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Monitoring the effects of the
            CAP

General research on PCD and a
 review of institutional options

              ECDPM


          3 December 2012
A need for „development-friendly‟
        policies
        • Long term trend: ODA is outgrown by other
          financial contributions and loses relevance as a
          central indicator for OECD countries‟
          contributions to development
        • OECD Strategy on Development promotes
          evidence-based analysis of costs and benefits of
          (in)coherent policies and indicators to monitor
        • Decades of OECD discussions on making policies
          development-friendly, but no systematic
          monitoring beyond process
        • Busan: “…it is essential to examine the
          inter-dependence and coherence of all public
          policies – not just development policies…”
        • UN Task Team post-2015: “a high degree of
          policy coherence at the global, regional, national
ECDPM
          and sub-national levels will be required.”       Page 2
ECDPM study for DE&NL government
        • Objective: examine political and technical
          feasibility of an institutionalised (i.e. formal)
          system to compare countries on how their full
          range of policies contribute to development
        • Interviews with government officials, researchers
          and NGOs, as well as case studies of different
          comparative indices in and outside development
          cooperation: PSE, PISA, CDI, MDG, aid
          effectiveness
        • Main findings:
        • Existing indicator processes work when countries
          see monitoring as being in their interest…
        • …only feasible when key concepts and
          objectives are agreed and understood
        • Despite decades of discussion that‟s not yet the
ECDPM     case                                              Page 3
Recommendations:

        • Findings suggest a twin-track approach,
          consisting of
        • (1) continuing current efforts in the OECD to
          develop overall strategies and progress in
          thematic areas, and
        • (2) pushing for acceptance of PCD objectives and
          targets in the debate on the post-2015
          framework (particularly if they include
          Sustainable Development Goals)

        • Progress is best made incrementally, with a
          specific focus on promoting research on the
          effects of non-aid policies


ECDPM                                                   Page 4
The EU‟s work on „Policy Coherence
        for Development‟ (PCD)
        • Appeared first in the 1992 Treaty of Maastricht:
          other policies have to take the EU‟s development
          objectives into account
        • Skip to May 2012, when EU Ministers for
          Development Cooperation noted “(…) the need
          for a more evidence-based approach and for
          improving coordination mechanisms and
          implementation within the EU institutions and
          the Member States” - And that:
        • “PCD is essential for the credibility of the EU as a
          global actor, and hence, a strong EU leadership
          on PCD issues at high levels of all parts of the EU
          and in Member States is important”
        • A good basis to write a paper on to what extent
          this can be applied to the CAP
ECDPM                                                       Page 5
ECDPM research on CAP
        monitoring

        • Recent ECDPM paper related to CAP
          monitoring for ODI (Keijzer and King
          2012)

        • Review of institutional options for potential
          PCD monitoring, assessing political
          feasibility and impact.

        • Ranks option according to five criteria
          (Feasibility, impact, likelihood, cost,
          timeliness).

ECDPM                                                     Page 6
Monitoring of the CAP: status
        quo

        • Currently monitoring of the CAP does take
          place, but strictly internal (although
          subject to WTO scrutiny).

        • BUT several windows of opportunities to
          include external aspects:
               - Amendments tabled in COMAGRI
               - EU PCD efforts
               - OECD PCD reflections
               - Some MS support
               - New advisory group on international
ECDPM
               aspects of the CAP                      Page 7
Monitoring Option 1: Specific
        external objectives in legal text.
        • Idea is to include specific “beyond EU” goals
          to the CAP‟s legal text. Monitoring would
          follow.

        • Pros: Most thorough and constraining, in
          sync with policymaking.

        • Cons: Politically unlikely (DG Agri, MS, agric.
          lobbies).

        •    Promoted by NGOs, but not taken up by
            EC, EP or Council.

ECDPM                                                     Page 8
        • Significant impact, but politically unlikely.
Monitoring Option 2: Legal
        text, but no objective
        • Tabled in the EP. NL supports the idea in
          council, backed by several other MS.

        • Pros: More realistic than option 1. Could link
          up to new international advisory group, and
          feed into broader PCD monitoring.

        • Cons: What would happen to the findings?
          Would broad reference to PCD, without
          specific mention of what is to be achieved
          actually improve the status quo?

        • Politically more realistic. Impact depends on
ECDPM
          wording and take-up of findings.            Page 9
Monitoring Option 3: Part of
        Wider EU led PCD
        • Don‟t mention it in the legal text, but make
          sure CAP is reflected in the EU‟s PCD review
          in a satisfactory way.

        • Pros: “Whole of government approach”
          (Tariffs +SPS!). Food security is a priority
          area of EU PCD.

        • Cons: Can be diluted by choosing
          “uncontroversial” indicators. Ghettoization of
          PCD in DEVCO, and consensus required.

        • Politically feasible. Impact depends on the
ECDPM
          indicators and institutional setup.         Page 10
Monitoring Option 4: OECD or
        Civil Society led monitoring
        • External monitoring, supported by DG Agri.

        • Pros: Could be linked to PSE currently
          published by OECD, covers more countries
          and policies. More independent than 3?

        • Con: Opposition to PSE/development
          linkage in the DAC. Like option 3) depends
          on whether indicators “dilute” the CAP and if
          the findings are taken up.

        • Politically feasible, and impact could be
          significant.
ECDPM                                                 Page 11
Our scores
        • Option 1 (legal text + specific objective):
          Impact: 9/10, Likelihood: 2/10.

        • Option 2 (legal text, no objectives): Impact:
          6/10, Likelihood: 5/10.

        • Option 3 (EU PCD): Impact :
          4/10, Likelihood, 4/10.

        • Option 4 (OECD): Impact:
          5/10, Likelihood, 6/10.


ECDPM                                                   Page 12
Avenues for future research

        • Monitoring and the WTO: is realistic to
          propose the monitoring of green box
          support (i.e. income support)?

        • Focus monitoring on the types of support
          that are being phased out anyways to
          overcome political resistance.

        -> Would “Going with the grain” monitoring be
        more politically acceptable (and have more
        impact)?

ECDPM                                                Page 13
References:

 1.    Keijzer, N., King, M. (2012) Monitoring the effects of the
         Common Agricultural Policy in developing countries.
      Research Report. London: Overseas Development Institute.

 2.     Klavert, H., Keijzer, N. (2012) A review of stakeholders‟
        views on Common Agricultural Policy reform. Research
           Report. London: Overseas Development Institute.

3.    Keijzer, N., and J. Oppewal. 2012. Learn to walk before you
      run? A review of methodological approaches for evaluating
           coherence in the field of international cooperation.
                Maastricht: ECDPM Discussion Paper 132.

 4.     King, M., Keijzer, N., Spierings, E., Matthews, A., (2012)
          Measuring Policy Coherence for Development. Study
      commissioned by The Netherlands Ministry of Foreign Affairs
       and the German Federal Ministry for Economic Cooperation
                 and Development. Maastricht: ECDPM


               www.ecdpm.org                                         Page 14

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Monitoring the effects of the CAP: General research on PCD and a review of institutional options

  • 1. Monitoring the effects of the CAP General research on PCD and a review of institutional options ECDPM 3 December 2012
  • 2. A need for „development-friendly‟ policies • Long term trend: ODA is outgrown by other financial contributions and loses relevance as a central indicator for OECD countries‟ contributions to development • OECD Strategy on Development promotes evidence-based analysis of costs and benefits of (in)coherent policies and indicators to monitor • Decades of OECD discussions on making policies development-friendly, but no systematic monitoring beyond process • Busan: “…it is essential to examine the inter-dependence and coherence of all public policies – not just development policies…” • UN Task Team post-2015: “a high degree of policy coherence at the global, regional, national ECDPM and sub-national levels will be required.” Page 2
  • 3. ECDPM study for DE&NL government • Objective: examine political and technical feasibility of an institutionalised (i.e. formal) system to compare countries on how their full range of policies contribute to development • Interviews with government officials, researchers and NGOs, as well as case studies of different comparative indices in and outside development cooperation: PSE, PISA, CDI, MDG, aid effectiveness • Main findings: • Existing indicator processes work when countries see monitoring as being in their interest… • …only feasible when key concepts and objectives are agreed and understood • Despite decades of discussion that‟s not yet the ECDPM case Page 3
  • 4. Recommendations: • Findings suggest a twin-track approach, consisting of • (1) continuing current efforts in the OECD to develop overall strategies and progress in thematic areas, and • (2) pushing for acceptance of PCD objectives and targets in the debate on the post-2015 framework (particularly if they include Sustainable Development Goals) • Progress is best made incrementally, with a specific focus on promoting research on the effects of non-aid policies ECDPM Page 4
  • 5. The EU‟s work on „Policy Coherence for Development‟ (PCD) • Appeared first in the 1992 Treaty of Maastricht: other policies have to take the EU‟s development objectives into account • Skip to May 2012, when EU Ministers for Development Cooperation noted “(…) the need for a more evidence-based approach and for improving coordination mechanisms and implementation within the EU institutions and the Member States” - And that: • “PCD is essential for the credibility of the EU as a global actor, and hence, a strong EU leadership on PCD issues at high levels of all parts of the EU and in Member States is important” • A good basis to write a paper on to what extent this can be applied to the CAP ECDPM Page 5
  • 6. ECDPM research on CAP monitoring • Recent ECDPM paper related to CAP monitoring for ODI (Keijzer and King 2012) • Review of institutional options for potential PCD monitoring, assessing political feasibility and impact. • Ranks option according to five criteria (Feasibility, impact, likelihood, cost, timeliness). ECDPM Page 6
  • 7. Monitoring of the CAP: status quo • Currently monitoring of the CAP does take place, but strictly internal (although subject to WTO scrutiny). • BUT several windows of opportunities to include external aspects: - Amendments tabled in COMAGRI - EU PCD efforts - OECD PCD reflections - Some MS support - New advisory group on international ECDPM aspects of the CAP Page 7
  • 8. Monitoring Option 1: Specific external objectives in legal text. • Idea is to include specific “beyond EU” goals to the CAP‟s legal text. Monitoring would follow. • Pros: Most thorough and constraining, in sync with policymaking. • Cons: Politically unlikely (DG Agri, MS, agric. lobbies). • Promoted by NGOs, but not taken up by EC, EP or Council. ECDPM Page 8 • Significant impact, but politically unlikely.
  • 9. Monitoring Option 2: Legal text, but no objective • Tabled in the EP. NL supports the idea in council, backed by several other MS. • Pros: More realistic than option 1. Could link up to new international advisory group, and feed into broader PCD monitoring. • Cons: What would happen to the findings? Would broad reference to PCD, without specific mention of what is to be achieved actually improve the status quo? • Politically more realistic. Impact depends on ECDPM wording and take-up of findings. Page 9
  • 10. Monitoring Option 3: Part of Wider EU led PCD • Don‟t mention it in the legal text, but make sure CAP is reflected in the EU‟s PCD review in a satisfactory way. • Pros: “Whole of government approach” (Tariffs +SPS!). Food security is a priority area of EU PCD. • Cons: Can be diluted by choosing “uncontroversial” indicators. Ghettoization of PCD in DEVCO, and consensus required. • Politically feasible. Impact depends on the ECDPM indicators and institutional setup. Page 10
  • 11. Monitoring Option 4: OECD or Civil Society led monitoring • External monitoring, supported by DG Agri. • Pros: Could be linked to PSE currently published by OECD, covers more countries and policies. More independent than 3? • Con: Opposition to PSE/development linkage in the DAC. Like option 3) depends on whether indicators “dilute” the CAP and if the findings are taken up. • Politically feasible, and impact could be significant. ECDPM Page 11
  • 12. Our scores • Option 1 (legal text + specific objective): Impact: 9/10, Likelihood: 2/10. • Option 2 (legal text, no objectives): Impact: 6/10, Likelihood: 5/10. • Option 3 (EU PCD): Impact : 4/10, Likelihood, 4/10. • Option 4 (OECD): Impact: 5/10, Likelihood, 6/10. ECDPM Page 12
  • 13. Avenues for future research • Monitoring and the WTO: is realistic to propose the monitoring of green box support (i.e. income support)? • Focus monitoring on the types of support that are being phased out anyways to overcome political resistance. -> Would “Going with the grain” monitoring be more politically acceptable (and have more impact)? ECDPM Page 13
  • 14. References: 1. Keijzer, N., King, M. (2012) Monitoring the effects of the Common Agricultural Policy in developing countries. Research Report. London: Overseas Development Institute. 2. Klavert, H., Keijzer, N. (2012) A review of stakeholders‟ views on Common Agricultural Policy reform. Research Report. London: Overseas Development Institute. 3. Keijzer, N., and J. Oppewal. 2012. Learn to walk before you run? A review of methodological approaches for evaluating coherence in the field of international cooperation. Maastricht: ECDPM Discussion Paper 132. 4. King, M., Keijzer, N., Spierings, E., Matthews, A., (2012) Measuring Policy Coherence for Development. Study commissioned by The Netherlands Ministry of Foreign Affairs and the German Federal Ministry for Economic Cooperation and Development. Maastricht: ECDPM www.ecdpm.org Page 14

Notas del editor

  1. Find out what the current 3 objectives are
  2. The EC had concluded before that there was insufficient evidence of such effects and dropped the idea.
  3. The EU’s PCD work plan has been progressing, albeit slowly, and Food Security is a priority area (1 out of 5). PCD report is very controversial in the EC and with MS. Typically not a groundbreaking document. The current part on food security is not very strong.