one single night of sleep deprivation
Sleep-deprived person tends to take longer to respond to stimuli.
• Sleep loss causes, attention deficits, decreases in short-term
memory, speech impairments, perseveration, and inflexible thinking.
• Tasks requiring sustained attention, such as those including goal directed
activities, can also be impaired by even a few hours of sleep loss
• Evidence suggests, that not just a few hours of sleep but several days of
normal sleep–wake patterns, are required, to normalize cognitive
performance after sleep deprivation.
• Cognitive performance is also affected by sleep restriction (6 hours per
night or less).
• It Causes, decreased glucose tolerance, increased sympathetic nervous
system activation, and elevated cortisol levels, suggesting that it may
contribute to disorders such as diabetes, hypertension, and obesity.
• Affect host defense systems; for example, sleep-deprived, rats shows
increased rates of bacteremia.
• Sleep deprivation, in rats, produces a series of dramatic physiological
changes, that culminate invariably in death after 2 to 3 weeks of sleep
loss.
FFI (Fatal Familial Insomina) : a prion disorder, characterized by near-
complete loss of sleep, with neurological symptoms and spongiform
degeneration in selected brain regions.
• In FFI with a short clinical course (death in <1 year) -- insomnia is
almost complete from the onset.
• In FFI with a longer clinical course (death at 2-3 years) -- insomnia
develops gradually.
• In humans, sleep deprivation is never enforced for more than 3 to
4 days ( the record is 11 days, but in only one subject )
Micro-sleeps : Short lapses, lasting a few seconds, during which the
waking EEG clearly switches to a sleep pattern. Microsleeps can cause
obvious impairment in performance, for instance losing the control of the
car, while driving.
Local sleep : First described in rodents; using intracortical recordings.
During prolonged wakefulness, rats can move around and show a
normal wake activated EEG, while some cortical neurons, go “offline”
and stop firing, showing down states of membrane hyperpolarization,
similar to findings of NREM sleep.
In humans, it can be identified, using high density hd-EEG, that detects a
local increase in delta/theta waves, mainly in the cortical areas.
Sleep and Brain Restitution
• Restoring some metabolic function or in serving neural plasticity
• Preserve energy
• Rest for brain
• Restoration of molecular pathway or chemical in the brain
FUNCTIONS OF SLEEP
Sleep, Learning, and Memory
• Reduces interference between ongoing activities and the consolidation of
previously acquired memories.
• Favor the integration of new with old memories.
• Intense, high-frequency bursts of spontaneous neural activity during
sleep - important for triggering molecular mechanisms of synaptic
consolidation and enlarging the network of associations.
1. Sleep disturbances occur in virtually all psychiatric illnesses and are
frequently part of the diagnostic criteria for specific disorders.
2. Has predictive value in identifying individuals at risk for developing
psychiatric illnesses.
3. Specific changes in sleep architecture serve as biological markers that may
provide insight into pathophysiology.
4. Manipulations of sleep have profound impacts on mood, memory, and
behavior that can influence the course of an illness
5. Virtually all psychiatric medications have effects on sleep.
SLEEP AND PSYCHIATRY
Insomnia is more strongly associated with depression.
Pt. with insomnia or even difficulty sleeping, during stressful events, are
significantly more likely to develop depression in the future.
• Relative loss of SWS.
SLEEP AND DEPRESSION
• Specific changes in REM sleep
- Reduced latency to REM sleep.
- Greater proportion of REM sleep during the first third of the night
- Increased frequency of rapid eye movements during REM sleep
(i.e., increased REM density), and
- Increased percentage of sleep time spent in REM sleep.
- Both found at higher rates in first-degree family members of people
with depression.
SLEEP AND DEPRESSION
• Data suggests that sleep and mood are regulated by common systems.
• Cholinergic - monoaminergic imbalance hypothesis of depression is
consistent with the observed increase in REM sleep and reduction in
SWS that would be caused by increased cholinergic activity.
• Individuals with depression, show a heightened sensitivity to REM sleep
induction by cholinergic drugs in comparison to nondepressed control
subjects.
SLEEP AND DEPRESSION
• Total deprivation of a single night of sleep or even partial deprivation of sleep,
in the latter half of the night, can have an immediate antidepressant response
in many moderately to severely depressed individuals.
• Even a short bout of sleep can reverse the antidepressant effect of sleep
deprivation.
• Prolonged sleep can induce depression in some individuals.
• Functional imaging studies have shown that sleep deprivation, like
antidepressant drug therapy, normalizes the increased metabolic activity seen
in the anterior cingulate gyrus, in individuals with depression.
SLEEP DEPRIVATION AND DEPRESSION
• Selective REM sleep deprivation, has also been shown to have
antidepressant effects, and it has been suggested that REM sleep-
suppressing antidepressants, may act in part, through their effects on
sleep.
• Most antidepressants increase serotonin and consequently increase
REM sleep latency, decrease REM sleep amount, and increase SWS
- reversing architectural abnormalities of sleep in depression.
• REM sleep suppression, however, is not a requirement for
antidepressant efficacy, because some agents such as bupropion and
nefazodone appear to cause no significant reduction of REM sleep.
• Both sleep deprivation and antidepressant medications may act by
similar mechanisms, namely, by selectively upregulating genes
involved in neural plasticity and synaptic potentiation.
• Gene for MAO-A and serotonin transporter gene linked polymorphic
region (5-HTTLPR) - implicated in depression ; Correlate with insomnia
also.
• Sleep loss can induce or perpetuate mania in bipolar patients, who may
go for periods of several days with little or no sleep.
• There is a possible link between bipolar disorder and circadian genes,
as Lithium is shown to inhibit Glycogen Synthase Kinase 3 (GSK3), a
circadian regulator
SLEEP AND MANIA/ BIPOLAR DISORDER
• Sleep disturbances frequently associated with and can comprise core
features of anxiety disorders.
• Insomnia is a risk factor for subsequent onset of anxiety disorders.
• Overlap between interventions, that target sleep disturbances and those
that are used in anxiety.
• Links between anxiety and sleep disturbances - relevant to
understanding, mechanisms and dysfunctions of arousal regulation that
underlie both.
SLEEP AND ANXIETY DISORDERS
• High degree of overlap between GAD and insomnia.
• Comorbidity of GAD and insomnia - greater than for all of the other
psychiatric disorders surveyed.
• Polysomnographic (PSG) studies - demonstrating impaired sleep
initiation and maintenance in patients of GAD.
SLEEP AND GAD
• Patients with panic disorder, may have panic attacks arising from sleep.
• Sleep panic attacks are suggested to be the cause of fear of sleep,
resulting in secondary insomnia.
• Surveys suggest, insomnia is more frequent in panic disorder than in
controls
• PSG studies on sleep panic attacks - originated during transition from
stage 2 into early SWS, which is a period of diminishing arousal.
SLEEP AND PANIC DISORDER
• Evidence for abnormalities, related to REM sleep in PTSD is more
consistent.
• Disruptions of REM sleep continuity (nightmares, increased awakening
/arousals, and motor activity), increased REM activation (eye movement
density) and increased sympathetic nervous system activity.
SLEEP AND PTSD
• Overnight PSG studies - document poor sleep efficiency (SE), that is
associated with reductions in total sleep time (TST) and early, middle,
and late insomnia.
• Severe insomnia - one of the prodromal symptoms of psychotic
decompensation or relapse after discontinuation of medication.
SLEEP AND SCHIZOPHRENIA
Non–REM sleep and REM latency:-
• Significantly shorter REM latency (REML) in schizophrenics relative to
healthy controls.
• SWS deficits frequently observed (even in first-episode, neurolepticnaïve).
• SWS deficits play a key role in Feinberg’s neurodevelopmental model of
schizophrenia. Excess synaptic pruning would result in less synchronous,
EEG slow wave activity and observed SWS deficits.
SLEEP AND SCHIZOPHRENIA
Neurophysiologic Correlates:-
• Structural and functional neuroimaging:-
• SWS deficits are a/w structural dysmorphology (eg, ↑ ventricular volume) and
functional impairment (eg, decreased brain anabolic processes)
• Increased size of lateral as well as 3rd ventricle in both SWS deficits and a
subset of Schizophrenics points towards relation of sleep with Schizophrenia
• Neuroanatomic correlates of sleep abnormalities might suggest, a stable or
trait-like impairment
SLEEP AND SCHIZOPHRENIA
• Retrospective self-report :
-- Pittsburgh Sleep Quality Index (Buysse et al., 1989)
-- Epworth Sleepiness Scale (Johns, 1991)
-- Insomnia Severity Index (Bastien et al., 2001)
-- Berlin Sleep Apnea Questionnaire (Netzer et al., 1999)
• Prospective self-report : sleep–wake diaries or sleep logs
• Behavioral measurements (Actigraphy)
ASSESSMENT SCALES
Polysomnography (PSG) : EEG, electro-oculograms (EOG),
electromyogram (EMG), ECG, oral–nasal airflow, nasal pressure, ribcage
and abdominal movement and oximetry. PSG is Gold standard for sleep
assessment.
• Two standardized objective tests to measure daytime sleepiness :
MSLT = Multiple sleep latency test.
MWT = Maintenance of wakefulness test.
ASSESSMENT
THANK YOU FOR NOT SLEEPING

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Basic Science of Sleep: Stages, Physiology, and Neurobiology

  • 1. BASIC SCIENCE OF SLEEP DR. RUJUL MODI 2 N D Y E A R R E S I D E N T D O C T O R DEPT. OF PSYCHIATRY, MGMCH, JAIPUR.
  • 2. OVERVIEW • INTRODUCTION • STAGES OF SLEEP • ORGANIZATION OF SLEEP • PHYSIOLOGY IN SLEEP • NEUROBIOLOGY OF SLEEP & WAKEFULNESS • REGULATION OF SLEEP • FUNCTIONS OF SLEEP • SLEEP AND PSYCHIATRY • SLEEP ASSESSMENT SCALES
  • 3. INTRODUCTION • Fundamental behavior of all animal species. • Occupies approximately one third of human lifespan. • Loss of sleep can lead to cognitive, emotional, and physical impairment. • System involved in regulation of sleep and wakefulness, interact with systems involved in the regulation of emotion and other behaviours.
  • 4. DEFINITION • From a behavioral standpoint, A state of decreased awareness of environmental stimuli that is distinguished from states, such as coma or hibernation by its relatively rapid reversibility. • For clinical and research purposes, Generally defined by combining behavioral observation with electrophysiological recording.
  • 5. TYPES OF SLEEP • REM and NREM having distinct neurophysiological and psycho- physiological characteristics. • Most of the criteria were defined by Allan Rechtschaffen and Anthony Kales in 1968. • Criteria recently modified by American Academy of Sleep Medicine (AASM) in 2007.
  • 6. TYPES OF SLEEP • REM and NREM having distinct neurophysiological and psycho- physiological characteristics. • Most of the criteria were defined by Allan Rechtschaffen and Anthony Kales in 1968. • Criteria recently modified by American Academy of Sleep Medicine (AASM) in 2007.
  • 7. REM SLEEP • Also called as Paradoxical sleep ( EEG is similar to that of waking ) • Frequent bursts of eye movement activity • In Infants, the equivalent of REM sleep is called ‘Active Sleep’ because of Prominent phasic muscle twitches. • Marked reduction in tone of skeletal muscles in the neck. Other muscles keep their tone, but there is a relative paralysis of voluntary activity that is dependent on the locus ceruleus.
  • 8. NREM SLEEP • Known as Orthodox sleep. • Characterized by decreased activation of EEG. • In Infants, it is called “Quiet Sleep” because of the Relative lack of motor activity. • Rhythmic slow waves, indicating marked synchronization. • NREM sleep usually precedes REM sleep
  • 9. EEG activity 4 types : • Beta (>12 Hz) • Alpha (8–12 Hz) • Theta (4–8 Hz) • Delta (1–3 Hz)
  • 10. • Human EEG, 1st reported by Hans Berger in 1929 • The EEG is recorded according to the International 10–20 system of electrode placement. A minimum of three strategically chosen regions (frontal, central, and occipital) are required. • K- complexes and slow waves, are recorded with the Frontal electrode. • Sleep spindles are best recorded from Central electrodes. • Alpha activity, (correlated to a relaxed waking state with closed eyes) detected by the electrode, placed over the Occipital lobe.
  • 11. STAGES OF SLEEP For clinical and research applications - Sleep typically scored in epochs of 30 seconds, with stages of sleep defined by visual scoring of three parameters: EEG, EOG, and EMG • EOG recording used to detect - REMs associated with wakefulness and REM sleep + Slow rolling eye movements during stage N1 sleep. • EMG recording - to detect tonic and phasic changes in muscle activity that correlate with changes in behavioral state
  • 12. STAGE - N1 • Transitional state. • Motor activity may persist for a number of seconds. • May not be perceived as sleep, although there is a decreased. • Awareness of sensory stimuli. • Occasionally, sudden muscle contractions - hypnic jerks are noted. • Microsleep.
  • 13. STAGE – N2 • After a few minutes of stage - N1 • Appearance of sleep spindles and K- complexes • Perceived as sleep.
  • 15. STAGE – N3 • Followed by N2 • Comprises of stages III and IV • Also referred to as slow wave sleep (SWS) / Delta sleep/ Deep sleep Mnemonic : The Sleep Doctor’s Brain The = Theta (N1) Sleep = Sleep spindle + K-complex (N2) Doctor’s = Delta (N3) Brain = Beta (R)
  • 16. REM SLEEP • Tonic (persistent) components: - EEG similar to that of stage-N1 - Generalized atonia of skeletal muscles, except for extraocular muscles and diaphragm • Phasic (episodic) components: - Irregular bursts of REMs - Muscle twitches
  • 17. • Sleep occurs in cycles of NREM-REM sleep (each lasting for 90-110 min.) • With progress of night, SWS diminishes and REM sleep lengthens. • Showing greater phasic activity and more intense dreaming later in night
  • 18.
  • 19. STAGES OF SLEEP – ELECTROPHYSIOLOGICAL CRITERIA (RECHTSCHAFFEN AND KALES,1968)
  • 20. STAGES OF SLEEP – ELECTROPHYSIOLOGICAL CRITERIA (RECHTSCHAFFEN AND KALES,1968)
  • 21. ORGANIZATION OF SLEEP • Amount of sleep required varies among individuals & with age - Most adults need 7 to 9 hours per night, to function optimally. • Regardless of no. of hours needed, the proportion of time spent, in each stage and pattern of stages across night - fairly consistent. • A healthy adult typically spends approx. • 5% of total sleep period in stage N1, • 50% in stage N2, • 20-25% in SWS (N3) and • 20-25% in REM sleep
  • 22. EFFECT OF AGE ON SLEEP • Development of EEG patterns, begins at about 24 weeks of gestation. • Differentiation into (Active)REM and (Quiet)NREM - during last trimester • New born - 14-17 hrs per day ( No evidence of strong diurnal patterns ) • At birth - Enters sleep through Active (REM) phase. • At about 3-4 months - Shift to the adult-like pattern of initiating sleep with NREM and more mature waveform characteristics.
  • 23. • During early childhood, sleep amount, ranges from 9 to 11 hours/night • REM sleep proportion drops to adult levels (20 to 25 percent) • They shows the highest percentages of SWS, with high arousal thresholds. • This accounts for the high incidence of bedwetting and SWS-related parasomnias such as sleepwalking and night terrors. • SWS declines across adulthood and may disappear entirely by age 60. • Sleep also becomes more fragmented, with Prolonged sleep onset latency, Increased numbers of arousals, more time spent awake during the sleep period, and increased daytime napping.
  • 25. • Increase in parasympathetic activity relative to sympathetic activity • BP, HR, and CO attain their peak values during REM sleep. (Arrhythmias more prevalent during REM sleep. Increased rate of cardiovascular mortality in the early morning) • Depressed patients have increased amounts of REM sleep with greater phasic activity (may contributes to increased mortality related to cardiovascular causes in Major depressive patient. )
  • 26. Neuroendocrine Changes:- • GH released during early part of night; enhanced by SWS. • Sleep stimulates prolactin , peaks after GH, usually during mid-night • GH and prolactin-feedback effects; GH enhance SWS, whereas prolactin increase REM sleep. • TSH level peaks just before sleep onset; inhibited by sleep and stimulated by sleep deprivation. • Sleep onset inhibits cortisol release. ACTH and cortisol rise at the end of sleep – likely contribute to morning arousal.
  • 27. • Melatonin secretion - mediated by a combination of circadian control and effects of light-dark cycle. Can only be released at night, if it is dark. • Darkness during the day does not stimulate melatonin secretion. • In men, REM sleep produces Penile erections (beginning in infancy and persisting into old age). • In women, REM sleep produces increased vaginal blood flow and clitoral erection. • These changes not necessarily linked to sexual content in associated dreams.
  • 28. NEUROBIOLOGY OF WAKEFULNESS • Sleep and wakefulness governed by separate, yet interacting systems. • Specific mechanisms not fully understood, but it’s clear that multiple structures and systems in brainstem, hypothalamus, and basal forebrain are involved. • lesions in the midbrain, diencephalon, or posterior hypothalamus can produce somnolence, stupor, or coma.
  • 29. Wakefulness Neuroanatomy : • PET studies - most active brain areas - prefrontal cortex, anterior cingulate parietal cortex, and precuneus. • Maintenance of wakefulness - dependent on ascending reticular activating system (ARAS). • Comprised of inputs from oral pontine, midbrain tegmentum and posterior hypothalamus.
  • 30. Arousal Spectrum of Sleep and Wakefulness
  • 31. Neurochemistry : • Several distinct structures and neurochemical systems with diffuse projections are involved. Noradrenergic cells: • In locus ceruleus (LC). • Project from LC directly throughout the forebrain. • Highest discharge rates during wakefulness. • Decrease firing during NREM, and cease altogether during REM sleep.
  • 32. Cholinergic cells : • In the Pedunculo-pontine tegmental and Lateral-dorsal tegmental nuclei. • Fire at high rates during wakefulness and REM sleep, but reduce firing in NREM sleep in oral pontine region. • Promote cortical activation through inputs to thalamus, hypothalamus, and basal forebrain. • Cholinergic cell bodies in basal forebrain receive input from ARAS and, in turn, provide excitatory input to the entire cortex. • Drugs with anticholinergic activity ( eg TCAs, Atropine) can cause sedation and can increase slow wave activity. Loss of cholinergic cells in Alzheimer patients is associated with slowing of the cortical EEG
  • 33. Histaminergic neurons : • In the tubero-mamillary nucleus (TMN) of posterior hypothalamus. • Project throughout cortex; like NAgic cells, fire at highest rate during wakefulness and inhibited during sleep (mediated through H1 receptors) • Histamine infusion into CNS – arousal; • Experimental lesions of TMN - ↓waking and ↑SWS and REM sleep. • The significance of this region for waking was first identified by Constantin von Economo, following an outbreak of viral encephalitis; “encephalitis lethargica”, as it was, produced lesions of the posterior hypothalamus and profound somnolence.
  • 34. Dopaminergic system : • Appears to modulate arousal. • In substantia nigra and ventral tegmental area, innervate frontal cortex, basal forebrain, and limbic structures. • Lesions of areas containing dopaminergic cell bodies in ventral midbrain - loss of behavioral arousal while maintaining cortical activation. • Psychostimulants promote wakefulness and increase cortical activation and behavioral arousal.
  • 35. Hypocretin (orexin): • A peptide, important in maintenance of wakefulness. • Produced by cells in lateral hypothalamus that provide excitatory input to all components of ARAS. • Loss of hypocretin cells in brain, and hypocretin protein in CSF, found in narcolepsy. • Canine narcolepsy is caused by, a mutation in the hypocretin type 2 receptor gene. Sleep fragmentation is the first symptom, and cataplexy develops only after ~95 percent of all hypocretin cells are lost.
  • 36.
  • 37. Serotonergic cells: • Wide projection from dorsal raphe nucleus to cortex. • Fire at higher levels in waking and lower levels in NREM sleep and silent in REM sleep. • SSRIs tend to increase arousal. • Role in sleep not straight forward; also evidence that it may be involved in sleep induction.
  • 38. NEUROBIOLOGY OF NREM SLEEP Neuroanatomy : • Control involves multiple structures, at least three main regions: • Diencephalic sleep zone in posterior hypothalamus and nearby intra- laminar and anterior thalamic nuclei. • Medullary synchronizing zone in reticular formation of medulla. • Basal forebrain sleep zone - includes ventro-lateral pre-optic (VLPO) area and diagonal band of Broca.
  • 39. Recent studies have focused on VLPO area as a possible sleep switch. • Has important inhibitory inputs (GABA and galanin) to wakefulness promoting centers in TMN, LC, DR and cholinergic regions in pons and basal forebrain. All of these provide reciprocal inputs to VLPO area. • This bidirectional inhibitory relationship provides state stability - each state reinforces itself as well as inhibits the opponent state. • Experimental ablation of VLPO area in animals - ↓ NREM and REM sleeps.
  • 40. Neurochemistry : • No unique sleep factor has been identified. GABA : • Involved in thalamocortical oscillations and VLPO-mediated inhibition of waking centers. • Most hypnotics (Bzds, Barbiturates,) act by enhancing GABA transmission.
  • 41. Adenosine : • Accumulates in basal forebrain during prolonged wakefulness and decreases during sleep - may serve to transmit homeostatic signal for sleep. • Caffeine exerts, stimulant effects by blocking adenosine receptors. • Adenosin infusion, promotes NREM sleep and inhibits cholinergic neurons in pons and basal forebrain.
  • 42. Serotonin : • Early studies raised possibility that might, also be involved in NREM sleep (lesions in DR led to insomnia). • Inhibit cholinergic neurons and produce behavioral inhibition - raising possibility that they help facilitate sleep onset, although may not be involved in directly inducing or maintaining sleep • Remains controversial as to how much serotonin contributes to sleep versus arousal. Other substances attributed with sleep-promoting properties - a variety of hormones (melatonin, Îą-MSH, GHRH, insulin, CCK); cytokines (IL-1, IL-6 and TNF); muramyl peptides.
  • 43. NEUROBIOLOGY OF REM SLEEP Neuroanatomy : • Areas involved - mesopontine tegmentum, thalamus, posterior cortical areas, and limbic areas (particularly amygdala). • REM sleep unique - pons and caudal midbrain - are necessary and • sufficient; represent final common pathway for generation • B/L lesions (pons and caudal midbrain) - complete elimination of REM
  • 44. Rostral brain regions - important in organizing REM episodes; studies show that transaction separating forebrain from pons disrupt NREM-REM cycling • Amygdala is involved in reciprocal connections with REM – generating brainstem regions; • Electrical stimulation - ↑REM sleep
  • 45. Neurochemistry: Reciprocal interaction hypothesis (by Hobson and Mc Carley) • to explain NREM-REM cycles, based on interactions, between cholinergic and aminergic neurons in mesopontine junction. • Cholinoceptive/cholinergic - REM-on cells in PPT and LDT regions become activated during REM sleep.
  • 46. • NAgic/serotoninergic - REM-off cells - inhibitory to REM-on cells; most active during waking; decrease activity during NREM sleep. Meanwhile, cholinergic activity increases to Turn-on REM sleep • REM sleep terminated because, REM-on cells are self inhibitory and provide excitatory input to REM-off cells. • Supported by experimental data - local infusion of cholinergic agents.
  • 47. Muscle Atonia in REM Sleep : • Involves two major pathways – A glutamatergic projection from the subcoeruleus area.. i ) To the medullary reticular formation, which then sends GABAergic and glycinergic inputs to motoneurons; ii ) To GABAergic interneurons, which then inhibit motoneurons. Disfacilitation of spinal motoneurons, resulting from, decreased noradrenergic and serotonergic activity also contributes to suppression of muscle tone during REM sleep.
  • 48. In narcolepsy, muscle atonia can occur during wakefulness, either as : i ) Cataplexy - a sudden loss of muscle tone, usually, brought on by emotional stimuli. ii ) Sleep paralysis - in which atonia persist briefly after waking out of REM sleep. In contrast, patients with REM sleep behavior disorder, do not develop atonia, during REM sleep and act out their dreams, sometimes with such violence that they may injure, themselves or their bed partners.
  • 49.
  • 50. REGULATION OF SLEEP • Two-Process Model developed by Alexander A. BorbĂŠly and colleagues • Two key components : Circadian Process C Homeostatic Process S • Explains : Brief period of arousal in the mid-night. Tendency for afternoon napping.
  • 51. • The circadian component, is responsible for the change in sleep propensity, that is tied to the time of day, with obvious adaptive advantages. • The homeostatic component, refers to the fact that the longer one stays awake, the greater the propensity to sleep.
  • 52. HOMEOSTATIC PROCESS S • Homeostasis - regulatory mechanisms that maintain the constancy of the physiology of organisms. • Sleep homeostasis denotes a basic principle of sleep regulation. • Process S, builds up, across the day in response to the increase in sleep pressure, caused by wakefulness and decreases during sleep. • Excessive sleep reduces sleep propensity. • The homeostatic mechanism regulates sleep intensity, • SWS is primarily regulated by the homeostatic sleep drive
  • 53. CIRCADIAN PROCESS C • Pacemaker for circadian rhythms – Supra-Chiasmatic Nucleus (SCN) of the hypothalamus. • Reaches its peak during the latter half of the night • Strongly linked to the endogenous temperature rhythm. • Endogenous period of the human circadian clock - 25 hours • Light–dark cycle serves to entrain it to the 24-hour. • Circadian clock regulates, the timing of sleep. • REM sleep is primarily regulated by the circadian clock.
  • 54. PROCESSES REGULATING SLEEP Homeostatic Process S, primarily responsible for, Nocturnal sleep onset. Circadian Process C, maintains sleep, through the latter part of the night.
  • 55.
  • 56. PROCESSES REGULATING SLEEP • Fall in process S, before process C, reaches its maximal level = Brief period of arousal at mid-night. • Increased in process S, across the day before process C has reached its lowest level in the late afternoon/early evening = Afternoon napping.
  • 57.
  • 58. SLEEP DEPRIVATION • It is followed by a “Sleep rebound” - a compensatory increase, in the duration and/or the intensity of sleep. • After sleep deprivation, sleep latency is decreased & efficiency is increased. • Amount of NREM sleep (especially stage N3 in humans) increases. • Logical reasoning, encoding, decoding and parsing complex sentences; complex subtraction tasks, and tasks requiring divergent thinking, such as those involving the ability to focus on a large number of goals simultaneously, are all significantly affected even after one single night of sleep deprivation Sleep-deprived person tends to take longer to respond to stimuli.
  • 59. • Sleep loss causes, attention deficits, decreases in short-term memory, speech impairments, perseveration, and inflexible thinking. • Tasks requiring sustained attention, such as those including goal directed activities, can also be impaired by even a few hours of sleep loss • Evidence suggests, that not just a few hours of sleep but several days of normal sleep–wake patterns, are required, to normalize cognitive performance after sleep deprivation.
  • 60. • Cognitive performance is also affected by sleep restriction (6 hours per night or less). • It Causes, decreased glucose tolerance, increased sympathetic nervous system activation, and elevated cortisol levels, suggesting that it may contribute to disorders such as diabetes, hypertension, and obesity. • Affect host defense systems; for example, sleep-deprived, rats shows increased rates of bacteremia. • Sleep deprivation, in rats, produces a series of dramatic physiological changes, that culminate invariably in death after 2 to 3 weeks of sleep loss.
  • 61. FFI (Fatal Familial Insomina) : a prion disorder, characterized by near- complete loss of sleep, with neurological symptoms and spongiform degeneration in selected brain regions. • In FFI with a short clinical course (death in <1 year) -- insomnia is almost complete from the onset. • In FFI with a longer clinical course (death at 2-3 years) -- insomnia develops gradually. • In humans, sleep deprivation is never enforced for more than 3 to 4 days ( the record is 11 days, but in only one subject )
  • 62. Micro-sleeps : Short lapses, lasting a few seconds, during which the waking EEG clearly switches to a sleep pattern. Microsleeps can cause obvious impairment in performance, for instance losing the control of the car, while driving. Local sleep : First described in rodents; using intracortical recordings. During prolonged wakefulness, rats can move around and show a normal wake activated EEG, while some cortical neurons, go “offline” and stop firing, showing down states of membrane hyperpolarization, similar to findings of NREM sleep. In humans, it can be identified, using high density hd-EEG, that detects a local increase in delta/theta waves, mainly in the cortical areas.
  • 63. Sleep and Brain Restitution • Restoring some metabolic function or in serving neural plasticity • Preserve energy • Rest for brain • Restoration of molecular pathway or chemical in the brain FUNCTIONS OF SLEEP
  • 64. Sleep, Learning, and Memory • Reduces interference between ongoing activities and the consolidation of previously acquired memories. • Favor the integration of new with old memories. • Intense, high-frequency bursts of spontaneous neural activity during sleep - important for triggering molecular mechanisms of synaptic consolidation and enlarging the network of associations.
  • 65. 1. Sleep disturbances occur in virtually all psychiatric illnesses and are frequently part of the diagnostic criteria for specific disorders. 2. Has predictive value in identifying individuals at risk for developing psychiatric illnesses. 3. Specific changes in sleep architecture serve as biological markers that may provide insight into pathophysiology. 4. Manipulations of sleep have profound impacts on mood, memory, and behavior that can influence the course of an illness 5. Virtually all psychiatric medications have effects on sleep. SLEEP AND PSYCHIATRY
  • 66. Insomnia is more strongly associated with depression. Pt. with insomnia or even difficulty sleeping, during stressful events, are significantly more likely to develop depression in the future. • Relative loss of SWS. SLEEP AND DEPRESSION
  • 67. • Specific changes in REM sleep - Reduced latency to REM sleep. - Greater proportion of REM sleep during the first third of the night - Increased frequency of rapid eye movements during REM sleep (i.e., increased REM density), and - Increased percentage of sleep time spent in REM sleep. - Both found at higher rates in first-degree family members of people with depression. SLEEP AND DEPRESSION
  • 68. • Data suggests that sleep and mood are regulated by common systems. • Cholinergic - monoaminergic imbalance hypothesis of depression is consistent with the observed increase in REM sleep and reduction in SWS that would be caused by increased cholinergic activity. • Individuals with depression, show a heightened sensitivity to REM sleep induction by cholinergic drugs in comparison to nondepressed control subjects. SLEEP AND DEPRESSION
  • 69. • Total deprivation of a single night of sleep or even partial deprivation of sleep, in the latter half of the night, can have an immediate antidepressant response in many moderately to severely depressed individuals. • Even a short bout of sleep can reverse the antidepressant effect of sleep deprivation. • Prolonged sleep can induce depression in some individuals. • Functional imaging studies have shown that sleep deprivation, like antidepressant drug therapy, normalizes the increased metabolic activity seen in the anterior cingulate gyrus, in individuals with depression. SLEEP DEPRIVATION AND DEPRESSION
  • 70. • Selective REM sleep deprivation, has also been shown to have antidepressant effects, and it has been suggested that REM sleep- suppressing antidepressants, may act in part, through their effects on sleep. • Most antidepressants increase serotonin and consequently increase REM sleep latency, decrease REM sleep amount, and increase SWS - reversing architectural abnormalities of sleep in depression. • REM sleep suppression, however, is not a requirement for antidepressant efficacy, because some agents such as bupropion and nefazodone appear to cause no significant reduction of REM sleep.
  • 71. • Both sleep deprivation and antidepressant medications may act by similar mechanisms, namely, by selectively upregulating genes involved in neural plasticity and synaptic potentiation. • Gene for MAO-A and serotonin transporter gene linked polymorphic region (5-HTTLPR) - implicated in depression ; Correlate with insomnia also.
  • 72. • Sleep loss can induce or perpetuate mania in bipolar patients, who may go for periods of several days with little or no sleep. • There is a possible link between bipolar disorder and circadian genes, as Lithium is shown to inhibit Glycogen Synthase Kinase 3 (GSK3), a circadian regulator SLEEP AND MANIA/ BIPOLAR DISORDER
  • 73. • Sleep disturbances frequently associated with and can comprise core features of anxiety disorders. • Insomnia is a risk factor for subsequent onset of anxiety disorders. • Overlap between interventions, that target sleep disturbances and those that are used in anxiety. • Links between anxiety and sleep disturbances - relevant to understanding, mechanisms and dysfunctions of arousal regulation that underlie both. SLEEP AND ANXIETY DISORDERS
  • 74. • High degree of overlap between GAD and insomnia. • Comorbidity of GAD and insomnia - greater than for all of the other psychiatric disorders surveyed. • Polysomnographic (PSG) studies - demonstrating impaired sleep initiation and maintenance in patients of GAD. SLEEP AND GAD
  • 75. • Patients with panic disorder, may have panic attacks arising from sleep. • Sleep panic attacks are suggested to be the cause of fear of sleep, resulting in secondary insomnia. • Surveys suggest, insomnia is more frequent in panic disorder than in controls • PSG studies on sleep panic attacks - originated during transition from stage 2 into early SWS, which is a period of diminishing arousal. SLEEP AND PANIC DISORDER
  • 76. • Evidence for abnormalities, related to REM sleep in PTSD is more consistent. • Disruptions of REM sleep continuity (nightmares, increased awakening /arousals, and motor activity), increased REM activation (eye movement density) and increased sympathetic nervous system activity. SLEEP AND PTSD
  • 77. • Overnight PSG studies - document poor sleep efficiency (SE), that is associated with reductions in total sleep time (TST) and early, middle, and late insomnia. • Severe insomnia - one of the prodromal symptoms of psychotic decompensation or relapse after discontinuation of medication. SLEEP AND SCHIZOPHRENIA
  • 78. Non–REM sleep and REM latency:- • Significantly shorter REM latency (REML) in schizophrenics relative to healthy controls. • SWS deficits frequently observed (even in first-episode, neurolepticnaĂŻve). • SWS deficits play a key role in Feinberg’s neurodevelopmental model of schizophrenia. Excess synaptic pruning would result in less synchronous, EEG slow wave activity and observed SWS deficits. SLEEP AND SCHIZOPHRENIA
  • 79. Neurophysiologic Correlates:- • Structural and functional neuroimaging:- • SWS deficits are a/w structural dysmorphology (eg, ↑ ventricular volume) and functional impairment (eg, decreased brain anabolic processes) • Increased size of lateral as well as 3rd ventricle in both SWS deficits and a subset of Schizophrenics points towards relation of sleep with Schizophrenia • Neuroanatomic correlates of sleep abnormalities might suggest, a stable or trait-like impairment SLEEP AND SCHIZOPHRENIA
  • 80. • Retrospective self-report : -- Pittsburgh Sleep Quality Index (Buysse et al., 1989) -- Epworth Sleepiness Scale (Johns, 1991) -- Insomnia Severity Index (Bastien et al., 2001) -- Berlin Sleep Apnea Questionnaire (Netzer et al., 1999) • Prospective self-report : sleep–wake diaries or sleep logs • Behavioral measurements (Actigraphy) ASSESSMENT SCALES
  • 81. Polysomnography (PSG) : EEG, electro-oculograms (EOG), electromyogram (EMG), ECG, oral–nasal airflow, nasal pressure, ribcage and abdominal movement and oximetry. PSG is Gold standard for sleep assessment. • Two standardized objective tests to measure daytime sleepiness : MSLT = Multiple sleep latency test. MWT = Maintenance of wakefulness test. ASSESSMENT
  • 82. THANK YOU FOR NOT SLEEPING