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Intro to tsql unit 12

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Intro to tsql unit 12

  1. 1. Introduction To SQL Unit 12 Modern Business Technology Introduction To TSQL Unit 12 Developed by Michael Hotek
  2. 2. Transaction Management <ul><li>Most of the following discussion of transaction management is specific to Sybase SQL Server and MS SQL Server </li></ul><ul><li>But, the principles can be applied to virtually any DBMS </li></ul>
  3. 3. Transactions <ul><li>Transactions by definition are a logical unit of work </li></ul><ul><li>A logical unit of work is a SQL operation or a set of SQL statements executed against a database </li></ul><ul><ul><li>Usually include at least one DML statement </li></ul></ul><ul><ul><li>Changes the database from one consistent state to another </li></ul></ul><ul><li>A transaction can have two outcomes </li></ul><ul><ul><li>When it completes successfully, it is &quot;committed&quot; or &quot;saved&quot; </li></ul></ul><ul><ul><li>When a transaction fails, it is &quot;rolled back&quot; or &quot;undone&quot; </li></ul></ul>
  4. 4. <ul><li>Another definition is a single recoverable unit of work that executes either: </li></ul><ul><ul><li>Completely </li></ul></ul><ul><ul><li>Not at all </li></ul></ul><ul><li>A transaction can be anything from a single DML command to a series of commands (multiple inserts or deletes) </li></ul>Transactions
  5. 5. Outcomes <ul><li>After a transaction is committed, it can not be undone </li></ul><ul><li>When a transaction is rolled back, all modifications of the transaction are undone </li></ul><ul><li>Partial execution of a transaction is not allowed </li></ul><ul><li>delete authors can only have two possible outcomes: </li></ul><ul><ul><li>All rows are deleted (committed) or </li></ul></ul><ul><ul><li>None of the rows are deleted (rolled back) </li></ul></ul>
  6. 6. Need for Transactions <ul><li>Transactions are the result of business rules being applied to the database world </li></ul><ul><li>These rules state that an operation either completes successfully or none of the operations can be applied </li></ul><ul><li>In the following scenario, we will consider a bank teller machine </li></ul>
  7. 7. Need for Transactions <ul><li>The business function we are trying to apply is the transfer of funds from a savings to a checking account </li></ul><ul><li>The amount debited from the savings account must be added to the checking account </li></ul><ul><li>Both the debit and the credit must occur or neither must occur </li></ul>
  8. 8. Need for Transactions <ul><li>Here are the possible problems in transferring $1000 </li></ul><ul><ul><li>Partial transfer </li></ul></ul><ul><ul><ul><li>Money is debited, but not credited </li></ul></ul></ul><ul><ul><li>Another operation against your account could conflict with the transfer </li></ul></ul><ul><ul><li>Another operation could see invalid data </li></ul></ul><ul><ul><ul><li>The debit does not work, but the money is credited. A check for an amount greater than should be in the checking account is processed and approved </li></ul></ul></ul><ul><ul><li>Another operation could see data at the wrong time </li></ul></ul>
  9. 9. <ul><li>Transaction management is implemented to cover the following issues: </li></ul><ul><ul><li>Protect data from software, hardware, or power failure </li></ul></ul><ul><ul><li>Provide access to multiple user </li></ul></ul><ul><ul><li>Prevent simultaneous read and write of the same data by multiple users </li></ul></ul><ul><li>Transaction control is implemented via three methods </li></ul><ul><ul><li>Locking </li></ul></ul><ul><ul><li>Transaction control statements </li></ul></ul><ul><ul><li>Error management </li></ul></ul>Implementing
  10. 10. Data Storage <ul><li>How data is physically stored by SQL Server is beyond the scope of this class </li></ul><ul><li>However, there is one principle that must be understood in order to continue with the next topic </li></ul><ul><li>A table's data is stored in a series of pages called data pages </li></ul><ul><li>SQL Server handles this page allocation internally and also &quot;knows&quot; where to find the particular data via a set of internal structures </li></ul>
  11. 11. Locking <ul><li>Locking is automagically handled by SQL Server via a process called the Lock Manager </li></ul><ul><li>As reads or writes are performed on a data page, the lock manager places a lock on that page </li></ul><ul><li>This ensures that simultaneous transactions do not interfere with each other </li></ul><ul><li>Without this locking, you may get data inconsistency in a multi-user environment </li></ul><ul><li>The locking mechanism also reduces availability of data </li></ul>
  12. 12. Locking <ul><li>All locking decisions are handled by SQL Server </li></ul><ul><li>There are two levels of locking </li></ul><ul><ul><li>page and table </li></ul></ul><ul><li>Page locks are less restrictive than table locks, because the lock is placed only on a single page and therefore on a small subset of data </li></ul><ul><li>Page locks are used whenever possible </li></ul>
  13. 13. Table Locks <ul><li>A table lock is the most restrictive lock </li></ul><ul><li>As it's name implies, it is a lock that covers the entire table </li></ul><ul><li>A table lock is implemented via a means called escalation </li></ul><ul><li>If a user is going to access an entire table: </li></ul><ul><ul><li>an update with no where clause </li></ul></ul><ul><li>SQL Server will escalate the page lock to a table lock </li></ul><ul><li>Once a SQL statement accumulates 200 page locks, it is escalated to a table lock </li></ul>
  14. 14. Locking <ul><li>Obviously there can only be one table lock </li></ul><ul><li>So, it would seem that you want to avoid this if at all possible </li></ul><ul><li>The type of lock acquired is generally not a concern as SQL Server tries to maintain the most appropriate lock for the least duration of time </li></ul>
  15. 15. Granularity <ul><li>The granularity of a lock refers to the amount of data that can be locked at one time. This can range from a single page to an entire database </li></ul><ul><li>By increasing the lock granularity, the processing required to obtain a lock decreases. But this also degrades performance </li></ul><ul><li>As lock granularity decreases, the amount of processing required to maintain and coordinate the locks increases </li></ul>
  16. 16. Types of Page Locks <ul><li>There are three types of locks </li></ul><ul><ul><li>Shared </li></ul></ul><ul><ul><ul><li>Multiple transactions can lock a shared page </li></ul></ul></ul><ul><ul><ul><li>No transactions can change the page </li></ul></ul></ul><ul><ul><ul><li>Usually released as soon as the page is read </li></ul></ul></ul><ul><ul><li>Exclusive </li></ul></ul><ul><ul><ul><li>Only one transaction can lock a page </li></ul></ul></ul><ul><ul><ul><li>Other transactions must wait until the lock is released </li></ul></ul></ul><ul><ul><ul><li>Exists for the duration of the transaction </li></ul></ul></ul><ul><ul><li>Update </li></ul></ul><ul><ul><ul><li>Allows reads, but will not allow shared or exclusive locks </li></ul></ul></ul><ul><ul><ul><li>Becomes an exclusive lock when the page is ready to be modified </li></ul></ul></ul><ul><ul><ul><li>Is an internal lock to help avoid deadlocks </li></ul></ul></ul><ul><ul><ul><li>Exists for the duration of the transaction </li></ul></ul></ul>
  17. 17. Lock Interactions <ul><li>Can another process: </li></ul><ul><li>Command Lock Select Modify </li></ul><ul><li>select title_id from titles shared yes no </li></ul><ul><li>delete titles exclusive no no </li></ul><ul><li>where price > 25 </li></ul><ul><li>insert into titles values (…) exclusive no no </li></ul><ul><li>update titles set type= update, yes no </li></ul><ul><li>'general' where type = then exclusive no </li></ul><ul><li>'business' </li></ul><ul><li>Locking is affected by: </li></ul><ul><ul><li>Indexes </li></ul></ul><ul><ul><li>Transactions </li></ul></ul><ul><ul><li>Isolation Levels </li></ul></ul><ul><ul><li>Table and page level locking </li></ul></ul>
  18. 18. Isolation Levels <ul><li>The ANSI standard defines four level of isolation for transactions </li></ul><ul><ul><li>Level 0 allows dirty reads (You can see data that has been changed, but not necessarily committed, by another user </li></ul></ul><ul><ul><li>Level 1 prevents dirty reads </li></ul></ul><ul><ul><li>Level 2 prevents non-repeatable reads </li></ul></ul><ul><ul><li>Level 3 prevents phantom reads </li></ul></ul><ul><li>The higher the isolation level, the higher the consistency </li></ul><ul><li>The higher the isolation level, the lower the concurrency </li></ul>
  19. 19. Isolation Levels <ul><li>All higher levels include all of the restrictions of the lower levels </li></ul><ul><li>Level 0 </li></ul><ul><ul><li>No shared locks for reads or exclusive locks on pages or tables being changed. An update still acquires a shared lock for its read </li></ul></ul><ul><li>Level 1 </li></ul><ul><ul><li>Exclusive lock on objects being changed. Hold lock until end of transaction </li></ul></ul><ul><ul><li>Shared locks on pages being searched. Release locks after object is processed. </li></ul></ul>
  20. 20. Isolation Levels <ul><li>Level 2 </li></ul><ul><ul><li>Exclusive lock on pages being changed. Hold lock until end of transaction </li></ul></ul><ul><ul><li>Shared lock on pages being searched. Remove lock after processing object </li></ul></ul><ul><li>Level 3 </li></ul><ul><ul><li>Exclusive lock on pages being changed </li></ul></ul><ul><ul><li>Shared lock on pages/tables being searched </li></ul></ul><ul><ul><li>Hold all locks until end of transaction (accumulate locks) </li></ul></ul><ul><li>The default isolation level for SQL Server is 1 </li></ul><ul><li>The default isolation level for the ANSI-92 standard is 3 </li></ul><ul><li>The current isolation level can be gotten from @@isolation </li></ul>
  21. 21. Holdlock <ul><li>noldlock/noholdlock is an option for a select statement that overrides the isolation level set for the duration of the select statement </li></ul><ul><li>Holdlock </li></ul><ul><ul><li>Enforces isolation level 3 </li></ul></ul><ul><ul><li>Makes a shared lock more restrictive, by causing the server to hold all shared locks until the transaction is complete </li></ul></ul><ul><ul><li>Applies a shared pages lock if the search argument references indexed columns, otherwise it applies a table lock </li></ul></ul><ul><ul><li>Use only if strictly necessary </li></ul></ul>
  22. 22. Noholdlock <ul><li>Use the noholdlock option only if you want SQL Server to release any shared locks regardless of isolation level </li></ul>
  23. 23. Holdlock <ul><li>begin tran </li></ul><ul><ul><li>declare @avg_adv money </li></ul></ul><ul><ul><li>select @avg_adv = avg(advance) from titles holdlock where type = 'business' </li></ul></ul><ul><ul><li>if @avg_adv > 5000 </li></ul></ul><ul><ul><li>select title from titles where type = 'business' and advance > @avg>adv </li></ul></ul><ul><li>commit tran </li></ul><ul><li>Since the average must remain constant for the duration of the transaction, holdlock will prevent anyone from writing to the titles table until the transaction is complete </li></ul>
  24. 24. Deadlock <ul><li>A deadlock can occur when two processes hold locks on a page on which the other process holds a conflicting lock </li></ul><ul><li>SQL Server detects this and aborts one of the transactions </li></ul>
  25. 25. Deadlock <ul><li>SQL Server will detect a deadlock and chooses the user with the least amount of CPU time as the &quot;victim&quot; </li></ul><ul><li>Even the &quot;winner&quot; will see a significant decrease in performance </li></ul>
  26. 26. Deadlock <ul><li>Application need to program for the possibility of a deadlock (error 1205 in Sybase SQL Server) </li></ul><ul><li>If a deadlock occurs, the application should resubmit the transaction </li></ul>
  27. 27. Avoiding Deadlocks <ul><li>To minimize the possibility of a deadlock </li></ul><ul><ul><li>Have all transaction access the tables in the same order </li></ul></ul><ul><ul><li>Use holdlock only when repeatable reads are necessary </li></ul></ul><ul><ul><li>Avoid long running transactions; make transactions small and commit as soon as possible </li></ul></ul><ul><ul><li>Avoid user input while you have a holdlock on a table </li></ul></ul><ul><ul><li>Avoid numerous simultaneous executions of DML commands like insert, update, delete </li></ul></ul>
  28. 28. Avoiding Deadlocks <ul><li>The best way to avoid deadlocks is to write transaction in the same order. Avoid the following: </li></ul><ul><ul><li>begin tran begin tran </li></ul></ul><ul><ul><li>update table A update table B </li></ul></ul><ul><ul><li>update table B update table A </li></ul></ul><ul><ul><li>commit tran commit tran </li></ul></ul><ul><li>Wherever possible try to use stored procedures to perform transactions to ensure consistent access order to tables </li></ul>
  29. 29. Transaction Control <ul><li>Provides the control required for managing transaction </li></ul><ul><li>Enables the grouping of SQL commands in a transaction that meet business requirements </li></ul><ul><li>Enables a programmer to influence SQL Server's locking strategy </li></ul><ul><li>Creates predictable effects when committing or rolling back transactions </li></ul><ul><li>begin transaction and commit transaction mark the beginning and end of a transaction </li></ul>
  30. 30. Transaction Control <ul><li>There are three transaction control statements </li></ul><ul><ul><li>begin tran </li></ul></ul><ul><ul><ul><li>Alerts SQL Server that a transaction is beginning. You can optionally name a transaction. </li></ul></ul></ul><ul><ul><li>rollback tran </li></ul></ul><ul><ul><ul><li>Undoes the changes either to the named savepoint or the beginning of the transaction. Execution continues with the next statement </li></ul></ul></ul><ul><ul><li>commit tran </li></ul></ul><ul><ul><ul><li>End the transaction and saves changes to the database </li></ul></ul></ul>
  31. 31. Rollback <ul><li>Before a commit is issued, a transaction can be either partially rolled back to a savepoint or completely rolled back </li></ul><ul><li>After a commit is issued, a transaction can not be rolled back </li></ul>
  32. 32. Savepoints <ul><li>In unchained mode, you can set up savepoints in a transaction </li></ul><ul><li>These serve as an intermediate point in a transaction </li></ul><ul><li>There could be cases where you want to only rollback a portion of the work you have done. </li></ul><ul><li>save {transaction | tran } savepoint_name </li></ul>
  33. 33. Savepoints <ul><li>To undo all statements or procedures between a savepoint and the rollback use: </li></ul><ul><li>rollback {transaction | tran | work} savepoint_name </li></ul><ul><li>Always name savepoints </li></ul><ul><li>After a rollback, execution continues with the statement immediately following the rollback </li></ul>
  34. 34. Savepoint Example <ul><li>A bank can charge a fee for every use of an ATM. The specific transaction might fail, but the charge still needs to be applied </li></ul><ul><li>begin tran </li></ul><ul><li>update service_charge set service_charge = service_charge + .50 where account_num = '99999' </li></ul><ul><li>save tran service_charge </li></ul><ul><li>update savings set balance = balance - 500 where account_num = '99999' </li></ul><ul><li>if @@transtate = 2 </li></ul><ul><li>begin </li></ul><ul><li>select @@error </li></ul><ul><li>rollback tran service_charge </li></ul><ul><li>return </li></ul><ul><li>end </li></ul><ul><li>... </li></ul>
  35. 35. Error Processing <ul><li>You can monitor a transaction through two global variables: </li></ul><ul><ul><li>@@error detects errors during/after statements execute </li></ul></ul><ul><ul><li>@@transtate monitors the current state of the transaction </li></ul></ul><ul><li>Value Meaning </li></ul><ul><li>0 transaction in progress </li></ul><ul><li>1 transaction committed </li></ul><ul><li>2 previous statement aborted and transaction still in progress </li></ul><ul><li>3 transaction aborted/statement rolled back </li></ul><ul><li>@@transtate is reset after insert, update, delete </li></ul>
  36. 36. Error Handling <ul><li>Failure with a rollback (@@transtate = 3) </li></ul><ul><ul><li>Errors of severity level 19 or higher are fatal and will immediately abort the transaction and roll back all statements to the beginning of the transaction </li></ul></ul><ul><li>Failure with continue (@@transtate = 2) </li></ul><ul><ul><li>Errors from a failed statement cause the statement to fail, but other statements are committed </li></ul></ul><ul><li>No error, completed (@@transtate = 1) </li></ul><ul><ul><li>Transaction finished and saved all its changes </li></ul></ul><ul><li>No error, in progress (@@transtate = 0) </li></ul>
  37. 37. Error Handling <ul><li>@@transtate is not always set to 2 or 3 when a statement fails </li></ul><ul><li>Insert into a null into a column that does not allow nulls </li></ul><ul><ul><li>An error is reported for each attempt </li></ul></ul><ul><ul><li>All rows that contain valid data will be inserted </li></ul></ul><ul><ul><li>The error is found in @@error </li></ul></ul><ul><ul><li>There is no indication in @@transtate </li></ul></ul><ul><li>@@error should be used exclusively to: </li></ul><ul><ul><li>Maintain atomicity of transactions </li></ul></ul><ul><ul><ul><li>If any commands fail, undo all changes </li></ul></ul></ul><ul><ul><ul><li>Abort the transaction using a return </li></ul></ul></ul><ul><ul><ul><li>Ensure each batch contains only one transaction so you can predict what is rolled back on an abort </li></ul></ul></ul>
  38. 38. Error Handling <ul><li>If you are using insert statements in a transaction, you should always check @@error </li></ul><ul><li>begin tran </li></ul><ul><li>insert … </li></ul><ul><ul><li>if @@error != 0 </li></ul></ul><ul><ul><li>begin </li></ul></ul><ul><ul><li>rollback tran </li></ul></ul><ul><ul><li>return </li></ul></ul><ul><ul><li>end </li></ul></ul><ul><ul><li>… </li></ul></ul><ul><li>commit tran </li></ul>
  39. 39. @@rowcount <ul><li>@@rowcount will tell you how many rows were affected by a statement </li></ul><ul><ul><li>An insert, update, or delete may affect more than one row </li></ul></ul><ul><ul><li>A select into a variable may not return any rows which could cause invalid results later in the transaction </li></ul></ul><ul><li>If you expect rows and @@rowcount = 0 </li></ul><ul><ul><li>Issue a rollback tran </li></ul></ul><ul><ul><li>Issue a return to abort the transaction </li></ul></ul>
  40. 40. Reporting Errors <ul><li>If an error occurs, we want to return a user friendly message of what happened. </li></ul><ul><li>This is accomplished by using raiserror </li></ul><ul><li>Develop a numbering system for error messages </li></ul><ul><ul><li>20001 - 21000 = update errors </li></ul></ul><ul><ul><li>21001 - 22000 = insert errors... </li></ul></ul><ul><li>Standardize you error output </li></ul><ul><li>Add a new error message with sp_addmessage </li></ul>
  41. 41. Report Errors Example <ul><li>exec sp_addmessage 40000, &quot;An error occurred while updating '%1!' table with a publisher ID of '%2!'.&quot; </li></ul><ul><li>declare @error int, </li></ul><ul><ul><li>@rows int </li></ul></ul><ul><li>begin tran </li></ul><ul><li>update publishers set pub_id = 'a' where pub_id = '0736' </li></ul><ul><li>select @error = @@error, @rows = @@rowcount </li></ul><ul><li>if @error != 0 </li></ul><ul><li>begin </li></ul><ul><li>rollback tran </li></ul><ul><li>raiserror 40000,'publishers','0736' </li></ul><ul><li>return </li></ul><ul><li>end... </li></ul><ul><li>commit tran </li></ul><ul><li>Results </li></ul><ul><li>Msg 40000, Level 16, State 1: </li></ul><ul><li>Line11 </li></ul><ul><li>An error occurred while updating publishers table with publisher ID of 0736. </li></ul>
  42. 42. Unit 12 Review <ul><li>A transaction is a logical unit of work </li></ul><ul><li>Transactions can be committed or rolled back </li></ul><ul><li>Once a transaction is committed it can not be rolled back </li></ul><ul><li>Pages are locked as they are accessed. A large number of page locks will escalate into a table lock </li></ul><ul><li>There are four isolation levels which can be used to control the locking in the database </li></ul><ul><li>Use the holdlock/noholdlock to override an isolation level setting </li></ul><ul><li>Deadlocks occur when two transaction are trying to obtain a lock on a page where the other has a conflicting lock </li></ul><ul><li>Deadlocks need to be avoided at all costs </li></ul><ul><li>There are three transaction control statements: begin tran, commit tran, rollback tran </li></ul><ul><li>There are two transaction modes: chained and unchained </li></ul><ul><li>Savepoints can be implemented to preserve some of the work done in the event of an error </li></ul><ul><li>@@error detects errors during or after statement execution </li></ul>
  43. 43. Unit 12 Review <ul><li>@@transtate is used to check the state of a transaction - It has four values </li></ul><ul><li>@@rowcount stores the number of rows affected by a given statement </li></ul><ul><li>Raiserror is used to return an error message back to an application </li></ul>
  44. 44. Unit 12 Exercises <ul><li>Time allotted for exercises is 1/2 hour </li></ul>