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Geo-
historical
modeling of
1
Alexis	
  Drogoul	
  
UMI	
  209	
  UMMISCO,	
  IRD/UPMC	
  
alexis.drogoul@ird.fr
Simulating	
  the	
  past	
  to	
  better	
  manage	
  the	
  present:	
  
geo-­‐historical	
  modeling	
  of	
  past	
  catastrophes
ISCRAM	
  med	
  2014	
  invited	
  talk	
  
Vietnam	
  is	
  a	
  country	
  structured	
  by	
  water:	
  the	
  Red	
  River	
  delta	
  in	
  the	
  
North	
  and	
  the	
  Mekong	
  River	
  delta	
  in	
  the	
  South
2
!"#$%& !'()*'+(,-'+.%")'(*)%/-*%#'0,*-'1)'(+.%$+'+2)1)'(
345,'6,'27%-/%(8)%*+9,6%+77)771)'(
!"#$%&$'()*$+",$- ./0/1"*(2/$32/)4$25$2/)$,)*6)$4)"$7)8)7$6(4)
Hanoi	
  is	
  a	
  city	
  literally	
  built	
  on	
  water
3
Flooding	
  in	
  Hanoi	
  is	
  menPoned	
  since	
  1000	
  years	
  (in	
  the	
  imperial	
  
chronicles),	
  then	
  in	
  the	
  French	
  colonial	
  archives	
  from	
  1890	
  to	
  1954,	
  and	
  
since	
  then	
  in	
  official	
  reports.	
  On	
  average,	
  1	
  major	
  flood	
  every	
  3	
  years.
4
2008 2014
2013
Recent	
  ones	
  are	
  mainly	
  caused	
  by	
  heavy	
  rain	
  episodes.	
  
The	
  policy	
  against	
  flooding	
  has	
  been	
  constant	
  over	
  Pme:	
  building	
  dykes	
  
systems	
  (~4000	
  km)	
  
5
1927
2013
1905
«	
  Hanoi	
  ciPzen	
  and	
  city	
  planners	
  regularly	
  forget	
  they	
  live	
  
near	
  a	
  river…	
  »	
  
6
Flood	
  zone RiverDyke
West	
  Hanoi
The	
  analysis	
  and	
  transmission	
  of	
  past	
  disasters	
  is	
  an	
  integral	
  part	
  of	
  
disaster	
  management
7
Prevention!
•Land use planning !
•Learning from events!
•Technical measures
The	
  experience	
  of	
  past	
  disasters	
  allows	
  local	
  knowledge	
  to	
  be	
  used	
  to	
  develop	
  
community	
  responses	
  that	
  both	
  help	
  to	
  raise	
  awareness	
  of	
  risks	
  and	
  also	
  help	
  
prepare	
  for	
  improved	
  future	
  disaster	
  response	
  and	
  reconstruc<on	
  
Inspired by Integral Risk Management Cycle, FOCP 2012
Issue	
  1:	
  The	
  availability	
  and	
  accessibility	
  of	
  the	
  data	
  concerning	
  this	
  event	
  
Issue	
  2:	
  The	
  construc<on	
  of	
  relevant	
  informa<on	
  from	
  these	
  data	
  
Issue	
  3:	
  The	
  reconstruc<on	
  of	
  a	
  coherent	
  «story»	
  from	
  these	
  informa<on	
  
!
This	
  is	
  what	
  historians	
  do,	
  but	
  it	
  would	
  be	
  helpful	
  to	
  be	
  able	
  to	
  do	
  it	
  in	
  a	
  more	
  
systema8c	
  way	
  as	
  this	
  concerns	
  hundreds	
  of	
  thousands	
  of	
  events.
8
However,	
  being	
  able	
  to	
  learn	
  from	
  a	
  past	
  event	
  requires	
  addressing	
  
some	
  issues	
  
In	
  the	
  last	
  10	
  years,	
  informa8on	
  technology	
  has	
  become	
  ubiquitous	
  in	
  
disaster	
  risk	
  management	
  and	
  there	
  are	
  hundreds	
  of	
  solu8ons	
  developed
!
!
!
!
!
!
!
!
!
!
!
!
But	
  they	
  require	
  the	
  availability	
  of	
  large	
  datasets	
  of	
  digital	
  informa8on	
  
about	
  each	
  event
9
For	
  predic<ng	
  risks	
  
For	
  assessing	
  risks	
  
For	
  mi<ga<ng	
  risks	
  
For	
  launching	
  alerts	
  
For	
  educa<ng	
  people	
  
For	
  organizing	
  rescue	
  
....	
  
!
Digital	
  informa8on	
  is	
  the	
  data	
  stored	
  in	
  computers,	
  which	
  can	
  be	
  
automa8cally	
  harvested	
  and	
  analyzed	
  to	
  produce	
  useful	
  knowledge	
  
about	
  a	
  disaster
10
From	
  real-­‐<me	
  monitoring... ...	
  to	
  post-­‐assessment	
  
In	
  the	
  last	
  10	
  years,	
  as	
  soon	
  as	
  a	
  disaster	
  occurs,	
  rich	
  digital	
  
informa8on	
  is	
  produced,	
  disseminated,	
  and	
  immediately	
  analyzed
11
Immediately	
  aGer	
  Fukushima,	
  
572.000	
  new	
  TwiHer	
  accounts	
  have	
  
been	
  created	
  in	
  Japan	
  
today1900 20001800170016001000500 1500
However,	
  the	
  quan8ty	
  of	
  digital	
  informa8on	
  about	
  past	
  risk	
  events	
  is	
  
strongly	
  dependent	
  on	
  when	
  in	
  history	
  they	
  have	
  happened
12
Past Future
Digi8za8on	
  of	
  
physical	
  documents
Produc8on	
  of	
  
digital	
  documents
cf.	
  F.	
  Kaplan,	
  2013,	
  hIp://Laplan.wordpress.com/2013/03/14/lancement-­‐de-­‐la-­‐venice-­‐8me-­‐machine/
today1900 20001800170016001000500 1500
A	
  first	
  step	
  can	
  be	
  to	
  make	
  more	
  informa8on	
  available	
  through	
  the	
  
exploita8on	
  and	
  automated	
  analysis	
  of	
  available	
  digi8zed	
  contents
13
Past Future
Ins8tu8onal	
  analysis	
  
(Web)mapping
Social	
  network	
  
analysis	
  
Social	
  network	
  
analysis	
  
Digi8za8on	
  of	
  
physical	
  documents
Produc8on	
  of	
  
digital	
  documents
Analysis	
  of	
  digital	
  
informa8on
But	
  how	
  to	
  benefit,	
  for	
  past	
  events,	
  from	
  the	
  abundance	
  of	
  the	
  
informa8on	
  on	
  contemporary	
  catastrophic	
  events	
  ?	
  
How	
  can	
  we	
  reproduce	
  the	
  dynamics	
  of	
  the	
  
event	
  itself	
  so	
  as	
  to	
  beHer	
  understand	
  its	
  
impacts	
  ?	
  
!
How	
  can	
  we	
  have	
  a	
  closer	
  look	
  at	
  the	
  social	
  
dynamics	
  of	
  the	
  management	
  of	
  the	
  event	
  ?	
  
!
How	
  can	
  we	
  follow	
  the	
  behaviors	
  of	
  the	
  
mul<ple	
  actors	
  of	
  an	
  event	
  in	
  order	
  to	
  
understand	
  their	
  rela<onships	
  ?	
  
!
How	
  can	
  we	
  recreate	
  the	
  equivalent	
  of	
  
Facebook,	
  Google	
  Maps,	
  YouTube,	
  TwiIer	
  
for	
  past	
  events	
  ?	
  (F.	
  Kaplan,	
  2013)	
  
!
!
14
Geo-­‐historical	
  modeling	
  is	
  one	
  way	
  to	
  extrapolate	
  the	
  informa8on	
  
available	
  in	
  order	
  to	
  «	
  tell	
  stories	
  »	
  and	
  produce	
  new	
  digital	
  
informa8on	
  through	
  simula8ons
15
Past Future
Digi8za8on	
  of	
  
physical	
  documents
Produc8on	
  of	
  
digital	
  documents
Analysis	
  of	
  digital	
  
informa8on
Simula8on	
  of	
  
digital	
  models
3D reconstruction
Rialto neighborhood
in 1500 ab. based
on the documents
of Venetian archives
The diversity, amount and accuracy of the Venetian administrative documents are unique in Western history. By com-
bining this mass of information, it is possible to reconstruct large segments of the city’s past: complete biographies,
political dynamics, or even the appearance of buildings and entire neighborhoods. The documents are intricately
interweaved, telling a much richer story when they are cross-referenced.
Text recognition in
ncient hand-written
documents
Geo-­‐historical	
  models	
  are	
  not	
  supposed	
  to	
  be	
  faithful	
  reproduc8ons	
  
(i.e.	
  «	
  movies	
  »).
16
Rather,	
  they	
  propose	
  to	
  reconstruct	
  fic8onal	
  reali8es,	
  suppor<ng	
  the	
  explora<on	
  of	
  
what-­‐if	
  scenarios	
  (e.g.,	
  «	
  what	
  if	
  such	
  interven0on	
  op0on	
  had	
  been	
  chosen…	
  ?	
  »,	
  	
  «what	
  
effect	
  this	
  decision	
  could	
  have	
  had	
  on	
  …	
  ?»)	
  	
  and	
  a	
  quasi-­‐experimental	
  approach	
  to	
  
«	
  historical	
  truth	
  »
Research	
  works	
  on	
  geo-­‐historical	
  models	
  belong	
  to	
  rather	
  recent	
  
trends	
  in	
  digital	
  humani8es
Geo-­‐historical	
  methodologies	
  
Flooding	
  risks	
  in	
  Lyon	
  city,	
  C.	
  Combe,	
  J-­‐P.	
  Bravard	
  (Univ.	
  Lyon	
  2)	
  
Simulation	
  of	
  Historical	
  Tsunamis	
  (Japan,	
  Taiwan,	
  US)	
  
Virtual	
  archaeology	
  (Univ.	
  Of	
  Sussex),	
  «	
  Anasazi	
  Culture	
  »	
  (SFI),	
  
etc.	
  
!
Digital	
  History	
  
«Venice	
  Time	
  Machine»	
  (EPFL)	
  
!
!
Very	
  few	
  references,	
  however,	
  to	
  the	
  modeling	
  
of	
  past	
  catastrophes	
  in	
  their	
  social/management	
  
dimensions.
17
121
Fig. 27. L’inondation du Rhône en 1840.
The	
  ARCHIVES	
  project,	
  a	
  mul8disciplinary	
  approach	
  to	
  the	
  construc8on	
  
of	
  geo-­‐historical	
  models	
  of	
  catastrophic	
  events	
  from	
  archived	
  data
International	
  Center	
  for	
  Advanced	
  Research	
  on	
  Global	
  
Change,	
  VNU	
  (Geomorphology,	
  Hydrology)	
  
IDEES,	
  Univ.	
  Rouen	
  (GIS,	
  hydrological	
  model,	
  Patrick	
  
Taillandier)	
  
Vietnam	
  National	
  Satellite	
  Center	
  (Red	
  River	
  basin,	
  Nguyen	
  
Thi	
  Hoang	
  Anh)	
  
!
National	
  Archives	
  Center	
  n°1	
  (Documents	
  and	
  data)	
  
Ecole	
  Française	
  d’Extrême-­‐Orient	
  (History,	
  Olivier	
  Tessier)	
  
IOIT,	
  VAST	
  (Digitizing,	
  Luong	
  Chi	
  Mai)	
  
L3I,	
  Univ.	
  la	
  Rochelle	
  (Document	
  recognition,	
  Muriel	
  Visani)	
  
!
IRIT,	
  Université	
  de	
  Toulouse	
  (Social	
  model,	
  Benoît	
  Gaudou)	
  
IT	
  Dept,	
  University	
  of	
  Science	
  and	
  Technology	
  of	
  Hanoi	
  (GIS	
  
building,	
  Nasser	
  Gasmi)	
  
UMMISCO,	
  IRD	
  (Models	
  coupling,	
  Alexis	
  Drogoul)
18
ARCHIVES	
  is	
  organized	
  in	
  three	
  main	
  ac8vi8es,	
  with	
  two	
  outcomes	
  
iden8fied
19
Chronology	
  and	
  
scenarios	
  
Stakeholders
GIS,	
  «	
  physical	
  »	
  
models
Digitizing	
  &	
  analysis	
  of	
  
documents
Reconstruction	
  of	
  geographical/
geophysical/hydrological	
  information
Geo-­‐referenced	
  index
Geo-­‐historical	
  simulations
Geo-­‐historical	
  model
The	
  first	
  proof	
  of	
  concept	
  focused	
  on	
  the	
  floods	
  of	
  July	
  1926	
  in	
  Hanoi	
  
and	
  its	
  management	
  by	
  French	
  and	
  Vietnamese	
  authori8es
20
Delimita8on	
  of	
  the	
  case	
  study:	
  from	
  the	
  25th	
  to	
  the	
  31st	
  of	
  July,	
  1926,	
  
in	
  Gia	
  Lâm
21
Breach at Gia Quất

28th, evening (old dyke)

29th, at 9 AM (new dyke)
Dykes
Breaches
Breach at Ái Mộ 

29th, at 4 PM
Hà Nội -
downtown
Breach at Lâm Du

29th, between 4 PM and 5PM
Study area:	

!
Gia Lâm (eastern
district of Hanoi).	

!
Chronology:	

!
- 25th to 30th of July:
increase of water height
(~12m) and main dyke
breaches	

!
- 31st of July to
November: plugging of
dykes
First	
  task	
  was	
  to	
  gather,	
  digi8ze,	
  analyze	
  (and	
  some8mes	
  complement)	
  
the	
  data	
  available
French	
  colonial	
  civil	
  archives	
  (NAC1	
  &	
  
EFEO,	
  Hanoi)	
  
French	
  military	
  archives	
  (Aix-­‐en-­‐
Provence)	
  
Vietnamese	
  newspapers	
  (NAC1,	
  Hanoi)	
  
Archives	
  of	
  technical	
  services	
  (water	
  
management,	
  agriculture,	
  …)	
  (NAC1,	
  
Hanoi)	
  
City	
  Maps	
  (IGN,	
  France	
  &	
  NAC1,	
  Hanoi)	
  
Vietnamese	
  imperial	
  archives	
  (NAC1	
  &	
  
EFEO,	
  Hanoi)	
  
Morphology	
  of	
  the	
  Red	
  River	
  bed	
  (VNSC,	
  
Hanoi)	
  
!
!
!
22
6"
Contour lines
(brown)!
Buildings(red)! Red River (blue)!
Lakes (blue)!
The	
  second	
  task	
  consisted	
  in	
  linking	
  these	
  heterogenous	
  data	
  pieces	
  in	
  
a	
  geo-­‐referenced,	
  8me-­‐indexed	
  database
23
This	
  allowed	
  to	
  produce	
  a	
  reasonably	
  realis8c	
  GIS	
  of	
  the	
  hydrographic/
urban/geomorphologic	
  condi8ons	
  in	
  which	
  the	
  flooding	
  event	
  took	
  
place
24
6"
Contour lines
(brown)!
Buildings(red)! Red River (blue)!
Lakes (blue)!
The	
  addi<on	
  of	
  temporal	
  informa<on	
  allowed	
  to	
  query	
  and	
  navigate	
  the	
  database	
  and	
  
get	
  an	
  idea,	
  locally,	
  about	
  the	
  «	
  <meline	
  »	
  of	
  the	
  event.	
  
The	
  third	
  task	
  was	
  to	
  build	
  a	
  hydrological	
  model,	
  able	
  to	
  replicate	
  the	
  
dynamics	
  of	
  the	
  Red	
  River	
  during	
  this	
  period
! GIS	
  Data	
  available	
  
" Digital	
  Eleva<on	
  Model	
  (DEM)	
  
" Shapefile	
  of	
  the	
  dykes	
  
" Shapefile	
  of	
  the	
  buildings	
  
" Shapefile	
  of	
  the	
  Red	
  river	
  
" Shapefile	
  of	
  the	
  lakes
25
The	
  GAMA	
  plaiorm	
  was	
  used	
  to	
  implement	
  the	
  models	
  because	
  of	
  its	
  
facili8es	
  for	
  handling	
  spa8al	
  data,	
  coupling	
  heterogeneous	
  models	
  and	
  
ease	
  of	
  use	
  for	
  non-­‐computer	
  scien8sts
26
http://gama-platform.org
	 	 	 draw shape color: color depth:depth;	
	 	 }	
	 }	
	
species red_river{	
	 rgb color;	
	 aspect geometry{	
	 	 draw shape color:color;	
	 }	
}	
	
species lakes {	
	 	 rgb color;	
	 	 int depth;	
	 	 aspect geometry {	
	 	 	 draw shape color: color;	
	 	 }	
	 }	
	
species dyke parent: obstacle{	
bool was_broken;	
string break_date_str;	
int month_break;	
int day_break;	
bool has_to_die;	
bool is_flooded -> {cells_concerned first_with(each.water_height > 0) != nil};	
bool is_about_to_be_flooded -> {water_pressure > threshold_to_be_flooded};	
string commune_name;	
float small_dyke_height <- 0.0;	
	 int nb_step_flooded <- 0;	 	
	 	 	
reflex breaking when: destruction_of_dykes and day = day_break and month = month_break {	
do break;	
}	
action break{	
ask cells_concerned {	
do update_after_destruction(myself);	
}	
ask(commune where (each.name = commune_name)){	
	 remove myself from: self.commune_dykes;	
}	
do die;	
}	
	
action compute_height	
{	
	 height <- dyke_height - min(cells_concerned collect (each.altitude)); 	
}	
user_command "Destroy dyke" action: break; 	
	
action split_dykes (float threshold) {	
list<geometry> lines1 <- shape.geometries;	
if (length(lines1) > 1) {	
	 loop i from: 0 to: (length(lines1) - 2) {	
	 	 	 geometry li <- lines1[i];	
	 	 	 create dyke { 	
	 	 shape <- li ;	
	 	 commune_name <- myself.commune_name;	
	 	 do split_dykes(threshold);	
	 	 }	
	 	 }	
	 	 shape <- last(lines1) ;	
	 	 do split_dykes(threshold);	
} else {	
	 if (shape.perimeter < (threshold * 2) ) {	
	 shape <- shape + 10.0;	
	 do update_cells;	
	 	
	 } else {	
	 list<point> points <- list(shape points_on threshold);	
	 list<geometry> lines <- [];	
	 remove last(points) from: points;	
	 geometry geom <- copy(shape);	
	 loop pt over: points {	
	 list<geometry> gs <- list(geom split_at pt);	
	 add gs[0] to:lines;	
	 geom <- gs[1];
The	
  model	
  designed	
  is	
  a	
  simple	
  diffusion	
  model	
  on	
  a	
  regular	
  grid,	
  
which	
  could	
  be	
  easily	
  calibrated	
  using	
  historical	
  data,	
  and	
  could	
  easily	
  
adapt	
  to	
  changes	
  in	
  its	
  «	
  environment	
  »	
  
27
altitude
water height
height
height of the
highest dykes/
buildings located
on the cell
This	
  model	
  proved,	
  once	
  correctly	
  calibrated,	
  to	
  be	
  quite	
  accurate	
  (with	
  
respect	
  to	
  the	
  occurrence	
  of	
  some	
  events,	
  like	
  the	
  breaking	
  of	
  dykes)
28
The	
  fourth	
  task	
  in	
  ARCHIVES	
  consisted	
  in	
  building	
  a	
  model	
  of	
  the	
  	
  
«	
  management	
  »	
  and	
  social	
  response	
  to	
  the	
  event
The	
  data	
  available	
  consisted	
  in:	
  
!
-­‐	
  the	
  descrip<on	
  of	
  the	
  official	
  administra<ve	
  
and	
  military	
  hierarchies	
  (Vietnamese	
  and	
  
French	
  ones)	
  
-­‐	
  the	
  iden<fica<on	
  of	
  the	
  key	
  actors	
  and	
  
their	
  role	
  in	
  the	
  event	
  (through	
  reports	
  and	
  
inves<ga<ons	
  led	
  aGer	
  the	
  event),	
  	
  
-­‐	
  the	
  flow	
  of	
  their	
  communica<ons	
  (leHers,	
  
telegrams)	
  
-­‐	
  and	
  various	
  other	
  pieces	
  of	
  informa<on	
  
from	
  newspapers,	
  tes<monies	
  and	
  
memories.
29
The	
  analysis	
  and	
  linking	
  of	
  the	
  documents	
  allowed	
  to	
  reconstruct	
  the	
  
structure	
  of	
  the	
  command	
  chain	
  and	
  communica8on	
  flows
30
From	
  this	
  descrip8on,	
  a	
  «	
  social	
  model	
  »	
  of	
  the	
  actors	
  was	
  built,	
  focusing	
  
on	
  understanding	
  how	
  the	
  flows	
  of	
  orders/informa8on	
  resulted	
  in	
  concrete	
  
ac8ons	
  (building	
  of	
  small,	
  temporary	
  dykes)
31
A	
  number	
  of	
  simplifica8ons	
  were	
  necessary,	
  so	
  that	
  the	
  model	
  could	
  
be	
  calibrated	
  and	
  easily	
  coupled	
  with	
  the	
  hydrological	
  model	
  (through	
  
the	
  «	
  dyke	
  »	
  agents)
32
!
We	
  considered	
  for	
  instance	
  only	
  a	
  top-­‐down	
  order	
  and	
  a	
  bottom-­‐up	
  information/
request	
  chain,	
  using	
  FIPA-­‐ACL	
  to	
  manage	
  the	
  communication	
  protocols	
  between	
  
agents
ARCHIVES	
  was	
  then	
  tested	
  during	
  a	
  7-­‐days	
  workshop	
  held	
  in	
  Da	
  Lat	
  
(Vietnam)	
  in	
  July	
  2013	
  with	
  geographers	
  and	
  social	
  scien8sts	
  
33
Par<cipants,	
  once	
  trained	
  on	
  the	
  basic	
  model,	
  were	
  encouraged	
  to	
  adopt	
  an	
  approach	
  
based	
  on	
  hypothe<cal	
  reasonings,	
  which	
  resulted	
  in	
  a	
  number	
  of	
  addi<ons	
  to	
  the	
  basic	
  
model	
  and	
  experiments.
A	
  number	
  of	
  «	
  historical	
  experiments	
  »	
  were	
  conducted	
  by	
  the	
  
par8cipants,	
  among	
  them:
34
-­‐ understanding	
  and	
  
modeling	
  the	
  dynamics	
  of	
  
the	
  refugees	
  and	
  tes8ng	
  
evacua<on	
  policies	
  
-­‐ understanding	
  the	
  
dynamics	
  of	
  the	
  resources	
  
(material	
  ones,	
  like	
  bamboo	
  
s<cks,	
  or	
  human	
  ones,	
  like	
  
coolies)	
  
-­‐ understanding	
  the	
  
difference	
  between	
  the	
  
official	
  descrip<on	
  of	
  the	
  
command	
  chain	
  and	
  the	
  
actual	
  communica<on	
  flows	
  
observed	
  
-­‐ …
ARCHIVES,	
  despite	
  it	
  being	
  quite	
  complete	
  now,	
  is	
  s8ll	
  a	
  preliminary	
  
proof	
  of	
  concept.
• The	
  whole	
  project	
  has	
  proved	
  invaluable	
  in	
  
• building	
  a	
  huge	
  dataset	
  (maps,	
  reports,	
  ...	
  )	
  about	
  this	
  par<cular	
  event	
  in	
  a	
  
comprehensive	
  and	
  focused	
  way	
  
• providing	
  archivists	
  and	
  historians	
  with	
  new	
  ways	
  of	
  «	
  represen<ng	
  »	
  and	
  
«	
  using	
  »	
  their	
  documents	
  and	
  knowledge	
  
• providing	
  a	
  support	
  for	
  understanding	
  the	
  role	
  of	
  simula<ons	
  in	
  historical	
  
research	
  (esp.	
  regarding	
  the	
  differences	
  between	
  theore<cal	
  and	
  actual	
  
organiza<ons)	
  
• However,	
  the	
  main	
  challenge	
  for	
  generalizing	
  this	
  approach	
  remains	
  the	
  
transforma<on	
  of	
  raw	
  informa<on	
  into	
  digital	
  informa<on	
  
• the	
  automatic	
  generation	
  of	
  actors	
  and	
  their	
  behavior	
  from	
  textual	
  
documents	
  (e.g.	
  using	
  process-­‐mining	
  tools,	
  SNA…)	
  is	
  a	
  necessary	
  condition	
  
to	
  address	
  different	
  events
35
The	
  general	
  perspec8ve	
  of	
  such	
  geo-­‐historical	
  models	
  is	
  to	
  provide	
  
stakeholders	
  with	
  a	
  live	
  historical	
  fic8on,	
  which	
  can	
  be	
  used	
  as	
  an	
  
experimental	
  framework
36
• For	
  tes8ng	
  prepara<on	
  or	
  management	
  
op<ons	
  (including	
  «	
  modern	
  »	
  ones)	
  
• For	
  comparing	
  these	
  op<ons	
  in	
  terms	
  of	
  
consequences	
  on	
  society	
  
• For	
  suppor8ng	
  the	
  work	
  of	
  historians	
  in	
  
transmibng	
  the	
  memory	
  of	
  events	
  
• For	
  building	
  interac<ve	
  and	
  easily	
  
accessible	
  living	
  memories	
  of	
  these	
  events All	
  of	
  this	
  adding	
  to	
  the	
  «	
  digital	
  
informa8on	
  »	
  available	
  with	
  the	
  
goal	
  of	
  enhancing	
  the	
  
awareness	
  and	
  prepara8on	
  of	
  
contemporary	
  stakeholders	
  
regarding	
  similar	
  risks

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A presentation of the ARCHIVES Project to the ISCRAM-MED Conference

  • 1. Archives Geo- historical modeling of 1 Alexis  Drogoul   UMI  209  UMMISCO,  IRD/UPMC   alexis.drogoul@ird.fr Simulating  the  past  to  better  manage  the  present:   geo-­‐historical  modeling  of  past  catastrophes ISCRAM  med  2014  invited  talk  
  • 2. Vietnam  is  a  country  structured  by  water:  the  Red  River  delta  in  the   North  and  the  Mekong  River  delta  in  the  South 2 !"#$%& !'()*'+(,-'+.%")'(*)%/-*%#'0,*-'1)'(+.%$+'+2)1)'( 345,'6,'27%-/%(8)%*+9,6%+77)771)'( !"#$%&$'()*$+",$- ./0/1"*(2/$32/)4$25$2/)$,)*6)$4)"$7)8)7$6(4)
  • 3. Hanoi  is  a  city  literally  built  on  water 3
  • 4. Flooding  in  Hanoi  is  menPoned  since  1000  years  (in  the  imperial   chronicles),  then  in  the  French  colonial  archives  from  1890  to  1954,  and   since  then  in  official  reports.  On  average,  1  major  flood  every  3  years. 4 2008 2014 2013 Recent  ones  are  mainly  caused  by  heavy  rain  episodes.  
  • 5. The  policy  against  flooding  has  been  constant  over  Pme:  building  dykes   systems  (~4000  km)   5 1927 2013 1905
  • 6. «  Hanoi  ciPzen  and  city  planners  regularly  forget  they  live   near  a  river…  »   6 Flood  zone RiverDyke West  Hanoi
  • 7. The  analysis  and  transmission  of  past  disasters  is  an  integral  part  of   disaster  management 7 Prevention! •Land use planning ! •Learning from events! •Technical measures The  experience  of  past  disasters  allows  local  knowledge  to  be  used  to  develop   community  responses  that  both  help  to  raise  awareness  of  risks  and  also  help   prepare  for  improved  future  disaster  response  and  reconstruc<on   Inspired by Integral Risk Management Cycle, FOCP 2012
  • 8. Issue  1:  The  availability  and  accessibility  of  the  data  concerning  this  event   Issue  2:  The  construc<on  of  relevant  informa<on  from  these  data   Issue  3:  The  reconstruc<on  of  a  coherent  «story»  from  these  informa<on   ! This  is  what  historians  do,  but  it  would  be  helpful  to  be  able  to  do  it  in  a  more   systema8c  way  as  this  concerns  hundreds  of  thousands  of  events. 8 However,  being  able  to  learn  from  a  past  event  requires  addressing   some  issues  
  • 9. In  the  last  10  years,  informa8on  technology  has  become  ubiquitous  in   disaster  risk  management  and  there  are  hundreds  of  solu8ons  developed ! ! ! ! ! ! ! ! ! ! ! ! But  they  require  the  availability  of  large  datasets  of  digital  informa8on   about  each  event 9 For  predic<ng  risks   For  assessing  risks   For  mi<ga<ng  risks   For  launching  alerts   For  educa<ng  people   For  organizing  rescue   ....   !
  • 10. Digital  informa8on  is  the  data  stored  in  computers,  which  can  be   automa8cally  harvested  and  analyzed  to  produce  useful  knowledge   about  a  disaster 10 From  real-­‐<me  monitoring... ...  to  post-­‐assessment  
  • 11. In  the  last  10  years,  as  soon  as  a  disaster  occurs,  rich  digital   informa8on  is  produced,  disseminated,  and  immediately  analyzed 11 Immediately  aGer  Fukushima,   572.000  new  TwiHer  accounts  have   been  created  in  Japan  
  • 12. today1900 20001800170016001000500 1500 However,  the  quan8ty  of  digital  informa8on  about  past  risk  events  is   strongly  dependent  on  when  in  history  they  have  happened 12 Past Future Digi8za8on  of   physical  documents Produc8on  of   digital  documents cf.  F.  Kaplan,  2013,  hIp://Laplan.wordpress.com/2013/03/14/lancement-­‐de-­‐la-­‐venice-­‐8me-­‐machine/
  • 13. today1900 20001800170016001000500 1500 A  first  step  can  be  to  make  more  informa8on  available  through  the   exploita8on  and  automated  analysis  of  available  digi8zed  contents 13 Past Future Ins8tu8onal  analysis   (Web)mapping Social  network   analysis   Social  network   analysis   Digi8za8on  of   physical  documents Produc8on  of   digital  documents Analysis  of  digital   informa8on
  • 14. But  how  to  benefit,  for  past  events,  from  the  abundance  of  the   informa8on  on  contemporary  catastrophic  events  ?   How  can  we  reproduce  the  dynamics  of  the   event  itself  so  as  to  beHer  understand  its   impacts  ?   ! How  can  we  have  a  closer  look  at  the  social   dynamics  of  the  management  of  the  event  ?   ! How  can  we  follow  the  behaviors  of  the   mul<ple  actors  of  an  event  in  order  to   understand  their  rela<onships  ?   ! How  can  we  recreate  the  equivalent  of   Facebook,  Google  Maps,  YouTube,  TwiIer   for  past  events  ?  (F.  Kaplan,  2013)   ! ! 14
  • 15. Geo-­‐historical  modeling  is  one  way  to  extrapolate  the  informa8on   available  in  order  to  «  tell  stories  »  and  produce  new  digital   informa8on  through  simula8ons 15 Past Future Digi8za8on  of   physical  documents Produc8on  of   digital  documents Analysis  of  digital   informa8on Simula8on  of   digital  models 3D reconstruction Rialto neighborhood in 1500 ab. based on the documents of Venetian archives The diversity, amount and accuracy of the Venetian administrative documents are unique in Western history. By com- bining this mass of information, it is possible to reconstruct large segments of the city’s past: complete biographies, political dynamics, or even the appearance of buildings and entire neighborhoods. The documents are intricately interweaved, telling a much richer story when they are cross-referenced. Text recognition in ncient hand-written documents
  • 16. Geo-­‐historical  models  are  not  supposed  to  be  faithful  reproduc8ons   (i.e.  «  movies  »). 16 Rather,  they  propose  to  reconstruct  fic8onal  reali8es,  suppor<ng  the  explora<on  of   what-­‐if  scenarios  (e.g.,  «  what  if  such  interven0on  op0on  had  been  chosen…  ?  »,    «what   effect  this  decision  could  have  had  on  …  ?»)    and  a  quasi-­‐experimental  approach  to   «  historical  truth  »
  • 17. Research  works  on  geo-­‐historical  models  belong  to  rather  recent   trends  in  digital  humani8es Geo-­‐historical  methodologies   Flooding  risks  in  Lyon  city,  C.  Combe,  J-­‐P.  Bravard  (Univ.  Lyon  2)   Simulation  of  Historical  Tsunamis  (Japan,  Taiwan,  US)   Virtual  archaeology  (Univ.  Of  Sussex),  «  Anasazi  Culture  »  (SFI),   etc.   ! Digital  History   «Venice  Time  Machine»  (EPFL)   ! ! Very  few  references,  however,  to  the  modeling   of  past  catastrophes  in  their  social/management   dimensions. 17 121 Fig. 27. L’inondation du Rhône en 1840.
  • 18. The  ARCHIVES  project,  a  mul8disciplinary  approach  to  the  construc8on   of  geo-­‐historical  models  of  catastrophic  events  from  archived  data International  Center  for  Advanced  Research  on  Global   Change,  VNU  (Geomorphology,  Hydrology)   IDEES,  Univ.  Rouen  (GIS,  hydrological  model,  Patrick   Taillandier)   Vietnam  National  Satellite  Center  (Red  River  basin,  Nguyen   Thi  Hoang  Anh)   ! National  Archives  Center  n°1  (Documents  and  data)   Ecole  Française  d’Extrême-­‐Orient  (History,  Olivier  Tessier)   IOIT,  VAST  (Digitizing,  Luong  Chi  Mai)   L3I,  Univ.  la  Rochelle  (Document  recognition,  Muriel  Visani)   ! IRIT,  Université  de  Toulouse  (Social  model,  Benoît  Gaudou)   IT  Dept,  University  of  Science  and  Technology  of  Hanoi  (GIS   building,  Nasser  Gasmi)   UMMISCO,  IRD  (Models  coupling,  Alexis  Drogoul) 18
  • 19. ARCHIVES  is  organized  in  three  main  ac8vi8es,  with  two  outcomes   iden8fied 19 Chronology  and   scenarios   Stakeholders GIS,  «  physical  »   models Digitizing  &  analysis  of   documents Reconstruction  of  geographical/ geophysical/hydrological  information Geo-­‐referenced  index Geo-­‐historical  simulations Geo-­‐historical  model
  • 20. The  first  proof  of  concept  focused  on  the  floods  of  July  1926  in  Hanoi   and  its  management  by  French  and  Vietnamese  authori8es 20
  • 21. Delimita8on  of  the  case  study:  from  the  25th  to  the  31st  of  July,  1926,   in  Gia  Lâm 21 Breach at Gia Quất
 28th, evening (old dyke)
 29th, at 9 AM (new dyke) Dykes Breaches Breach at Ái Mộ 
 29th, at 4 PM Hà Nội - downtown Breach at Lâm Du
 29th, between 4 PM and 5PM Study area: ! Gia Lâm (eastern district of Hanoi). ! Chronology: ! - 25th to 30th of July: increase of water height (~12m) and main dyke breaches ! - 31st of July to November: plugging of dykes
  • 22. First  task  was  to  gather,  digi8ze,  analyze  (and  some8mes  complement)   the  data  available French  colonial  civil  archives  (NAC1  &   EFEO,  Hanoi)   French  military  archives  (Aix-­‐en-­‐ Provence)   Vietnamese  newspapers  (NAC1,  Hanoi)   Archives  of  technical  services  (water   management,  agriculture,  …)  (NAC1,   Hanoi)   City  Maps  (IGN,  France  &  NAC1,  Hanoi)   Vietnamese  imperial  archives  (NAC1  &   EFEO,  Hanoi)   Morphology  of  the  Red  River  bed  (VNSC,   Hanoi)   ! ! ! 22
  • 23. 6" Contour lines (brown)! Buildings(red)! Red River (blue)! Lakes (blue)! The  second  task  consisted  in  linking  these  heterogenous  data  pieces  in   a  geo-­‐referenced,  8me-­‐indexed  database 23
  • 24. This  allowed  to  produce  a  reasonably  realis8c  GIS  of  the  hydrographic/ urban/geomorphologic  condi8ons  in  which  the  flooding  event  took   place 24 6" Contour lines (brown)! Buildings(red)! Red River (blue)! Lakes (blue)! The  addi<on  of  temporal  informa<on  allowed  to  query  and  navigate  the  database  and   get  an  idea,  locally,  about  the  «  <meline  »  of  the  event.  
  • 25. The  third  task  was  to  build  a  hydrological  model,  able  to  replicate  the   dynamics  of  the  Red  River  during  this  period ! GIS  Data  available   " Digital  Eleva<on  Model  (DEM)   " Shapefile  of  the  dykes   " Shapefile  of  the  buildings   " Shapefile  of  the  Red  river   " Shapefile  of  the  lakes 25
  • 26. The  GAMA  plaiorm  was  used  to  implement  the  models  because  of  its   facili8es  for  handling  spa8al  data,  coupling  heterogeneous  models  and   ease  of  use  for  non-­‐computer  scien8sts 26 http://gama-platform.org draw shape color: color depth:depth; } } species red_river{ rgb color; aspect geometry{ draw shape color:color; } } species lakes { rgb color; int depth; aspect geometry { draw shape color: color; } } species dyke parent: obstacle{ bool was_broken; string break_date_str; int month_break; int day_break; bool has_to_die; bool is_flooded -> {cells_concerned first_with(each.water_height > 0) != nil}; bool is_about_to_be_flooded -> {water_pressure > threshold_to_be_flooded}; string commune_name; float small_dyke_height <- 0.0; int nb_step_flooded <- 0; reflex breaking when: destruction_of_dykes and day = day_break and month = month_break { do break; } action break{ ask cells_concerned { do update_after_destruction(myself); } ask(commune where (each.name = commune_name)){ remove myself from: self.commune_dykes; } do die; } action compute_height { height <- dyke_height - min(cells_concerned collect (each.altitude)); } user_command "Destroy dyke" action: break; action split_dykes (float threshold) { list<geometry> lines1 <- shape.geometries; if (length(lines1) > 1) { loop i from: 0 to: (length(lines1) - 2) { geometry li <- lines1[i]; create dyke { shape <- li ; commune_name <- myself.commune_name; do split_dykes(threshold); } } shape <- last(lines1) ; do split_dykes(threshold); } else { if (shape.perimeter < (threshold * 2) ) { shape <- shape + 10.0; do update_cells; } else { list<point> points <- list(shape points_on threshold); list<geometry> lines <- []; remove last(points) from: points; geometry geom <- copy(shape); loop pt over: points { list<geometry> gs <- list(geom split_at pt); add gs[0] to:lines; geom <- gs[1];
  • 27. The  model  designed  is  a  simple  diffusion  model  on  a  regular  grid,   which  could  be  easily  calibrated  using  historical  data,  and  could  easily   adapt  to  changes  in  its  «  environment  »   27 altitude water height height height of the highest dykes/ buildings located on the cell
  • 28. This  model  proved,  once  correctly  calibrated,  to  be  quite  accurate  (with   respect  to  the  occurrence  of  some  events,  like  the  breaking  of  dykes) 28
  • 29. The  fourth  task  in  ARCHIVES  consisted  in  building  a  model  of  the     «  management  »  and  social  response  to  the  event The  data  available  consisted  in:   ! -­‐  the  descrip<on  of  the  official  administra<ve   and  military  hierarchies  (Vietnamese  and   French  ones)   -­‐  the  iden<fica<on  of  the  key  actors  and   their  role  in  the  event  (through  reports  and   inves<ga<ons  led  aGer  the  event),     -­‐  the  flow  of  their  communica<ons  (leHers,   telegrams)   -­‐  and  various  other  pieces  of  informa<on   from  newspapers,  tes<monies  and   memories. 29
  • 30. The  analysis  and  linking  of  the  documents  allowed  to  reconstruct  the   structure  of  the  command  chain  and  communica8on  flows 30
  • 31. From  this  descrip8on,  a  «  social  model  »  of  the  actors  was  built,  focusing   on  understanding  how  the  flows  of  orders/informa8on  resulted  in  concrete   ac8ons  (building  of  small,  temporary  dykes) 31
  • 32. A  number  of  simplifica8ons  were  necessary,  so  that  the  model  could   be  calibrated  and  easily  coupled  with  the  hydrological  model  (through   the  «  dyke  »  agents) 32 ! We  considered  for  instance  only  a  top-­‐down  order  and  a  bottom-­‐up  information/ request  chain,  using  FIPA-­‐ACL  to  manage  the  communication  protocols  between   agents
  • 33. ARCHIVES  was  then  tested  during  a  7-­‐days  workshop  held  in  Da  Lat   (Vietnam)  in  July  2013  with  geographers  and  social  scien8sts   33 Par<cipants,  once  trained  on  the  basic  model,  were  encouraged  to  adopt  an  approach   based  on  hypothe<cal  reasonings,  which  resulted  in  a  number  of  addi<ons  to  the  basic   model  and  experiments.
  • 34. A  number  of  «  historical  experiments  »  were  conducted  by  the   par8cipants,  among  them: 34 -­‐ understanding  and   modeling  the  dynamics  of   the  refugees  and  tes8ng   evacua<on  policies   -­‐ understanding  the   dynamics  of  the  resources   (material  ones,  like  bamboo   s<cks,  or  human  ones,  like   coolies)   -­‐ understanding  the   difference  between  the   official  descrip<on  of  the   command  chain  and  the   actual  communica<on  flows   observed   -­‐ …
  • 35. ARCHIVES,  despite  it  being  quite  complete  now,  is  s8ll  a  preliminary   proof  of  concept. • The  whole  project  has  proved  invaluable  in   • building  a  huge  dataset  (maps,  reports,  ...  )  about  this  par<cular  event  in  a   comprehensive  and  focused  way   • providing  archivists  and  historians  with  new  ways  of  «  represen<ng  »  and   «  using  »  their  documents  and  knowledge   • providing  a  support  for  understanding  the  role  of  simula<ons  in  historical   research  (esp.  regarding  the  differences  between  theore<cal  and  actual   organiza<ons)   • However,  the  main  challenge  for  generalizing  this  approach  remains  the   transforma<on  of  raw  informa<on  into  digital  informa<on   • the  automatic  generation  of  actors  and  their  behavior  from  textual   documents  (e.g.  using  process-­‐mining  tools,  SNA…)  is  a  necessary  condition   to  address  different  events 35
  • 36. The  general  perspec8ve  of  such  geo-­‐historical  models  is  to  provide   stakeholders  with  a  live  historical  fic8on,  which  can  be  used  as  an   experimental  framework 36 • For  tes8ng  prepara<on  or  management   op<ons  (including  «  modern  »  ones)   • For  comparing  these  op<ons  in  terms  of   consequences  on  society   • For  suppor8ng  the  work  of  historians  in   transmibng  the  memory  of  events   • For  building  interac<ve  and  easily   accessible  living  memories  of  these  events All  of  this  adding  to  the  «  digital   informa8on  »  available  with  the   goal  of  enhancing  the   awareness  and  prepara8on  of   contemporary  stakeholders   regarding  similar  risks