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Evaluating a clinical trial

   F. Javier Rodriguez-Vera

Department of Internal Medicine.
 Hospital do Barlavento Algarvio.
     Portimão. Portugal. EU
Study designed to answer specific questions about vaccines or
new therapies or new ways of using known treatments. Clinical
trials (also called medical research or research studies) are
used to determine whether new drugs or treatments are both
safe and effective
Once researchers test new therapies or procedures in the
laboratory and get promising results, they begin planning
clinical trials. New therapies are tested on people only after
laboratory and animal studies show promising results.
Basically, a trial is comparing to options in a
situation.
These two options may be
Therapeutical
Diagnostic
Prognostic
Depending on the complexity, Trials may be:
Before-after
Uncontrolled clinical trial
Controlled clinical trial
Randomized controlled trial
Study Before-after:
Is the simplest and not properly a trial
Consists in comparing the situation in a person or group
of people in two points of time: before aplying a certain
drug and after doing it
The probability of bias is high
Uncontrolled clinical trial


An intervention is given
Two groups are compared
The allocation to the groups is not randomized


May happen that the two groups compared are
not homogeneous
Controlled clinical trial


An intervention is done in two groups which
have been randomly created


Both the patients and the doctors know the
intervention apllied, so there exists Placebo
effect
•An RCT seeks to measure and compare the outcomes of
two or more clinical interventions.
•One intervention is regarded as the standard of
comparison or control.
•Participants receive the interventions in random order to
ensure similarity of characteristics at the start of the
comparison
•Randomisation can be achieved through a variety of
procedures
•Individuals, groups, and the order in which measurements
are obtained can all be randomised
•RCTs cannot answer all clinical questions
RCT is a study in which people are allocated at random to receive
one of several clinical interventions.
RCTs are quantitative, comparative, controlled experiments in
which a group of investigators studies two or more interventions in
a series of individuals who receive them in random order.
RCTs can be classified according to:
(1) the aspect of the interventions investigators want to explore.
(2) the way in which the participants are exposed to the
    interventions.
(3) the number of participants included in the study.
(4) whether the investigators and participants know which
    intervention is being assessed.
 (5) whether the preferences of non-randomised individuals and
    participants are taken into account in the design of the study.
Why a clinical trial has to be analyzed?
                          The bias


Any factor or process that tends to deviate the results or
conclusions of a trial systematically away from the truth

Bias can occur in a trial during the planning stages, the selection
of participants, the administration of interventions, the
measurement of outcomes, the analysis of data, the interpretation
and reporting of results, and the publication of reports.Bias can
also occur when a person is reading the report of a trial.
Types of bias
Selection bias
Selection bias occurs when the outcomes of a trial are affected by
systematic differences in the way in which individuals are
accepted or rejected for a trial, or in the way in which the
interventions are assigned to individuals once they have been
accepted into a trial

Ascertainment bias
Ascertainment bias occurs when the results or conclusions of a
trial are systematically distorted by knowledge of which
intervention each participant is receiving. Ascertainment bias can
be introduced by the person administering the interventions, the
person receiving the interventions (the participants), the
investigator assessing or analysing the outcomes, and even by
the people who write the report describing the trial.
What is publication bias?
Some evidence shows a propensity for investigators and sponsors
to write and submit, and for peer-reviewers and editors to accept,
manuscripts for publication depending on the direction of the
findings


What is language bias?
Recently, a variation of publication bias has been described as
‘language bias’, to indicate that manuscripts may be submitted to
and published by journals in different languages depending on the
direction of their results, with more studies with positive results
published in English
What is country of publication bias?
It has also been shown that researchers in some countries may
publish only positive results, such as with RCTs evaluating
acupuncture conducted in China, Japan, Hong Kong, and Taiwan.

What is time lag bias?
This bias occurs when the speed of publication depends on the
direction and strength of the trial results. 1 In general, it seems that
trials with ‘negative’ results take twice as long to be published as
‘positive’ trials.


What is ‘potential breakthrough’ bias?
This type of bias can be introduced by journalists (and,
increasingly, Internet publishers) if they systematically select,
overrate, and disseminate trials depending on the direction of the
findings.
Rivalry bias Underrating the strengths or exaggerating the
weaknesses of studies published by a rival.

I owe him one’ bias This is a variation of the previous bias and
occurs when a reader (particularly a peer-reviewer) accepts
flawed results from a study by someone who did the same for the
reader
Personal habit bias Overrating or underrating a study depending
on the habits of the reader

Moral bias Overrating or underrating a study depending on how
much it agrees or disagrees with the reader's morals
Clinical practice bias Overrating or underrating a study according
to whether the study supports or challenges the reader's current
or past clinical practice
Complementary medicine bias
It refers to the systematic overrating or underrating of studies that
describe complementary medicine interventions, particularly when
the results suggest that the interventions are effective
Do something’ bias Overrating a study which suggests that an
intervention is effective, particularly when there is no effective
intervention available

‘Do nothing’ bias This bias is related to the previous one. It occurs
when readers underrate a study that discourages the use of an
intervention in conditions for which no effective treatment exists
Favoured design bias Overrating a study that uses a design
supported, publicly or privately, by the reader
Disfavoured design bias The converse of favoured design bias. It
occurs when a study is underrated because it uses a design that
is not favoured by the reader
Resource allocation bias Overrating or underrating a study
according to the reader's preference for resource allocation.

Prestigious journal bias This occurs when the results of studies
published in prestigious journals are overrated.

Non-prestigious journal bias The converse of prestigious journal
bias. It occurs when the results of studies published in non-
prestigious journals are underrated.
Printed word bias This occurs when a study is overrated because
of undue confidence in published data
Prominent author bias This occurs when the results of studies
published by prominent authors are overrated.

Unknown or non-prominent author bias. It occurs when the results
of studies published by unknown or non-prominent authors are
underrated.

Famous institution bias This occurs when the results of studies
emanating from famous institutions are overrated.


Unrecognised or non-prestigious institution bias Related to the
previous bias. It occurs when the results of studies emanating
from unrecognised or non-prestigious institutions are
systematically underrated.
Large trial bias . It occurs when the results of large trials are
overrated.

Multicentre trial bias . It occurs when the results of multicentre
collaborative trials are overrated. These trials do not necessarily
have large sample sizes
Assessing the quality of RCTs: why, what, how, and by whom?




     •There is no such thing as a perfect trial.
     •Internal validity is an essential component of the assessment
     of trial quality.
     •There are many tools to choose from when assessing trial
     quality, or new ones can be developed.
     •Using several people to assess trial quality reduces mistakes
     and the risk of bias during assessments.
     •How to use quality assessment will depend on your role, the
     purpose of the assessment, and the number of trials on the
     same topic being evaluated.
     •The CONSORT statement aims to improve the standard of
     written reports of RCTs.
A good clinical trial

•Answer clear and relevant clinical questions previously unanswered.
•Evaluate all possible interventions for all possible variations of the
conditions of interest, in all possible types of patients, in all settings,
using all relevant outcome measures.
•Include all available patients.
•Include strategies to eliminate bias during the administration of the
interventions, the evaluation of the outcomes, and reporting of the
results, thus reflecting the true effect of the interventions.
•Include perfect statistical analyses.
•Be described in reports written in clear and unambiguous language,
including an exact account of all the events that occurred during the
design and course of the trial, as well as individual patient data, and an
accurate description of the patients w ho were included, excluded,
withdrawn, and dropped out.
•Be designed, conducted, and reported by researchers who did not have
conflicts of interest.
•Follow strict ethical principles.
Critical appraisal. Treatment.



2a. Were all subjects who entered the trial accounted for at
      its conclusion?


2b. Were they analyzed in the groups to which they were
      randomized?
Critical appraisal. Treatment.



3a. Aside from the experimental treatment, were
the groups treated equally?


3b. Were the groups similar at the start of the
trial?
Critical appraisal. Treatment.



Is the research important?
   RRR (Relative risk reduction)
   ARR (Absolute risk reduction)
   NNT (Number needed to treat)
Critical appraisal. Treatment.



Can I apply it to my patient?


4. Is this patient so different from those in the trial
that the results don’t apply?
Critical appraisal. Treatment.



5a. How great would the benefit of therapy be for this
particular patient?


5b. What is the event rate in my practice for patients like
this one?
Critical appraisal. Treatment.




Is it consistent with the patients values and
preferences?


6. Do I have a clear assessment of the patient’s values
and preferences?
Critical appraisal. Treatment.



7. Do this intervention and its potential consequences
meet them?
Critical appraisal. Diagnosis


Is the research valid?


1. Was there an independent, blind comparison with a
reference ("gold") standard of diagnosis?
Critical appraisal. Diagnosis




2. Was the diagnostic test evaluated in an appropriate
spectrum of patients (like those in whom it would be
used in practice)?
Critical appraisal. Diagnosis



3. Was the reference standard applied regardless of the
diagnostic test result?
Critical appraisal. Diagnosis

 Is the research important?


Sensitivity
Specificity
Critical appraisal. Diagnosis

 Is the research important?


Sensitivity
Specificity
Critical appraisal. Diagnosis



Can I apply it to my patient?


4. Is the diagnostic test available, affordable,
accurate, and precise in your setting?
Critical appraisal. Diagnosis



5. Can you generate a clinically sensible estimate of
your patient's pre-test probability (from practice data,
from personal experience, from the report itself, or from
clinical speculation?)
Critical appraisal. Diagnosis




6. Will the resulting post-test probabilities affect your
management and help your patient? (Could it move
you across a test-treatment threshold?)
Critical appraisal. Prognosis/harm


Is the research valid?


1. Was a defined, representative sample of patients
assembled at a common (usually early) point in the
course of their disease?
Critical appraisal. Prognosis/harm



2. Was patient follow-up sufficiently long and
complete?
Critical appraisal. Prognosis/harm




3. Were objective outcome criteria applied in a
"blind" fashion?
Critical appraisal. Prognosis/harm



4. If subgroups with different prognoses are
identified, was there adjustment for important
prognostic factors?
Critical appraisal. Prognosis/harm




5. Was there validation in an independent group
("test-set") of patients?
Critical appraisal. Prognosis/harm


Is the research important?


     Outcome Rate (95% CI)
     Probability (95% CI)
Critical appraisal. Prognosis/harm



Can I apply it to my patient?
6. Were the study patients similar to your own?
Critical appraisal. Prognosis/harm


7. Will this evidence make a clinically important impact
on your conclusions about what to offer or tell your
patient?
After the critical appraisal you
conclude that that article you´ve read
has a low-moderate-high probabilities
to be biased
Clinical trials
Clinical trials
Clinical trials
Clinical trials

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Clinical trials

  • 1. Evaluating a clinical trial F. Javier Rodriguez-Vera Department of Internal Medicine. Hospital do Barlavento Algarvio. Portimão. Portugal. EU
  • 2. Study designed to answer specific questions about vaccines or new therapies or new ways of using known treatments. Clinical trials (also called medical research or research studies) are used to determine whether new drugs or treatments are both safe and effective
  • 3. Once researchers test new therapies or procedures in the laboratory and get promising results, they begin planning clinical trials. New therapies are tested on people only after laboratory and animal studies show promising results.
  • 4. Basically, a trial is comparing to options in a situation. These two options may be Therapeutical Diagnostic Prognostic
  • 5. Depending on the complexity, Trials may be: Before-after Uncontrolled clinical trial Controlled clinical trial Randomized controlled trial
  • 6. Study Before-after: Is the simplest and not properly a trial Consists in comparing the situation in a person or group of people in two points of time: before aplying a certain drug and after doing it The probability of bias is high
  • 7. Uncontrolled clinical trial An intervention is given Two groups are compared The allocation to the groups is not randomized May happen that the two groups compared are not homogeneous
  • 8. Controlled clinical trial An intervention is done in two groups which have been randomly created Both the patients and the doctors know the intervention apllied, so there exists Placebo effect
  • 9. •An RCT seeks to measure and compare the outcomes of two or more clinical interventions. •One intervention is regarded as the standard of comparison or control. •Participants receive the interventions in random order to ensure similarity of characteristics at the start of the comparison •Randomisation can be achieved through a variety of procedures •Individuals, groups, and the order in which measurements are obtained can all be randomised •RCTs cannot answer all clinical questions
  • 10. RCT is a study in which people are allocated at random to receive one of several clinical interventions.
  • 11. RCTs are quantitative, comparative, controlled experiments in which a group of investigators studies two or more interventions in a series of individuals who receive them in random order.
  • 12. RCTs can be classified according to: (1) the aspect of the interventions investigators want to explore. (2) the way in which the participants are exposed to the interventions. (3) the number of participants included in the study. (4) whether the investigators and participants know which intervention is being assessed. (5) whether the preferences of non-randomised individuals and participants are taken into account in the design of the study.
  • 13. Why a clinical trial has to be analyzed? The bias Any factor or process that tends to deviate the results or conclusions of a trial systematically away from the truth Bias can occur in a trial during the planning stages, the selection of participants, the administration of interventions, the measurement of outcomes, the analysis of data, the interpretation and reporting of results, and the publication of reports.Bias can also occur when a person is reading the report of a trial.
  • 14. Types of bias Selection bias Selection bias occurs when the outcomes of a trial are affected by systematic differences in the way in which individuals are accepted or rejected for a trial, or in the way in which the interventions are assigned to individuals once they have been accepted into a trial Ascertainment bias Ascertainment bias occurs when the results or conclusions of a trial are systematically distorted by knowledge of which intervention each participant is receiving. Ascertainment bias can be introduced by the person administering the interventions, the person receiving the interventions (the participants), the investigator assessing or analysing the outcomes, and even by the people who write the report describing the trial.
  • 15. What is publication bias? Some evidence shows a propensity for investigators and sponsors to write and submit, and for peer-reviewers and editors to accept, manuscripts for publication depending on the direction of the findings What is language bias? Recently, a variation of publication bias has been described as ‘language bias’, to indicate that manuscripts may be submitted to and published by journals in different languages depending on the direction of their results, with more studies with positive results published in English
  • 16. What is country of publication bias? It has also been shown that researchers in some countries may publish only positive results, such as with RCTs evaluating acupuncture conducted in China, Japan, Hong Kong, and Taiwan. What is time lag bias? This bias occurs when the speed of publication depends on the direction and strength of the trial results. 1 In general, it seems that trials with ‘negative’ results take twice as long to be published as ‘positive’ trials. What is ‘potential breakthrough’ bias? This type of bias can be introduced by journalists (and, increasingly, Internet publishers) if they systematically select, overrate, and disseminate trials depending on the direction of the findings.
  • 17. Rivalry bias Underrating the strengths or exaggerating the weaknesses of studies published by a rival. I owe him one’ bias This is a variation of the previous bias and occurs when a reader (particularly a peer-reviewer) accepts flawed results from a study by someone who did the same for the reader Personal habit bias Overrating or underrating a study depending on the habits of the reader Moral bias Overrating or underrating a study depending on how much it agrees or disagrees with the reader's morals
  • 18. Clinical practice bias Overrating or underrating a study according to whether the study supports or challenges the reader's current or past clinical practice Complementary medicine bias It refers to the systematic overrating or underrating of studies that describe complementary medicine interventions, particularly when the results suggest that the interventions are effective Do something’ bias Overrating a study which suggests that an intervention is effective, particularly when there is no effective intervention available ‘Do nothing’ bias This bias is related to the previous one. It occurs when readers underrate a study that discourages the use of an intervention in conditions for which no effective treatment exists
  • 19. Favoured design bias Overrating a study that uses a design supported, publicly or privately, by the reader Disfavoured design bias The converse of favoured design bias. It occurs when a study is underrated because it uses a design that is not favoured by the reader Resource allocation bias Overrating or underrating a study according to the reader's preference for resource allocation. Prestigious journal bias This occurs when the results of studies published in prestigious journals are overrated. Non-prestigious journal bias The converse of prestigious journal bias. It occurs when the results of studies published in non- prestigious journals are underrated.
  • 20. Printed word bias This occurs when a study is overrated because of undue confidence in published data Prominent author bias This occurs when the results of studies published by prominent authors are overrated. Unknown or non-prominent author bias. It occurs when the results of studies published by unknown or non-prominent authors are underrated. Famous institution bias This occurs when the results of studies emanating from famous institutions are overrated. Unrecognised or non-prestigious institution bias Related to the previous bias. It occurs when the results of studies emanating from unrecognised or non-prestigious institutions are systematically underrated.
  • 21. Large trial bias . It occurs when the results of large trials are overrated. Multicentre trial bias . It occurs when the results of multicentre collaborative trials are overrated. These trials do not necessarily have large sample sizes
  • 22. Assessing the quality of RCTs: why, what, how, and by whom? •There is no such thing as a perfect trial. •Internal validity is an essential component of the assessment of trial quality. •There are many tools to choose from when assessing trial quality, or new ones can be developed. •Using several people to assess trial quality reduces mistakes and the risk of bias during assessments. •How to use quality assessment will depend on your role, the purpose of the assessment, and the number of trials on the same topic being evaluated. •The CONSORT statement aims to improve the standard of written reports of RCTs.
  • 23. A good clinical trial •Answer clear and relevant clinical questions previously unanswered. •Evaluate all possible interventions for all possible variations of the conditions of interest, in all possible types of patients, in all settings, using all relevant outcome measures. •Include all available patients. •Include strategies to eliminate bias during the administration of the interventions, the evaluation of the outcomes, and reporting of the results, thus reflecting the true effect of the interventions. •Include perfect statistical analyses. •Be described in reports written in clear and unambiguous language, including an exact account of all the events that occurred during the design and course of the trial, as well as individual patient data, and an accurate description of the patients w ho were included, excluded, withdrawn, and dropped out. •Be designed, conducted, and reported by researchers who did not have conflicts of interest. •Follow strict ethical principles.
  • 24.
  • 25.
  • 26.
  • 27. Critical appraisal. Treatment. 2a. Were all subjects who entered the trial accounted for at its conclusion? 2b. Were they analyzed in the groups to which they were randomized?
  • 28. Critical appraisal. Treatment. 3a. Aside from the experimental treatment, were the groups treated equally? 3b. Were the groups similar at the start of the trial?
  • 29. Critical appraisal. Treatment. Is the research important? RRR (Relative risk reduction) ARR (Absolute risk reduction) NNT (Number needed to treat)
  • 30. Critical appraisal. Treatment. Can I apply it to my patient? 4. Is this patient so different from those in the trial that the results don’t apply?
  • 31. Critical appraisal. Treatment. 5a. How great would the benefit of therapy be for this particular patient? 5b. What is the event rate in my practice for patients like this one?
  • 32. Critical appraisal. Treatment. Is it consistent with the patients values and preferences? 6. Do I have a clear assessment of the patient’s values and preferences?
  • 33. Critical appraisal. Treatment. 7. Do this intervention and its potential consequences meet them?
  • 34. Critical appraisal. Diagnosis Is the research valid? 1. Was there an independent, blind comparison with a reference ("gold") standard of diagnosis?
  • 35. Critical appraisal. Diagnosis 2. Was the diagnostic test evaluated in an appropriate spectrum of patients (like those in whom it would be used in practice)?
  • 36. Critical appraisal. Diagnosis 3. Was the reference standard applied regardless of the diagnostic test result?
  • 37. Critical appraisal. Diagnosis Is the research important? Sensitivity Specificity
  • 38. Critical appraisal. Diagnosis Is the research important? Sensitivity Specificity
  • 39. Critical appraisal. Diagnosis Can I apply it to my patient? 4. Is the diagnostic test available, affordable, accurate, and precise in your setting?
  • 40. Critical appraisal. Diagnosis 5. Can you generate a clinically sensible estimate of your patient's pre-test probability (from practice data, from personal experience, from the report itself, or from clinical speculation?)
  • 41. Critical appraisal. Diagnosis 6. Will the resulting post-test probabilities affect your management and help your patient? (Could it move you across a test-treatment threshold?)
  • 42.
  • 43.
  • 44. Critical appraisal. Prognosis/harm Is the research valid? 1. Was a defined, representative sample of patients assembled at a common (usually early) point in the course of their disease?
  • 45. Critical appraisal. Prognosis/harm 2. Was patient follow-up sufficiently long and complete?
  • 46. Critical appraisal. Prognosis/harm 3. Were objective outcome criteria applied in a "blind" fashion?
  • 47. Critical appraisal. Prognosis/harm 4. If subgroups with different prognoses are identified, was there adjustment for important prognostic factors?
  • 48. Critical appraisal. Prognosis/harm 5. Was there validation in an independent group ("test-set") of patients?
  • 49. Critical appraisal. Prognosis/harm Is the research important? Outcome Rate (95% CI) Probability (95% CI)
  • 50. Critical appraisal. Prognosis/harm Can I apply it to my patient? 6. Were the study patients similar to your own?
  • 51. Critical appraisal. Prognosis/harm 7. Will this evidence make a clinically important impact on your conclusions about what to offer or tell your patient?
  • 52. After the critical appraisal you conclude that that article you´ve read has a low-moderate-high probabilities to be biased