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Research issues in the InterPARES
Trust Project
Silvia Schenkolewski-Kroll, PhD, Department
of Information Science, Bar Ilan University
Assaf Tractinsky PhD, Israel State Archives
Eva/ Minerva
Jerusalem, 9th November 2016
InterPARES Trust – 2013-2018
• Funding
– Social Sciences and Humanities Research Council of Canada
Partnership Grant
– University of British Columbia's Vice President Research,
the Dean of Arts, and the School of Library, Archival and
Information Studies
Partners
• Partners: 70+ universities and organizations, national and
international, public and private and more than 300 researchers
• From various continents: from North America, Latin America,
Europe, Africa, Australasia and Asia
Director: Prof. Luciana Duranti, British
Columbia University, Canada
http://interparestrust.org/
Research Domains, Cross Domains and
Research Teams
• Five Research Domains
– Infrastructure, Security, Access, Legal, Control
– Control: Focuses on the management of digital material in online
environments. It addresses such issues as: authenticity, reliability,
and accuracy of data; integrity of metadata; chain of custody;
retention and disposition; transfer and acquisition; intellectual
control and access controls.
• Five Research Cross Domains
– Resources, Terminology, Policy, Social/Societal Issues,
Education
• Research Teams
– North America, Latin America, Europe, Africa, Australasia,
Asia and Transnational
InterPARES Trust (2013-2018)
Purpose:
To create theories and methodologies in order
to develop international and local policy,
procedures, regulations, standards and laws,
with the purpose of ensuring public
confidence in the digital records found on the
internet
The Work Environment of InterPARES
TRUST
• Storage and Accessibility in the Internet and
Cloud Environments
‒ Creation and access to records by people and organizations
‒ Storing enormous amounts of data
‒ An environment that is not very secure
• Questions
‒ Can the information be trusted?
‒ How and where is it stored?
‒ Who has legal control and authority over it?
‒ Who has access to it, and until when?
‒ How secure is the information?
‒ Is its privacy guaranteed?
Selected Research Topics
• Trust Definition
• Preservation as a Service for Trust
(PaaST)
• Open government, Open data, privacy,
and government e-service
• Cloud Computing Contracts Checklist
Definition of TRUST by InterPARES
Trust:
“Confidence of one party in another, based
on alignment of value systems with respect
to specific actions or benefits, and involving
a relationship of voluntary vulnerability,
dependence and reliance, based on risk
assessment”
Jenny Bunn/ Lluís-Esteve Casellas
Selected Topics of Research - Preservation as
a Service for Trust (PaaST) - (NA12)
• Proposal:
– Preserving digital information assets using services provided
over the Internet
– To define requirements for Preservation as a Service
satisfying archival objectives, passing from PaaS to PaaST
• Entrusting digital data objects designated for long-term
preservation to one or more cloud service providers,
• Retrieving those objects - identical to those transferred
to the provider
• Knowing any differences between the submitted and the
retrieved objects with sufficient accuracy and precision to
be able to judge whether they are suitable for any
intended use
Kenneth Thibodeau
Selected Topics of Research - Preservation as
a Service for Trust (PaaST) - (NA12)
• Aims
– Set of functional requirements for preservation in
the cloud
– PaaST, as a preservation standard, will be
complementary to the Object Management Group
(OMG) RMS specification.
– OMG (1989) is an international, open membership, not-for-
profit technology standards consortium.
– Some OMG standards: Unified Modeling Language, Business
Process Model and Notation, Common Object Request Broker
Architecture, Knowledge Discovery Metamodel, Model Driven
Architecture, Records Management Services
Kenneth Thibodeau
Selected Topics of Research - The Role of the
Records Manager in an Open Government
Environment in the UK (EU03)
• Proposal:
– Examining the role of the records manager in an open
government environment
• Methods:
– Interviews, surveys, literature reviews, case study at a
County Council
• Findings:
– RM involvement in early stages of choosing:
• Which data to publish,
• Ensuring security of personal data
• Well-established RM procedures and policies needed
• Time and lack of resources are barriers
Jessica Page, Andrew Flinn, Elizabeth Shepherd, UCL
Selected Topics of Research - Cloud
Computing Contracts Checklist (NA14)
• Proposal:
– Effectiveness of cloud service contracts in addressing
trust in records and the needs of records
professionals
• Methods
• Literature review
• Analysis of service contracts of 15 cloud service
providers
Jessica Bushey, Marie Demoulin, Elissa How, Robert McLelland
Selected Topics of Research - Cloud
Computing Contracts Checklist (NA14)
• Findings
– A checklist (Canadian, US, and European
jurisdictions)
– Helping organizations to evaluate their existing
contracts or negotiate new contracts
– Areas for consideration:
• Data ownership, availability, retrieval and use, data
storage and preservation, retention and disposition,
security, confidentiality, privacy, data location and cross-
border data flows, and end of service or contract
termination
Jessica Bushey, Marie Demoulin, Elissa How, Robert McLelland
Summary
‫של‬ ‫יותר‬ ‫רחב‬ ‫מגוון‬ ‫מתוך‬ ‫מחקרים‬ ‫של‬ ‫דוגמאות‬ ‫מספר‬ ‫ראינו‬‫פרוייקט‬‫האינטרפארס‬.‫הנושאים‬
‫מרכזיים‬ ‫הם‬ ‫הללו‬ ‫במחקרים‬ ‫הנדונים‬‫לפרוייקט‬‫המונח‬ ‫הבנת‬ ‫כגון‬Trust,‫אובייקטים‬ ‫שימור‬
‫דיגטלים‬‫הזמין‬ ‫הממשל‬ ‫בסביבת‬ ‫רשומות‬ ‫וניהול‬.
‫של‬ ‫זה‬ ‫בשלב‬‫הפרוייקט‬,‫ביצוע‬ ‫של‬ ‫השנייה‬ ‫במחצית‬ ‫כעת‬ ‫הנמצא‬,‫שילוב‬ ‫היא‬ ‫הגדולה‬ ‫המשימה‬
‫לאתגרים‬ ‫העונה‬ ‫כוללני‬ ‫מחקר‬ ‫לעיצוב‬ ‫השונות‬ ‫האזוריות‬ ‫בקבוצות‬ ‫הנרכש‬ ‫הידע‬‫שהאינטרפארס‬
‫לעצמו‬ ‫הציב‬ ‫טרסט‬.
We have seen several examples of research out of the variety of subjects
addressed by the Interpares project. These examples are central subjects for the
project, such as:
understanding the concept of trust, preservation of digital objects and
record management in an environment of open government
We are now at the halfway stage in the project. The main challenge now is to
integrate the knowledge acquired by the various local working groups, in order to
shape the overall research findings to meet the aims of Interpares Trust
‫רבה‬ ‫תודה‬

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C2 schenkolewski tractinski_interpares

  • 1. Research issues in the InterPARES Trust Project Silvia Schenkolewski-Kroll, PhD, Department of Information Science, Bar Ilan University Assaf Tractinsky PhD, Israel State Archives Eva/ Minerva Jerusalem, 9th November 2016
  • 2. InterPARES Trust – 2013-2018 • Funding – Social Sciences and Humanities Research Council of Canada Partnership Grant – University of British Columbia's Vice President Research, the Dean of Arts, and the School of Library, Archival and Information Studies Partners • Partners: 70+ universities and organizations, national and international, public and private and more than 300 researchers • From various continents: from North America, Latin America, Europe, Africa, Australasia and Asia Director: Prof. Luciana Duranti, British Columbia University, Canada http://interparestrust.org/
  • 3. Research Domains, Cross Domains and Research Teams • Five Research Domains – Infrastructure, Security, Access, Legal, Control – Control: Focuses on the management of digital material in online environments. It addresses such issues as: authenticity, reliability, and accuracy of data; integrity of metadata; chain of custody; retention and disposition; transfer and acquisition; intellectual control and access controls. • Five Research Cross Domains – Resources, Terminology, Policy, Social/Societal Issues, Education • Research Teams – North America, Latin America, Europe, Africa, Australasia, Asia and Transnational
  • 4. InterPARES Trust (2013-2018) Purpose: To create theories and methodologies in order to develop international and local policy, procedures, regulations, standards and laws, with the purpose of ensuring public confidence in the digital records found on the internet
  • 5. The Work Environment of InterPARES TRUST • Storage and Accessibility in the Internet and Cloud Environments ‒ Creation and access to records by people and organizations ‒ Storing enormous amounts of data ‒ An environment that is not very secure • Questions ‒ Can the information be trusted? ‒ How and where is it stored? ‒ Who has legal control and authority over it? ‒ Who has access to it, and until when? ‒ How secure is the information? ‒ Is its privacy guaranteed?
  • 6. Selected Research Topics • Trust Definition • Preservation as a Service for Trust (PaaST) • Open government, Open data, privacy, and government e-service • Cloud Computing Contracts Checklist
  • 7. Definition of TRUST by InterPARES Trust: “Confidence of one party in another, based on alignment of value systems with respect to specific actions or benefits, and involving a relationship of voluntary vulnerability, dependence and reliance, based on risk assessment” Jenny Bunn/ Lluís-Esteve Casellas
  • 8. Selected Topics of Research - Preservation as a Service for Trust (PaaST) - (NA12) • Proposal: – Preserving digital information assets using services provided over the Internet – To define requirements for Preservation as a Service satisfying archival objectives, passing from PaaS to PaaST • Entrusting digital data objects designated for long-term preservation to one or more cloud service providers, • Retrieving those objects - identical to those transferred to the provider • Knowing any differences between the submitted and the retrieved objects with sufficient accuracy and precision to be able to judge whether they are suitable for any intended use Kenneth Thibodeau
  • 9. Selected Topics of Research - Preservation as a Service for Trust (PaaST) - (NA12) • Aims – Set of functional requirements for preservation in the cloud – PaaST, as a preservation standard, will be complementary to the Object Management Group (OMG) RMS specification. – OMG (1989) is an international, open membership, not-for- profit technology standards consortium. – Some OMG standards: Unified Modeling Language, Business Process Model and Notation, Common Object Request Broker Architecture, Knowledge Discovery Metamodel, Model Driven Architecture, Records Management Services Kenneth Thibodeau
  • 10. Selected Topics of Research - The Role of the Records Manager in an Open Government Environment in the UK (EU03) • Proposal: – Examining the role of the records manager in an open government environment • Methods: – Interviews, surveys, literature reviews, case study at a County Council • Findings: – RM involvement in early stages of choosing: • Which data to publish, • Ensuring security of personal data • Well-established RM procedures and policies needed • Time and lack of resources are barriers Jessica Page, Andrew Flinn, Elizabeth Shepherd, UCL
  • 11. Selected Topics of Research - Cloud Computing Contracts Checklist (NA14) • Proposal: – Effectiveness of cloud service contracts in addressing trust in records and the needs of records professionals • Methods • Literature review • Analysis of service contracts of 15 cloud service providers Jessica Bushey, Marie Demoulin, Elissa How, Robert McLelland
  • 12. Selected Topics of Research - Cloud Computing Contracts Checklist (NA14) • Findings – A checklist (Canadian, US, and European jurisdictions) – Helping organizations to evaluate their existing contracts or negotiate new contracts – Areas for consideration: • Data ownership, availability, retrieval and use, data storage and preservation, retention and disposition, security, confidentiality, privacy, data location and cross- border data flows, and end of service or contract termination Jessica Bushey, Marie Demoulin, Elissa How, Robert McLelland
  • 13. Summary ‫של‬ ‫יותר‬ ‫רחב‬ ‫מגוון‬ ‫מתוך‬ ‫מחקרים‬ ‫של‬ ‫דוגמאות‬ ‫מספר‬ ‫ראינו‬‫פרוייקט‬‫האינטרפארס‬.‫הנושאים‬ ‫מרכזיים‬ ‫הם‬ ‫הללו‬ ‫במחקרים‬ ‫הנדונים‬‫לפרוייקט‬‫המונח‬ ‫הבנת‬ ‫כגון‬Trust,‫אובייקטים‬ ‫שימור‬ ‫דיגטלים‬‫הזמין‬ ‫הממשל‬ ‫בסביבת‬ ‫רשומות‬ ‫וניהול‬. ‫של‬ ‫זה‬ ‫בשלב‬‫הפרוייקט‬,‫ביצוע‬ ‫של‬ ‫השנייה‬ ‫במחצית‬ ‫כעת‬ ‫הנמצא‬,‫שילוב‬ ‫היא‬ ‫הגדולה‬ ‫המשימה‬ ‫לאתגרים‬ ‫העונה‬ ‫כוללני‬ ‫מחקר‬ ‫לעיצוב‬ ‫השונות‬ ‫האזוריות‬ ‫בקבוצות‬ ‫הנרכש‬ ‫הידע‬‫שהאינטרפארס‬ ‫לעצמו‬ ‫הציב‬ ‫טרסט‬. We have seen several examples of research out of the variety of subjects addressed by the Interpares project. These examples are central subjects for the project, such as: understanding the concept of trust, preservation of digital objects and record management in an environment of open government We are now at the halfway stage in the project. The main challenge now is to integrate the knowledge acquired by the various local working groups, in order to shape the overall research findings to meet the aims of Interpares Trust
  • 14.

Notas del editor

  1. שתי המצגות הן עבודה משותפת של ד"ר סילויה שינקולבסקי – קרול ואנוכי מטרת המצגת הזו היא להציג מעט את מחקר האינטרפארס טרסט.
  2. פרוייטקט האינטרפארס טראסט הוא מחקר בינלאומי ובין תחומי שהחל בשנת 2013 ועתיד להסתיים בשנת 2018. בראש המחקר עומדת פרופ' לוצ'אנה דוראנטי , מבית הספר לספרנות לארכיונאות ומידע באוניברסיטת בריטיש קולומביה בונקובר, קנדה. שותפים למחקר: 70+ אוניברסיטאות וארגונים, לאומים ורב לאומיים, ציבוריים ופרטיים ולמעלה מ – 300 חקרים מיבשות שונות: מצפון אמריקה, אמריקה הלטינית, אירופה, אפריקה ואוסטראלסיה ואסיה המהווים את קבוצות העבודה המרכזיות במחקר מומחיות בתחומים הבאים: archival science, records management, diplomatics, law, information technology, communication and media, journalism, e-commerce, health informatics, cybersecurity, information governance and assurance, digital forensics, computer engineering, and information policy המחקר הנוכחי של ה – InterPARES Trustנשען על סדרה ארוכה של מחקרים שהחלו למעשה מסוף שנות ה – 80 של המאה ה – 20 עד לימנו בראשותה של לוצ'יאנה דוראנטי. המטרה המרכזית במחקרים הללו היא ללמוד כיצד לשמר רשומות אותנטיות במערכות אלקטרוניות.
  3. המחקר הנוכחי של ה – InterPARES Trustנשען על סדרה ארוכה של מחקרים שהחלו למעשה מסוף שנות ה – 80 של המאה ה – 20 עד לימנו בראשותה של לוצ'יאנה דוראנטי. המטרה המרכזית במחקרים הללו היא ללמוד כיצד לשמר רשומות אותנטיות במערכות אלקטרוניות. היריעה קצרה מידי מלספר על כל ממצאי המחקרים הכוללים בין השאר הבחנה של מרכיבי הרשומה הדיגיטלית, מהי רשומה אותנטית בסביבה דיגיטלית סטטית ודינמית מודלים להערכה ושימור ועוד.
  4. קצת על מבנה הפרוייקט. המחקר מחולק לחמשה תחומי מחקר מרכזיים: Infrastructure, Security, Control, Access, Legal. אין לנו כרגע את הזמן לפרט כל קבוצה וקבוצה. הקבוצה המסומנת באדום היא הקבוצה במחקר שאליה שייך המחקר שד"ר שנקולבסקי – קרול ואנוכי מבצעים. קבוצה זו מתמקדת בין השאר על ניהול של חומרים דיגטלים בסביבה מקוונת. היא עונה לנושאים כמו אותנטיות, מהימנות, ונכונות המידע, שלמות המטהדאטה, תקופות החזקה וסילוק, ועוד. בנוסף לתחומים המרכזיים ישנם 5 תחומים חוצים: Terminology, Resources, Policy, Social/Societal Issues, Education. תחומים אלה המשלבים בין התחומים המרכזיים של המחקר. החוקרים משתלבים בדרך כלל בקבוצות מחקר על פי איזורים גיאוגרפיים חוץ מקבוצת הטרנס נשיונל המורכב מארגוני מחקר כמו של האו"ם או נאטו.
  5. מטרת פרוייקט האינטרפארס טרסט ליצור תיאוריות ומתודולוגיות על מנת לפתח, מדיניות, נהלים, תקנים וחקיקה בינלאומיים ומקומיים, במטרה להבטיח את אמון הציבור ברשומות הדיגיטליות הנמצאות באינטרנט.
  6. המחקר הנוכחי מתרכז בסביבת האינטרנט כאשר אחד התחומים המרכזיים בו הוא הענן האינטרנטי. בסביבה זו יותר ויותר אנשים וארגונים יוצרים, מאחסנים וניגשים לרשומות שלהם. לא תמיד הסביבה הזו מאובטחת בהתאם. ולכן עולות שאלות כגון: האם אפשר לבטוח במידע? כיצד והיכן הוא מאוחסן? למי יש את השליטה והסמכות המשפטית? למי יש את הגישה אליו, ועד מתי? כמה מאובטח המידע? האם הפרטיות מובטחת? ועוד
  7. אציג לפניכם בקצרה שלושה מחקרים בנושאים המופיעים בשקף
  8. בפרוייקט האינטרפארס ישנם מחקרים רבים הדנים כולם או בחלקם בנושא ה – Trust. כאן אנו רואים את הגדרת האינטרפארס לטראסט בהסתמך על המחקרים שנעשו עד כה במסגרת הפרוייקט. ההגדרה אומרת: בטחון של צד אחד בשני המבוסס על שורה של מערכות ערכים, תוך התייחסות לפעולות ולרווחים ספציפיים ושילוב של מערכות יחסים הכוללות פגיעות בהסכמה, תלות והסתמכות, תוך התבססות על הערכת סיכונים. בלי להכנס יותר מידי לניתוח של ההגדרה המורכבת הזו תחשבו על השיקולים שחולפים במוחכם כאשר אתם מורידים תוכנות למחשב או לסמארטפון. על הרווח המיידי שאתם אמורים לזכות בו (לנסות משחק חדש) לא תמיד יש לכם ידיעה/ בטחון בנוגע למי עומד מאחורי האתר (הספק). דבר שמעלה סוגיות של נוזקות, גנבת מידע אמינות מידע וכד'. כך שאתם מבצעים הערכת סיכונים לפני ההורדה ומגדירים את רמת הבטחון באתר.
  9. מטרת המחקר היא לשמר נכסי מידע תוך שימוש בשירותים המסופקים באינטרנט תוך גדרה של דרישות לשימור של אובייקטים ארכיונים אמינים באינטרנט. כך לאפשר: שימור ארוך טווח של אובייקטי מידע על ידי ספק או ספקי שירותי ענן אחזור של האובייקטים הללו באופן שיהיו זהים לאלו שהועברו לספק וידיעה של כל שינוי בין האובייקטים המועברים למאוחזרים במידה מספקת של דייקנות על מנת לקבוע האם הם מתאימים לשימוש.
  10. הכוונה היא להפוך את הדרישות לשימור בענן למערכת דרישות טכנולוגיות לבנית מערכות לשימור. הפיכת הדרישות הארכיוניות לטכנולוגיות נעשית באמצעות ארגון ה – OMG שהוא קונסורציום בינלאומי ללא מטרת רווח לסטנדרטים טכנולוגיים. הארגון נוסד בשנת 1989. הסטנדרטים של ארגון זה מונעים על ידי ספקים, משתמשי קצה, מוסדות אקדמיים וגופים ממשלתיים. קבוצות העבודה תקנים משולבים למגוון רחב של טכנולוגיות ותעשיות.
  11. פרוייקט EU03 בחן את תפקיד מנהל הרשומות בסביבת הממשל הזמין המקומי באנגליה. הוא בדק את תפקיד מנהל הרשומות בסביבה החדשה של הממשל הזמין בשנת 2014 ומה הוא צריך להיות בעתיד. כל זאת על מנת להבטיח שהמידע אותנטי, מהימן, שניתן לבטוח בו, ואין בריחה של מידע פרטי. שיטות העבודה היו ראיונות סקרים, סקירה ספרותית( שכללו גם חוק, מדריכים) ומקרה בוחן בממשל המקומי. הממצאים היו: שיישום של יוזמות של ממשל זמן ופתיחת נתונים בממשל המקומי דורש מעורבות של מנהל רשומות בשלבים הראשונים של בחירת המידע לפרסום, להבטיח את המידע האישי. נדרשים מדיניות ונהלים לניהול רשומות. מכשולים ליישום הם זמן ומחסור במקורות.
  12. המחקר חקר את היעילות של חוזים מול ספקי הענן במענה לאמינות ברשומות והצורך במומחים ברשומות. שיטות המחקר היו סקירה ספרותית וניתוח של 15 חוזי שירות עם ספקי שרות בענן.
  13. התוצר הסופי הוא רשימה תיוג ( צ'ק ליסט) אשר איננה מהווה יעוץ משפטי אלא כלי שניתן להיעזר בו. הרשימה הזו תעזור לארגונים להעריך את החוזים הקיימים או לקראת משא ומתן לחוזה חדש. ברשימה ישנם תחומים שצריכים תשומת לב: בעלות המידע, נגישות, אחזור ושימוש, אחסון מידע ושימור, תקופות אחזקה וסילוק, אבטחת מידע, סודיות, פרטיות, מקום המידע ושינוי, וסיום השרות/חוזה
  14. ראינו מספר דוגמאות של מחקרים מתוך מגוון רחב יותר של פרוייקט האינטרפארס. הנושאים הנדונים במחקרים הללו הם מרכזיים לפרוייקט כגון הבנת המונח Trust, שימור אובייקטים דיגטלים וניהול רשומות בסביבת הממשל הזמין. בשלב זה של הפרוייקט, הנמצא כעת במחצית השנייה של ביצוע, המשימה הגדולה היא שילוב הידע הנרכש בקבוצות האזוריות השונות לעיצוב מחקר כוללני העונה לאתגרים שהאינטרפארס טרסט הציב לעצמו.
  15. זהו דף הבית בו ניתן להגיע למחקרים והצגות שהסתיימו או שעדיין ממשיכים באינטנרפארס. כמו כן אפשר לעקוב בדף הבית אחר פעילות הפרוייקט באמצעות