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An easy outline
                                        of Chinese Chemical Regulations
                                                 A revised version




Special thanks to the contribution of

Cora Knutson
HelpyouKnowit




Mai Fung | Global Chemical Regulatory Consultant




                                                   HelpyouKnowit
                                                   The file is made by Mai.Fung,
                                                   which intends to help you know more
                                                   about the content n of Chinese
                                                   chemical legislation.

                                                   Additional information please let me
                                                   know by sending email.
HelpyouKnowit

>> Content
                                                                             Recent update


> Order 7 by MEP (not applied in Hong Kong neither Macao)                     Updated on 29 Feb 2012
Notification of New Chemicals


> Decree 591 by State Council (not applied in Hong Kong neither Macao)        Updated on 16 Dec 2011
Existing Hazardous Chemicals

> China GHS, and labeling
To be finished

> Hazardous Chemical of Import & Export                                       Updated on 07 Mar 2012
AQSIQ implements inspection and enforcement

> 158 Toxic Chemicals restricted from Import & Export                         Updated on 06 Mar 2012
MEP released the 2012 version of the catalog of restricted toxic chemicals

> Order 27 by MOH                                                             Updated on 16 Mar 2012 (middle way)
Disinfectants Regulation in China




        “Linkedin” me                                                                                       What will come soon?
                                                                              A topic of label on industrial or consumer products is being planned
     Maij1217@gmail.com                                                         Narration is considered to be added in this presentation material
HelpyouKnowit

 >> Key updates


     Mar 21 12                              One point to be noticed
    Decree 591;
China GHS inspection
                       Specific explanation of AQSIQ inspection over Haz. chemicals



     Mar 14 12                       The catalog added for download (English)
                        335 extremely toxic chemical substances under Decree 344
  Extremely Toxic
      Catalog

                                                                   Many mistakes fixed and format adjusted




     Mar 07 12                                Newly-added slides
New regulatory added    Regulation of toxic chemicals import and export by MEP
HelpyouKnowit




It is complex, but no need to worry
Chemical-regulation related departments
The top rank


State Council
                                                                   Please be informed:
                                                                   All the departments would be involved in some
                                                                   parts of the regulations either New Chemical
                The Ministry                                       Notification(Order 7 by MEP) or Decree 591 by
                                                                   SC

   MEP          Ministry of Environmental Protection
   MoH          Ministry of Health
   MoR          Ministry of Railways
   MoA          Ministry of Agriculture
   MIIP         Ministry of Industry and Information Technology
   MoT          Ministry of Transport
   MPS          Ministry of Public Security


    The State Administration

             State Administration of
 SAWS
             Work Safety of State Council
             General Administration of
 Customs
             Customs of China
             General Administration of Quality
 AQSIQ      Supervision, Inspection and
             Quarantine                                                            HelpyouKnowit
                                                                                        Driving Green Chemical
Regulation Releasing and Management Leading
                                                                                        Major Inspection and Enforcement

                                                     State Council
                                                  Regulation releasing
                                                                                                       MIIP                MoH

                                                                                                       MEP                 MoR
               MEP                                                                                     Local MEP

                                                                                                       MoT                 MoA
                                                            SAWS
SEPA(State of Environmental
Protection Agency) became MEP in
2008, and the latter one is short for
                                                                                                       MPS
                                            The status of Administration is
Ministry of Environmental Protection        lower than Ministry, although they
                                            are in charge of critical specific areas.

        Pollution prevention
                                                                                                            SAWS
           Division(-MEP)
                                                              …
                                                                                                          Customs
        Chemical Registration                       National Registration                                   AQSIQ
           Center (-MEP)                          Center for Chemical (-SAWS)                             Local CIQ of AQSIQ




                                                                                                          HelpyouKnowit
                                                                                                                Driving Green Chemical
CHINAREACH
Order 7 by MEP >




                   HelpyouKnowit
                     Driving Green Chemical
NEXTPAGE >
China REACH is not a proper name
China REACH is just a name that helps you to quickly understand




Order 7 by MEP or Environmental Administration of New Chemical
Substances in China should replace the current name as China REACH


Unlike EU REACH:                                                     China REACH: Order 7 by MEP for new
… the EU REACH program (where there is pre-registration              chemicals
requirements and then submission of dossiers by a certain date,      Make an enquiry to the authority for the confirmation whether the
followed by government assessment of a small fraction of             chemical substance is new or not; the complaint implementation
                                                                     would be different dependent on tonnage band or according to
those submitted dossiers, and authorization/substitution of
                                                                     some detailed requirements. Limited data is required as well
substances deemed to be of concern)
>> By Karen Levins from Intertek Cantox                                          New Chemical
                                                                     (similar to Non phase-in substance)
  Non-Phase-in substance                      Phase-in substance

                                                                     Existing chemical (especially hazardous
                                                                     chemicals)
                                                                     The management may be involved in data requirements, testing
                                                                     data r, risk assessment report required, national standard of risk
                                                                     assessment is being drafted and discussion
                                                                     >> By Xiao (X) Zhang from Dow Corning

                                                                               Existing chemical
                                                                        (similar to phase-in substance)

                                                                                                              HelpyouKnowit
                                                                                                                    Driving Green Chemical
NEXTPAGE >
  Order 7 by MEP is New




                                                             SEPA changed to MEP
                                                             Order 17 changed to Order 7 .

Order 7 by MEP
Entered into force                                                                               15 Oct 2010
Order 7 by MEP
Issued                                                                                 19 Jan 2010
Order 7: Revision of Provisions on the
Environmental Administration of New
Chemical Substances in China



                                             X
Order 17 by SEPA                         15 Oct 2003
Entered into force
Order 17: Provisions on the
Environmental Management of New
Chemical Substances in China

                                                       7 years




                                                                                             HelpyouKnowit
                                                                                               Driving Green Chemical
Updates on 05 Dec 2011
                                                                                      NEXTPAGE >
Notification under Order 7                    matters to you & your Business




No Notification, No Market
Your new substances shall be prohibited in China without notification


Severe punishment
If a new substance notification failed to be submitted
      The company will be warned, fined and even forced to close
      And not be allowed to submit notifications within next 3 years;



It also matters to the environment
Whether a new substance has been notified is a crucial aspect of environmental
impact assessment, so please do obey the rules




                                                                                 HelpyouKnowit
                                                                                   Driving Green Chemical
Updated on 29 Feb 2012
                                                                                               NEXTPAGE >




Step by step
To evaluate if you have been affected by the regulation before
you start your compliance




        Who affected                           What substances                  Comply
                                                  are new
Whether your products                            Whether those chemicals      If you do have been affected,
have be affected because of some chemicals         are new in China        then learn how to comply with it




                                                                                     HelpyouKnowit
                                                                                           Driving Green Chemical
Updated on 29 Feb 2012
                                                                                                                                                       NEXTPAGE >
 A chemical regulation on New Chemical Substances
The new rule clearly specify what should be regulated and taken under control




                                                                                                                     What would be regulated in
                                                                                                                     the scope of Order 7 by MEP


               New Chemicals (Not in IECSC)
                A New Substance itself
                New substances in Preparation
                New substances in articles intended to be released
               -----------------------------------------------------
               New substances used as ingredients or intermediates for producing
                Pharmaceuticals
                Pesticides
                Veterinary drugs                      Please be informed, we are now confirm TGAI(Technical Grade Active Ingredient) and
                                                       technical are not in the scope of Order 7 by MEP, because the use of those products have
                Cosmetics                             been identified as pesticide products.
                Food additives
                Feed additives

                                                                                            IECSC: Inventory of Existing Chemicals Substances
                                                                                            - 45,602 existing chemical substances (till Dec 7 2010)

                                                                                                        Where to find IECSC (in English)
                                                                                       http://www.crc-mep.org.cn/iecscweb/IECSC.aspx?La=1




                                                                                                                                                  HelpyouKnowit
                                                                                                                                                    Driving Green Chemical
Updated on 29 Feb 2012
                                                                                                                                                                  NEXTPAGE >
 A chemical regulation on New Chemical Substances
Some categories of chemicals may benefit from exemption from this law




                                                                                                                                 Exempt from
          Chemical substances or related products                                                                                the Order 7 by MEP

                                                                         Radioactive substances, military industry products, pyrotechnics, biotic substances,
       Category 1:                                                       pesticides, veterinary drugs, pharmaceuticals, cosmetics, foods, food additives, feed,
       Products subject to other existing regulations                    feed additives, tobacco and tobacco products.



                                                                         1. Chemical substances unprocessed or only processed in the ways below
       Category 2:                                                       1) Manual; 2) Mechanical; 3) Gravitational; 4) Soluble in water; 5) Floatation in water; 6)
       Substances exist in nature                                        Heat dehydration.
                                                                         2. By any means, substances extracted from the air
                                                                         3. Natural polymer with no chemical modification
                                                                         4. Biomacromolecule like RNA, DNA or protein


                                                                         Chemicals for Non-commercial purpose or chemicals unintentionally produced
       Category 3:                                                       1. Impurity, produced from raw materials or secondary reactions. One single of those
       Substances of noncommercial purpose or unintentionally produced   impurities in final products should not be over 10% w/w, all impurities in final products
                                                                         should not occupy over 20% w/w
                                                                         2. Chemical produced from reactions 1) new chemicals from random reactions 2) new
                                                                         chemicals produced from random reactions between chemicals, mixtures or articles in
                                                                         storage 3) new chemicals produced from random reactions between chemicals,
                                                                         mixtures or articles in final use (unintentionally)
                                                                         3. Waste water, gas or solid waste or other by-products




       Category 4:                                                       1 Material: Glass; .Frit; Pottery raw materials and ceramic ware; Steel and steel
                                                                         products; High-alumina cement; Portland cement;
       Substances of special categories
                                                                         2. Homogeneous and heterogeneous alloys, except for metal compounds and precisely
                                                                         defined intermetallic compounds
                                                                         3. Non-isolated intermediates
                                                                         4. New chemicals in Articles expect 1) new chemicals intentionally released from the
                                                                         final articles 2) new chemicals intentionally released from the final articles in use (quite
                                                                         the same as the definition under EU REACH)
Updates on 03 Dec 2011
                                                                                                               NEXTPAGE >
 Notification body – like EU REACH, only within China
Who shall and who is not obligated




                              Out of China Mainland                          China Mainland


                Hong Kong & Macao are not affected
                by this law
                                                                        Chinese NA*

                                                                         Subsidiary
       1                                                                 of Foreign Companies

                             Foreign Companies                          Manufacturers
                             Selling new substances to China            of New Chemicals

                                                                         Importer
                                                                         of New Chemicals or


                                                                         Companies hope to change the
                                                                         registered uses of New Chemicals



                         Notification not required                   Notification required

                                                               * Notification Agent= NA
                                                                   Notify on behalf of Foreign companies
                                                                   http://www.cirs.ie/China_Chemical_Regulation/IECSC_China_REACH_China_Ne
                                                                   w_Chemical_Registration.html

                                                                   The uses under “Priority hazards for environmental
                                                                   management” on IECSC
NEXTPAGE >
What the notification Process looks like?

                            Different Roles
                                                                                    Process



                  MEP                                                         MEP issued Order 7
                                                                              MEP decides the results
                                                                                                                                              Catalog of Hazardous
                                                                                                                                              Chemicals (SAWS)
         Ministry of State Council                                            MEP takes charge of management
                                                                                                                                New hazardous chemicals classified Hazardous
                                                                                                                                and Priority Environmental Management of MEP
                                                                                                                                Would likely be included Catalog of Hazardous
                                                                                                                                Chemicals of SAWS
                                                                                              Technical evaluation
              Taskforce for Evaluation                                                        provide Feedbacks




                                                                              Receive Registration Application
                 CRC-MEP                                                      Formal Check of materials (CRC)


                                     Notification Result –Every 6-month reported
                                     New chemical classified:
                                     - General (5 years before included in IECSC)
                                     - Hazardous (Pending and Evaluation)                                   +86 10 8491 765 6
                                     - Priority Environmental Management                                    Call for technical supports from CRC
                                                       Local MEP
                                                       Inspection
                                                                                                            Submit related dossier and data
                                                                                                            9 qualified labs in China for eco-toxic

                                                                               Search through IECSC portal
                        Notification Body                                     to find your substance in the list or not
                                                                               Make enquiry for 3166 confidential
                                                                              Substances (22Euro or 30USD)

                                                                                Confidential substance: another database to help define substance
Updates on 29 Nov 2011
                                                                                                                                           NEXTPAGE >
              Foreign companies – choosing notification bodies strategically

              Please be advised: choose the notifier carefully
              be careful if you choose your Chinese customer(importer) as the
              notifier instead of you, you may lose your upper hand because you
              have to rely on them because of their notification certificates in China.


                                                               Out of China Mainland               China Mainland


                                            Role A : *
                                            Parent Companies
                                                                                                          Role B : Assigned by A
                                                                                                          NA Company                                         1
                    1 Service Providers playing as NA will serve Foreign companies
    *                   better. They are not involved in real business, but offer                         Belongs to A: Importer
Predominant             technical supports and keep confidentiality.                                      Factory Plant & Subsidiary                         2
                    2 The Factories or Subsidiary Companies    applying for certificate
                        as importer will benefit more themselves when they sell or                         Belongs to A: Notification Agent
                        make purchase .                                                                    Factory Plant & Subsidiary                        3
                    3 The    Factories or Subsidiary Companies assigned as NA will be
Predominant             allowed to notify on behalf of their Parent companies(Role A)
                        But they have to meet NA requirements* as Role B.                                 Role C: Notification Body
                                                                                                          Importer and Manufacturer                          4
                    4 Your business partners, Importers or Manufacturers , as                             (business partner)
                        notification body would hold predominant positions and
                                                                                                          Role D: Unqualified
                        more say throughout supply chains.
                                                                                                          Distributor               X                        5
                    5
                        If Distributors are not the direct importers of the substance,
                        they are unobligated to complete notification .                                      Who is the Certificate Holder?
                                                                                                                           NA’s name is Certificate Holder
                                                                                                               1    3      Role A’s name is Applicant

     *Predominant: - This is more about what Role A may benefit
     *NA requirements: - approx. 330,000euro registered capital (for more, please make requests)                           Importer(Manufacturer)’s name is both
                                                                                                               2    4      Certificate Holder & Applicant
Updates on 14 Dec 2011
                                                                                                                                                          NEXTPAGE >
Implementation- before notification




            Preparation                                                                                                Notification                   Post-notification


           Preliminary Stage                                                                                     Necessary                       Certificate
                                                                                                                   Steps                        Management
       What information needed during inquiry
        Company information
        Substance profile (CAS# | molecular formula etc.)
                                                                                IECSC
       -    CIRS will help you with information collection and make inquires.     Inquiry                                             Typical Notification
                                                                                  For confidential substances
       Some more information helps to decide
        3 types of Notification (next page)                                          No need for other information here              Simplified Notification
                                                                                The inquiry is submitted online, after
                                                                                payment. The result would be sent back as
                                                                                                                                      Scientific Research Record
                                                                                paper copy.

                                                                                200RMB + (service charge by 3rd party consultant)
                                                                                                                                      No obligation under the law
Updates on 05 Dec 2011
                                                                                                                                                                            NEXTPAGE >
       3 Notification types based on different cases


                              Typical Notification                     >                      Simplified Notification              >                        Scientific Research Record

Tonnage band                           At or Above                                            Annual Volume of New Chemicals                             Annual Volume of New Chemicals
   Criteria            the Annual Volume of 1 ton of New Chemicals                               Between 0.1 Ton to 1 Ton                                       Less than 0.1 Ton

                                       (4 tonnage level)                                             Divided into 2 parts                                   Used for scientific research
Other Criteria
                            1-10 ; 10-100; 100-1000; over 1000tpa                           Basic condition and Specific condition                   or the sample is to be lab tested in China

  Time for                              4-18 Months                                        3-10 Months(basic condition)                                              14 workdays
 Notification            (largely dependent on testing arranged and                        4-5 Months (specific condition)
                                         conducted)

     Remark           For polymers containing less than 2% new                         Basic :
                      chemical substance (w/w), if the polymer is planned to           Specific: *                                                    Please be informed that:
                      be included in the IECSC, then typical notification is          a)   New chemicals for export lower than 1tpa                Scientific Research Record is the necessary work
                      required (not recommended)                                      b)   For scientific research with tonnage between 0.1        before Typical Notification and basic condition
                                                                                           to 1 ton per year                                       of Simplified Notification because samples need
                                                                                      c)   For technological research with tonnage less            to be tested in China
                       Low concern Polymer:
                                                                                           than 10 ton per year
                       Only chem-physic data for typical notification
                                                                                      d)   For polymer consisting of monomers already
                       Not Low-concern polymer:                                            listed in IECSC
                       Full tests for typical notification                            e)   for polymers containing less than 2% new
                                                                                           chemical substance weight by weight
                       Low concern condition:
                                                                                           (no quantity limit of such polymer imported)
                       No Heavy metal
                                                                                      a)   for low concern polymers (if the polymer itself
                       Not Soluble in water
                                                                                           is not listed in IECSC);.
                       Not Soluble in organic solvent
                       Unstable in different PH solutions

    For                                                                               Chemicals used for PPORD * to be notified, and               Scientific Research Record could be started once
specific case                                                                         notification maintained valid within 2 years afterward       the notification form submitted (other 2 not)


                                                                                         Where you may find the required data for Notification:
                                                             http://www.cirs.ie/China_Chemical_Regulation/Data_Requirements_New_Chemical_Notification_in_China_REACH.html

 •    Specific condition: A specific report for new chemicals (now developed by notification bodies on their own)
 •    PPORD: Product and Process Oriented Research and Development                                                                                              HelpyouKnowit
                                                                                                                                                                       Driving Green Chemical
Updates on 14 Dec 2011
                                                                                                                                NEXTPAGE >
Implementation- Compliant guidance



           Typical Notification




          Preparation                      Notification                                                                      Post-notification

   Preliminary                            Necessary Steps                                       Data & Dossier              Certificate
      Stage
                                                                                                The body of notification


                                            4 Special formats of typical notification
                                                                                                                           Management
                            IECSC
                                            Tonnage level unrelated

                                      Serial Notification
                           Inquiry   
                                      -Similar substances notification at same time
                                       Joint Notification
                                     - Co-notification(data or cost-share policy needed to be talked
                                       between co-notification bodies)
                                      Repeated Notification
                                     - Notification by referring to the data owned by previous
                                       notification bodies.

                                                                                                                           HelpyouKnowit
                                      Re-notification
                                     - Notification for amount increased or uses changed; additional
                                       data required; old notification certificate replaced by the new                       Driving Green Chemical
                                       one
                                     Find more by contacting Mai.fung@cirs.ie or mai.fung1217@gmail.com
Updates on 14 Dec 2011
                                                                                                                                        NEXTPAGE >
Implementation- Compliant guidance



           Typical Notification




           Preparation                              Notification                                                                   Post-notification

   Preliminary                                  Necessary Steps    Data & Dossier                 Submission                  Certificate
      Stage                                                                                                                  Management
                                                                   The body of notification




                                IECSC
                                                                              Data gap analysis      You need more attention to this work; it affects cost and time

                               Inquiry                                        Testing Proposal       Largely dependent on the capacity of the contracted lab

                                                                            Testing arrangement      Largely dependent on the capacity of the contracted lab

                                                                             Dossier generation      Dossier template decided by CRC,
                                                                                                     some information needed from company (like uses of new chemical)



           Spectrum                  Toxic data                       Eco-toxic data                                   HelpyouKnowit
      1    Chem-physic data     2                                 3                                                              Driving Green Chemical
Updates on 14 Dec 2011
                                                                                                                                           NEXTPAGE >
Data & Lab- Must all data be generated in China?



              Typical Notification                  The data of 1st and 2nd category is
                                                    preferred being generated from GLP labs,
                                                    following OECD methods if outside China




Mostly Not
                                                         Spectrum                    Toxic data                                       Eco-toxic data
                                                    1    Chem-physic data      2                                                 3

                                                                                         Part of data in the 3rd category is strictly required to be
                                                                                         generated by 9 MEP-approved eco-toxic labs in China.
                                                                                         We suggested more tests be carried out in China.
 Many companies would be worried about
  whether data generated outside China                                                   Minimum tests
  accepted.                                                                              conducted                                        1-10tpa Around 3 Months
                                                                                         in China                  (At least )One Toxicity test for aquatic organism
It turns out that the data acceptance is not so                                                                               & (At least) one study on Degradation
exclusive as its political system of this country
showed in front of the western nations. Most
                                                                                                                                      10-100tpa Around 3-5 Months
studies may be referenced if they were performed
to accepted standards by a lab meeting MEP
                                                                                                            14 days extended toxicity study in fish (about 3Months)
requirements.                                                                                             Or Daphnia magna Reproduction study (about 4-5Months)
                                                                                                                              Or Bioaccumulation (about 4-5Months)
 Please be informed again:                                                                          Please be advised, at least one test must be picked between
                                                                                                                                                  all above 3 tests
Scientific Record is needs here for the sample of
the substance to be tested in China
                                                                                                                                        100+tpa- Around 6 Months
                                                                                                                                         Chronic toxicity test for fishes


                                                                                                                  9 Eco-toxic labs approved by the MEP
                                                                                    http://www.mep.gov.cn/info/bgw/bgg/200903/t20090327_135772.htm
Updates on 14 Dec 2011
                                                                                                                NEXTPAGE >
Implementation- Compliant guidance



           Typical Notification




          Preparation                  Notification              Post-notification


   Preliminary                       Necessary                   Certificate Management
      Stage                            Steps                      MSDS and hazardous information            General New Chemicals

                            IECSC                     Notify
                                                                   communicated to downstream users
                                                                  Risk management measures conducted
                           Inquiry                                First-activity report submission                      Hazardous
                                                                  Registered information to be updated                New Chemicals
                                                                   (tonnage level, uses, activity, the                  Authorized
                                                      Approved
                                                       by MEP      holder of the notification certificate)         Priority hazardous new
                                                                  Keep documents on file for over 10              chemical substances for
                                                                   years                                               environmental
                                                                  New hazard to be updated if needed be                management
                                                                  Only downstream users who are                          Restricted
                                                                   capable of the implementation of risk             For those 2, more
                                                                   measures allowed to buy products                  obligations added
                                                                   from the certificate holders.
Updates on 14 Dec 2011
                                                                                                                                       NEXTPAGE >
      Implementation- Compliant guidance



                   Typical Notification


                                                                                    5-year
      Notification completed

                                                                                                                                       New chemicals
                                                                                                                                       Added in IECSC

                                               First activity

                                    Using (sale) or Manufacturing of the              Hazardous New Chemicals(Authorization)



                                                                                +
                                    new chemical for the first time after its         - 1st activity report + annual activity report
                                    notification in China
                                                                                      Priority hazardous new chemical substances
                                         1st
                                    The activity should be reported to                for environmental management (Restricted )
                                                                                      - 1st activity report + each activity report +
                                    the MEP as the first date of 5-year



5-year
                                                                                      annual activity report for the last year +
                                    period. (Report template given by MEP)            annual activity plan for this year




This period decided by the MEP is more like a
transitional time after the first activity date before
new chemicals allowed to be added in IECSC

 For general new chemicals, after 5 years, they would
  triggered the action of being added in the IECSC automatically.
 For other 2 categories, Hazardous new chemicals, Priority hazardous
  new chemical substances for environmental management would
  be evaluated from multi-aspect during the 5 years. So the process
  could be much more complex.
Updates on 31 Dec 2011
                                                                                                                                                              NEXTPAGE >
       Implementation- Compliant guidance



         Simplified Notification > Basic Condition                   Studies required                      Notification duration: 5-10 Months




                   Preparation                                 Notification                                                                     Post-notification

            Preliminary                                    Data & Dossier & Doc
                                                           Development
                                                                                                  Submission
                                                                                                                                            Annual Report to the authority:
               Stage                                             
                                                                 
                                                                         Scientific Record Form
                                                                         Simplified Notification Form
                                                                                                                                            Before 01 Feb
                                                                                                                                             The figures of the production of
                                                                        Test report                                                           notified new chemical substance
                                     IECSC                              Other information: ES, production process
                                                                                                                                               (annual tonnage, production days ); or
                                    Inquiry                                                                                                    tonnage imported etc.
                                                          Chem-physic data                       Eco-toxic data
                                                     1                                      2                                                The transfer information of the notified
                                                          melting point                           within China
                                                          water-solubility                        Ready biodegradation                      new chemicals, including the overall
                                                          Partition coefficient                   Acute toxicity test for fishes            tonnage of transfer and major
                                                           n-octanol/water                         Acute toxicity test for                   recipients etc. in last year
                                                                                                    earthworm
                                                                Test duration: 4-6 Months                                                    The updated or renewed information
9 Eco-toxic labs approved by the MEP                                                                                                          of the notified new chemical
http://www.mep.gov.cn/info/bgw/bgg/200903/t20090327_135772.htm                                                                                substances during last year.
Updates on 31 Dec 2011
                                                                                                                                               NEXTPAGE >
Implementation- Compliant guidance



Simplified Notification > Specific Condition   No Studies required                           Notification duration: 3-4 Months




          Preparation                                          Notification                                                      Post-notification

    Preliminary                                                                                                              Annual Report to the authority:
       Stage                                         Dossier and Document
                                                     Development
                                                                                            Submission                       Before 01 Feb
                                                                                                                              The figures of the production of
                                                                                                                                notified new chemical substance
                             IECSC
                                                                  Scientific Record Form
                                                                  Simplified Notification Form                                 (annual tonnage, production days ); or
                            Inquiry                        
                                                           
                                                                   Documents as proof of specific condition
                                                                   Other information: ES, production process
                                                                                                                                tonnage imported etc.

                                                               Polymer: GPC –                                                 The transfer information of the notified
                                                               Gel Permeation Chromatography                                   new chemicals, including the overall
                                                                                                                               tonnage of transfer and major
                                                                                                                               recipients etc. in last year

                                                                                                                              The updated or renewed information
                                                                                                                               of the notified new chemical
                                                                                                                               substances during last year.
Updates on 31 Dec 2011
                                                                                                                                  NEXTPAGE >
 Implementation- Compliant guidance
Bring your doubts after reading the following pages




  Simplified Notification > Specific Condition              No Studies required




                                                                                            Case Study
 A Special case
 to know new substances in polymer

 Please remember,                                                                         Polymer product                         Sep 2010
 polymers containing less than 2%                                                   exempted from notification under Order 17
 each new chemical substance weight by weight.                                             ( later replaced by Order 7 by MEP )

 Simplified Notification(Specific Condition) is enough
                                                                                                  Order 7 by MEP
                                                                                                 entered into force               Oct 2010

                                                                                                                                             1 year


      2%
                                      <
                                                                                   A new substance in Polymer
                                                                                        Monomer is less than 2% (w/w)
                                                                                                                                  Aug 2011
                                                                                            Simplified Notification
Please be advised:
No tonnage limit on the import of such polymer product is required,
so please consider about higher tonnage band during notification
                                                                                  “Please be noticed:
                                                                                   One year of exemption transitional time has passed.”
Updates on 31 Dec 2011
                                                                                                                        NEXTPAGE >
Implementation- Compliant guidance



        Scientific Research Record




                                                                    Scientific
          Preparation                                                                                                Post-notification
                                                                 Research Record

   Preliminary                       For scientific

      Stage
                                     research use only                                                                 Scientific project starts
                                                                 Notification Material          Submission
                                                                 Development                                            to be conducted
                                     Typical notification                                                              Laboratories conduct
                            IECSC                                       Documents to be prepared:
                                                                         The Record Form (template offered)
                                                                                                                        related tests for new

                           Inquiry
                                                                                                                        substances
                                     Simplified notification             Attachments including license of
                                     basic condition                       notification companies and scientific
                                                                           research institutions (apply substances
                                                                           directly; test proposal
                                     The above 2 types of
                                     notification demand                 More than one substances notified
                                     scientific record because             together allow to be covered in one
                                     a sample is asked for                 scientific research record
                                     testis
                                                                                        2 weeks
Updates on 17 Feb 2012
                                                                                                                                                              NEXTPAGE >
 About notification cost- you need to know
To help you understand the structure of notification cost, and make it cost-effective




    Cost breakdown

                                        MEP not charge for notification |
     Administrative fee                 IECSC search will be charged for a small amount of fee
                                        Companies who want to register new chemicals but located
     Local agent fee                     outside China need to appoint local service provider as notifier
                                        Test fee would take the largest part of your cost especially when
                                                                                                                                          3%
     Test fee                            the cases fall into typical notification

                                                                                                                                                   17%
     Smart-cost tips

                                                                                                                 Try saving test cost
   Be sure your notification type is correct:                                                                                                                   Test cost
   More information please refer to previous pages       3 Notification types based on different cases
                                                                                                                                                                80%
   Reasonable data source is a key point:                                                                                               80%                     (Dependent on specific cases)
    Avoiding unnecessary testing by taking advantage of referring to literature,
      some database or data resulted from QSAR, reading-across reference etc.
    Consider the lowest-required tests according to different notification types.
    Foreign companies may use GLP-generating data for notification using
   More information please refer to previous pages        Data & Lab- Must all data be generated in China?

   Strategic arrangements of studies: basic studies first, then come the advanced
    Finish basic or compulsory studies, and then higher-level studies to be carried out; In some
       cases, based on the results from previous studies, higher-level studies would benefit from waiving.       Administrative     Local agent service fee   Test fee                  Source:
    Case- the applicant could firstly conduct skin corrosive study and if the result is positive, then 28-                                                                Eric Xiong from CIRS
       day repeated oral toxicity study could be waived, by which hundreds of thousands RMB for testing
       can be saved (from Eric Xiong from CIRS)


                                                                                                                                                  HelpyouKnowit
   Special formats of typical notification may save you much money:
    Serial Notification -Similar substances notification for avoiding unnecessary tests on group substances.
    Joint Notification - Data or cost-sharing between co-notification bodies of the same substances.                                                   Driving Green Chemical
       (like   Joint-submission of registration dossier under REACH)
    Repeated Notification - Notification by referring to the data owned by previous notification bodies (Like
       the game rule of LOA purchase under REACH)
Updates on 31 Dec 2011
                                                                                                                                               NEXTPAGE >
 How we offer our help
Not just providing compliance work, we are also well known to your suppliers in China




                          Preparation                          1
                                                                                                                                     1.   Typical Notification
                         Preliminary Stage                                              IECSC Search & Decide                        2.   Simplified Notification
                                                                                                                                     3.   Scientific Record

                          Notification                         2
                                                                                             Scientific Record
     Information collection                                                                 The easiest notification
     document preparation
                         Basic or Specific Condition?
    Basic Condition                          Specific Condition                            Simplified Notification
    + Scientific Record                       Information collection
     Forms and documents                       and document
     Studies analysis and tests                preparation
        proposal                              Notification dossier
     Eco-toxicology properties                 submission and follow
        tests arrangement &                     up
        follow up
     Dossier develop and
        submission; progress
        report

    + Scientific Record                                                                  Typical Notification
     Forms and documents preparation
     Data valuation, literature review, tests proposal
     Tests arrangements and follow up
     Dossier develop and submission; progress report




                          Post-Notification                    3
                          & follow up                                                                   1. Preparation and Updating of information
                                                                                                        2. Keep contacting the local authorities, reporting
                                                                                                           necessary issues to fulfill obligation
Updates on 22 Nov 2011
                                                                                                                                         NEXTSECTOR >
    Please be advised-Way of Simplified Notification has changed



                          Transitional Time Till 31 Dec 2011                                        Online Simplified Notification Started 2012




                               Alternative 1:                                                       Alternative 1:
                               Paper Notification Material (SEAL)                                   Paper Notification Material (SEAL)            CRC-MEP

                               Alternative 2:
                               Email Notification Material (SEAL)             Ok                                                         X
Notification
   Body                        On test:                                                             Alternative 2:
                               Web-based Notification System                                        Web-based Notification System                 CRC-MEP
                      Client-side Download:
                      http://www.crc-
                      mep.org.cn/news/NEWS_DP.aspx?TitID=379&T0=01000&Lan
                      guageType=CH&Sub=125


                                    Contact:
                                    Ma Xin - Max@crc-mep.org,cn
                                    IT Support:
                                    Deng Qing- Dengq@crc-mep.org,cn




                                                                                                                           Simplified Notification Material

                                                                     Basic condition:                              Specific condition:
                                                                     Limited Information & 3 Studies needed        Very Limited information needed
DECREE591by
State Council >




                  HelpyouKnowit
                    Driving Green Chemical
NEXTPAGE >
  Decree 591 is revised




    State Council                                                     State Council[2002] Decree 344
                                                                      replaced by Decree 591 by SC             Substance + Mixture
                                                                                                              regulated at same time

Decree 591 by SC
Will Enter into force                     The 1st Regulation replaced by                                    01 Dec 2011
                                          State Council[2002] Decree 344
Decree 591by SC                                                                                 02 Mar 2011
Issued
                                                                       X                   China GHS started on 1 May 2011
                                                                                           (both Substance + Mixture
Decree 344 by SC                                                                           regulated at same time)

                                                                15 Mar 2002
Entered into force
                                        X
1st Regulation by SC
                                  17 Feb 1987
Issued & Entered into force




                              1987: Regulation               Decree 344: Regulation                Decree 591: Regulation
                              On the safe                    on the Control over                   on Safe Management of
                              Management of                  Safety of Hazardous                   Hazardous Chemicals
                              Hazardous Goods                Chemicals



                                                                                               HelpyouKnowit
                                                                                                       Driving Green Chemical
Updates on 28 Nov 2011
                                                                                                                                        NEXTPAGE >
What the registration looks like?

                                     Different Roles
                                                                               Process



                    State Council
                                                                          Regulation issued by State Council
                     Regulation releasing

                              SAWS                                        SAWS takes charge of management
                      State Administration of Work                        SAWS plays as leader role in Decree 591
                         Safety of State Council                          & releases Catalog of Hazardous Chemicals


                             …                                                  Catalog of Hazardous Chemicals (2002)
                                                                                To be renewed

                                                                           Check catalog: www.chinasafety.gov.cn/whpcx.htm



                                                                          Receive Registration Application                              +86 532 8378 659 3
                          NRCC-SAWS                                       Formal Check of materials (NRCC)                              Registration Call-in
                                                                                         Submit information (easier than China REACH)
                                                                                         for 3-year-valid certification & Renew 3
                                    Registrant                                           months before expiry

                                    Importer &
                               Manufacturer in CHINA                        Search through the Catalog to see if registration
                                                                             needed;
                                                                            Obligation: safety evaluation report, production
                                                                             license, safe use license, operating license, registration
                                                                             of hazardous chemicals, SDS and chemical labels
                                                                             (China GHS)



                             Other government bodies involved in implementation of the law
                                                                                                                             HelpyouKnowit
                                                                                                                                 Driving Green Chemical
MIIP | MoH | MEP | MoR | MoT | MoA | MPS                      Administration of Custom | AQSIQ
Updates on 16 Dec 2011
                                                                                                                                     NEXTPAGE >
2 Major catalog of chemicals under Decree 591


                                Over 7,000
                                  in new version




                                                                           Likely to be merged




                          Catalog of Hazardous Chemicals                           Catalogue of Extremely Toxic Chemicals(2002rev.)
                                                                                                     Pure Substance




                     Over  3,800                                                335                        This is a domestic rule, import and
                                                                                                           export of those toxic chemicals
                                                                                                           are not in the scope


                     Version 2002 came up with Decree 344,                      Version 2002, substances majorly came from
                     and the new Catalog is to be published early               Catalog of Hazardous Chemicals , but some
                     next year                                                  chemical substances were borrowed from
                                                                                “List of Dangerous Goods (GB12268-90)” or
                     Manufacturers, Importer, other roles (distributors,        even other lists.
                     warehousing and storing companies ) chemicals
                     within Chinese territory need to be sure whether           If purchase or transport of chemicals in the
                     any of their chemical products are listed in the           inventory of toxic chemicals happens, companies
                     Catalog, especially sensitive to the newest version        will be required to apply for some licenses before
                     upcoming.                                                  actions.
                     But as we believe, the new version firstly comes
                     up as a draft before it become the decided one.                 Download
                                                                                                                        HelpyouKnowit
                                                                                                                                Driving Green Chemical
NEXTPAGE >




You may feel less interested,
                                                    You will also find information of
because
If your company is located outside of mainland
China, it will not be directly affected by Decree
591.
                                                    China GHS
However,
your suppliers, business partners, importers,
or customers likely to have obligations under
the Decree which may affect your business.

Be sure
those companies are fully
understanding their requirements
so that your business
Stays Out of Trouble




                                                                                        HelpyouKnowit
                                                                                          Driving Green Chemical
Updates on 05 Dec 2011
                                                                                                        NEXTPAGE >


                         Under Decree 591,
       registration is the responsibility of
     Importer & Manufacturers in China




                              But,
            If you are the roles below,
                what are your obligations?
                                                                       Key words found in next several pages
                     Manufacturer in China

                         Importer in China
           Distributor and warehouse, storage                  obligation, registration, license, implementation,
                        company                                enforcement authorities
             Transportation company in China
                Manufacturer (chemical user)
                         in China

                                                You should pay more attention to under 591
             Companies located outside China    GHS compliant, SDSs and labels are necessary
                                                You may have your contracted suppliers or partners in
                                                China be aware of this law
Updates on 05 Dec 2011
                                                                                                                                 NEXTPAGE >
    Obligation: Registration & License                          Led by SAWs




                        Roles                       Registration                               Main License                            Chemical List


                              Manufacturer      Registration Certificate               License of Manufacturing Safety
          1                      China

                                Importer        Registration Certificate                 License of Operation Safety
          2                      China                                                   Classification & labels SDS

                               Distributor                                             License of Operation Safety
          3                   Warehousing                 X
                              Transportation                                       License of Transportation on Road
          4                     Companies                 X                        License of Transportation in Water

                              Manufacturer                                                License of Using Safety
          5                   Chemical User               X
       Roles
                                                                                  Chinese Manufacturers
                                                                                  Distributors
1    Bulk Chinese producers of Hazardous Chemicals
                                                                              Catalog of Hazardous
2    Hazardous Chemicals importers within Chinese territory                   Chemicals (Ver.2002 to be
                                                                              updated)
3    Hazardous Chemicals Distributor s or warehousing service providers
                                                                                  Chinese Manufacturers
4    Bulk Chinese producers of Hazardous Chemicals                                Distributors                           Inventory of Toxic Chemicals

                                                                                  Chinese Manufacturer
5    Companies using Hazardous Chemicals to produce some chemical-                       Chemical User
                                                                                                                         The Directory of Industries
     based goods in certain industries (follow the link by clicking here)
                                                                                                                         Criteria for Limit Volume
Updates on 05 Dec 2011
                                                                                                                                                               NEXTPAGE >
   Your roles decide your obligations                                              under Decree 591
  Different roles mean different obligations and enforcement authorities




  Manufacturers in China                                Obligation                                Responsible Authorities
                                                                                                                                                    What to be prepared
                                                                                                                                             (different forms and documents usually)
 In case that a company
  using hazardous chemicals                         Submit Registration                       NRCC of SAWS                                 Registration Form
  in its production and the                                                                    - (final check)                              Technical Safety Instruction of
  final product still a                                                                       Local registration                            chemicals (Important)
  hazardous chemicals in the                                                                   offices(province)                            Label (Important)
  Catalog of Hazardous                                                                         - (receive registration and check)           Emergency call (or contracted service)
  Chemicals, this company                          NRCC registration platform:
                                                                                                                                            Business license issued by Industrial and
  needs to do registration and                      http://register.nrcc.com.cn/
  apply for the License of
                                                                                                                                             Commercial Bureau
  Manufacturing Safety.                                                                                                                     Documents and Application
                                                                                                                                            Manufacturing Safety rules
This company should be
considered as a Manufacturer                                                                                                                 Routine Practice
rather than a Manufacturer                  License of Manufacturing Safety                  State Administration of Work                    Stewardship Documents
(Chemical User)                                  Information changed                         Safety of State Council (SAWS)                 Safety Management personnel document
                                                                                                                                            Safety Assessment Report by 3rd party
 If new hazardous chemicals                                                                                                                Emergency Rescue Plan & Record
  are being manufactured after                                                                                                              Emergency Rescue Checklist
  acquiring registration                                                                                                                   …
  certificate and license, the
  manufacturer needs to                  Safety License of Occupational                                         NA                                             NA
  update both certificate as             Hygiene
  well as License of
  Manufacturing Safety




                                                SAWS: http://www.chinasafety.gov.cn/newpage/
                                                NRCC: http://www.nrcc.com.cn/
                                                TEL: +86 (0)532 83 8891 91
                                                Local Registration office:                                                                           HelpyouKnowit
                                                http://www.nrcc.com.cn/Web/Information/InformationList.aspx?CategoryID=243&ChannelID=180                   Driving Green Chemical
Updates on 05 Dec 2011
                                                                                                                                                    NEXTPAGE >
 Your roles decide your obligations                                                under Decree 591
Different roles mean different obligations and enforcement authorities




     Importer in China                                    Obligation                          Responsible Authorities
                                                                                                                                         What to be prepared
                                                                                                                                  (different forms and documents usually)

                                                    Submit Registration                 NRCC of SAWS                            Registration Form
                                                                                         - (final check)                         Technical Safety Instruction of
                                                                                        Local registration offices(province)     chemicals (Important)
                                                                                         - (receive registration and check       Label (Important)
                                                                                                                                 Emergency call (or contracted service)
                                                   NRCC registration platform:                                                   License issued by Industrial and
                                                    http://register.nrcc.com.cn/
                                                                                                                                  Commercial Bureau

                                                                                                                                 Application form of business license of
                                                                                                                                  hazardous chemicals
                                                                                                                                 Catalog of relevant production safety
                                                                                                                                  documents
                                          License of Operation Safety                  Local Work Safety Department              Work safety standards and manual
                                          (Same required as Distributor                – (province )                             Safety training and training materials
                                          Warehousing & Storing)                                                                 Budget raised for manufacturing safety
                                                                                                                                  of hazardous chemicals and budget
                                                                                                                                  report
                                                                                                                                FIND MORE IN NEXT PAGE

                                           The Record of Hazardous                     General Administration of               The Record is Optional (suggested)
                                            Chemicals Imported                           Quality Supervision, Inspection         The Application composed with
                                           The Application for quarantine               and Quarantine                           - self-declaration
                                            inspection                                  Local CIQ (for direct                    - SDS and label document
                                                                                         implementation                           - If the Record completed, submit it
                                                                                                                                    (to be confirmed)

       SAWS: http://www.chinasafety.gov.cn/newpage/                                  AQSIQ: http://www.aqsiq.gov.cn/
       NRCC: http://www.nrcc.com.cn/
       TEL: +86 (0)532 83 8891 91
                                                                                                                                          HelpyouKnowit
                                                                                                                                                Driving Green Chemical
       Local Registration office:
       http://www.nrcc.com.cn/Web/Information/InformationList.aspx?CategoryID=24
       3&ChannelID=180
Updates on 09 Dec 2011
                                                                                                                                                                   NEXTPAGE >
 Your roles decide your obligations                                                      under Decree 591
Different roles mean different obligations and enforcement authorities




       Distributor                                              Obligation                           Responsible Authorities
                                                                                                                                                        What to be prepared
                                                                                                                                                 (different forms and documents usually)
  Warehousing & Storing
                                                                                             Local Work Safety Department                       Application form of business license of
                                                                                             – (City-level)                                      hazardous chemicals
                                                                                                                                                Catalog of relevant production safety
                                                                                             Responsible for the management of                   documents
                                                                                              Specialized in hazardous sales and               Work safety standards and manual
                                                                                                warehousing business                            Safety training and training materials
                                                                                                                                                Budget raised for manufacturing safety
                                                                                                                                                 of hazardous chemicals and budget
                                              License of Operation Safety                                                                        report
                                              (Same required as Importer )                                                                      Injury Insurance for employees or
                                                                                             Local Work Safety Department                        production liability insurance proof
                                                                                             – (County-level )                                  Business license issued by Industrial and
                                                                                                                                                 Commercial Bureau
                                                                                             Responsible for the management of                  Property or leasing documents of
                                                                                              Sales of toxic chemicals *                        business venues and facilities equipped
                                                                                              Explosive chemicals *                             with
                                                                                              Storing and sales of hazardous                   Emergency Rescue Plan & Record
                                                                                                chemicals(gas station etc.)                     Extra documents required when a
                                                                                                                                                 company is equipped with storage
                                                                                                                                                 facilities(gas station for example)
                                                                                            *Extremely toxic chemicals – a list of chemicals
                                                                                             issued in 2002 (335 chemicals up till now)
                                                                                            *Explosive chemicals - also a separated list of
                                                                                               chemicals

       SAWS: http://www.chinasafety.gov.cn/newpage/
           Please be informed that you may find the contact information of Local
           Work Safety Departments, however we do not believe that is necessary,
           simply ask for help from your local distributors or consultants , they have
                                                                                                                                                         HelpyouKnowit
           ways.                                                                                                                                               Driving Green Chemical
          All documents to be shown to city-level or county-level Work Safety
           Department dependent on the business your companies are running.
Chinese regulation guidance
Chinese regulation guidance
Chinese regulation guidance
Chinese regulation guidance
Chinese regulation guidance
Chinese regulation guidance
Chinese regulation guidance
Chinese regulation guidance
Chinese regulation guidance
Chinese regulation guidance
Chinese regulation guidance
Chinese regulation guidance
Chinese regulation guidance
Chinese regulation guidance
Chinese regulation guidance
Chinese regulation guidance
Chinese regulation guidance
Chinese regulation guidance
Chinese regulation guidance
Chinese regulation guidance
Chinese regulation guidance
Chinese regulation guidance
Chinese regulation guidance

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Chinese regulation guidance

  • 1. An easy outline of Chinese Chemical Regulations A revised version Special thanks to the contribution of Cora Knutson
  • 2. HelpyouKnowit Mai Fung | Global Chemical Regulatory Consultant HelpyouKnowit The file is made by Mai.Fung, which intends to help you know more about the content n of Chinese chemical legislation. Additional information please let me know by sending email.
  • 3. HelpyouKnowit >> Content Recent update > Order 7 by MEP (not applied in Hong Kong neither Macao) Updated on 29 Feb 2012 Notification of New Chemicals > Decree 591 by State Council (not applied in Hong Kong neither Macao) Updated on 16 Dec 2011 Existing Hazardous Chemicals > China GHS, and labeling To be finished > Hazardous Chemical of Import & Export Updated on 07 Mar 2012 AQSIQ implements inspection and enforcement > 158 Toxic Chemicals restricted from Import & Export Updated on 06 Mar 2012 MEP released the 2012 version of the catalog of restricted toxic chemicals > Order 27 by MOH Updated on 16 Mar 2012 (middle way) Disinfectants Regulation in China “Linkedin” me What will come soon?  A topic of label on industrial or consumer products is being planned Maij1217@gmail.com  Narration is considered to be added in this presentation material
  • 4. HelpyouKnowit >> Key updates Mar 21 12 One point to be noticed Decree 591; China GHS inspection Specific explanation of AQSIQ inspection over Haz. chemicals Mar 14 12 The catalog added for download (English) 335 extremely toxic chemical substances under Decree 344 Extremely Toxic Catalog Many mistakes fixed and format adjusted Mar 07 12 Newly-added slides New regulatory added Regulation of toxic chemicals import and export by MEP
  • 5. HelpyouKnowit It is complex, but no need to worry Chemical-regulation related departments
  • 6. The top rank State Council Please be informed: All the departments would be involved in some parts of the regulations either New Chemical The Ministry Notification(Order 7 by MEP) or Decree 591 by SC  MEP Ministry of Environmental Protection  MoH Ministry of Health  MoR Ministry of Railways  MoA Ministry of Agriculture  MIIP Ministry of Industry and Information Technology  MoT Ministry of Transport  MPS Ministry of Public Security The State Administration State Administration of  SAWS Work Safety of State Council General Administration of  Customs Customs of China General Administration of Quality  AQSIQ Supervision, Inspection and Quarantine HelpyouKnowit Driving Green Chemical
  • 7. Regulation Releasing and Management Leading Major Inspection and Enforcement State Council Regulation releasing MIIP MoH MEP MoR MEP Local MEP MoT MoA SAWS SEPA(State of Environmental Protection Agency) became MEP in 2008, and the latter one is short for MPS The status of Administration is Ministry of Environmental Protection lower than Ministry, although they are in charge of critical specific areas. Pollution prevention SAWS Division(-MEP) … Customs Chemical Registration National Registration AQSIQ Center (-MEP) Center for Chemical (-SAWS) Local CIQ of AQSIQ HelpyouKnowit Driving Green Chemical
  • 8. CHINAREACH Order 7 by MEP > HelpyouKnowit Driving Green Chemical
  • 9. NEXTPAGE > China REACH is not a proper name China REACH is just a name that helps you to quickly understand Order 7 by MEP or Environmental Administration of New Chemical Substances in China should replace the current name as China REACH Unlike EU REACH: China REACH: Order 7 by MEP for new … the EU REACH program (where there is pre-registration chemicals requirements and then submission of dossiers by a certain date, Make an enquiry to the authority for the confirmation whether the followed by government assessment of a small fraction of chemical substance is new or not; the complaint implementation would be different dependent on tonnage band or according to those submitted dossiers, and authorization/substitution of some detailed requirements. Limited data is required as well substances deemed to be of concern) >> By Karen Levins from Intertek Cantox New Chemical (similar to Non phase-in substance) Non-Phase-in substance Phase-in substance Existing chemical (especially hazardous chemicals) The management may be involved in data requirements, testing data r, risk assessment report required, national standard of risk assessment is being drafted and discussion >> By Xiao (X) Zhang from Dow Corning Existing chemical (similar to phase-in substance) HelpyouKnowit Driving Green Chemical
  • 10. NEXTPAGE > Order 7 by MEP is New SEPA changed to MEP Order 17 changed to Order 7 . Order 7 by MEP Entered into force 15 Oct 2010 Order 7 by MEP Issued 19 Jan 2010 Order 7: Revision of Provisions on the Environmental Administration of New Chemical Substances in China X Order 17 by SEPA 15 Oct 2003 Entered into force Order 17: Provisions on the Environmental Management of New Chemical Substances in China 7 years HelpyouKnowit Driving Green Chemical
  • 11. Updates on 05 Dec 2011 NEXTPAGE > Notification under Order 7 matters to you & your Business No Notification, No Market Your new substances shall be prohibited in China without notification Severe punishment If a new substance notification failed to be submitted  The company will be warned, fined and even forced to close  And not be allowed to submit notifications within next 3 years; It also matters to the environment Whether a new substance has been notified is a crucial aspect of environmental impact assessment, so please do obey the rules HelpyouKnowit Driving Green Chemical
  • 12. Updated on 29 Feb 2012 NEXTPAGE > Step by step To evaluate if you have been affected by the regulation before you start your compliance Who affected What substances Comply are new Whether your products Whether those chemicals If you do have been affected, have be affected because of some chemicals are new in China then learn how to comply with it HelpyouKnowit Driving Green Chemical
  • 13. Updated on 29 Feb 2012 NEXTPAGE > A chemical regulation on New Chemical Substances The new rule clearly specify what should be regulated and taken under control What would be regulated in the scope of Order 7 by MEP New Chemicals (Not in IECSC)  A New Substance itself  New substances in Preparation  New substances in articles intended to be released ----------------------------------------------------- New substances used as ingredients or intermediates for producing  Pharmaceuticals  Pesticides  Veterinary drugs Please be informed, we are now confirm TGAI(Technical Grade Active Ingredient) and technical are not in the scope of Order 7 by MEP, because the use of those products have  Cosmetics been identified as pesticide products.  Food additives  Feed additives IECSC: Inventory of Existing Chemicals Substances - 45,602 existing chemical substances (till Dec 7 2010) Where to find IECSC (in English) http://www.crc-mep.org.cn/iecscweb/IECSC.aspx?La=1 HelpyouKnowit Driving Green Chemical
  • 14. Updated on 29 Feb 2012 NEXTPAGE > A chemical regulation on New Chemical Substances Some categories of chemicals may benefit from exemption from this law Exempt from Chemical substances or related products the Order 7 by MEP Radioactive substances, military industry products, pyrotechnics, biotic substances, Category 1: pesticides, veterinary drugs, pharmaceuticals, cosmetics, foods, food additives, feed, Products subject to other existing regulations feed additives, tobacco and tobacco products. 1. Chemical substances unprocessed or only processed in the ways below Category 2: 1) Manual; 2) Mechanical; 3) Gravitational; 4) Soluble in water; 5) Floatation in water; 6) Substances exist in nature Heat dehydration. 2. By any means, substances extracted from the air 3. Natural polymer with no chemical modification 4. Biomacromolecule like RNA, DNA or protein Chemicals for Non-commercial purpose or chemicals unintentionally produced Category 3: 1. Impurity, produced from raw materials or secondary reactions. One single of those Substances of noncommercial purpose or unintentionally produced impurities in final products should not be over 10% w/w, all impurities in final products should not occupy over 20% w/w 2. Chemical produced from reactions 1) new chemicals from random reactions 2) new chemicals produced from random reactions between chemicals, mixtures or articles in storage 3) new chemicals produced from random reactions between chemicals, mixtures or articles in final use (unintentionally) 3. Waste water, gas or solid waste or other by-products Category 4: 1 Material: Glass; .Frit; Pottery raw materials and ceramic ware; Steel and steel products; High-alumina cement; Portland cement; Substances of special categories 2. Homogeneous and heterogeneous alloys, except for metal compounds and precisely defined intermetallic compounds 3. Non-isolated intermediates 4. New chemicals in Articles expect 1) new chemicals intentionally released from the final articles 2) new chemicals intentionally released from the final articles in use (quite the same as the definition under EU REACH)
  • 15. Updates on 03 Dec 2011 NEXTPAGE > Notification body – like EU REACH, only within China Who shall and who is not obligated Out of China Mainland China Mainland Hong Kong & Macao are not affected by this law Chinese NA* Subsidiary 1 of Foreign Companies Foreign Companies Manufacturers Selling new substances to China of New Chemicals Importer of New Chemicals or Companies hope to change the registered uses of New Chemicals Notification not required Notification required * Notification Agent= NA Notify on behalf of Foreign companies http://www.cirs.ie/China_Chemical_Regulation/IECSC_China_REACH_China_Ne w_Chemical_Registration.html The uses under “Priority hazards for environmental management” on IECSC
  • 16. NEXTPAGE > What the notification Process looks like? Different Roles Process MEP MEP issued Order 7 MEP decides the results Catalog of Hazardous Chemicals (SAWS) Ministry of State Council MEP takes charge of management New hazardous chemicals classified Hazardous and Priority Environmental Management of MEP Would likely be included Catalog of Hazardous Chemicals of SAWS Technical evaluation Taskforce for Evaluation provide Feedbacks Receive Registration Application CRC-MEP Formal Check of materials (CRC) Notification Result –Every 6-month reported New chemical classified: - General (5 years before included in IECSC) - Hazardous (Pending and Evaluation) +86 10 8491 765 6 - Priority Environmental Management Call for technical supports from CRC Local MEP Inspection Submit related dossier and data 9 qualified labs in China for eco-toxic  Search through IECSC portal Notification Body to find your substance in the list or not  Make enquiry for 3166 confidential Substances (22Euro or 30USD)  Confidential substance: another database to help define substance
  • 17. Updates on 29 Nov 2011 NEXTPAGE > Foreign companies – choosing notification bodies strategically Please be advised: choose the notifier carefully be careful if you choose your Chinese customer(importer) as the notifier instead of you, you may lose your upper hand because you have to rely on them because of their notification certificates in China. Out of China Mainland China Mainland Role A : * Parent Companies Role B : Assigned by A NA Company 1 1 Service Providers playing as NA will serve Foreign companies * better. They are not involved in real business, but offer Belongs to A: Importer Predominant technical supports and keep confidentiality. Factory Plant & Subsidiary 2 2 The Factories or Subsidiary Companies applying for certificate as importer will benefit more themselves when they sell or Belongs to A: Notification Agent make purchase . Factory Plant & Subsidiary 3 3 The Factories or Subsidiary Companies assigned as NA will be Predominant allowed to notify on behalf of their Parent companies(Role A) But they have to meet NA requirements* as Role B. Role C: Notification Body Importer and Manufacturer 4 4 Your business partners, Importers or Manufacturers , as (business partner) notification body would hold predominant positions and Role D: Unqualified more say throughout supply chains. Distributor X 5 5 If Distributors are not the direct importers of the substance, they are unobligated to complete notification . Who is the Certificate Holder? NA’s name is Certificate Holder 1 3 Role A’s name is Applicant *Predominant: - This is more about what Role A may benefit *NA requirements: - approx. 330,000euro registered capital (for more, please make requests) Importer(Manufacturer)’s name is both 2 4 Certificate Holder & Applicant
  • 18. Updates on 14 Dec 2011 NEXTPAGE > Implementation- before notification Preparation Notification Post-notification Preliminary Stage Necessary Certificate Steps Management What information needed during inquiry  Company information  Substance profile (CAS# | molecular formula etc.) IECSC - CIRS will help you with information collection and make inquires. Inquiry Typical Notification For confidential substances Some more information helps to decide  3 types of Notification (next page) No need for other information here Simplified Notification The inquiry is submitted online, after payment. The result would be sent back as Scientific Research Record paper copy. 200RMB + (service charge by 3rd party consultant) No obligation under the law
  • 19. Updates on 05 Dec 2011 NEXTPAGE > 3 Notification types based on different cases Typical Notification > Simplified Notification > Scientific Research Record Tonnage band At or Above Annual Volume of New Chemicals Annual Volume of New Chemicals Criteria the Annual Volume of 1 ton of New Chemicals Between 0.1 Ton to 1 Ton Less than 0.1 Ton (4 tonnage level) Divided into 2 parts Used for scientific research Other Criteria 1-10 ; 10-100; 100-1000; over 1000tpa Basic condition and Specific condition or the sample is to be lab tested in China Time for 4-18 Months  3-10 Months(basic condition) 14 workdays Notification (largely dependent on testing arranged and  4-5 Months (specific condition) conducted) Remark For polymers containing less than 2% new  Basic : chemical substance (w/w), if the polymer is planned to  Specific: * Please be informed that: be included in the IECSC, then typical notification is a) New chemicals for export lower than 1tpa Scientific Research Record is the necessary work required (not recommended) b) For scientific research with tonnage between 0.1 before Typical Notification and basic condition to 1 ton per year of Simplified Notification because samples need c) For technological research with tonnage less to be tested in China Low concern Polymer: than 10 ton per year Only chem-physic data for typical notification d) For polymer consisting of monomers already Not Low-concern polymer: listed in IECSC Full tests for typical notification e) for polymers containing less than 2% new chemical substance weight by weight Low concern condition: (no quantity limit of such polymer imported) No Heavy metal a) for low concern polymers (if the polymer itself Not Soluble in water is not listed in IECSC);. Not Soluble in organic solvent Unstable in different PH solutions For Chemicals used for PPORD * to be notified, and Scientific Research Record could be started once specific case notification maintained valid within 2 years afterward the notification form submitted (other 2 not) Where you may find the required data for Notification: http://www.cirs.ie/China_Chemical_Regulation/Data_Requirements_New_Chemical_Notification_in_China_REACH.html • Specific condition: A specific report for new chemicals (now developed by notification bodies on their own) • PPORD: Product and Process Oriented Research and Development HelpyouKnowit Driving Green Chemical
  • 20. Updates on 14 Dec 2011 NEXTPAGE > Implementation- Compliant guidance Typical Notification Preparation Notification Post-notification Preliminary Necessary Steps Data & Dossier Certificate Stage The body of notification 4 Special formats of typical notification Management IECSC Tonnage level unrelated  Serial Notification Inquiry  -Similar substances notification at same time Joint Notification - Co-notification(data or cost-share policy needed to be talked between co-notification bodies)  Repeated Notification - Notification by referring to the data owned by previous notification bodies. HelpyouKnowit  Re-notification - Notification for amount increased or uses changed; additional data required; old notification certificate replaced by the new Driving Green Chemical one Find more by contacting Mai.fung@cirs.ie or mai.fung1217@gmail.com
  • 21. Updates on 14 Dec 2011 NEXTPAGE > Implementation- Compliant guidance Typical Notification Preparation Notification Post-notification Preliminary Necessary Steps Data & Dossier Submission Certificate Stage Management The body of notification IECSC Data gap analysis You need more attention to this work; it affects cost and time Inquiry Testing Proposal Largely dependent on the capacity of the contracted lab Testing arrangement Largely dependent on the capacity of the contracted lab Dossier generation Dossier template decided by CRC, some information needed from company (like uses of new chemical)  Spectrum  Toxic data  Eco-toxic data HelpyouKnowit 1  Chem-physic data 2 3 Driving Green Chemical
  • 22. Updates on 14 Dec 2011 NEXTPAGE > Data & Lab- Must all data be generated in China? Typical Notification The data of 1st and 2nd category is preferred being generated from GLP labs, following OECD methods if outside China Mostly Not  Spectrum  Toxic data  Eco-toxic data 1  Chem-physic data 2 3 Part of data in the 3rd category is strictly required to be generated by 9 MEP-approved eco-toxic labs in China. We suggested more tests be carried out in China.  Many companies would be worried about whether data generated outside China Minimum tests accepted. conducted 1-10tpa Around 3 Months in China (At least )One Toxicity test for aquatic organism It turns out that the data acceptance is not so & (At least) one study on Degradation exclusive as its political system of this country showed in front of the western nations. Most 10-100tpa Around 3-5 Months studies may be referenced if they were performed to accepted standards by a lab meeting MEP 14 days extended toxicity study in fish (about 3Months) requirements. Or Daphnia magna Reproduction study (about 4-5Months) Or Bioaccumulation (about 4-5Months)  Please be informed again: Please be advised, at least one test must be picked between all above 3 tests Scientific Record is needs here for the sample of the substance to be tested in China 100+tpa- Around 6 Months Chronic toxicity test for fishes 9 Eco-toxic labs approved by the MEP http://www.mep.gov.cn/info/bgw/bgg/200903/t20090327_135772.htm
  • 23. Updates on 14 Dec 2011 NEXTPAGE > Implementation- Compliant guidance Typical Notification Preparation Notification Post-notification Preliminary Necessary Certificate Management Stage Steps  MSDS and hazardous information General New Chemicals IECSC Notify communicated to downstream users  Risk management measures conducted Inquiry  First-activity report submission Hazardous  Registered information to be updated New Chemicals (tonnage level, uses, activity, the Authorized Approved by MEP holder of the notification certificate) Priority hazardous new  Keep documents on file for over 10 chemical substances for years environmental  New hazard to be updated if needed be management  Only downstream users who are Restricted capable of the implementation of risk For those 2, more measures allowed to buy products obligations added from the certificate holders.
  • 24. Updates on 14 Dec 2011 NEXTPAGE > Implementation- Compliant guidance Typical Notification 5-year Notification completed New chemicals Added in IECSC First activity Using (sale) or Manufacturing of the Hazardous New Chemicals(Authorization) + new chemical for the first time after its - 1st activity report + annual activity report notification in China Priority hazardous new chemical substances 1st The activity should be reported to for environmental management (Restricted ) - 1st activity report + each activity report + the MEP as the first date of 5-year 5-year annual activity report for the last year + period. (Report template given by MEP) annual activity plan for this year This period decided by the MEP is more like a transitional time after the first activity date before new chemicals allowed to be added in IECSC  For general new chemicals, after 5 years, they would triggered the action of being added in the IECSC automatically.  For other 2 categories, Hazardous new chemicals, Priority hazardous new chemical substances for environmental management would be evaluated from multi-aspect during the 5 years. So the process could be much more complex.
  • 25. Updates on 31 Dec 2011 NEXTPAGE > Implementation- Compliant guidance Simplified Notification > Basic Condition Studies required Notification duration: 5-10 Months Preparation Notification Post-notification Preliminary Data & Dossier & Doc Development Submission Annual Report to the authority: Stage   Scientific Record Form Simplified Notification Form Before 01 Feb  The figures of the production of  Test report notified new chemical substance IECSC  Other information: ES, production process (annual tonnage, production days ); or Inquiry tonnage imported etc.  Chem-physic data  Eco-toxic data 1 2  The transfer information of the notified  melting point within China  water-solubility  Ready biodegradation new chemicals, including the overall  Partition coefficient  Acute toxicity test for fishes tonnage of transfer and major n-octanol/water  Acute toxicity test for recipients etc. in last year earthworm Test duration: 4-6 Months  The updated or renewed information 9 Eco-toxic labs approved by the MEP of the notified new chemical http://www.mep.gov.cn/info/bgw/bgg/200903/t20090327_135772.htm substances during last year.
  • 26. Updates on 31 Dec 2011 NEXTPAGE > Implementation- Compliant guidance Simplified Notification > Specific Condition No Studies required Notification duration: 3-4 Months Preparation Notification Post-notification Preliminary Annual Report to the authority: Stage Dossier and Document Development Submission Before 01 Feb  The figures of the production of notified new chemical substance IECSC  Scientific Record Form  Simplified Notification Form (annual tonnage, production days ); or Inquiry   Documents as proof of specific condition Other information: ES, production process tonnage imported etc. Polymer: GPC –  The transfer information of the notified Gel Permeation Chromatography new chemicals, including the overall tonnage of transfer and major recipients etc. in last year  The updated or renewed information of the notified new chemical substances during last year.
  • 27. Updates on 31 Dec 2011 NEXTPAGE > Implementation- Compliant guidance Bring your doubts after reading the following pages Simplified Notification > Specific Condition No Studies required Case Study A Special case to know new substances in polymer Please remember, Polymer product Sep 2010 polymers containing less than 2% exempted from notification under Order 17 each new chemical substance weight by weight. ( later replaced by Order 7 by MEP ) Simplified Notification(Specific Condition) is enough Order 7 by MEP entered into force Oct 2010 1 year 2% < A new substance in Polymer Monomer is less than 2% (w/w) Aug 2011 Simplified Notification Please be advised: No tonnage limit on the import of such polymer product is required, so please consider about higher tonnage band during notification “Please be noticed: One year of exemption transitional time has passed.”
  • 28. Updates on 31 Dec 2011 NEXTPAGE > Implementation- Compliant guidance Scientific Research Record Scientific Preparation Post-notification Research Record Preliminary For scientific Stage research use only  Scientific project starts Notification Material Submission Development to be conducted Typical notification  Laboratories conduct IECSC Documents to be prepared:  The Record Form (template offered) related tests for new Inquiry substances Simplified notification  Attachments including license of basic condition notification companies and scientific research institutions (apply substances directly; test proposal The above 2 types of notification demand  More than one substances notified scientific record because together allow to be covered in one a sample is asked for scientific research record testis 2 weeks
  • 29. Updates on 17 Feb 2012 NEXTPAGE > About notification cost- you need to know To help you understand the structure of notification cost, and make it cost-effective Cost breakdown  MEP not charge for notification | Administrative fee  IECSC search will be charged for a small amount of fee  Companies who want to register new chemicals but located Local agent fee outside China need to appoint local service provider as notifier  Test fee would take the largest part of your cost especially when 3% Test fee the cases fall into typical notification 17% Smart-cost tips Try saving test cost Be sure your notification type is correct: Test cost More information please refer to previous pages 3 Notification types based on different cases 80% Reasonable data source is a key point: 80% (Dependent on specific cases)  Avoiding unnecessary testing by taking advantage of referring to literature, some database or data resulted from QSAR, reading-across reference etc.  Consider the lowest-required tests according to different notification types.  Foreign companies may use GLP-generating data for notification using More information please refer to previous pages Data & Lab- Must all data be generated in China? Strategic arrangements of studies: basic studies first, then come the advanced  Finish basic or compulsory studies, and then higher-level studies to be carried out; In some cases, based on the results from previous studies, higher-level studies would benefit from waiving. Administrative Local agent service fee Test fee Source:  Case- the applicant could firstly conduct skin corrosive study and if the result is positive, then 28- Eric Xiong from CIRS day repeated oral toxicity study could be waived, by which hundreds of thousands RMB for testing can be saved (from Eric Xiong from CIRS) HelpyouKnowit Special formats of typical notification may save you much money:  Serial Notification -Similar substances notification for avoiding unnecessary tests on group substances.  Joint Notification - Data or cost-sharing between co-notification bodies of the same substances. Driving Green Chemical (like Joint-submission of registration dossier under REACH)  Repeated Notification - Notification by referring to the data owned by previous notification bodies (Like the game rule of LOA purchase under REACH)
  • 30. Updates on 31 Dec 2011 NEXTPAGE > How we offer our help Not just providing compliance work, we are also well known to your suppliers in China Preparation 1 1. Typical Notification Preliminary Stage IECSC Search & Decide 2. Simplified Notification 3. Scientific Record Notification 2 Scientific Record  Information collection The easiest notification  document preparation Basic or Specific Condition? Basic Condition Specific Condition Simplified Notification + Scientific Record  Information collection  Forms and documents and document  Studies analysis and tests preparation proposal  Notification dossier  Eco-toxicology properties submission and follow tests arrangement & up follow up  Dossier develop and submission; progress report + Scientific Record Typical Notification  Forms and documents preparation  Data valuation, literature review, tests proposal  Tests arrangements and follow up  Dossier develop and submission; progress report Post-Notification 3 & follow up 1. Preparation and Updating of information 2. Keep contacting the local authorities, reporting necessary issues to fulfill obligation
  • 31. Updates on 22 Nov 2011 NEXTSECTOR > Please be advised-Way of Simplified Notification has changed Transitional Time Till 31 Dec 2011 Online Simplified Notification Started 2012 Alternative 1: Alternative 1: Paper Notification Material (SEAL) Paper Notification Material (SEAL) CRC-MEP Alternative 2: Email Notification Material (SEAL) Ok X Notification Body On test: Alternative 2: Web-based Notification System Web-based Notification System CRC-MEP Client-side Download: http://www.crc- mep.org.cn/news/NEWS_DP.aspx?TitID=379&T0=01000&Lan guageType=CH&Sub=125 Contact: Ma Xin - Max@crc-mep.org,cn IT Support: Deng Qing- Dengq@crc-mep.org,cn Simplified Notification Material Basic condition: Specific condition: Limited Information & 3 Studies needed Very Limited information needed
  • 32. DECREE591by State Council > HelpyouKnowit Driving Green Chemical
  • 33. NEXTPAGE > Decree 591 is revised State Council State Council[2002] Decree 344 replaced by Decree 591 by SC Substance + Mixture regulated at same time Decree 591 by SC Will Enter into force The 1st Regulation replaced by 01 Dec 2011 State Council[2002] Decree 344 Decree 591by SC 02 Mar 2011 Issued X China GHS started on 1 May 2011 (both Substance + Mixture Decree 344 by SC regulated at same time) 15 Mar 2002 Entered into force X 1st Regulation by SC 17 Feb 1987 Issued & Entered into force 1987: Regulation Decree 344: Regulation Decree 591: Regulation On the safe on the Control over on Safe Management of Management of Safety of Hazardous Hazardous Chemicals Hazardous Goods Chemicals HelpyouKnowit Driving Green Chemical
  • 34. Updates on 28 Nov 2011 NEXTPAGE > What the registration looks like? Different Roles Process State Council Regulation issued by State Council Regulation releasing SAWS SAWS takes charge of management State Administration of Work SAWS plays as leader role in Decree 591 Safety of State Council & releases Catalog of Hazardous Chemicals … Catalog of Hazardous Chemicals (2002) To be renewed Check catalog: www.chinasafety.gov.cn/whpcx.htm Receive Registration Application +86 532 8378 659 3 NRCC-SAWS Formal Check of materials (NRCC) Registration Call-in Submit information (easier than China REACH) for 3-year-valid certification & Renew 3 Registrant months before expiry Importer & Manufacturer in CHINA  Search through the Catalog to see if registration needed;  Obligation: safety evaluation report, production license, safe use license, operating license, registration of hazardous chemicals, SDS and chemical labels (China GHS) Other government bodies involved in implementation of the law HelpyouKnowit Driving Green Chemical MIIP | MoH | MEP | MoR | MoT | MoA | MPS Administration of Custom | AQSIQ
  • 35. Updates on 16 Dec 2011 NEXTPAGE > 2 Major catalog of chemicals under Decree 591 Over 7,000 in new version Likely to be merged Catalog of Hazardous Chemicals Catalogue of Extremely Toxic Chemicals(2002rev.) Pure Substance Over 3,800 335 This is a domestic rule, import and export of those toxic chemicals are not in the scope Version 2002 came up with Decree 344, Version 2002, substances majorly came from and the new Catalog is to be published early Catalog of Hazardous Chemicals , but some next year chemical substances were borrowed from “List of Dangerous Goods (GB12268-90)” or Manufacturers, Importer, other roles (distributors, even other lists. warehousing and storing companies ) chemicals within Chinese territory need to be sure whether If purchase or transport of chemicals in the any of their chemical products are listed in the inventory of toxic chemicals happens, companies Catalog, especially sensitive to the newest version will be required to apply for some licenses before upcoming. actions. But as we believe, the new version firstly comes up as a draft before it become the decided one. Download HelpyouKnowit Driving Green Chemical
  • 36. NEXTPAGE > You may feel less interested, You will also find information of because If your company is located outside of mainland China, it will not be directly affected by Decree 591. China GHS However, your suppliers, business partners, importers, or customers likely to have obligations under the Decree which may affect your business. Be sure those companies are fully understanding their requirements so that your business Stays Out of Trouble HelpyouKnowit Driving Green Chemical
  • 37. Updates on 05 Dec 2011 NEXTPAGE > Under Decree 591, registration is the responsibility of Importer & Manufacturers in China But, If you are the roles below, what are your obligations? Key words found in next several pages Manufacturer in China Importer in China Distributor and warehouse, storage obligation, registration, license, implementation, company enforcement authorities Transportation company in China Manufacturer (chemical user) in China You should pay more attention to under 591 Companies located outside China GHS compliant, SDSs and labels are necessary You may have your contracted suppliers or partners in China be aware of this law
  • 38. Updates on 05 Dec 2011 NEXTPAGE > Obligation: Registration & License Led by SAWs Roles Registration Main License Chemical List Manufacturer Registration Certificate License of Manufacturing Safety 1 China Importer Registration Certificate License of Operation Safety 2 China Classification & labels SDS Distributor License of Operation Safety 3 Warehousing X Transportation License of Transportation on Road 4 Companies X License of Transportation in Water Manufacturer License of Using Safety 5 Chemical User X Roles Chinese Manufacturers Distributors 1 Bulk Chinese producers of Hazardous Chemicals Catalog of Hazardous 2 Hazardous Chemicals importers within Chinese territory Chemicals (Ver.2002 to be updated) 3 Hazardous Chemicals Distributor s or warehousing service providers Chinese Manufacturers 4 Bulk Chinese producers of Hazardous Chemicals Distributors Inventory of Toxic Chemicals Chinese Manufacturer 5 Companies using Hazardous Chemicals to produce some chemical- Chemical User The Directory of Industries based goods in certain industries (follow the link by clicking here) Criteria for Limit Volume
  • 39. Updates on 05 Dec 2011 NEXTPAGE > Your roles decide your obligations under Decree 591 Different roles mean different obligations and enforcement authorities Manufacturers in China Obligation Responsible Authorities What to be prepared (different forms and documents usually)  In case that a company using hazardous chemicals Submit Registration  NRCC of SAWS  Registration Form in its production and the - (final check)  Technical Safety Instruction of final product still a  Local registration chemicals (Important) hazardous chemicals in the offices(province)  Label (Important) Catalog of Hazardous - (receive registration and check)  Emergency call (or contracted service) Chemicals, this company NRCC registration platform:  Business license issued by Industrial and needs to do registration and http://register.nrcc.com.cn/ apply for the License of Commercial Bureau Manufacturing Safety.  Documents and Application  Manufacturing Safety rules This company should be considered as a Manufacturer Routine Practice rather than a Manufacturer License of Manufacturing Safety State Administration of Work Stewardship Documents (Chemical User) Information changed Safety of State Council (SAWS)  Safety Management personnel document  Safety Assessment Report by 3rd party  If new hazardous chemicals  Emergency Rescue Plan & Record are being manufactured after  Emergency Rescue Checklist acquiring registration … certificate and license, the manufacturer needs to Safety License of Occupational NA NA update both certificate as Hygiene well as License of Manufacturing Safety SAWS: http://www.chinasafety.gov.cn/newpage/ NRCC: http://www.nrcc.com.cn/ TEL: +86 (0)532 83 8891 91 Local Registration office: HelpyouKnowit http://www.nrcc.com.cn/Web/Information/InformationList.aspx?CategoryID=243&ChannelID=180 Driving Green Chemical
  • 40. Updates on 05 Dec 2011 NEXTPAGE > Your roles decide your obligations under Decree 591 Different roles mean different obligations and enforcement authorities Importer in China Obligation Responsible Authorities What to be prepared (different forms and documents usually) Submit Registration  NRCC of SAWS  Registration Form - (final check)  Technical Safety Instruction of  Local registration offices(province) chemicals (Important) - (receive registration and check  Label (Important)  Emergency call (or contracted service) NRCC registration platform:  License issued by Industrial and http://register.nrcc.com.cn/ Commercial Bureau  Application form of business license of hazardous chemicals  Catalog of relevant production safety documents License of Operation Safety Local Work Safety Department  Work safety standards and manual (Same required as Distributor – (province )  Safety training and training materials Warehousing & Storing)  Budget raised for manufacturing safety of hazardous chemicals and budget report FIND MORE IN NEXT PAGE  The Record of Hazardous  General Administration of  The Record is Optional (suggested) Chemicals Imported Quality Supervision, Inspection  The Application composed with  The Application for quarantine and Quarantine - self-declaration inspection  Local CIQ (for direct - SDS and label document implementation - If the Record completed, submit it (to be confirmed) SAWS: http://www.chinasafety.gov.cn/newpage/ AQSIQ: http://www.aqsiq.gov.cn/ NRCC: http://www.nrcc.com.cn/ TEL: +86 (0)532 83 8891 91 HelpyouKnowit Driving Green Chemical Local Registration office: http://www.nrcc.com.cn/Web/Information/InformationList.aspx?CategoryID=24 3&ChannelID=180
  • 41. Updates on 09 Dec 2011 NEXTPAGE > Your roles decide your obligations under Decree 591 Different roles mean different obligations and enforcement authorities Distributor Obligation Responsible Authorities What to be prepared (different forms and documents usually) Warehousing & Storing Local Work Safety Department  Application form of business license of – (City-level) hazardous chemicals  Catalog of relevant production safety Responsible for the management of documents  Specialized in hazardous sales and  Work safety standards and manual warehousing business  Safety training and training materials  Budget raised for manufacturing safety of hazardous chemicals and budget License of Operation Safety report (Same required as Importer )  Injury Insurance for employees or Local Work Safety Department production liability insurance proof – (County-level )  Business license issued by Industrial and Commercial Bureau Responsible for the management of  Property or leasing documents of  Sales of toxic chemicals * business venues and facilities equipped  Explosive chemicals * with  Storing and sales of hazardous  Emergency Rescue Plan & Record chemicals(gas station etc.)  Extra documents required when a company is equipped with storage facilities(gas station for example) *Extremely toxic chemicals – a list of chemicals issued in 2002 (335 chemicals up till now) *Explosive chemicals - also a separated list of chemicals SAWS: http://www.chinasafety.gov.cn/newpage/  Please be informed that you may find the contact information of Local Work Safety Departments, however we do not believe that is necessary, simply ask for help from your local distributors or consultants , they have HelpyouKnowit ways. Driving Green Chemical  All documents to be shown to city-level or county-level Work Safety Department dependent on the business your companies are running.