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Approaches, Mechanisms & Tools
ACCOUNTABILITY
Jessie Bokhoven
6 July 2016
Accountability tools to improve WASH service delivery 2
TOPICS
1. Focus on Functionality of Rural Water Supply
and the role of Accountability
2. Experiences from Nepal & Tanzania
3. Sub-national level outlook
4. Emphasis on approaches, mechanisms, tools
5. Reflection on lessons learned
SNV & WASH
Accountability tools to improve WASH service delivery 3
In 2015:
• 60 WASH projects
• 26 countries
• 270 WASH staff
• 4 strategic domains
 Sustainable rural sanitation and hygiene
 Functionality of rural water supply services
 Urban sanitation and hygiene
 Urban water supply services
FUNCTIONALITY
Accountability tools to improve WASH service delivery 4
• Complex
• Multi-dimensional
• Systemic approach
• Key to reach the poor
FUNCTIONALITY
Accountability tools to improve WASH service delivery 5
Evidence-based and transparent
decision-making for planning, budgeting
and investment, and monitoring of
functionality of RWS in the whole district
Good governance
Impacted by
4 major aspects
Scheme
implementation
Scheme
operation
Post construction
support
FUNCTIONALITY - NEPAL
Accountability tools to improve WASH service delivery 6
Status of
scheme
No. of
schemes
%
Fully functional 125 8.30
Partially
functional
510 33.86
Non functional 871 57.84
Total 1506 100.0%
• Dailekh, Kalikot, Jumla, Dolpa
BACKGROUND
Accountability tools to improve WASH service delivery 7
• Hand over of implemented schemes to user committees without capacity
enhancement in technical, social, management and financial aspects
• Need of an ‘institutional home’ in each district to support user committees
in all aspects of smooth operation of schemes
• Support in designing well tested and replicable social accountability
tools that will ultimately contribute in promoting local WASH Governance
• Contributing to the national goal of ensuring sustainable access to supply
of potable water to all rural households of the country.
SOCIAL ACCOUNTABILITY
Accountability tools to improve WASH service delivery 8
Constructive and meaningful engagement of citizens…
…in monitoring effectiveness and efficiency of public
service delivery…
…ensuring rights and responsibilities of both duty bearers
as service providers and right holders as users.
SNAPSHOT OF STEPS TAKEN
Accountability tools to improve WASH service delivery 9
• National level engagement
• District Monitoring and Regulation Unit was strengthened to act as Post
Construction Support (PCS) unit
• Mapping of functionality and services
• ‘Form’ for assessment of schemes
• Capacity enhancement of district staff & water user committees
• Social Accountability (SA) toolkit
COMMUNITY SCORE CARD
Accountability tools to improve WASH service delivery 10
• Consultative process of developing
indicators for assessing
accountability of:
• Users
• Operators
• Civil society stakeholders
• Government stakeholders
• Score existing status, define
targets, develop action plan for meeting targets, monitoring
• Joint commitment for improving service delivery
SOCIAL AUDIT & PUBLIC HEARING
Accountability tools to improve WASH service delivery 11
• Social audit: Consultative
process for assessing institutional
and financial matters
• Findings are disseminated
through Public Hearing (define
topics, key issues; set objectives)
• Community score card provides a
base for analysis
A CONTINUOUS
PROCESS
Accountability tools to improve WASH service delivery 12
KEY MESSAGES SOCIAL ACCOUNTABILITY
Accountability tools to improve WASH service delivery 13
• Take into account rights and responsibilities of both duty bearers
and right holders
• Apply during the whole ‘life cycle’ of a scheme
• Integrate into post construction:
• Costs - government unit/civil society groups
• Facilitation - civil society groups (FEDWASUN)
• Follow-up - use results for district planning & scheme action plans
• Effective tools are: community score card, social audit, public
hearing
• Awareness raising on roles and responsibilities is essential
• Upscaling & follow-up require an ‘institutional home’
FUNCTIONALITY - TANZANIA
Accountability tools to improve WASH service delivery 14
Practical and
sector driven
focus
Understanding
local dynamics
Strengthen
citizen – state
relations
Shift the way
service
delivery and
market
systems
operate
RURAL WATER SUPPLY
15
Water point
mapping & MS
workshops
MoW:
lobby for
monitoring
Councillor
oversight
LGA:
planning
COWSO
strengthening
CWST:
COWSO
registration
Popularising
WPM data &
analysis
WPM: national
monitoring
tool (2012)
BRN (1/3):
focus on
sustaining
water supply
(2013)
National water
supply sustainability
strategy (2015-20)
Strengthening
exec/councillor
relations
Strengthening
COWSO-VG
relations
Provide objective
info & analysis
Strengthen
participation
& broker relations
Engage with political
processes
& power dynamics
Linking national &
local processes (LE)
REFLECTION ON LESSONS LEARNED
Accountability tools to improve WASH service delivery 16
• There are no quick fixes
• Documented facts effectively influence (accountability) relations
• Tools are helpful but they need to be embedded
• Focus on strengthening relationships (formal & informal) is crucial
• Experiential & iterative learning can drive locally contextualised
solutions and development of operational approach
• Changing local level dynamics can influence national policy &
political processes
• Added value of ‘neutral’ agency to strengthen capacity and
facilitate the process (while ensuring local ownership…….)
THE END
Accountability tools to improve WASH service delivery 17
…for your attention!
For more information, please connect with
the SNV WASH team via aclose@snv.org
or sroose@snv.org.
Content contributors to this presentation:
- Nadira Khawaja
- Julie Adkins
- Rinus van Klinken
- Sharon Roose
- Annelyn Close

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Accountability : approaches, mechanisms & tools

  • 1. Approaches, Mechanisms & Tools ACCOUNTABILITY Jessie Bokhoven 6 July 2016
  • 2. Accountability tools to improve WASH service delivery 2 TOPICS 1. Focus on Functionality of Rural Water Supply and the role of Accountability 2. Experiences from Nepal & Tanzania 3. Sub-national level outlook 4. Emphasis on approaches, mechanisms, tools 5. Reflection on lessons learned
  • 3. SNV & WASH Accountability tools to improve WASH service delivery 3 In 2015: • 60 WASH projects • 26 countries • 270 WASH staff • 4 strategic domains  Sustainable rural sanitation and hygiene  Functionality of rural water supply services  Urban sanitation and hygiene  Urban water supply services
  • 4. FUNCTIONALITY Accountability tools to improve WASH service delivery 4 • Complex • Multi-dimensional • Systemic approach • Key to reach the poor
  • 5. FUNCTIONALITY Accountability tools to improve WASH service delivery 5 Evidence-based and transparent decision-making for planning, budgeting and investment, and monitoring of functionality of RWS in the whole district Good governance Impacted by 4 major aspects Scheme implementation Scheme operation Post construction support
  • 6. FUNCTIONALITY - NEPAL Accountability tools to improve WASH service delivery 6 Status of scheme No. of schemes % Fully functional 125 8.30 Partially functional 510 33.86 Non functional 871 57.84 Total 1506 100.0% • Dailekh, Kalikot, Jumla, Dolpa
  • 7. BACKGROUND Accountability tools to improve WASH service delivery 7 • Hand over of implemented schemes to user committees without capacity enhancement in technical, social, management and financial aspects • Need of an ‘institutional home’ in each district to support user committees in all aspects of smooth operation of schemes • Support in designing well tested and replicable social accountability tools that will ultimately contribute in promoting local WASH Governance • Contributing to the national goal of ensuring sustainable access to supply of potable water to all rural households of the country.
  • 8. SOCIAL ACCOUNTABILITY Accountability tools to improve WASH service delivery 8 Constructive and meaningful engagement of citizens… …in monitoring effectiveness and efficiency of public service delivery… …ensuring rights and responsibilities of both duty bearers as service providers and right holders as users.
  • 9. SNAPSHOT OF STEPS TAKEN Accountability tools to improve WASH service delivery 9 • National level engagement • District Monitoring and Regulation Unit was strengthened to act as Post Construction Support (PCS) unit • Mapping of functionality and services • ‘Form’ for assessment of schemes • Capacity enhancement of district staff & water user committees • Social Accountability (SA) toolkit
  • 10. COMMUNITY SCORE CARD Accountability tools to improve WASH service delivery 10 • Consultative process of developing indicators for assessing accountability of: • Users • Operators • Civil society stakeholders • Government stakeholders • Score existing status, define targets, develop action plan for meeting targets, monitoring • Joint commitment for improving service delivery
  • 11. SOCIAL AUDIT & PUBLIC HEARING Accountability tools to improve WASH service delivery 11 • Social audit: Consultative process for assessing institutional and financial matters • Findings are disseminated through Public Hearing (define topics, key issues; set objectives) • Community score card provides a base for analysis
  • 12. A CONTINUOUS PROCESS Accountability tools to improve WASH service delivery 12
  • 13. KEY MESSAGES SOCIAL ACCOUNTABILITY Accountability tools to improve WASH service delivery 13 • Take into account rights and responsibilities of both duty bearers and right holders • Apply during the whole ‘life cycle’ of a scheme • Integrate into post construction: • Costs - government unit/civil society groups • Facilitation - civil society groups (FEDWASUN) • Follow-up - use results for district planning & scheme action plans • Effective tools are: community score card, social audit, public hearing • Awareness raising on roles and responsibilities is essential • Upscaling & follow-up require an ‘institutional home’
  • 14. FUNCTIONALITY - TANZANIA Accountability tools to improve WASH service delivery 14 Practical and sector driven focus Understanding local dynamics Strengthen citizen – state relations Shift the way service delivery and market systems operate
  • 15. RURAL WATER SUPPLY 15 Water point mapping & MS workshops MoW: lobby for monitoring Councillor oversight LGA: planning COWSO strengthening CWST: COWSO registration Popularising WPM data & analysis WPM: national monitoring tool (2012) BRN (1/3): focus on sustaining water supply (2013) National water supply sustainability strategy (2015-20) Strengthening exec/councillor relations Strengthening COWSO-VG relations Provide objective info & analysis Strengthen participation & broker relations Engage with political processes & power dynamics Linking national & local processes (LE)
  • 16. REFLECTION ON LESSONS LEARNED Accountability tools to improve WASH service delivery 16 • There are no quick fixes • Documented facts effectively influence (accountability) relations • Tools are helpful but they need to be embedded • Focus on strengthening relationships (formal & informal) is crucial • Experiential & iterative learning can drive locally contextualised solutions and development of operational approach • Changing local level dynamics can influence national policy & political processes • Added value of ‘neutral’ agency to strengthen capacity and facilitate the process (while ensuring local ownership…….)
  • 17. THE END Accountability tools to improve WASH service delivery 17 …for your attention! For more information, please connect with the SNV WASH team via aclose@snv.org or sroose@snv.org. Content contributors to this presentation: - Nadira Khawaja - Julie Adkins - Rinus van Klinken - Sharon Roose - Annelyn Close