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Lesson 7

     State responsibility : Who is
    “STATE/ORGAN OF STATE”
What is state responsibility (SR)?

     • A state commits an
  internationally wrongful act,
 and the state is responsible for
             that act
  • Example : injured foreign
  nationals, “forbidden” acts of
          government
1. How state responsibility incur?
(Draft Articles on State Responsibility)
•State responsibility occurs when there is an
“internationally wrongful act”.
•There is an internationally wrongful act of a
State when :
a) Conduct consisting of an action or
omission is attributable to the State
under International law; and,
b) That conduct constitutes a breach of an
international obligation of the State.
• Examples of violation (SR):
a) Non fulfillment of state A towards State B
   as stated in a treaty or customary
   practice, or even in general practice like
   protection of diplomatic crops
b) State A ill-treats foreign nationals in its
   territory
2. International Minimum Standard
in treating foreign nationals
• International minimum standard, it does
  not mean “privilege” but “what constitute
  the standard” :[judgement in Neer case]
   • “The treatment of an alien, in order to
     constitute an international delinquency,
   should amount to an outrage, to bad faith,
         to willful neglect of duty or to an
    insufficiency of government action so far
   short of international standards that every
      reasonable and impartial man would
       readily recognize its insufficiency”.
3. “Act of the State” / Imputability
•A state is liable for its own acts and
omissions; the state is identified with its
governmental apparatus, not with the
population as a whole. If the police attack a
foreigner, the state is liable , if the private
individuals attack a foreigner , the state is
not liable.
•The government apparatus of the state
includes the legislature and the judiciary, the
executive, its local authorities and central
authorities.
A state is responsible if…
a) conduct of any State organ having that status
   under the internal law of that State shall be
   considered as an act of the State concerned. Provided
   that organ was acting in the capacity in the case in
   question (Art 5)
b) if the conduct of an organ of the State shall be
   considered under IL, whether that organ belongs to
   the constituent, legislative, executive, judicial or
   other power, whether its functions are of an
   international or an internal character, whether hold a
   superior or a subordinate position in that
   organization. (Art 6)
c) the conduct of that organ of state shall be
considered as an act of that State , provided
that organ was acting in that in the case
in question (Art.7(1)
• d) the conduct which is not an organ of
  an entity which is not part of the formal
  structure of the State or of a territorial
  government entity, but which
  empowered by internal law of that State
  to exercise elements of government
  authority, shall also be considered as an
  act of the State, provided that organ was
  acting in the capacity in the case in
  question (Art.7(2)
e) Organs of state, causing an imputable acts out of
disobeyed orders from the state (When officials exceed or
disobey their instructions). Those who act exceed from
their given orders must indicate that “they act with
apparent authority or they are abusing power or facilities
placed at their disposal by the state”.
•Case : Youman
•Mexico sent troops to protect Americans from a mob, but,
instead of protecting the Americans, the troops led by a
lieutenant, opened fire on them.
•Mexico was held liable, because the troops been acting as
an organized military unit, under the command of an officer.
{if the troops had been off duty, their acts would probably
have been regarded as the acts of private individuals}.
f) In principle, a state is not responsible
   for the acts of individuals, unless they
   act on behalf of the state. But the acts of
   the individuals may also be accompanied
   by some act or omission (oversight,
   exclusion) on the part of the State, for
   which the State is liable.
Such act or omission may take one of the
   six forms;
i.   Encouraging individuals to attack foreigners

ii. Failing to take reasonable care (due diligence) to prevent the
     individuals – for example, failing to provide police protection when
     riot against foreigners is imminent. i.e. in early 1969, UK
     compensated South Africa for damage done to the South African
     embassy in London by demonstrators- the demonstrations have
     been advertised in newspaper in several days in advance, and the
     attack was foreseeable, however, only one police was on duty
     outside the embassy.

iii. Obvious failure to punish the individuals

iv. Failure to provide the injured foreigner with an opportunity of
     obtaining compensation from the wrongdoers in the local courts –
     this is called ‘denial of justice’
v. Obtaining some benefits from the individual’s act – i.e. keeping
     looted property.
vi. Express ratification of the ind’s act- i.e. expressly approving it and
     stating that the person was acting in the name of the state.
Case : Tehran hostage
• Following the over throw of Shah Reza Pahlevi, a close ally to the
  US, the est. of Iran Islamic republic under Ayatollah Khoemeini in
  1979, a demonstrator attacked US embassy in Tehran. Iranian
  security did not intervene, although they were called to do so. The
  embassy was invaded, its personnel and visitors were taken
  hostage and the archives were ransacked. The hostages were kept
  for more than 14 months. The matter was resolved tru an agreement
  mediated by Algerian govt. –led to Iran-US Claims Tribunals in
  1981, The Hague, with 4,000 outstanding claims bet the two
  nations.
• COURT – militants acts are private individuals because no
  indication that they have official status as “agents” of the Iranian
  govt, but the govt was held responsible for not protecting the
  embassy , and the public statement of Khomeini which condone the
  act of hostage-taking.

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Lesson 7 state responsibility organ of state 1

  • 1. Lesson 7 State responsibility : Who is “STATE/ORGAN OF STATE”
  • 2. What is state responsibility (SR)? • A state commits an internationally wrongful act, and the state is responsible for that act • Example : injured foreign nationals, “forbidden” acts of government
  • 3. 1. How state responsibility incur? (Draft Articles on State Responsibility) •State responsibility occurs when there is an “internationally wrongful act”. •There is an internationally wrongful act of a State when : a) Conduct consisting of an action or omission is attributable to the State under International law; and, b) That conduct constitutes a breach of an international obligation of the State.
  • 4. • Examples of violation (SR): a) Non fulfillment of state A towards State B as stated in a treaty or customary practice, or even in general practice like protection of diplomatic crops b) State A ill-treats foreign nationals in its territory
  • 5. 2. International Minimum Standard in treating foreign nationals • International minimum standard, it does not mean “privilege” but “what constitute the standard” :[judgement in Neer case] • “The treatment of an alien, in order to constitute an international delinquency, should amount to an outrage, to bad faith, to willful neglect of duty or to an insufficiency of government action so far short of international standards that every reasonable and impartial man would readily recognize its insufficiency”.
  • 6. 3. “Act of the State” / Imputability •A state is liable for its own acts and omissions; the state is identified with its governmental apparatus, not with the population as a whole. If the police attack a foreigner, the state is liable , if the private individuals attack a foreigner , the state is not liable. •The government apparatus of the state includes the legislature and the judiciary, the executive, its local authorities and central authorities.
  • 7. A state is responsible if… a) conduct of any State organ having that status under the internal law of that State shall be considered as an act of the State concerned. Provided that organ was acting in the capacity in the case in question (Art 5) b) if the conduct of an organ of the State shall be considered under IL, whether that organ belongs to the constituent, legislative, executive, judicial or other power, whether its functions are of an international or an internal character, whether hold a superior or a subordinate position in that organization. (Art 6)
  • 8. c) the conduct of that organ of state shall be considered as an act of that State , provided that organ was acting in that in the case in question (Art.7(1)
  • 9. • d) the conduct which is not an organ of an entity which is not part of the formal structure of the State or of a territorial government entity, but which empowered by internal law of that State to exercise elements of government authority, shall also be considered as an act of the State, provided that organ was acting in the capacity in the case in question (Art.7(2)
  • 10. e) Organs of state, causing an imputable acts out of disobeyed orders from the state (When officials exceed or disobey their instructions). Those who act exceed from their given orders must indicate that “they act with apparent authority or they are abusing power or facilities placed at their disposal by the state”. •Case : Youman •Mexico sent troops to protect Americans from a mob, but, instead of protecting the Americans, the troops led by a lieutenant, opened fire on them. •Mexico was held liable, because the troops been acting as an organized military unit, under the command of an officer. {if the troops had been off duty, their acts would probably have been regarded as the acts of private individuals}.
  • 11. f) In principle, a state is not responsible for the acts of individuals, unless they act on behalf of the state. But the acts of the individuals may also be accompanied by some act or omission (oversight, exclusion) on the part of the State, for which the State is liable. Such act or omission may take one of the six forms;
  • 12. i. Encouraging individuals to attack foreigners ii. Failing to take reasonable care (due diligence) to prevent the individuals – for example, failing to provide police protection when riot against foreigners is imminent. i.e. in early 1969, UK compensated South Africa for damage done to the South African embassy in London by demonstrators- the demonstrations have been advertised in newspaper in several days in advance, and the attack was foreseeable, however, only one police was on duty outside the embassy. iii. Obvious failure to punish the individuals iv. Failure to provide the injured foreigner with an opportunity of obtaining compensation from the wrongdoers in the local courts – this is called ‘denial of justice’ v. Obtaining some benefits from the individual’s act – i.e. keeping looted property. vi. Express ratification of the ind’s act- i.e. expressly approving it and stating that the person was acting in the name of the state.
  • 13. Case : Tehran hostage • Following the over throw of Shah Reza Pahlevi, a close ally to the US, the est. of Iran Islamic republic under Ayatollah Khoemeini in 1979, a demonstrator attacked US embassy in Tehran. Iranian security did not intervene, although they were called to do so. The embassy was invaded, its personnel and visitors were taken hostage and the archives were ransacked. The hostages were kept for more than 14 months. The matter was resolved tru an agreement mediated by Algerian govt. –led to Iran-US Claims Tribunals in 1981, The Hague, with 4,000 outstanding claims bet the two nations. • COURT – militants acts are private individuals because no indication that they have official status as “agents” of the Iranian govt, but the govt was held responsible for not protecting the embassy , and the public statement of Khomeini which condone the act of hostage-taking.