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InEtUe rGnCaPti onal Conference on 
Harmonization (ICH) 
Consolidated Guidelines 
Pravin Cumar 
Head Academics
EU GCP 
What is ICH? 
Need to harmonies 
Purpose of harmonization 
Initiation of ICH 
Objectives of ICH 
The Structure of ICH 
The process of Harmonization 
ICH Guidelines – Q, S, E & M 
ICH & the Future 
The Impact of ICH
EU GCP 
ICH is a unique joint initiative 
involving both regulators and 
industry as equal partners in the 
scientific and technical 
discussions of the testing 
procedures which are required to 
ensure and assess the safety, 
quality and efficacy of medicines.
EU GCP 
Awareness on critical evaluation of 
medicinal products before market release 
Medical tragedies 
1960-70s: 
Rapid increase in laws, regulations & guidelines 
on medicinal products 
Globalization of Pharmaceutical industry 
But regulation of medicine remained as a 
national responsibility
EU GCP 
These changes lead to: 
Duplication of work 
Raising cost of health care 
Escalation of R&D costs 
Delay in drug development
EU GCP 
The purpose is to make 
recommendations on ways to achieve 
greater harmonization in the 
interpretation 
Application of technical guidelines 
Requirements for product registration in 
order to reduce or obviate the need to 
duplicate the testing carried out during 
the research and development of new 
medicines.
EU GCP 
Aim to produce a single set of technical 
requirements for the registration of new 
drug, drug products to streamline 
development. 
Reduce or obviate duplicate testing 
More economical use of human, animal and 
material resources. 
Eliminate unnecessary delays in the 
availability of new medicines.
EU GCP 
Availability of new medicines whilst 
maintaining safeguards on quality, safety 
and efficacy, and regulatory obligations to 
protect public health. 
To provide a unified standard for the 
European Union (EU), Japan & United 
States to facilitate mutual acceptance of 
clinical data by the regulatory authorities 
in these jurisdictions 

EU GCP 
Member: 
Steering committee (SC): 
ICH Parties - 6 
ICH – Coordinators (One from each party) 
Observers - 3 (non-voting) 
IFPMA: Secretariat 
Expert Working Groups (EWGs)
EU GCP 
Expert working group: The SC is 
advised on technical issues concerned 
with harmonization topics by Expert 
Working Groups. 
They are nominated from the 6 Co – 
Sponsors.
EU GCP 
 Participants 
Six Parties: EU, EFPIA, FDA, 
MHLW, JPMA, PhRMA, 
Three Observers: WHO, EFTA, CanadaEuropean 
 Commission - European Union (EU) 
 European Federation of Pharmaceutical Industries 
and Associations (EFPIA) 
 US Food and Drug Administration (FDA) 
 Pharmaceutical Research and Manufacturers of 
America (PhRMA) 
 Ministry of Health, Labor and Welfare, Japan (MHLW) 
 Japan Pharmaceutical Manufacturers Association 
(JPMA)
EU GCP 
STEERING COMMITTEE: 
 Oversees the preparation for ICH and 
the harmonization initiatives under 
taken under the ICH Process. 
 2 members from each of the 6 co-sponsors 
 Determines policies & procedures 
 Selects topics for harmonization 
 Monitors progress of harmonization 
initiatives
EU GCP 
 Five-step approach 
 Step 1: Consensus building 
 Step 2: Confirmation of six-party harmonised 
and consensus text released 
 Step 3: Regulatory Consultation and 
Discussion outside the ICH 
 Step 4: Adoption of an ICH Harmonized 
Guideline 
 Step 5: Implementation
EU GCP 
Quality (Q) 
- chemical & pharmaceutical QA 
Safety (S) 
dealing with in vitro & in vivo pre clinical 
testing 
Efficacy (E) 
clinical studies in human beings 
Multidisciplinary (M) 
Terminology 
Electronic Standards 
Common Documents
EU GCP 
Q 1(A-F): Stability - Photostability 
Q 2: Analytical Validation 
Q 3(A-C): Impurities 
Q 5(A-E): Biotechnological Quality 
Q 6(A,B): Specifications 
Q 7: GMP for active pharma ingredients 
Q 8: Pharmaceutical development 
Q 9: Quality risk management 
Q10: Pharmaceutical Quality System
EU GCP 
S1: Carcinogenicity studies – Need, 
Testing, Dose Selection 
S2: Genotoxicity – Regulatory, Battery of Tests 
S3A: Toxicokinetics 
S3B: Pharmacokinetics 
S4: Chronic Toxicity Testing 
S5A: Toxicity to Reproduction 
S5B: Toxicity to Male Fertility 
S6: Preclinical Biotech derived drugs 
S7A: Safety Pharmacology 
S7B: QT interval prolongation 
S8: Immunotoxicity for Human Pharmaceuticals 
S9 : Nonclinical Evaluation for Anticancer Pharmaceuticals
EU GCP 
E 1: Exposure to assess clinical safety 
E 2: Clinical Safety Data Management 
E 3: Study Reports 
E 4: Dose Response Studies 
E 5: Ethnic Factors 
E 6: Good Clinical Practice (GCP) 
E 7: Special Populations – Geriatrics 
E 8: Clinical Trials Design 
E 9: Statistical Considerations
EU GCP 
E 10: Choice of Control Group 
E 11: Special Populations – Children 
E 12: Therapeutic categories 
E 14: The clinical evaluation of QT/QC interval prolongation & 
pro arrhythmic potential for non antiarrhythmic drugs 
E15: Definitions for Genomic Biomarkers, 
Pharmacogenomics, Pharmacogenetics, Genomic Data 
& Sample Coding Categories 
E16: Genomic Biomarkers Related to Drug Response: 
Context, Structure and Format of Qualification 
Submissions
EU GCP 
M1: Medical Terminology 
M2: Electronic Standards for Transfer of 
Regulatory Information & Data (ESTRI) 
M3: Maintenance of ICH guidelines for nonclinical 
safety studies 
M4: Common Technical Document (CTD) 
M5: Data Elements and Standards for Drug 
Dictionaries
EU GCP 
IMPACT : 
Enhanced patient safety 
Streamline development programs 
Common quality standard 
Reduce resource requirements 
Forum for Communication 
Opportunity for Industry & Regulators to sit across 
the table 
Discuss drug development procedure with a 
common goal of identifying best scientific 
practice and applying the same uniformly across 
the globe
FDA & CFR
US FOOD & DRUG ADMINISTRATION 
 The Food and Drug Administration is one of 
the nation's oldest and most respected 
consumer protection agencies. 
www.fda.gov
FDA's mission 
 FDA's mission is: 
 To promote and protect the public health by 
helping safe and effective products reach the 
market in a timely way, 
 To monitor products for continued safety after 
they are in use, and 
 To help the public get the accurate, science-based 
information needed to improve health.
Overview 
 At the heart of all FDA's regulatory activities is a 
judgment about whether a new product's benefits to 
users will outweigh its risks. 
 Science-based, efficient risk management allows the 
agency to provide the most health promotion and 
protection at the least cost to the public. 
 No regulated product is totally risk-free, so these 
judgments are important. FDA will allow a product 
to present more of a risk when its potential benefit is 
great -- especially for products used to treat serious, 
life-threatening conditions.
FDA Departments 
FDA is an agency within the Department of 
Health and Human Services and consists of 9 
centers/offices. 
 Center for Biologics Evaluation and Research 
(CBER) 
 Center for Devices and Radiological Health 
(CDRH) 
 Center for Drug Evaluation and Research 
(CDER)
Contd… 
 Center for Food Safety and Applied Nutrition 
(CFSAN) 
 Center for Veterinary Medicine (CVM) 
 National Center for Toxicological Research 
(NCTR) 
 Office of Chief Counsel 
 Office of the Commissioner (OC) 
 Office of Regulatory Affairs (ORA)
CBER 
 CBER's mission is to protect and enhance the public 
health through the regulation of biological and related 
products including blood, vaccines, allergenics, tissues, 
and cellular and gene therapies. 
 Biologics, in contrast to drugs that are chemically 
synthesized, are derived from living sources (such as 
humans, animals, and microorganisms), are not easily 
identified or characterized, and many are manufactured 
using biotechnology.
CBER 
 These products often represent cutting-edge 
biomedical research and, in time, may offer the 
most effective means to treat a variety of 
medical illnesses and conditions that presently 
have few or no other treatment options.
CDRH 
 More than 20,000 firms worldwide produce over 
80,000 brands and models of medical devices for 
the U.S. market, ranging from contact lenses and 
blood sugar monitors to implanted hip joints and 
heart valves. 
 The FDA's Center for Devices and Radiological 
Health (CDRH) makes sure that new medical 
devices are safe and effective before they are 
marketed.
Contd… 
 Many of these devices are the first of a kind, 
such as a robotic arm that can operate a variety 
of surgical tools with tremendous precision. 
 Other high-tech devices are designed to 
prevent, diagnose or treat cancer, heart disease, 
impaired vision and hearing, and other health 
problems.
Contd…. 
 The center also monitors devices throughout 
the product life cycle, including a nationwide 
postmarket surveillance system. 
 And it assures that radiation-emitting products, 
such as microwave ovens, TV sets, cell phones, 
and laser products meet radiation safety 
standards.
CDER 
 The FDA's Center for Drug Evaluation and 
Research (CDER) promotes and protects the 
health of Americans by assuring that all 
prescription and over-the-counter drugs are 
safe and effective. 
 CDER evaluates all new drugs before they are 
sold, and serves as a consumer watchdog for 
the more than 10,000 drugs on the market to be 
sure they continue to meet the highest 
standards.
Contd… 
 The center routinely monitors TV, radio, and 
print drug ads to ensure they are truthful and 
balanced. 
 CDER also plays a critical role in providing 
health professionals and consumers 
information to use drugs appropriately and 
safely.
CDER regulates- 
 Prescription Drugs: Prescription medicines 
include any drug product that requires a 
doctor's authorization to purchase. 
 Generic Drugs: A generic drug is a drug 
product that is equivalent to brand name 
products in terms of quality and performance. 
 Over-the-Counter Drugs: OTC drug products 
are available to consumers without a doctor's 
prescription.
Title 21 
CFR
Introduction 
 Title 21 is the portion of the Code of Federal 
Regulations that governs food and drugs within 
the United States for the Food and Drug 
Administration (FDA), the Drug Enforcement 
Administration (DEA), and the Office of 
National Drug Control Policy (ONDCP).
 It is divided into three chapters: 
 Chapter I — Food and Drug Administration 
 Chapter II — Drug Enforcement 
Administration 
 Chapter III — Office of National Drug Control 
Policy
Chapter I 
• Most of the Chapter I regulations are based on the 
Federal Food, Drug, and Cosmetic Act. 
• Notable sections: 
• 11 - electronic records and electronic signature 
related 
• 50- Protection of human subjects in clinical trials 
• 56- Institutional Review Boards that oversee clinical 
trials 
• 58- Good Laboratory Practices (GLP) for nonclinical 
studies
 The 100 series are regulations pertaining to food: 
 101, especially 101.9 — Nutrition facts label related 
 106-107 requirements for infant formula 
 110 cGMPs for food products 
 170 food additives 
 190 dietary supplements
 The 200 and 300 series are regulations 
pertaining to pharmaceuticals : 
 202-203 Drug advertising and marketing 
 210 cGMPs for pharmaceuticals 
 310 Requirements for new drugs 
 328 Specific requirements for over-the-counter 
(OTC) drugs.
 The 500 series are regulations for animal feeds 
and animal medications: 
 The 600 series covers biological products (e.g. 
vaccines, blood): 
 The 700 series includes the limited regulations 
on cosmetics: 
 The 800 series are for medical devices:
 The 900 series covers mammography quality 
requirements enforced by CDRH. 
 The 1000 series covers radiation emitting 
device (e.g. lasers, cell phones) requirements 
enforced by CDRH. 
 The 1200 series consists of rules primarily 
based in laws other than the Food, Drug, and 
Cosmetic Act:
Chapter II 
 1308.11 — List of Schedule I drugs 
 1308.12 — List of Schedule II drugs 
 1308.13 — List of Schedule III drugs 
 1308.14 — List of Schedule IV drugs 
 1308.15 — List of Schedule V drugs
Chapter III 
 1405 Government wide requirements for drug-free 
workplaces
EU GCP 
THANK YOU

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Ich

  • 1. InEtUe rGnCaPti onal Conference on Harmonization (ICH) Consolidated Guidelines Pravin Cumar Head Academics
  • 2. EU GCP What is ICH? Need to harmonies Purpose of harmonization Initiation of ICH Objectives of ICH The Structure of ICH The process of Harmonization ICH Guidelines – Q, S, E & M ICH & the Future The Impact of ICH
  • 3. EU GCP ICH is a unique joint initiative involving both regulators and industry as equal partners in the scientific and technical discussions of the testing procedures which are required to ensure and assess the safety, quality and efficacy of medicines.
  • 4. EU GCP Awareness on critical evaluation of medicinal products before market release Medical tragedies 1960-70s: Rapid increase in laws, regulations & guidelines on medicinal products Globalization of Pharmaceutical industry But regulation of medicine remained as a national responsibility
  • 5. EU GCP These changes lead to: Duplication of work Raising cost of health care Escalation of R&D costs Delay in drug development
  • 6. EU GCP The purpose is to make recommendations on ways to achieve greater harmonization in the interpretation Application of technical guidelines Requirements for product registration in order to reduce or obviate the need to duplicate the testing carried out during the research and development of new medicines.
  • 7. EU GCP Aim to produce a single set of technical requirements for the registration of new drug, drug products to streamline development. Reduce or obviate duplicate testing More economical use of human, animal and material resources. Eliminate unnecessary delays in the availability of new medicines.
  • 8. EU GCP Availability of new medicines whilst maintaining safeguards on quality, safety and efficacy, and regulatory obligations to protect public health. To provide a unified standard for the European Union (EU), Japan & United States to facilitate mutual acceptance of clinical data by the regulatory authorities in these jurisdictions 
  • 9. EU GCP Member: Steering committee (SC): ICH Parties - 6 ICH – Coordinators (One from each party) Observers - 3 (non-voting) IFPMA: Secretariat Expert Working Groups (EWGs)
  • 10. EU GCP Expert working group: The SC is advised on technical issues concerned with harmonization topics by Expert Working Groups. They are nominated from the 6 Co – Sponsors.
  • 11. EU GCP  Participants Six Parties: EU, EFPIA, FDA, MHLW, JPMA, PhRMA, Three Observers: WHO, EFTA, CanadaEuropean  Commission - European Union (EU)  European Federation of Pharmaceutical Industries and Associations (EFPIA)  US Food and Drug Administration (FDA)  Pharmaceutical Research and Manufacturers of America (PhRMA)  Ministry of Health, Labor and Welfare, Japan (MHLW)  Japan Pharmaceutical Manufacturers Association (JPMA)
  • 12. EU GCP STEERING COMMITTEE:  Oversees the preparation for ICH and the harmonization initiatives under taken under the ICH Process.  2 members from each of the 6 co-sponsors  Determines policies & procedures  Selects topics for harmonization  Monitors progress of harmonization initiatives
  • 13. EU GCP  Five-step approach  Step 1: Consensus building  Step 2: Confirmation of six-party harmonised and consensus text released  Step 3: Regulatory Consultation and Discussion outside the ICH  Step 4: Adoption of an ICH Harmonized Guideline  Step 5: Implementation
  • 14. EU GCP Quality (Q) - chemical & pharmaceutical QA Safety (S) dealing with in vitro & in vivo pre clinical testing Efficacy (E) clinical studies in human beings Multidisciplinary (M) Terminology Electronic Standards Common Documents
  • 15. EU GCP Q 1(A-F): Stability - Photostability Q 2: Analytical Validation Q 3(A-C): Impurities Q 5(A-E): Biotechnological Quality Q 6(A,B): Specifications Q 7: GMP for active pharma ingredients Q 8: Pharmaceutical development Q 9: Quality risk management Q10: Pharmaceutical Quality System
  • 16. EU GCP S1: Carcinogenicity studies – Need, Testing, Dose Selection S2: Genotoxicity – Regulatory, Battery of Tests S3A: Toxicokinetics S3B: Pharmacokinetics S4: Chronic Toxicity Testing S5A: Toxicity to Reproduction S5B: Toxicity to Male Fertility S6: Preclinical Biotech derived drugs S7A: Safety Pharmacology S7B: QT interval prolongation S8: Immunotoxicity for Human Pharmaceuticals S9 : Nonclinical Evaluation for Anticancer Pharmaceuticals
  • 17. EU GCP E 1: Exposure to assess clinical safety E 2: Clinical Safety Data Management E 3: Study Reports E 4: Dose Response Studies E 5: Ethnic Factors E 6: Good Clinical Practice (GCP) E 7: Special Populations – Geriatrics E 8: Clinical Trials Design E 9: Statistical Considerations
  • 18. EU GCP E 10: Choice of Control Group E 11: Special Populations – Children E 12: Therapeutic categories E 14: The clinical evaluation of QT/QC interval prolongation & pro arrhythmic potential for non antiarrhythmic drugs E15: Definitions for Genomic Biomarkers, Pharmacogenomics, Pharmacogenetics, Genomic Data & Sample Coding Categories E16: Genomic Biomarkers Related to Drug Response: Context, Structure and Format of Qualification Submissions
  • 19. EU GCP M1: Medical Terminology M2: Electronic Standards for Transfer of Regulatory Information & Data (ESTRI) M3: Maintenance of ICH guidelines for nonclinical safety studies M4: Common Technical Document (CTD) M5: Data Elements and Standards for Drug Dictionaries
  • 20. EU GCP IMPACT : Enhanced patient safety Streamline development programs Common quality standard Reduce resource requirements Forum for Communication Opportunity for Industry & Regulators to sit across the table Discuss drug development procedure with a common goal of identifying best scientific practice and applying the same uniformly across the globe
  • 22. US FOOD & DRUG ADMINISTRATION  The Food and Drug Administration is one of the nation's oldest and most respected consumer protection agencies. www.fda.gov
  • 23. FDA's mission  FDA's mission is:  To promote and protect the public health by helping safe and effective products reach the market in a timely way,  To monitor products for continued safety after they are in use, and  To help the public get the accurate, science-based information needed to improve health.
  • 24. Overview  At the heart of all FDA's regulatory activities is a judgment about whether a new product's benefits to users will outweigh its risks.  Science-based, efficient risk management allows the agency to provide the most health promotion and protection at the least cost to the public.  No regulated product is totally risk-free, so these judgments are important. FDA will allow a product to present more of a risk when its potential benefit is great -- especially for products used to treat serious, life-threatening conditions.
  • 25. FDA Departments FDA is an agency within the Department of Health and Human Services and consists of 9 centers/offices.  Center for Biologics Evaluation and Research (CBER)  Center for Devices and Radiological Health (CDRH)  Center for Drug Evaluation and Research (CDER)
  • 26. Contd…  Center for Food Safety and Applied Nutrition (CFSAN)  Center for Veterinary Medicine (CVM)  National Center for Toxicological Research (NCTR)  Office of Chief Counsel  Office of the Commissioner (OC)  Office of Regulatory Affairs (ORA)
  • 27. CBER  CBER's mission is to protect and enhance the public health through the regulation of biological and related products including blood, vaccines, allergenics, tissues, and cellular and gene therapies.  Biologics, in contrast to drugs that are chemically synthesized, are derived from living sources (such as humans, animals, and microorganisms), are not easily identified or characterized, and many are manufactured using biotechnology.
  • 28. CBER  These products often represent cutting-edge biomedical research and, in time, may offer the most effective means to treat a variety of medical illnesses and conditions that presently have few or no other treatment options.
  • 29. CDRH  More than 20,000 firms worldwide produce over 80,000 brands and models of medical devices for the U.S. market, ranging from contact lenses and blood sugar monitors to implanted hip joints and heart valves.  The FDA's Center for Devices and Radiological Health (CDRH) makes sure that new medical devices are safe and effective before they are marketed.
  • 30. Contd…  Many of these devices are the first of a kind, such as a robotic arm that can operate a variety of surgical tools with tremendous precision.  Other high-tech devices are designed to prevent, diagnose or treat cancer, heart disease, impaired vision and hearing, and other health problems.
  • 31. Contd….  The center also monitors devices throughout the product life cycle, including a nationwide postmarket surveillance system.  And it assures that radiation-emitting products, such as microwave ovens, TV sets, cell phones, and laser products meet radiation safety standards.
  • 32. CDER  The FDA's Center for Drug Evaluation and Research (CDER) promotes and protects the health of Americans by assuring that all prescription and over-the-counter drugs are safe and effective.  CDER evaluates all new drugs before they are sold, and serves as a consumer watchdog for the more than 10,000 drugs on the market to be sure they continue to meet the highest standards.
  • 33. Contd…  The center routinely monitors TV, radio, and print drug ads to ensure they are truthful and balanced.  CDER also plays a critical role in providing health professionals and consumers information to use drugs appropriately and safely.
  • 34. CDER regulates-  Prescription Drugs: Prescription medicines include any drug product that requires a doctor's authorization to purchase.  Generic Drugs: A generic drug is a drug product that is equivalent to brand name products in terms of quality and performance.  Over-the-Counter Drugs: OTC drug products are available to consumers without a doctor's prescription.
  • 36. Introduction  Title 21 is the portion of the Code of Federal Regulations that governs food and drugs within the United States for the Food and Drug Administration (FDA), the Drug Enforcement Administration (DEA), and the Office of National Drug Control Policy (ONDCP).
  • 37.  It is divided into three chapters:  Chapter I — Food and Drug Administration  Chapter II — Drug Enforcement Administration  Chapter III — Office of National Drug Control Policy
  • 38. Chapter I • Most of the Chapter I regulations are based on the Federal Food, Drug, and Cosmetic Act. • Notable sections: • 11 - electronic records and electronic signature related • 50- Protection of human subjects in clinical trials • 56- Institutional Review Boards that oversee clinical trials • 58- Good Laboratory Practices (GLP) for nonclinical studies
  • 39.  The 100 series are regulations pertaining to food:  101, especially 101.9 — Nutrition facts label related  106-107 requirements for infant formula  110 cGMPs for food products  170 food additives  190 dietary supplements
  • 40.  The 200 and 300 series are regulations pertaining to pharmaceuticals :  202-203 Drug advertising and marketing  210 cGMPs for pharmaceuticals  310 Requirements for new drugs  328 Specific requirements for over-the-counter (OTC) drugs.
  • 41.  The 500 series are regulations for animal feeds and animal medications:  The 600 series covers biological products (e.g. vaccines, blood):  The 700 series includes the limited regulations on cosmetics:  The 800 series are for medical devices:
  • 42.  The 900 series covers mammography quality requirements enforced by CDRH.  The 1000 series covers radiation emitting device (e.g. lasers, cell phones) requirements enforced by CDRH.  The 1200 series consists of rules primarily based in laws other than the Food, Drug, and Cosmetic Act:
  • 43. Chapter II  1308.11 — List of Schedule I drugs  1308.12 — List of Schedule II drugs  1308.13 — List of Schedule III drugs  1308.14 — List of Schedule IV drugs  1308.15 — List of Schedule V drugs
  • 44. Chapter III  1405 Government wide requirements for drug-free workplaces