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BEHAVIORAL ECONOMICS APPROACH
TO REDUCE INJECTABLE
CONTRACEPTIVE DISCONTINUATION
RATE IN ETHIOPIA:
A STRATIFIED-PAIR, CLUSTER-RANDOMIZED
FIELD STUDY
International Conference on
FAMILY PLANNING
Kigali, Rwanda
November 15, 2018
BACKGROUND
6%
35%
2000 2016
Contraceptive prevalence
rate (CPR) increased from
2000 to 2016, mainly due to
increase in injectable CPR.
3%
23%
2000 2016
Contraceptive
Discontinuation
Threatens
Women’s
Fertility
Intentions
Public sector is the major source for contraceptives
(84%); thus contraceptives discontinuation has high
cost to country’s health system.
Contraceptive discontinuation rate within
12 months of uptake is 35% and is 38%
among injectable users, which may
threaten women’s fertility intentions.
38%
35%
Injectable users
All contraception users
BACKGROUND
Behavioral
Economics
Approach
Behavioral Economics (BE) can inform strategies to change
health related behaviors and decision-making.
JSI’s Last Ten Kilometers Project (L10K) 2020 and ideas42
worked with Ethiopia’s flagship Health Extension Program
(HEP) to design and test behavioral approaches to mitigate the
problem of discontinuation of injectable contraceptives.
FUNDERS:
IMPLEMENTERS:
AMHARA
OROMIA
TIGRAY
SNNPR
BACKGROUND
Study Context 8 primary health
care units (PHCUs)
in 8 districts
2
2
2
2
2 HEWs at each satellite health post provide
basic health including family planning services
to 5,000 people supported by the Women’s
Development Army network of volunteers
Health
Center
Satellite
health posts
HEWs
Women’s Development Army
METHODOLOGY
Behavioral
Design
Methodology
FOUR STAGES OF BEHAVIORAL DESIGN METHODOLOGY
Datta and Mullainathan 2014
DEFINE DIAGNOSE DESIGN TEST
DEFINED
PROBLEM
ACTIONABLE
BOTTLENECKS
SCALABLE
INTERVENTION
METHODOLOGY
STAGE I
Problem
Definition
Use Problem
Criteria to generate
Problem Definition
candidates
Systematically
evaluate the problem
definition candidates
Generate Final
Problem Definition
“Women of
reproductive age who
are using injectable
contraceptives
(actively or passively)
discontinue use
within 12 months of
uptake”
Problem Definition Process
• behavioral issues
among others
• existence of intention-
action gap
• the problem could be
moved by a BE
Intervention
• experimental design is
feasible
• desk reviews
• L10K staff interviews
• preliminary behavioral
mapping
• conversations with
HEP frontline workers
and FP clients
• observation of service
provision
METHODOLOGY
The design team generated behavioral hypotheses (bottlenecks)
for injectable discontinuation using the following:
STAGE II
Behavioral
Diagnosis
Desk review of previous behavioral research
Conversations with women and service
providers
Behavioral economics insights
METHODOLOGY
STAGE II
Behavioral
Diagnosis
Behavioral bottlenecks contributing to:
PASSIVE DISCONTINUATION
1. Prospective memory failure to follow-through
on next injection | Design implication: salient,
timely reminders for women
2. Tunneling leads to myopic planning or failures to
plan for next injection | Design implication: prompt
plan-making and contingency planning for return
appointments
3. Hassle factors | Design implication: timely
reminders of fertility intentions
METHODOLOGY
STAGE II
Behavioral
Diagnosis
Behavioral bottlenecks contributing to:
ACTIVE DISCONTINUATION
4. Perception of limited choice set for continued use |
Design implications: expand the choice set of methods
women consider to be viable options; increase and
maximize HEW & WDA touch-points with women
PROVIDER BEHAVIOR
5. Bandwidth tax and time management | Design
implication: simplify case management systems to
reduce cognitive load of HEWs
METHODOLOGY
STAGE III
Intervention
Design
Interventions proposed based on behavioral diagnosis1
Feasibility, acceptability, and alignment with HEP policy
assessed with L10K 2020 staff
2
Preliminary tools designed3
End user testing and modification of tools4
Final package of interventions5
METHODOLOGY
STAGE III
Intervention
Design
Intervention: Package of 3 Tools
Appointment
Cards
Client Care
Checklist
HEW Planning
Calendar
Clients
HEWs
• Strengthening
prospective memory
• Provide better
counseling during
uptake and return visits
Improved or increased:
• Planning and time
management
• Case management
• Retrospective follow-up
for clients who missed
appointments
• Counseling
DESIGN TARGETS
DESIGN TARGETS
Appointment Card Client Care Checklist
HEW Planning Tool
METHODOLOGY
STAGE III
Intervention
Design
METHODOLOGY
STAGE IV
Testing
Stratified-pair cluster-randomization
(one of the two PHCUs within a region
was randomly allocated to intervention;
19 health posts received the intervention
and 21 health posts were controls)
STUDY
DESIGN
STUDY
IMPLEMENTATION
• Two-day training was developed &
provided to 74 people (HEWs, L10K staff,
health center & woreda health office
supervisors) in the intervention area
• Control area HEWs were oriented on FP
client record keeping
• Quarterly supportive supervision visits and
six monthly performance review meetings
STUDY
PARTICIPANTS
Between February 2016 and November
2016, 1) women of reproductive age
initiated using injectable contraceptives
for the first time; 2) initiated using
injectable contraceptives after six months
of break; or 3) switched to injectables
from another family planning method of
contraception
METHODOLOGY
STAGE IV
Testing
SAMPLE
SIZE
Powered at 80% with 95% confidence
interval to detect 14%-points reduction in
injectable discontinuation rate, assuming
design effect 2
METHODOLOGY
STAGE IV
Testing
• IRB clearance was obtained from the 4
Regional Health Bureaus and JSI
• Study area health posts were visited in
October 2017 to assess intervention fidelity
• List of women who visited the study area
health posts to obtain injectable
contraceptives during the enrolment period
were visited in December 2017 and those
eligible and consented were interviewed
DATA
COLLECTION
ANALYSIS Intervention effects were adjusted study
design, participants’ background, and health
post characteristics
RESULTS
Intervention
Fidelity
Appointment cards were available in 17 of
the 19 intervention health post for use at
least during the first year of the intervention
18 of the 19 health posts were
using the client care checklist
However, calendar was being used
in only 4 of the 19 health posts
RESULTS
Intervention
Effects
1.43
1.67
1.16
1.67 1.67
1.16
Side-effects recalled* FP methods recalled Actions to take for side-
effects reported
Control (n=335)
Intervention (n=408)
*p<.01
Client Care Checklist increased side-effects recall
MEAN NUBMER
RESULTS
Intervention
Effects
12%
74%
77%
81%
51%
50%
16%
61%
60%
78%
49%
40%
Missed appointment
Given appointment card
Told about a local holiday as a
reminder for next appointment*
Told about other methods
Told what to do if had side-effects
Told about side-effects Control
Intervention
*p<.01
Appointment Card and Client Care Checklist increased awareness
of holidays as reminder for next appointment
RESULTS
Injectable
Discontinuation
Rate
The BE intervention resulted in a lower
discontinuation rate for injectable
contraceptives
0 1 2 3 4 5 6 7 8 9 10 11 12
MONTH
*The difference in
discontinuation rate
was statistically
significant (p>.05)
Control
Intervention
53%
42%*DiscontinuationRate
CONCLUSIONS
There could be bias due to loss to follow-up and
unmeasured confounders.
BIAS
TOOL
UPTAKE
The planning calendar did not seem to fit within the
HEWs’ work flow; while the other two BE tools did.
Two of the three BE tools (appointment card and
client care checklist) were being consistently used
by the HEWs in the intervention area.
CONCLUSIONS
Injectable contraceptive discontinuation rate was
comparatively lower in the BE intervention area
indicating effectiveness of the BE approach.
Intervention effects were likely due to the
introduction of the suite of tools.
EFFECTS
LOOKING
FORWARD
BE is a promising approach to ‘nudge’ supply and
demand side behavioral factors to improve family
planning programming.

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Behavioral economics approach to reduce injectable contraceptive discontinuation rate

  • 1. BEHAVIORAL ECONOMICS APPROACH TO REDUCE INJECTABLE CONTRACEPTIVE DISCONTINUATION RATE IN ETHIOPIA: A STRATIFIED-PAIR, CLUSTER-RANDOMIZED FIELD STUDY International Conference on FAMILY PLANNING Kigali, Rwanda November 15, 2018
  • 2. BACKGROUND 6% 35% 2000 2016 Contraceptive prevalence rate (CPR) increased from 2000 to 2016, mainly due to increase in injectable CPR. 3% 23% 2000 2016 Contraceptive Discontinuation Threatens Women’s Fertility Intentions Public sector is the major source for contraceptives (84%); thus contraceptives discontinuation has high cost to country’s health system. Contraceptive discontinuation rate within 12 months of uptake is 35% and is 38% among injectable users, which may threaten women’s fertility intentions. 38% 35% Injectable users All contraception users
  • 3. BACKGROUND Behavioral Economics Approach Behavioral Economics (BE) can inform strategies to change health related behaviors and decision-making. JSI’s Last Ten Kilometers Project (L10K) 2020 and ideas42 worked with Ethiopia’s flagship Health Extension Program (HEP) to design and test behavioral approaches to mitigate the problem of discontinuation of injectable contraceptives. FUNDERS: IMPLEMENTERS:
  • 4. AMHARA OROMIA TIGRAY SNNPR BACKGROUND Study Context 8 primary health care units (PHCUs) in 8 districts 2 2 2 2 2 HEWs at each satellite health post provide basic health including family planning services to 5,000 people supported by the Women’s Development Army network of volunteers Health Center Satellite health posts HEWs Women’s Development Army
  • 5. METHODOLOGY Behavioral Design Methodology FOUR STAGES OF BEHAVIORAL DESIGN METHODOLOGY Datta and Mullainathan 2014 DEFINE DIAGNOSE DESIGN TEST DEFINED PROBLEM ACTIONABLE BOTTLENECKS SCALABLE INTERVENTION
  • 6. METHODOLOGY STAGE I Problem Definition Use Problem Criteria to generate Problem Definition candidates Systematically evaluate the problem definition candidates Generate Final Problem Definition “Women of reproductive age who are using injectable contraceptives (actively or passively) discontinue use within 12 months of uptake” Problem Definition Process • behavioral issues among others • existence of intention- action gap • the problem could be moved by a BE Intervention • experimental design is feasible • desk reviews • L10K staff interviews • preliminary behavioral mapping • conversations with HEP frontline workers and FP clients • observation of service provision
  • 7. METHODOLOGY The design team generated behavioral hypotheses (bottlenecks) for injectable discontinuation using the following: STAGE II Behavioral Diagnosis Desk review of previous behavioral research Conversations with women and service providers Behavioral economics insights
  • 8. METHODOLOGY STAGE II Behavioral Diagnosis Behavioral bottlenecks contributing to: PASSIVE DISCONTINUATION 1. Prospective memory failure to follow-through on next injection | Design implication: salient, timely reminders for women 2. Tunneling leads to myopic planning or failures to plan for next injection | Design implication: prompt plan-making and contingency planning for return appointments 3. Hassle factors | Design implication: timely reminders of fertility intentions
  • 9. METHODOLOGY STAGE II Behavioral Diagnosis Behavioral bottlenecks contributing to: ACTIVE DISCONTINUATION 4. Perception of limited choice set for continued use | Design implications: expand the choice set of methods women consider to be viable options; increase and maximize HEW & WDA touch-points with women PROVIDER BEHAVIOR 5. Bandwidth tax and time management | Design implication: simplify case management systems to reduce cognitive load of HEWs
  • 10. METHODOLOGY STAGE III Intervention Design Interventions proposed based on behavioral diagnosis1 Feasibility, acceptability, and alignment with HEP policy assessed with L10K 2020 staff 2 Preliminary tools designed3 End user testing and modification of tools4 Final package of interventions5
  • 11. METHODOLOGY STAGE III Intervention Design Intervention: Package of 3 Tools Appointment Cards Client Care Checklist HEW Planning Calendar Clients HEWs • Strengthening prospective memory • Provide better counseling during uptake and return visits Improved or increased: • Planning and time management • Case management • Retrospective follow-up for clients who missed appointments • Counseling DESIGN TARGETS DESIGN TARGETS
  • 12. Appointment Card Client Care Checklist HEW Planning Tool METHODOLOGY STAGE III Intervention Design
  • 13. METHODOLOGY STAGE IV Testing Stratified-pair cluster-randomization (one of the two PHCUs within a region was randomly allocated to intervention; 19 health posts received the intervention and 21 health posts were controls) STUDY DESIGN STUDY IMPLEMENTATION • Two-day training was developed & provided to 74 people (HEWs, L10K staff, health center & woreda health office supervisors) in the intervention area • Control area HEWs were oriented on FP client record keeping • Quarterly supportive supervision visits and six monthly performance review meetings
  • 14. STUDY PARTICIPANTS Between February 2016 and November 2016, 1) women of reproductive age initiated using injectable contraceptives for the first time; 2) initiated using injectable contraceptives after six months of break; or 3) switched to injectables from another family planning method of contraception METHODOLOGY STAGE IV Testing SAMPLE SIZE Powered at 80% with 95% confidence interval to detect 14%-points reduction in injectable discontinuation rate, assuming design effect 2
  • 15. METHODOLOGY STAGE IV Testing • IRB clearance was obtained from the 4 Regional Health Bureaus and JSI • Study area health posts were visited in October 2017 to assess intervention fidelity • List of women who visited the study area health posts to obtain injectable contraceptives during the enrolment period were visited in December 2017 and those eligible and consented were interviewed DATA COLLECTION ANALYSIS Intervention effects were adjusted study design, participants’ background, and health post characteristics
  • 16. RESULTS Intervention Fidelity Appointment cards were available in 17 of the 19 intervention health post for use at least during the first year of the intervention 18 of the 19 health posts were using the client care checklist However, calendar was being used in only 4 of the 19 health posts
  • 17. RESULTS Intervention Effects 1.43 1.67 1.16 1.67 1.67 1.16 Side-effects recalled* FP methods recalled Actions to take for side- effects reported Control (n=335) Intervention (n=408) *p<.01 Client Care Checklist increased side-effects recall MEAN NUBMER
  • 18. RESULTS Intervention Effects 12% 74% 77% 81% 51% 50% 16% 61% 60% 78% 49% 40% Missed appointment Given appointment card Told about a local holiday as a reminder for next appointment* Told about other methods Told what to do if had side-effects Told about side-effects Control Intervention *p<.01 Appointment Card and Client Care Checklist increased awareness of holidays as reminder for next appointment
  • 19. RESULTS Injectable Discontinuation Rate The BE intervention resulted in a lower discontinuation rate for injectable contraceptives 0 1 2 3 4 5 6 7 8 9 10 11 12 MONTH *The difference in discontinuation rate was statistically significant (p>.05) Control Intervention 53% 42%*DiscontinuationRate
  • 20. CONCLUSIONS There could be bias due to loss to follow-up and unmeasured confounders. BIAS TOOL UPTAKE The planning calendar did not seem to fit within the HEWs’ work flow; while the other two BE tools did. Two of the three BE tools (appointment card and client care checklist) were being consistently used by the HEWs in the intervention area.
  • 21. CONCLUSIONS Injectable contraceptive discontinuation rate was comparatively lower in the BE intervention area indicating effectiveness of the BE approach. Intervention effects were likely due to the introduction of the suite of tools. EFFECTS LOOKING FORWARD BE is a promising approach to ‘nudge’ supply and demand side behavioral factors to improve family planning programming.