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MSE576ThinFilms
1 of xx
Molecular Beam EpitaxyMolecular Beam Epitaxy
09/26/2008
MSE 576: Thin Films
Deepak RajputDeepak Rajput
Graduate Research Assistant
Center for Laser Applications
Materials Science & Engineering
University of Tennessee Space Institute
Tullahoma, Tennessee 37388-9700
Email: drajput@utsi.edu
Web: http://drajput.com
MSE576ThinFilms
2 of xx
Outline
Epitaxy
Molecular Beam Epitaxy
Molecular Beam
Problems and Diagnostics
MSE576ThinFilms
3 of xx
Epitaxy
Method of depositing a monocrystalline film.
Greek root: epi means “above” and taxis means “ordered”.
Grown from: gaseous or liquid precursors.
Substrate acts as a seed crystal: film follows that !
Two kinds: Homoepitaxy (same composition) and
Heteroepitaxy (different composition).
MSE576ThinFilms
4 of xx
Epitaxy
Homoepitaxy:
# To grow more purified films than the substrate.
# To fabricate layers with different doping levels
Heteroepitaxy:
# To grow films of materials of which single crystals
cannot be grown.
# To fabricate integrated crystalline layers of different
materials
MSE576ThinFilms
5 of xx
Epitaxy
Vapor Phase Epitaxy (VPE)
SiCl4(g) + 2H2(g) ↔ Si(s) + 4HCl(g) (at 12000
C)
# VPE growth rate: proportion of the two source gases
Liquid Phase Epitaxy (LPE)
Czochralski method (Si, Ge, GaAs)
# Growing crystals from melt on solid substrates
# Compound semiconductors (ternary and quaternary III-V
compounds on GaAs substrates)
Molecular Beam Epitaxy (MBE)
# Evaporated beam of particles
# Very high vacuum (10-8
Pa); condense on the substrate
MSE576ThinFilms
6 of xx
Molecular Beam Epitaxy
Source: William R. Wiley Environmental Molecular Sciences Laboratory, Pacific Northwest National Laboratory, Richland, WA
MSE576ThinFilms
7 of xx
Molecular Beam Epitaxy: Idea !
Objective: To deposit single crystal thin films !
Inventors: J.R. Arthur and Alfred Y. Chuo (Bell Labs, 1960)
Very/Ultra high vacuum (10-8
Pa)
Important aspect: slow deposition rate (1 micron/hour)
Slow deposition rates require proportionally better
vacuum.
MSE576ThinFilms
8 of xx
Molecular Beam Epitaxy: Process
Ultra-pure elements are heated in separate quasi-knudson
effusion cells (e.g., Ga and As) until they begin to slowly
sublimate.
Gaseous elements then condense on the wafer, where
they may react with each other (e.g., GaAs).
The term “beam” means the evaporated atoms do not
interact with each other or with other vacuum chamber
gases until they reach the wafer.
MSE576ThinFilms
9 of xx
Molecular Beam
A collection of gas molecules moving in the same
direction.
Simplest way to generate: Effusion cell or Knudsen cell
Test Chamber
SampleOrifice
Oven
Pump
Knudson cell effusion beam system
MSE576ThinFilms
10 of xx
Molecular beam
Oven contains the material to make the beam.
Oven is connected to a vacuum system through a hole.
The substrate is located with a line-of-sight to the oven
aperture.
From kinetic theory, the flow through the aperture is
simply the molecular impingement rate on the area of the
orifice.
MSE576ThinFilms
11 of xx
Molecular Beam
Impingement rate is:
The total flux through the hole will thus be:
The spatial distribution of molecules from the orifice of
a knudsen cell is normally a cosine distribution:












==
m
kT
kT
p
vnI
π
8
4
1
4
1
mkT
rp
IAQ
π
π
2
2
==






=
π
ϑcos
4
1
' vnI
MSE576ThinFilms
12 of xx
Molecular Beam
The intensity drops off as the square of the distance from the
orifice.
High velocity, greater probability; the appropriate distribution:
ϑ
π
π
ϑ
cos
2
,
1cos
2
2












=












=
L
r
mkT
p
I
or
L
IAI
sub
sub
mkTwhere
dv
vv
n
dnv
/2
exp2 2
2
4
3
=







 −








=
α
αα
MSE576ThinFilms
13 of xx
Molecular Beam
Integrating the equation gives:
as the mean translational energy of the molecules
kTEtr 2=
θ
Iθ
# Intensity is maximum in the
direction normal to the orifice and
decreases with increasing θ, which
causes problems.
# Use collimator, a barrier with a
small hole; it intercepts all of the
flow except for that traveling towards the sample.
MSE576ThinFilms
14 of xx
MBE: In-situ process diagnostics
RHEED (Reflection High Energy Electron Diffraction)
is used to monitor the growth of the crystal layers.
Computer controlled shutters of each furnace allows
precise control of the thickness of each layer, down to a
single layer of atoms.
Intricate structures of layers of different materials can be
fabricated this way e.g., semiconductor lasers, LEDs.
Systems requiring substrates to be cooled: Cryopumps
and Cryopanels are used using liquid nitrogen.
MSE576ThinFilms
15 of xx
ATG Instability
Ataro-Tiller-Grinfeld (ATG) Instability: Often
encountered during MBE.
If there is a lattice mismatch between the substrate and
the growing film, elastic energy is accumulated in the
growing film.
At some critical film thickness, the film may break/crack
to lower the free energy of the film.
The critical film thickness depends on the Young’s
moduli, mismatch size, and surface tensions.
MSE576ThinFilms
16 of xx
Assignment
Solve the equation to find the mean translational energy
(Etr) of the molecules:
What fraction of the molecules in a molecular beam of
N2 formed by effusion of N2 gas initially at 300 K from
an orifice at a large Knudsen number will have kinetic
energies greater than 8kcal/mol?
mkTwhere
dv
vv
n
dnv
/2
exp2 2
2
4
3
=







 −








=
α
αα

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Molecular beam epitaxy

  • 1. MSE576ThinFilms 1 of xx Molecular Beam EpitaxyMolecular Beam Epitaxy 09/26/2008 MSE 576: Thin Films Deepak RajputDeepak Rajput Graduate Research Assistant Center for Laser Applications Materials Science & Engineering University of Tennessee Space Institute Tullahoma, Tennessee 37388-9700 Email: drajput@utsi.edu Web: http://drajput.com
  • 2. MSE576ThinFilms 2 of xx Outline Epitaxy Molecular Beam Epitaxy Molecular Beam Problems and Diagnostics
  • 3. MSE576ThinFilms 3 of xx Epitaxy Method of depositing a monocrystalline film. Greek root: epi means “above” and taxis means “ordered”. Grown from: gaseous or liquid precursors. Substrate acts as a seed crystal: film follows that ! Two kinds: Homoepitaxy (same composition) and Heteroepitaxy (different composition).
  • 4. MSE576ThinFilms 4 of xx Epitaxy Homoepitaxy: # To grow more purified films than the substrate. # To fabricate layers with different doping levels Heteroepitaxy: # To grow films of materials of which single crystals cannot be grown. # To fabricate integrated crystalline layers of different materials
  • 5. MSE576ThinFilms 5 of xx Epitaxy Vapor Phase Epitaxy (VPE) SiCl4(g) + 2H2(g) ↔ Si(s) + 4HCl(g) (at 12000 C) # VPE growth rate: proportion of the two source gases Liquid Phase Epitaxy (LPE) Czochralski method (Si, Ge, GaAs) # Growing crystals from melt on solid substrates # Compound semiconductors (ternary and quaternary III-V compounds on GaAs substrates) Molecular Beam Epitaxy (MBE) # Evaporated beam of particles # Very high vacuum (10-8 Pa); condense on the substrate
  • 6. MSE576ThinFilms 6 of xx Molecular Beam Epitaxy Source: William R. Wiley Environmental Molecular Sciences Laboratory, Pacific Northwest National Laboratory, Richland, WA
  • 7. MSE576ThinFilms 7 of xx Molecular Beam Epitaxy: Idea ! Objective: To deposit single crystal thin films ! Inventors: J.R. Arthur and Alfred Y. Chuo (Bell Labs, 1960) Very/Ultra high vacuum (10-8 Pa) Important aspect: slow deposition rate (1 micron/hour) Slow deposition rates require proportionally better vacuum.
  • 8. MSE576ThinFilms 8 of xx Molecular Beam Epitaxy: Process Ultra-pure elements are heated in separate quasi-knudson effusion cells (e.g., Ga and As) until they begin to slowly sublimate. Gaseous elements then condense on the wafer, where they may react with each other (e.g., GaAs). The term “beam” means the evaporated atoms do not interact with each other or with other vacuum chamber gases until they reach the wafer.
  • 9. MSE576ThinFilms 9 of xx Molecular Beam A collection of gas molecules moving in the same direction. Simplest way to generate: Effusion cell or Knudsen cell Test Chamber SampleOrifice Oven Pump Knudson cell effusion beam system
  • 10. MSE576ThinFilms 10 of xx Molecular beam Oven contains the material to make the beam. Oven is connected to a vacuum system through a hole. The substrate is located with a line-of-sight to the oven aperture. From kinetic theory, the flow through the aperture is simply the molecular impingement rate on the area of the orifice.
  • 11. MSE576ThinFilms 11 of xx Molecular Beam Impingement rate is: The total flux through the hole will thus be: The spatial distribution of molecules from the orifice of a knudsen cell is normally a cosine distribution:             == m kT kT p vnI π 8 4 1 4 1 mkT rp IAQ π π 2 2 ==       = π ϑcos 4 1 ' vnI
  • 12. MSE576ThinFilms 12 of xx Molecular Beam The intensity drops off as the square of the distance from the orifice. High velocity, greater probability; the appropriate distribution: ϑ π π ϑ cos 2 , 1cos 2 2             =             = L r mkT p I or L IAI sub sub mkTwhere dv vv n dnv /2 exp2 2 2 4 3 =         −         = α αα
  • 13. MSE576ThinFilms 13 of xx Molecular Beam Integrating the equation gives: as the mean translational energy of the molecules kTEtr 2= θ Iθ # Intensity is maximum in the direction normal to the orifice and decreases with increasing θ, which causes problems. # Use collimator, a barrier with a small hole; it intercepts all of the flow except for that traveling towards the sample.
  • 14. MSE576ThinFilms 14 of xx MBE: In-situ process diagnostics RHEED (Reflection High Energy Electron Diffraction) is used to monitor the growth of the crystal layers. Computer controlled shutters of each furnace allows precise control of the thickness of each layer, down to a single layer of atoms. Intricate structures of layers of different materials can be fabricated this way e.g., semiconductor lasers, LEDs. Systems requiring substrates to be cooled: Cryopumps and Cryopanels are used using liquid nitrogen.
  • 15. MSE576ThinFilms 15 of xx ATG Instability Ataro-Tiller-Grinfeld (ATG) Instability: Often encountered during MBE. If there is a lattice mismatch between the substrate and the growing film, elastic energy is accumulated in the growing film. At some critical film thickness, the film may break/crack to lower the free energy of the film. The critical film thickness depends on the Young’s moduli, mismatch size, and surface tensions.
  • 16. MSE576ThinFilms 16 of xx Assignment Solve the equation to find the mean translational energy (Etr) of the molecules: What fraction of the molecules in a molecular beam of N2 formed by effusion of N2 gas initially at 300 K from an orifice at a large Knudsen number will have kinetic energies greater than 8kcal/mol? mkTwhere dv vv n dnv /2 exp2 2 2 4 3 =         −         = α αα