KYC TRAINING

PRINSIP MENGENAL NASABAH Training for the KYC Officer 8 October 2011 Angga Adityawarman R Compliance

U U NOMOR 8 TAHUN 20 10 TENTANG PENCEGAHAN DAN PEMBERANTASAN TINDAK PIDANA PENCUCIAN UANG ,[object Object],[object Object],[object Object]

UU NO 8 TH 1995 PASAR MODAL Pasal 36 Perusahaan Efek atau Penasihat Investasi wajib mengetahui latar belakang, keadaan keuangan, dan tujuan investasi nasabahnya.

PERATURAN BAPEPAM NOMOR V.D.3 PENGENDALIAN INTERN DAN PENYELENGGARAAN PEMBUKUAN OLEH PERUSAHAAN EFEK : TANGGUNG JAWAB FUNGSI PEMASARAN ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]

PERATURAN NOMOR V.D.10 PRINSIP MENGENAL NASABAH Prinsip yg diterapkan untuk ??

PERATURAN V.D.10 Penerimaan, Identifikasi, dan Verifikasi Nasabah ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]

PERATURAN V.D.10 Penerimaan, Identifikasi, dan Verifikasi Nasabah (butir g dan h) ,[object Object],[object Object],[object Object]

PERATURAN V.D.10 Penerimaan, Identifikasi, dan Verifikasi Nasabah NASABAH PERORANGAN (Pasal 11, butir c. 1) NASABAH INSTITUSI (Pasal 11, butir c. 2) ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]

PERATURAN V.D.10 IDENTIFIKASI DAN VERIFIKASI ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]

PERATURAN V.D.10 IDENTIFIKASI DAN VERIFIKASI ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]

PERATURAN V.D.10 IDENTIFIKASI DAN VERIFIKASI ,[object Object],[object Object],[object Object],[object Object],[object Object]

PLEASE BE AWARE OF … POLITICALLY EXPOSED PERSON HIGH RISK CUSTOMERS HIGH RISK BUSINESS HIGH RISK COUNTRIES DAFTAR TERORIS ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]

KEBIJAKAN PERUSAHAAN (SOP) ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]

KEBIJAKAN PERUSAHAAN (SOP) ,[object Object],[object Object],[object Object],[object Object]

DISKUSI (Identifikasi Data Pendukung) ,[object Object],[object Object],[object Object],[object Object]

Terima Kasih Presented by : Angga Adityawarman A [email_address]

KYC TRAINING

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