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Nestor B. Mejia, CHMM, REM, CAC, ASP



                 OHSAS 18001 and EMS ISO 14001




September 20th, 2012
                                   EORM San Jose, CA
Safety Health Environment
 Systematic and comprehensive need to incorporate
  the organization’s commitment to a corporate wide
  EHS program that encompasses regions and
  countries – A global management system.
 Recognized certifications for comprehensive program
  to address all Safety, Health and Environmental
  concerns.
 Measurable progress and accomplishments.
 Administration and operations documentation that
  supports compliance claims.
Occupation Health Safety Assessment
            Specification « OHSAS »
OHSAS 18001 is an Occupation Health and Safety
 Assessment Series for health and safety management
 systems.
It is intended to help an organizations to control
 occupational health and safety risks.
It was developed in response to widespread demand for a
 recognized standard against which to be certified and
 assessed.
OHSAS 18001 was created via a concerted effort from a
 number of the worlds leading national standards bodies,
 certification bodies, and specialist consultancies.
Occupation Health Safety Assessment
            Specification « OHSAS »
Central to OHSAS requirements are strong policies and
 procedures.
OHSAS 18000 is an international occupational health and
 safety management system specification. It comprises two
 parts, 18001 and 18002 and embraces a number of other
 publications.
Other documents, were used in the creation process:
 i. BS8800: 1996 Guide to occupational health and safety
 management systems.
 ii. UNE 81900 series of pre-standards on the Prevention of
 occupational risks.
Occupation Health Safety Assessment
          Specification « OHSAS »
iii. Technical Report NPR 5001: 1997 Guide to an
occupational health and safety management system
iv. Draft LRQA SMS 8800 Health & safety management
systems assessment criteria
v. SGS & ISMOL ISA 2000:1997 Requirements for Safety
and Health Management Systems
vi. BVQI Safety Cert: Occupational Safety and Health
Management Standard
vii. Draft AS/NZ 4801 Occupational health and safety
management systems Specification with guidance for use.
Occupation Health Safety Assessment
              Specification « OHSAS »
1.1 Health and Safety Management           1.11 General plant and equipment

1.2 Training                               1.12 Accident Treatment / Accident
                                           Reporting / First Aid Facilities
1.3 Risk Assessment                        1.13 Abrasive Wheels
1.4 Housekeeping                           1.14 Excavations and Openings
1.5 Permits to Work                        1.15 Confined Spaces
1.6 Working on or in the vicinity of       1.16 Electrical Equipment
high temperature hot water systems
1.7 Working in the vicinity of sprinkler   1.17 Cranes, Hoists, Platforms etc.
systems
1.8 Protection against noise               1.18 Working at Heights
1.9 Protection against fire                1.19 Compressed Gas Cylinders
1.10 Hazardous substances and              1.20 Welfare Facilities
materials
Occupation Health Safety Assessment
           Specification « OHSAS »
1.21 Alcohol                         1.31 Provision and use of Work
                                     Equipment
1.22 Smoking                         1.32 Hygienic Maintenance
1.23 Safety Harnesses
1.24 Non English Speaking
Personnel
1.25 Testing, Commissioning and
maintenance of temporary plant
and services
1.26 Personal Protective Equipment
1.27 Appointments by Contractor

1.28 Manual Handling
1.29 Re-use of Metal Drums
1.30 Emergency Procedures
Occupation Health Safety Assessment
            Specification « OHSAS »
 Establish an EHS management system to eliminate or
  minimize risk to employees who may be exposed to risks
  associated with their work activities.
 Assure conformance with stated EHS policies.
 Demonstrate conformance to external bodies.
 Implement, maintain and continually improve an EHS
  management system.
 Make a self-determination and declaration of
  conformance with this OHSAS specification.
 EHS management system verifiable by an external
  organization.
Occupation Health Safety Assessment
            Specification « OHSAS »

OHSAS helps in a variety of ways to minimize risk to
 employees, visitors, community and shareholders.
Improve an existing EHS management system.
Demonstrate diligence.
Gains assurance.
As of 2005, around 16,000 organizations in more than 80
 countries were using the OHSAS 18001 specification.
By 2009 more than 54,000 certificates had been issued in
 116 countries.
Environmental Management System
            ISO 14001 « EMS 14001 »
ISO 14000 is a family of standards related to
  environmental management that exists to help
  organizations:
  (a) minimize how their operations (processes etc.)
  negatively affect the environment (i.e. cause adverse
  changes to air, water, or land),
  (b) comply with applicable laws, regulations, and other
  environmentally oriented requirements, and
  (c) continually improve on (a) (b) and (c) above.
Environmental Management System
            ISO 14001 « EMS 14001 »

The ISO 14000 family includes most notably the ISO 14001
  standard, which represents the core set of standards used
  by organizations for designing and implementing an
  effective environmental management system. Published 1996.

ISO 14001, as with other ISO 14000 standards is voluntary
  with its main aim to assist companies in continually
  improving their environmental performance, while
  complying with any applicable legislation.
Environmental Management System
            ISO 14001 « EMS 14001 »
 The core requirement of a continual improvement
  process (CIP) is different from the one known from
  quality management systems. CIP in ISO 14001 has three
  dimensions.
  (1) Expansion: More and more business areas get covered
  by the implemented EMS.
  (2) Enrichment: More and more activities, products,
  processes, emissions, resources get managed by the
  implemented EMS.
  (3) Upgrading: An improvement of the structural and
  organizational framework of the EMS, as well as an
  accumulation of know-how in dealing with business
  related environmental issues.
Environmental Management System
            ISO 14001 « EMS 14001 »
Overall, the CIP-concept expects the organization to
 gradually move away from merely operational
 environmental measures towards a strategic approach on
 how to deal with environmental challenges.
Improvements in overall environmental performance and
 compliance.
Provide a framework for using pollution prevention
 practices to meet EMS objectives.
Increased efficiency and potential cost savings when
 managing environmental obligations.
Promote predictability and consistency in managing
 environmental obligations.
Environmental Management System
            ISO 14001 « EMS 14001 »
4.1 General Requirements             4.4.3 Communication

4.2 Environmental Policy             4.4.4 Environmental management
                                     system documentation
4.3 Planning                         4.4.5 Document control
4.3.1 Environmental aspects          4.4.6 Operational control
4.3.2 Legal and other requirements   4.4.7 Emergency preparedness and
                                     response
4.3.3 Objectives and targets         4.5 Checking and Corrective Action

4.3.4 Environmental management       4.5.1 Monitoring and measurement
program
4.4 Implementation and Operation     4.5.2 Nonconformance and corrective
                                     and preventive action
4.4.1 Structure and responsibility   4.5.3 Records
4.4.2 Training, awareness and        4.5.4 Environmental management
competence                           system audit
Environmental Management System
                ISO 14001 « EMS 14001 »
4.6 Management Review
A. Does the organization’s top         C. Does the management review
management, at intervals it            process
determines, review the                 ensure that the necessary
environmental management system        information is collected to allow
to ensure its continuing suitability   management to carry out this
and effectiveness?                     evaluation?
B. Are the management reviews          D. Does each management review
documented?                            address the possible need for
                                       changes to policy, objectives, and
                                       other elements of the environmental
                                       management systems , in the
                                       light of:
(i) Environment management system (ii) Changing circumstances?
audit results?
(iii) xThe commitment to continual     M = Major Nonconformity
improvement?                           N = Minor Nonconformity
                                       O = Observation
                                       C = Comment
Environmental Management System
            ISO 14001 « EMS 14001 »
 ISO 14001 can be used in whole or in part to help an
  organization, for profit or not-for-profit, better manage its
  relationship with the environment.
 If all the elements of ISO 14001 are incorporated into the
  management process, the organization may opt to prove
  that it has achieved full alignment or conformity with the
  international standard, ISO 14001, by using one of four
  recognized options.
 These are:
           (1) make a self-determination and self-declaration,
  or
  (2)seek confirmation of its conformance by parties having
  an interest in the organization, such as customers, or
Environmental Management System
          ISO 14001 « EMS 14001 »
(3) seek confirmation of its self-declaration by a party
external to the organization,
(4) or seek certification/registration of its environmental
management system by an external organization.

Organizations can significantly benefit from EMS
implementation through the identification of large cleaner
production projects (e.g. which can drastically cut
electricity costs in manufacturing industries). ISO 14001
can be a very effective tool to identify these cost savings
opportunities for some organizations.
Safety Health Environment
Safety Health Environment

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OHSAS 18001 and ISO EMS14001

  • 1. Nestor B. Mejia, CHMM, REM, CAC, ASP OHSAS 18001 and EMS ISO 14001 September 20th, 2012 EORM San Jose, CA
  • 2. Safety Health Environment  Systematic and comprehensive need to incorporate the organization’s commitment to a corporate wide EHS program that encompasses regions and countries – A global management system.  Recognized certifications for comprehensive program to address all Safety, Health and Environmental concerns.  Measurable progress and accomplishments.  Administration and operations documentation that supports compliance claims.
  • 3. Occupation Health Safety Assessment Specification « OHSAS » OHSAS 18001 is an Occupation Health and Safety Assessment Series for health and safety management systems. It is intended to help an organizations to control occupational health and safety risks. It was developed in response to widespread demand for a recognized standard against which to be certified and assessed. OHSAS 18001 was created via a concerted effort from a number of the worlds leading national standards bodies, certification bodies, and specialist consultancies.
  • 4. Occupation Health Safety Assessment Specification « OHSAS » Central to OHSAS requirements are strong policies and procedures. OHSAS 18000 is an international occupational health and safety management system specification. It comprises two parts, 18001 and 18002 and embraces a number of other publications. Other documents, were used in the creation process: i. BS8800: 1996 Guide to occupational health and safety management systems. ii. UNE 81900 series of pre-standards on the Prevention of occupational risks.
  • 5. Occupation Health Safety Assessment Specification « OHSAS » iii. Technical Report NPR 5001: 1997 Guide to an occupational health and safety management system iv. Draft LRQA SMS 8800 Health & safety management systems assessment criteria v. SGS & ISMOL ISA 2000:1997 Requirements for Safety and Health Management Systems vi. BVQI Safety Cert: Occupational Safety and Health Management Standard vii. Draft AS/NZ 4801 Occupational health and safety management systems Specification with guidance for use.
  • 6. Occupation Health Safety Assessment Specification « OHSAS » 1.1 Health and Safety Management 1.11 General plant and equipment 1.2 Training 1.12 Accident Treatment / Accident Reporting / First Aid Facilities 1.3 Risk Assessment 1.13 Abrasive Wheels 1.4 Housekeeping 1.14 Excavations and Openings 1.5 Permits to Work 1.15 Confined Spaces 1.6 Working on or in the vicinity of 1.16 Electrical Equipment high temperature hot water systems 1.7 Working in the vicinity of sprinkler 1.17 Cranes, Hoists, Platforms etc. systems 1.8 Protection against noise 1.18 Working at Heights 1.9 Protection against fire 1.19 Compressed Gas Cylinders 1.10 Hazardous substances and 1.20 Welfare Facilities materials
  • 7. Occupation Health Safety Assessment Specification « OHSAS » 1.21 Alcohol 1.31 Provision and use of Work Equipment 1.22 Smoking 1.32 Hygienic Maintenance 1.23 Safety Harnesses 1.24 Non English Speaking Personnel 1.25 Testing, Commissioning and maintenance of temporary plant and services 1.26 Personal Protective Equipment 1.27 Appointments by Contractor 1.28 Manual Handling 1.29 Re-use of Metal Drums 1.30 Emergency Procedures
  • 8. Occupation Health Safety Assessment Specification « OHSAS »  Establish an EHS management system to eliminate or minimize risk to employees who may be exposed to risks associated with their work activities.  Assure conformance with stated EHS policies.  Demonstrate conformance to external bodies.  Implement, maintain and continually improve an EHS management system.  Make a self-determination and declaration of conformance with this OHSAS specification.  EHS management system verifiable by an external organization.
  • 9. Occupation Health Safety Assessment Specification « OHSAS » OHSAS helps in a variety of ways to minimize risk to employees, visitors, community and shareholders. Improve an existing EHS management system. Demonstrate diligence. Gains assurance. As of 2005, around 16,000 organizations in more than 80 countries were using the OHSAS 18001 specification. By 2009 more than 54,000 certificates had been issued in 116 countries.
  • 10. Environmental Management System ISO 14001 « EMS 14001 » ISO 14000 is a family of standards related to environmental management that exists to help organizations: (a) minimize how their operations (processes etc.) negatively affect the environment (i.e. cause adverse changes to air, water, or land), (b) comply with applicable laws, regulations, and other environmentally oriented requirements, and (c) continually improve on (a) (b) and (c) above.
  • 11. Environmental Management System ISO 14001 « EMS 14001 » The ISO 14000 family includes most notably the ISO 14001 standard, which represents the core set of standards used by organizations for designing and implementing an effective environmental management system. Published 1996. ISO 14001, as with other ISO 14000 standards is voluntary with its main aim to assist companies in continually improving their environmental performance, while complying with any applicable legislation.
  • 12. Environmental Management System ISO 14001 « EMS 14001 »  The core requirement of a continual improvement process (CIP) is different from the one known from quality management systems. CIP in ISO 14001 has three dimensions. (1) Expansion: More and more business areas get covered by the implemented EMS. (2) Enrichment: More and more activities, products, processes, emissions, resources get managed by the implemented EMS. (3) Upgrading: An improvement of the structural and organizational framework of the EMS, as well as an accumulation of know-how in dealing with business related environmental issues.
  • 13. Environmental Management System ISO 14001 « EMS 14001 » Overall, the CIP-concept expects the organization to gradually move away from merely operational environmental measures towards a strategic approach on how to deal with environmental challenges. Improvements in overall environmental performance and compliance. Provide a framework for using pollution prevention practices to meet EMS objectives. Increased efficiency and potential cost savings when managing environmental obligations. Promote predictability and consistency in managing environmental obligations.
  • 14. Environmental Management System ISO 14001 « EMS 14001 » 4.1 General Requirements 4.4.3 Communication 4.2 Environmental Policy 4.4.4 Environmental management system documentation 4.3 Planning 4.4.5 Document control 4.3.1 Environmental aspects 4.4.6 Operational control 4.3.2 Legal and other requirements 4.4.7 Emergency preparedness and response 4.3.3 Objectives and targets 4.5 Checking and Corrective Action 4.3.4 Environmental management 4.5.1 Monitoring and measurement program 4.4 Implementation and Operation 4.5.2 Nonconformance and corrective and preventive action 4.4.1 Structure and responsibility 4.5.3 Records 4.4.2 Training, awareness and 4.5.4 Environmental management competence system audit
  • 15. Environmental Management System ISO 14001 « EMS 14001 » 4.6 Management Review A. Does the organization’s top C. Does the management review management, at intervals it process determines, review the ensure that the necessary environmental management system information is collected to allow to ensure its continuing suitability management to carry out this and effectiveness? evaluation? B. Are the management reviews D. Does each management review documented? address the possible need for changes to policy, objectives, and other elements of the environmental management systems , in the light of: (i) Environment management system (ii) Changing circumstances? audit results? (iii) xThe commitment to continual M = Major Nonconformity improvement? N = Minor Nonconformity O = Observation C = Comment
  • 16. Environmental Management System ISO 14001 « EMS 14001 »  ISO 14001 can be used in whole or in part to help an organization, for profit or not-for-profit, better manage its relationship with the environment.  If all the elements of ISO 14001 are incorporated into the management process, the organization may opt to prove that it has achieved full alignment or conformity with the international standard, ISO 14001, by using one of four recognized options.  These are: (1) make a self-determination and self-declaration, or (2)seek confirmation of its conformance by parties having an interest in the organization, such as customers, or
  • 17. Environmental Management System ISO 14001 « EMS 14001 » (3) seek confirmation of its self-declaration by a party external to the organization, (4) or seek certification/registration of its environmental management system by an external organization. Organizations can significantly benefit from EMS implementation through the identification of large cleaner production projects (e.g. which can drastically cut electricity costs in manufacturing industries). ISO 14001 can be a very effective tool to identify these cost savings opportunities for some organizations.

Notas del editor

  1. Benefits - How Can OHSAS Help? The OHSAS specification is applicable to any organization that wishes to:
  2. Benefits - How Can OHSAS Help? The OHSAS specification is applicable to any organization that wishes to: