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Reservoir Dam Safety
     David Alexander
     University College London
The reservoir dam represents a
particular source of high vulnerability
a point of conjunction between natural
and anthropogenic disaster potentials.
Types of reservoir dam:
• earth dam and rock-fill dam
  (embankment dam): triangular section,
  built of compacted sediments and
  boulders (most common type)
• gravity dam: weight of concrete or
  dressed stone supports structure
• concrete arch dam: deflects pressure
  of impounded water onto adjacent
  foundations and abutments
• buttress dam: has supports
  on its downstream side.
Fewer than 10%
          of dams are
      made of concrete


Worldwide:
• more than 50,000 dams are higher
  than 15 m
• more than 40 are higher than 180 m.
Dams and reservoirs are used for:-

 • water supply for domestic
   and industrial use
 • electrical power generation
 • reduction of flood risk
 • acquifer recharge
 • irrigation and agricultural uses
 • recreation (tourism and sport).
Problems:

• pollution of stored water
  (with sediment, etc.)
• loss of storage capacity (siltation,
  leakage or breaching of dam)
• seiching in violent windstorms or
  earthquakes (seiche: a oscillatory
  motion of an enclosed body of water)
• surges and water waves
  caused by landslides.
Problems (contd.)

• failure of the dam leading to floods

• instability beneath the foundations

• overtopping if sluices or spillway fail

• loss of free board (caused by
  subsidence or uplift)

• creation of earthquakes.
Brief classification of emergencies
   associated with reservoir dams:

• filtration: slow loss of water, brief
  and without serious consequences

• rapid loss of water through piping,
  cracks or in highly permeable terrain

• partial or total collapse of the dam.
More than 2000
catastrophic failures
have been recorded

   • 10% in the
     20th century
   • more than 9000
     dead in the
     20th century.
According to a study
         of 308 dam disasters:

• 40% were caused by foundation failures

• 23% resulted from spillway failures

• 37% were due to errors of design
  or construction, site inadequacies,
  subsidence or earthquakes.
Disasters have resulted from:

• poor design, construction and
  maintenance (foundation failures,
  inadequate spillway capacity)
• site inadequacies
• extensive rains and swollen rivers,
  leading to flood discharges
• earthquakes
• landslides.
To design safe dams:

• locate dam away from active faults
• overdesign to allow for displacements
• use wide sections that resist cracking
• use self-healing materials
• conduct geological and geotechnical
  site survey
• design dam to resist elastic and
  permanent displacements.
Case histories



St Francis dam, California, 1928
• 46.5 million m3 of water released
  at 11,00014,000 m3/sec

Baldwin Hills Reservoir, Calif., 1963
• 5 dead and $15 million of damage
• faulting and subsidence: leakage -->
  cracks --> collapse of earth dam.
Baldwin Hills, California, 1963
Baldwin Hills, California, 1963
Case histories



Teton Dam, Idaho (1976)
• 302.8 million m3 of water released
• 14 dead, $4001,000 million of
  damage
Stava Valley, Italy (1985)
• collapse of two earth dams
• 264 killed in mudflow 5 km long
Teton Dam, Idaho, 1976
Val di Stava, 1985
<--Main valley




^
Mudflow
Case histories




 Vajont Dam, Italy (1963)
 • 1,925 dead, 3 villages flattened
 • 240 million m3 of rock slid at
   100 km/hr into reservoir
 • wall of water 100 m high
Mount Toc



             Shear plane




Body of landslide
Longarone reconstructed
Seismicity caused by tectonic
         forces can cause:-

• liquefaction:
      - of the foundations of the dam
      - of earth dams
      - of the reservoir sideslopes

• elastic or permanent displacements
  and overtopping of the dam

• direct damage to the dam and collapse.
Earthquakes and reservoir dams




San Fernando Valley earthquake,
California (1971)
• M=6.1 earthquake nearly caused
• failure of the Van Norman (earth) Dam
• 80,000 people were at risk
Van Norman Dam,
 California, 1971
Induced seismicity:-
• occurs where hydraulic conductivity
  in underlying rocks is high
• high pore water pressures cause
  rapid fault movements to occur
• the weight of water, if
  its depth exceeds 100 m
• induced seismicity does not only
  occur in areas of natural seismicity
• earthquake can occur some
  years after the dam is built.
Dam          Height Volume Year of     Year of   Magni-
             of dam of water const-    biggest    tude
               (m)   (mn m3) ruction    quake
Koyna,
              103    2,708    1964      1967      6.5
India
Kremasta
              165    4,750    1965      1966      6.3
Greece
Xingfeng
xang,         105    10,500   1959      1962      6.1
China
Oroville,
              236    4,295    1968      1975      5.8
California
Kariba,
              128   160,368   1959      1963      5.8
Zimbabwe
Hoover,
              221    36,703   1936      1939      5.0
Arizona
Earthquakes and reservoir dams




 Koyna Reservoir, India (1967)
 • capacity 2,800 million m3
 • filling of reservoir caused M=6.2
   earthquake
 • 177 killed and 2200 injured
Natural dams
• most natural dams fail within two
  weeks of formation
• landslide debris or glacier ice
  blocks river and causes impoundment
  of discharge
• high pore water pressures cause
  failure of dam
• failure usually leads to an
  outburst flood.
A landslide dam that did not fail
Val Pola
 sturzstrom
  landslide-
     induced
natural dam
      Bormio
       (Alps)
        1987
Val Pola landslide dam stabilization works
Failure of sediment check-dams
in a Mediterranean environment
Collapse of a dam
in the Chi-Chi, Taiwan,
    1999 earthquake
Planning measures:

• surveillance of small dams,
  not only large ones

• careful study of various risks
  (earthquake, landslide,
  subsidence, flood, etc.)
• careful study of the environment
  of the dam and the reservoir

• geotechnical testing.
Planning measures:

• control of the techniques
  of design and construction

• analysis of risks

• monitoring of risks

• evacuation plans for the
  downstream valley area.
                               [X]

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Reservoir Dam Safety

  • 1. Reservoir Dam Safety David Alexander University College London
  • 2. The reservoir dam represents a particular source of high vulnerability a point of conjunction between natural and anthropogenic disaster potentials.
  • 3. Types of reservoir dam: • earth dam and rock-fill dam (embankment dam): triangular section, built of compacted sediments and boulders (most common type) • gravity dam: weight of concrete or dressed stone supports structure • concrete arch dam: deflects pressure of impounded water onto adjacent foundations and abutments • buttress dam: has supports on its downstream side.
  • 4.
  • 5. Fewer than 10% of dams are made of concrete Worldwide: • more than 50,000 dams are higher than 15 m • more than 40 are higher than 180 m.
  • 6. Dams and reservoirs are used for:- • water supply for domestic and industrial use • electrical power generation • reduction of flood risk • acquifer recharge • irrigation and agricultural uses • recreation (tourism and sport).
  • 7. Problems: • pollution of stored water (with sediment, etc.) • loss of storage capacity (siltation, leakage or breaching of dam) • seiching in violent windstorms or earthquakes (seiche: a oscillatory motion of an enclosed body of water) • surges and water waves caused by landslides.
  • 8. Problems (contd.) • failure of the dam leading to floods • instability beneath the foundations • overtopping if sluices or spillway fail • loss of free board (caused by subsidence or uplift) • creation of earthquakes.
  • 9. Brief classification of emergencies associated with reservoir dams: • filtration: slow loss of water, brief and without serious consequences • rapid loss of water through piping, cracks or in highly permeable terrain • partial or total collapse of the dam.
  • 10. More than 2000 catastrophic failures have been recorded • 10% in the 20th century • more than 9000 dead in the 20th century.
  • 11. According to a study of 308 dam disasters: • 40% were caused by foundation failures • 23% resulted from spillway failures • 37% were due to errors of design or construction, site inadequacies, subsidence or earthquakes.
  • 12. Disasters have resulted from: • poor design, construction and maintenance (foundation failures, inadequate spillway capacity) • site inadequacies • extensive rains and swollen rivers, leading to flood discharges • earthquakes • landslides.
  • 13. To design safe dams: • locate dam away from active faults • overdesign to allow for displacements • use wide sections that resist cracking • use self-healing materials • conduct geological and geotechnical site survey • design dam to resist elastic and permanent displacements.
  • 14. Case histories St Francis dam, California, 1928 • 46.5 million m3 of water released at 11,00014,000 m3/sec Baldwin Hills Reservoir, Calif., 1963 • 5 dead and $15 million of damage • faulting and subsidence: leakage --> cracks --> collapse of earth dam.
  • 17. Case histories Teton Dam, Idaho (1976) • 302.8 million m3 of water released • 14 dead, $4001,000 million of damage Stava Valley, Italy (1985) • collapse of two earth dams • 264 killed in mudflow 5 km long
  • 21. Case histories Vajont Dam, Italy (1963) • 1,925 dead, 3 villages flattened • 240 million m3 of rock slid at 100 km/hr into reservoir • wall of water 100 m high
  • 22.
  • 23. Mount Toc Shear plane Body of landslide
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  • 29. Seismicity caused by tectonic forces can cause:- • liquefaction: - of the foundations of the dam - of earth dams - of the reservoir sideslopes • elastic or permanent displacements and overtopping of the dam • direct damage to the dam and collapse.
  • 30. Earthquakes and reservoir dams San Fernando Valley earthquake, California (1971) • M=6.1 earthquake nearly caused • failure of the Van Norman (earth) Dam • 80,000 people were at risk
  • 31. Van Norman Dam, California, 1971
  • 32. Induced seismicity:- • occurs where hydraulic conductivity in underlying rocks is high • high pore water pressures cause rapid fault movements to occur • the weight of water, if its depth exceeds 100 m • induced seismicity does not only occur in areas of natural seismicity • earthquake can occur some years after the dam is built.
  • 33. Dam Height Volume Year of Year of Magni- of dam of water const- biggest tude (m) (mn m3) ruction quake Koyna, 103 2,708 1964 1967 6.5 India Kremasta 165 4,750 1965 1966 6.3 Greece Xingfeng xang, 105 10,500 1959 1962 6.1 China Oroville, 236 4,295 1968 1975 5.8 California Kariba, 128 160,368 1959 1963 5.8 Zimbabwe Hoover, 221 36,703 1936 1939 5.0 Arizona
  • 34. Earthquakes and reservoir dams Koyna Reservoir, India (1967) • capacity 2,800 million m3 • filling of reservoir caused M=6.2 earthquake • 177 killed and 2200 injured
  • 35. Natural dams • most natural dams fail within two weeks of formation • landslide debris or glacier ice blocks river and causes impoundment of discharge • high pore water pressures cause failure of dam • failure usually leads to an outburst flood.
  • 36. A landslide dam that did not fail
  • 37. Val Pola sturzstrom landslide- induced natural dam Bormio (Alps) 1987
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  • 39. Val Pola landslide dam stabilization works
  • 40. Failure of sediment check-dams in a Mediterranean environment
  • 41. Collapse of a dam in the Chi-Chi, Taiwan, 1999 earthquake
  • 42. Planning measures: • surveillance of small dams, not only large ones • careful study of various risks (earthquake, landslide, subsidence, flood, etc.) • careful study of the environment of the dam and the reservoir • geotechnical testing.
  • 43. Planning measures: • control of the techniques of design and construction • analysis of risks • monitoring of risks • evacuation plans for the downstream valley area. [X]