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Prof. Utham Murali. M.S ; M.B.A.
Ethics : Autonomy
Meaning
 From the Greek:
autos (self) Nomos (rule of
law), broadly meaning ‘self-
determination, self-rule, being
your own person, self
governing.
Definition
 Autonomy can be defined as
‘”self-rule with no control,
undue influence or
interference from other”
(Griffith and Tengnah, 2010).
 It is about respecting other
peoples wishes and
supporting them in their
decisions (Beauchamp and
Childress, 2009).
Autonomy
 The patient has the right to
refuse or choose their
treatment.
 Autonomy can be defined as the
ability of the person to make his
or her own decisions. This faith
in autonomy is the central
premise of the concept
of informed consent and shared
decision making.
Autonomy – Introduction
 In practice, the principle requires
respect for the decision-making
capacity of competent adults.
 Respect for self-determination is
deeply rooted in American history
and imagination.
 We are “… a culture that
celebrates the individual.” The rise
of autonomy in bioethics is quite
recent. Until the 1960s, medical
ethics, as the field was then called,
was largely “internal to medicine—
those values, norms, and rules
intrinsic to the actual practice of
health care.”
Autonomy – Introduction
Physicians dealt with their
codes of conduct and
professional etiquette
internally, as a family matter
of sorts.
During the last half of the
20th century, however, many
traditional aspects of
authority in our society were
questioned, as manifested in
the civil rights, feminist, and
anti-war movements.
Autonomy – Introduction
The practice of medicine was
affected as well. The
discourse on medical
morality that previously had
been held within the
profession gave way to a -
New way of thinking in which
the ethical values of society
at large— including the
rights of the individual—
were applied to the practice
of medicine.
Autonomy – Principles
The principle of autonomy
recognizes the rights of
individuals to self-
determination.
The increasing importance of
autonomy can be seen as a
social reaction to a
"paternalistic" tradition
within healthcare.
Respect for autonomy is the
basis for informed consent
and advance directives.
Autonomy – Principles
Autonomy is a general
indicator of health.
 This makes autonomy an
indicator for both
personal well-being, and
for the well-being of the
profession.
Autonomy – Notion
Personal autonomy is, at minimum, self-rule that is free from
both controlling interference by others and from limitations,
such as inadequate understanding, that prevent meaningful
choice.
The autonomous individual acts freely in accordance with a
self-chosen plan, analogous to the way an independent
government manages its territories and sets its policies.
A person of diminished autonomy, by contrast, is in some
respect controlled by others or incapable of deliberating or
acting on the basis of his or her desires and plans.
Autonomy – Models
MANDATORY
 “It is practically unwise and
morally objectionable for the
patient to for swear making
medical decisions personally”.
 Although this model seems to
eliminate any residue of
medical paternalism is it not in
danger of replacing it with an
equally (or possibly even
more) unacceptable
paternalism by bioethicists?
OPTIONAL
 Defines this as
entitling but not
requiring a patient to
take an active role in
decision making
regarding treatment.
Autonomy – Clinical application
Respect for patient autonomy is now fully integrated into
the practice of medicine.
In the clinic, the patient’s right to accept or refuse medical
care changes the balance of power in the physician-patient
relationship and engages the patient more fully in
ownership of care plans.
Shared decision-making has become the norm, and it is
viewed by the patient and the physician as essential for
honoring the individual and his or her dignity.
Autonomy – Clinical application
Autonomy rights make sense and are easiest to defend and
implement in the context of the well-informed adult of sound
mind.
But we are routinely confronted with patients whose
competence (legal status) or capacity (current ability) may be
in question because they are minors, are imprisoned, have a
cognitive impairment, are mentally ill, or are intoxicated.
We sometimes suspend or abridge autonomy for such
patients; but rarely do we put it aside in favor of another
ethical principle—beneficence, nonmaleficence, or justice.
Instead, we stretch and extend autonomy.
Autonomy – End of life
 In end-of-life care, the extension of
autonomy has been promoted
vigorously, but with mixed results.
 To be sure, deference to the wishes
of the patient and his or her family
is a valuable starting point for all
end-of-life care.
 However, it is reasonable to
question the role of autonomy
when continued aggressive care
will not lead to recovery, but only
prolong dying.
Autonomy – End of life
 Death teaches us that some things
cannot be controlled. As the end of life
approaches, the domains over which
the patient or family can exercise
control diminish to the vanishing point.
 It is reasonable to ask whether it is
even possible for a human being to
exercise autonomy in any meaningful
way when nearing death.
 The approach of death signals that the
other principles of medical ethics—
beneficence, nonmaleficence, and
justice—may be needed, and that
perhaps they should even trump
autonomy.
Autonomy vs Physician
 Today, we have “a patient-centered medical ethics that emphasizes
autonomy rights over professional obligations of beneficence when
they conflict.”
 The rise of autonomy has brought “unprecedented challenges to
[medical professional] authority.”
 A worst-case scenario illustrates the point. When patients insist on
decision-making authority, it is tempting to defer to them. However,
the “it’s your decision” approach can be a form of abandoning the
patient.
 The physician may feel that without full authority to make decisions,
he or she should not assume responsibility for outcomes. The
physician may dispense with some of the soul-searching about the
right course of action thinking that the patient will decide what he
wants, anyway.
Respect for Autonomy (Person)
 includes respect for their privacy and
confidentiality
 need to provide sufficient information
for them to make informed choices
 truth telling
 protection of persons with diminished
or impaired autonomy.
 Recognize the capacity of mentally and
legally competent patients :
•To think and make decisions
independently
•To act on the basis of their decisions
•To communicate their wishes to health
workers
•Uphold patient confidentiality
Promoting Autonomous behaviour
Presenting all treatment
options to a patient.
Explaining risks in terms
that a patient
understands.
Ensuring that a patient
understands the risks
and agrees to all
procedures before going
into surgery.
Autonomy vs
Paternalism
Paternalism is defined
as the overriding of
individual choices or
intentional actions in
order to provide benefit
to that individual.
(Beauchamp &
Childress, 2001)
Autonomy vs. Paternalism: The
Central Conflict in Medical Ethics
Autonomy
 Agents have a right to be
self-determining;
individuals have a right to
conduct their lives as they
see fit.
 Autonomy is typically taken
to be a core component of
a “good life.”
Paternalism
 It is sometimes legitimate
to restrict agent autonomy,
for their own good.
 Soft paternalism-agent is
incompetent in some
relevant way.
 Hard paternalism-agent has
less-than-ideal values
What obligations does respecting patient
autonomy impose on us in practice?
 Respecting autonomy means you must:
Consider the words in the bubbles below, in groups of 2 or 3
create statements which include 1 or more of these words.
PATIENT
VERACITY INFORMATION
COMMUNICATION PERSUADED
PREFERENCE
Conclusion
 Principle of respect
for autonomy and
competence are
crucial in moral
decision making in
medical ethics, and
require a great deal of
thought.
Thank you…

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Ethics of Autonomy in Healthcare

  • 1. Prof. Utham Murali. M.S ; M.B.A. Ethics : Autonomy
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  • 5. Meaning  From the Greek: autos (self) Nomos (rule of law), broadly meaning ‘self- determination, self-rule, being your own person, self governing.
  • 6. Definition  Autonomy can be defined as ‘”self-rule with no control, undue influence or interference from other” (Griffith and Tengnah, 2010).  It is about respecting other peoples wishes and supporting them in their decisions (Beauchamp and Childress, 2009).
  • 7. Autonomy  The patient has the right to refuse or choose their treatment.  Autonomy can be defined as the ability of the person to make his or her own decisions. This faith in autonomy is the central premise of the concept of informed consent and shared decision making.
  • 8. Autonomy – Introduction  In practice, the principle requires respect for the decision-making capacity of competent adults.  Respect for self-determination is deeply rooted in American history and imagination.  We are “… a culture that celebrates the individual.” The rise of autonomy in bioethics is quite recent. Until the 1960s, medical ethics, as the field was then called, was largely “internal to medicine— those values, norms, and rules intrinsic to the actual practice of health care.”
  • 9. Autonomy – Introduction Physicians dealt with their codes of conduct and professional etiquette internally, as a family matter of sorts. During the last half of the 20th century, however, many traditional aspects of authority in our society were questioned, as manifested in the civil rights, feminist, and anti-war movements.
  • 10. Autonomy – Introduction The practice of medicine was affected as well. The discourse on medical morality that previously had been held within the profession gave way to a - New way of thinking in which the ethical values of society at large— including the rights of the individual— were applied to the practice of medicine.
  • 11. Autonomy – Principles The principle of autonomy recognizes the rights of individuals to self- determination. The increasing importance of autonomy can be seen as a social reaction to a "paternalistic" tradition within healthcare. Respect for autonomy is the basis for informed consent and advance directives.
  • 12. Autonomy – Principles Autonomy is a general indicator of health.  This makes autonomy an indicator for both personal well-being, and for the well-being of the profession.
  • 13. Autonomy – Notion Personal autonomy is, at minimum, self-rule that is free from both controlling interference by others and from limitations, such as inadequate understanding, that prevent meaningful choice. The autonomous individual acts freely in accordance with a self-chosen plan, analogous to the way an independent government manages its territories and sets its policies. A person of diminished autonomy, by contrast, is in some respect controlled by others or incapable of deliberating or acting on the basis of his or her desires and plans.
  • 14. Autonomy – Models MANDATORY  “It is practically unwise and morally objectionable for the patient to for swear making medical decisions personally”.  Although this model seems to eliminate any residue of medical paternalism is it not in danger of replacing it with an equally (or possibly even more) unacceptable paternalism by bioethicists? OPTIONAL  Defines this as entitling but not requiring a patient to take an active role in decision making regarding treatment.
  • 15. Autonomy – Clinical application Respect for patient autonomy is now fully integrated into the practice of medicine. In the clinic, the patient’s right to accept or refuse medical care changes the balance of power in the physician-patient relationship and engages the patient more fully in ownership of care plans. Shared decision-making has become the norm, and it is viewed by the patient and the physician as essential for honoring the individual and his or her dignity.
  • 16. Autonomy – Clinical application Autonomy rights make sense and are easiest to defend and implement in the context of the well-informed adult of sound mind. But we are routinely confronted with patients whose competence (legal status) or capacity (current ability) may be in question because they are minors, are imprisoned, have a cognitive impairment, are mentally ill, or are intoxicated. We sometimes suspend or abridge autonomy for such patients; but rarely do we put it aside in favor of another ethical principle—beneficence, nonmaleficence, or justice. Instead, we stretch and extend autonomy.
  • 17. Autonomy – End of life  In end-of-life care, the extension of autonomy has been promoted vigorously, but with mixed results.  To be sure, deference to the wishes of the patient and his or her family is a valuable starting point for all end-of-life care.  However, it is reasonable to question the role of autonomy when continued aggressive care will not lead to recovery, but only prolong dying.
  • 18. Autonomy – End of life  Death teaches us that some things cannot be controlled. As the end of life approaches, the domains over which the patient or family can exercise control diminish to the vanishing point.  It is reasonable to ask whether it is even possible for a human being to exercise autonomy in any meaningful way when nearing death.  The approach of death signals that the other principles of medical ethics— beneficence, nonmaleficence, and justice—may be needed, and that perhaps they should even trump autonomy.
  • 19. Autonomy vs Physician  Today, we have “a patient-centered medical ethics that emphasizes autonomy rights over professional obligations of beneficence when they conflict.”  The rise of autonomy has brought “unprecedented challenges to [medical professional] authority.”  A worst-case scenario illustrates the point. When patients insist on decision-making authority, it is tempting to defer to them. However, the “it’s your decision” approach can be a form of abandoning the patient.  The physician may feel that without full authority to make decisions, he or she should not assume responsibility for outcomes. The physician may dispense with some of the soul-searching about the right course of action thinking that the patient will decide what he wants, anyway.
  • 20. Respect for Autonomy (Person)  includes respect for their privacy and confidentiality  need to provide sufficient information for them to make informed choices  truth telling  protection of persons with diminished or impaired autonomy.  Recognize the capacity of mentally and legally competent patients : •To think and make decisions independently •To act on the basis of their decisions •To communicate their wishes to health workers •Uphold patient confidentiality
  • 21. Promoting Autonomous behaviour Presenting all treatment options to a patient. Explaining risks in terms that a patient understands. Ensuring that a patient understands the risks and agrees to all procedures before going into surgery.
  • 22. Autonomy vs Paternalism Paternalism is defined as the overriding of individual choices or intentional actions in order to provide benefit to that individual. (Beauchamp & Childress, 2001)
  • 23. Autonomy vs. Paternalism: The Central Conflict in Medical Ethics Autonomy  Agents have a right to be self-determining; individuals have a right to conduct their lives as they see fit.  Autonomy is typically taken to be a core component of a “good life.” Paternalism  It is sometimes legitimate to restrict agent autonomy, for their own good.  Soft paternalism-agent is incompetent in some relevant way.  Hard paternalism-agent has less-than-ideal values
  • 24. What obligations does respecting patient autonomy impose on us in practice?  Respecting autonomy means you must: Consider the words in the bubbles below, in groups of 2 or 3 create statements which include 1 or more of these words. PATIENT VERACITY INFORMATION COMMUNICATION PERSUADED PREFERENCE
  • 25. Conclusion  Principle of respect for autonomy and competence are crucial in moral decision making in medical ethics, and require a great deal of thought.
  • 26.

Editor's Notes

  1. Comes from the Greek: autos (self) Nomos (Rule or law Broadly defined as’ self determination, self rule, being your own person, self governing. Means you have the capacity to make reasoned decisions, i.e. , the ability to think for one’ self and to act on the basis of such thought. The key here is that the person has the capacity to reason and make decisions.
  2. Points to raise It is clear that autonomy is regarded as something of value at least in Western Cultures, perhaps also in other cultures. We value independence and find that it is both desirable and healthy to be autonomous. Key points The principle of respect for autonomy implies that people have the freedom to decide how to run their lives. Being autonomous means having the ability to a) determine your personal goals, b) understand available options and their consequences, c) decide on a plan of action and d) act on choices.
  3. Points to raise It is clear that autonomy is regarded as something of value at least in Western Cultures, perhaps also in other cultures. We value independence and find that it is both desirable and healthy to be autonomous. Key points The principle of respect for autonomy implies that people have the freedom to decide how to run their lives. Being autonomous means having the ability to a) determine your personal goals, b) understand available options and their consequences, c) decide on a plan of action and d) act on choices.
  4. Points to raise It is clear that autonomy is regarded as something of value at least in Western Cultures, perhaps also in other cultures. We value independence and find that it is both desirable and healthy to be autonomous. Key points The principle of respect for autonomy implies that people have the freedom to decide how to run their lives. Being autonomous means having the ability to a) determine your personal goals, b) understand available options and their consequences, c) decide on a plan of action and d) act on choices.
  5. Points to raise It is clear that autonomy is regarded as something of value at least in Western Cultures, perhaps also in other cultures. We value independence and find that it is both desirable and healthy to be autonomous. Key points The principle of respect for autonomy implies that people have the freedom to decide how to run their lives. Being autonomous means having the ability to a) determine your personal goals, b) understand available options and their consequences, c) decide on a plan of action and d) act on choices.
  6. Points to raise It is clear that autonomy is regarded as something of value at least in Western Cultures, perhaps also in other cultures. We value independence and find that it is both desirable and healthy to be autonomous. Key points The principle of respect for autonomy implies that people have the freedom to decide how to run their lives. Being autonomous means having the ability to a) determine your personal goals, b) understand available options and their consequences, c) decide on a plan of action and d) act on choices.
  7. Points to raise It is clear that autonomy is regarded as something of value at least in Western Cultures, perhaps also in other cultures. We value independence and find that it is both desirable and healthy to be autonomous. Key points The principle of respect for autonomy implies that people have the freedom to decide how to run their lives. Being autonomous means having the ability to a) determine your personal goals, b) understand available options and their consequences, c) decide on a plan of action and d) act on choices.
  8. Points to raise It is clear that autonomy is regarded as something of value at least in Western Cultures, perhaps also in other cultures. We value independence and find that it is both desirable and healthy to be autonomous. Key points The principle of respect for autonomy implies that people have the freedom to decide how to run their lives. Being autonomous means having the ability to a) determine your personal goals, b) understand available options and their consequences, c) decide on a plan of action and d) act on choices.
  9. Points to raise It is clear that autonomy is regarded as something of value at least in Western Cultures, perhaps also in other cultures. We value independence and find that it is both desirable and healthy to be autonomous. Key points The principle of respect for autonomy implies that people have the freedom to decide how to run their lives. Being autonomous means having the ability to a) determine your personal goals, b) understand available options and their consequences, c) decide on a plan of action and d) act on choices.
  10. Points to raise It is clear that autonomy is regarded as something of value at least in Western Cultures, perhaps also in other cultures. We value independence and find that it is both desirable and healthy to be autonomous. Key points The principle of respect for autonomy implies that people have the freedom to decide how to run their lives. Being autonomous means having the ability to a) determine your personal goals, b) understand available options and their consequences, c) decide on a plan of action and d) act on choices.
  11. Points to raise It is clear that autonomy is regarded as something of value at least in Western Cultures, perhaps also in other cultures. We value independence and find that it is both desirable and healthy to be autonomous. Key points The principle of respect for autonomy implies that people have the freedom to decide how to run their lives. Being autonomous means having the ability to a) determine your personal goals, b) understand available options and their consequences, c) decide on a plan of action and d) act on choices.
  12. Points to raiset autonomy is regarded as something of value at least in Western Cultures, perhaps also in other cultures. We value independence and find that it is both desirable and healthy to be autonomous. Key points The principle of respect for autonomy implies that people have the freedom to decide how to run their lives. Being autonomous means having the ability to a) determine your personal goals, b) understand available options and their consequences, c) decide on a plan of action and d) act on choices.
  13. Points to raise It is clear that autonomy is regarded as something of value at least in Western Cultures, perhaps also in other cultures. We value independence and find that it is both desirable and healthy to be autonomous. Key points The principle of respect for autonomy implies that people have the freedom to decide how to run their lives. Being autonomous means having the ability to a) determine your personal goals, b) understand available options and their consequences, c) decide on a plan of action and d) act on choices.
  14. Points to raiset autonomy is regarded as something of value at least in Western Cultures, perhaps also in other cultures. We value independence and find that it is both desirable and healthy to be autonomous. Key points The principle of respect for autonomy implies that people have the freedom to decide how to run their lives. Being autonomous means having the ability to a) determine your personal goals, b) understand available options and their consequences, c) decide on a plan of action and d) act on choices.
  15. Points to raiset autonomy is regarded as something of value at least in Western Cultures, perhaps also in other cultures. We value independence and find that it is both desirable and healthy to be autonomous. Key points The principle of respect for autonomy implies that people have the freedom to decide how to run their lives. Being autonomous means having the ability to a) determine your personal goals, b) understand available options and their consequences, c) decide on a plan of action and d) act on choices.
  16. It can be difficult sometimes to apply the principle of autonomy in some health care situations, when respecting that patients choice may not be in the best interests of the patient. Whilst paternalism is seldom justified in patient care, some situations justify overriding patient autonomy when the benefits to be realised are great and the harms to be avoided are significant.
  17. Effectively communicate with patients (listening, gaining cooperation & compliance etc. ) Respecting cultural differences. Be truthful (Veracity) Enable patients to make decisions freely not be forced or manipulated, persuaded. Provide appropriate information Accept your patients preferences, i.e. the right to decide whether to undergo health care intervention or not whatever the outcome. Accordingly you must respect a competent adults refusal of treatment.