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6
mental health problems in early
childhood can impair learning and
Behavior for life
working paper   6
memBers                                                                 charles a. nelson, ph.D.
                                                                        Richard David Scott Chair in Pediatric Developmental
Jack p. shonkoff, m.D., chair                                           Medicine Research, Children’s Hospital Boston; Professor
Julius B. Richmond FAMRI Professor of Child Health and                  of Pediatrics, Harvard Medical School
Development; Director, Center on the Developing Child,
Harvard University                                                      Deborah phillips, ph.D.
                                                                        Professor of Psychology and Associated Faculty, Public
w. thomas Boyce, m.D.                                                   Policy Institute; Co-Director, Research Center on Children
Sunny Hill Health Centre/BC Leadership Chair in Child                   in the U.S., Georgetown University
Development; Professor, Graduate Studies and Medicine,
University of British Columbia, Vancouver                               ross a. thompson, ph.D.
                                                                        Professor of Psychology, University of California, Davis
Judy cameron, ph.D.
Professor of Psychiatry, University of Pittsburgh; Senior
Scientist, Oregon National Primate Research Center;                     contriButing memBers
Professor of Behavioral Neuroscience and Obstetrics &
Gynecology, Oregon Health and Science University                        susan nall Bales
                                                                        President, FrameWorks Institute
greg J. Duncan, ph.D.
Distinguished Professor, Department of Education,                       Bruce s. mcewen, ph.D.
University of California, Irvine                                        Alfred E. Mirsky Professor; Head, Harold and Margaret
                                                                        Milliken Hatch Laboratory of Neuroendocrinology,
nathan a. fox, ph.D.                                                    The Rockefeller University
Distinguished Professor; Director, Child Development
Laboratory, University of Maryland College Park                         arthur J. rolnick, ph.D.
                                                                        Senior Vice President and Director of Research, Federal
william t. greenough, ph.D.                                             Reserve Bank of Minneapolis
Swanlund Professor of Psychology, Psychiatry, and Cell
and Developmental Biology; Director, Center for Ad-
vanced Study at University of Illinois, Urbana-Champaign                partners
                                                                        the frameworks institute
megan r. gunnar, ph.D.                                                  the Johnson & Johnson pediatric institute
Regents Professor and Distinguished McKnight University
Professor, Institute of Child Development, University of                the national conference of state legislatures
Minnesota                                                               the national governors association center for
                                                                        Best practices
eric knudsen, ph.D.
Edward C. and Amy H. Sewall Professor of Neurobiology,
Stanford University School of Medicine                                  sponsors
                                                                        Birth to five policy alliance
pat levitt, ph.D.
                                                                        the Buffett early childhood fund
Professor of Pharmacology, Annette Schaffer Eskind
Chair; Director, Kennedy Center for Research on Human                   the John D. and catherine t. macarthur foundation
Development, Vanderbilt University                                      the pierre and pamela omidyar fund


about the authors
The National Scientific Council on the Developing Child, housed at the Center on the Developing Child at Harvard University, is a
multi-disciplinary collaboration designed to bring the science of early childhood and early brain development to bear on public
decision-making. Established in 2003, the Council is committed to an evidence-based approach to building broad-based public will that
transcends political partisanship and recognizes the complementary responsibilities of family, community, workplace, and government to
promote the well-being of all young children.

For more information, go to www.developingchild.net.



Please note: The content of this paper is the sole responsibility of the authors and does not necessarily represent the opinions of
the funders or partners.

Suggested citation: National Scientific Council on the Developing Child (2008). Mental Health Problems in Early Childhood Can Impair
Learning and Behavior for Life: Working Paper #6. http://www.developingchild.net

© December 2008, National Scientific Council on the Developing Child, Center on the Developing Child at Harvard University



                                                                                                        first printing: december 2008
the issue

significant mental health problems can and do occur in young children. in some cases,
these problems can have serious consequences for early learning, social competence, and lifelong
health. Furthermore, the foundations of many mental health problems that endure through adult-
hood are established early in life through the interaction of genetic predispositions and sustained,
stress-inducing experiences. This knowledge should motivate practitioners and policymakers alike
to address mental health problems at their origins, rather than only when they become more seri-
ous later in life.
Public awareness of significant emotional and        problems disrupt the typical pattern of devel-
behavioral problems in early childhood is            oping brain architecture and impair emerging
growing, as preschool teachers report increas-       capacities for learning and relating to others.
ingly major disruptions in their classrooms1         Most important, there are indications that
and kindergarten teachers identify social and        early intervention can have a profound posi-
emotional problems as a common impedi-               tive effect on the trajectory of emotional or
ment to school readiness.2,3 The emergence           behavioral problems as well as improve out-
of mental health problems in young children          comes for children with serious disorders, be
occurs within the context of an environment          they psychological or genetic in origin.
of relationships that can include parents, rela-        While all children experiencing prolonged
tives, caregivers, teachers, and peers. Science      adversity are at risk for poor outcomes, studies
shows that this environment of relationships         show that long-term physical and mental health
plays a critical role in shaping a child’s social,   impacts are most likely to affect individuals who
emotional, and cognitive development in the          are genetically more vulnerable to stress. Early
earliest years of life. In turn, problems in these   stresses can include child abuse or neglect, fam-
domains affect not only the child, but those         ily turmoil, neighborhood violence, extreme
who care for, play with, or attempt to teach
that child. Thus, while problems in cognitive
development are already the focus of much              the foundations of many mental health problems
attention, emerging emotional and behavioral
problems in the early years are also an impor-
                                                       that endure through adulthood are established
tant societal issue that must be addressed.
                                                       early in life.
   The science of early childhood development
also tells us that, for some children, mental
health problems may begin early and endure.          poverty, and other conditions in a child’s envi-
Although establishing diagnostic criteria for        ronment that can prime neurobiological stress
psychological disorders in young children re-        systems to become hyper-responsive to adver-
mains a challenge, many children show clear          sity.7 Exposure to adverse experiences such as
characteristics of anxiety disorders, attention-     these early in life, particularly for vulnerable
deficit/hyperactivity disorder, conduct disor-       children, predicts the emergence of later physi-
der, depression, post-traumatic stress disorder,     cal and mental health problems, including psy-
and other problems at a very early age.4 Recent      chological disorders like depression.8,9
reports suggest that some of the characteris-            Although mental health challenges for young
tics of neuro-developmental disabilities such        children share many biological and behavioral
as autism can be detected during the first year5     characteristics with those of older children and
and that older children often exhibit the emo-       adults, there are at least three ways in which ear-
tional legacy of early abuse or neglect.6 Beyond     ly childhood is a period of special vulnerability.
the challenges facing these children and their       First, psychological health for young children is
caregivers, attention to early mental health         strongly influenced by their environment of re-
problems is warranted because these kinds of         lationships and the support or risks these rela-


www.developingchild.net                              Mental Health Problems in Early Childhood Can Impair Learning and Behavior for Life 1
national scientific council on the Developing chilD




                              tionships confer.10 Therefore, to understand the            developmental differences are important to
                              reasons that young children may be at risk for              understanding the behavioral and emotional
                              mental health impairments, how best to provide              disturbances that young children may experi-
                              assistance, and strategies for preventing these             ence, how they are manifested, and how to assist
                              problems from arising, it is important to look              them.
                              at the quality of their early relationships. To a              Third, there is a broad range of individual
                              greater extent than is true of older children and           differences among young children that can
                              adults, viewing the child alone as the “patient”            make it difficult to distinguish typical varia-
                              or the source of the problem can lead to costly             tions in behavior from persistent problems, or
                              or ineffective policies and practices.                      normal differences in maturation from signif-
                                 Second, young children often respond to                  icant developmental delays.11 Although many
                              emotional experiences and traumatic events in               enduring mental health problems have their
                              ways that are very different from adults. They              origins in the early years, many behavioral or
                              understand, manage, and talk about their ex-                emotional difficulties in children and even
                              periences differently from adults. Their self-              adolescents are transient.12,13,14 Thus, caution
                              awareness and capacity to think about                       is needed when evaluating an infant or young
                              their emotions and the events that trig-                    child for potential indicators of emotional or
                              ger them are not yet well-developed. These                  behavioral difficulty.



what science tells us
                              significant adversity early in life can damage              such as maternal depression, also have well-
                              the architecture of the developing brain and                documented effects on developing brain func-
                              increase the likelihood of significant mental               tion in the early years.24, 25, 26, 27, 28
                              health problems that may emerge either early                    All of these situations are stressful for chil-
                              or years later.7, 15,16,17,18,19,20,21 Life circumstances   dren. Persistent activation of biological stress re-
                              associated with family stress, such as persis-              sponse systems leads to abnormal levels of stress
                              tent poverty, threatening neighborhoods,                    hormones that have the capacity to damage
                              and very poor child care conditions, elevate                brain architecture if they do not normalize. In
                              the risk of serious mental health problems                  the absence of the buffering protection of sup-
                              and undermine healthy functioning in the                    portive relationships, these hormone levels can
                              early years.22 Early childhood adversity of this            remain out of balance. Known as toxic stress,
                              kind also increases the risk of adult health                this condition literally interferes with develop-
                              and mental health problems because of its                   ing brain circuits, and poses a serious threat to
                                                                                          young children, not only because it undermines
    persistent poverty, threatening neighborhoods,                                        their emotional well-being, but also because
                                                                                          it can impair a wider range of developmental
     and very poor child care conditions elevate the                                      outcomes including early learning, exploration
                                                                                          and curiosity, school readiness, and later school
                  risk of serious mental health problems.                                 achievement.15,21,29,30,31,32,33,34,35

                                                                                          much impairment in mental health arises as a
                              enduring effects on the body and brain de-                  result of the interaction between a child’s ge-
                              velopment.23 Young children who experience                  netic predisposition and his or her exposure to
                              recurrent abuse or chronic neglect, regularly               significant environmental adversity. Differences
                              witness domestic violence, or live in homes                 in individual behavioral styles (which child de-
                              permeated by parental mental health or                      velopment researchers call temperament) influ-
                              substance abuse problems are particularly                   ence the mental health consequences of early
                              vulnerable. Relationship-based conditions                   traumatic, abusive, or stressful experiences. A
                              contributing to early emotional difficulties,               young child with a genetic predisposition to


2 Mental Health Problems in Early Childhood Can Impair Learning and Behavior for Life                                 www.developingchild.net
what science tells us




fearfulness, for example, is more likely to de-       be related to the development of more serious
velop anxiety or depression than a child with-        problems later in life, as other studies show that
out that predisposition, but particularly in the      children who are behaviorally inhibited show
context of harsh, inconsistent caregiving (per-       different activation of brain regions related to
haps owing to the stresses of deep poverty, poor      emotional withdrawal and fear than children
quality child care, or a depressed mother) rather     whose behavior is more typical.39,40,41,42
than nurturing, sensitive care.
   This nature-nurture interaction is illus-          the behaviors and characteristics associated
trated in studies of behavioral inhibition, an        with mental health problems in the earliest years
early-emerging pattern of fearful, withdrawn          of life are often different from those seen in older
behavior that is a risk factor for later anxiety      children and adults with psychological difficul-
problems.10,36 In a recent report, behavioral in-     ties.43,44,45 Young children’s brains are not fully
hibition at age 7 was related to the interaction of   developed and they do not respond to stressful
two influences: (a) a gene that is associated with    events the way adults do. A toddler who is cop-
anxiety and fear in adults, and (b) the mother’s      ing with trauma or the loss of a loved one acts
report that she lacked social support from oth-       differently from a traumatized adolescent be-
ers, which is likely to be associated with stress     cause of the different psychological capabilities,
for her children. In other words, the interaction     emotional needs, and social experiences at each
of a genetic tendency toward anxiety along with       age. Young children manifest the symptoms of
the experience of life stress best predicted which    depression or post-traumatic stress disorder
children would remain behaviorally inhibited          (PTSD) differently from young adults. Some
at age 7.37,38 Such behavioral inhibition may         mental health problems, such as attachment-




    mental health problems can occur across childhood


                  any Diagnosis



   serious emotional Disorder



               anxiety Disorder
                                                                                 age 2-5

  Disruptive Behavior Disorder                                                   age 8-17



                             aDhD



                      Depression

                                    0         5%           10%             15%              20%             25%             30%

                                                                   percent of children


   Source: Egger & Angold (2006)4




www.developingchild.net                               Mental Health Problems in Early Childhood Can Impair Learning and Behavior for Life 3
national scientific council on the Developing chilD




                               related disorders (i.e., profound disturbances             Promising approaches for some early mental
                               in close relationships with caregivers), are spe-          health challenges are well-described,60,61,62 yet
                               cific to early childhood. Thus, although adult             they are not widely available. Other problems
                               diagnostic approaches can provide some guid-               have been less well-studied in very young chil-
                               ance for understanding the kinds of problems               dren. Nevertheless, many disorders can be pre-
                               that younger children may experience, new ap-              vented before they begin through developmen-
                               proaches to assessment and diagnosis based on              tally appropriate, high-quality early care and
                               the unique developmental needs and character-              education, systems of support that assist parents
                               istics of young children are also necessary.45,46          and caregivers to provide warm and secure re-
                                   Over the past few years, researchers have              lationships and detect emotional problems be-
                               validated diagnostic criteria specific to young            fore they become more resistant to change, and
                               children that are useful in identifying early              public policies that help to ameliorate the physi-
                                                                                          cal, social, and economic conditions that cause
                                                                                          some families to struggle.
       if young children are not provided appropriate
                                                                                          some individuals demonstrate remarkable re-
    help, emotional difficulties that emerge early in                                     silience in the face of early, persistent maltreat-
                                                                                          ment, trauma, and emotional harm, but there are
life can become more serious disorders over time.
                                                                                          limits to the capacity of young children to recover
                                                                                          psychologically from such adversity.63,64,65,66 Even
                               forms of depression, post-traumatic stress                 under circumstances in which children have been
                               disorder, autism, disruptive behavior disor-               rescued from traumatizing circumstances and
                               ders, anxiety disorders, and attention deficit/            placed in exceptionally nurturing homes, devel-
                               hyperactivity disorder.4,47,48,49,50,51,52,53 Despite      opmental improvements are often accompanied
                               these gains, however, the accurate identifica-             by continuing problems in self-regulation, emo-
                               tion of serious mental health disorders dur-               tional adaptability, relating to others, and self-
                               ing the first three to four years of life remains          understanding. There also is evidence to suggest
                               a challenging task. As with older children                 that long-term physical health can be affected by
                               and adults, it is unwise to assume that early              early life adversity in the form of increased risk of
                               problems can be classified simply into one                 heart disease, diabetes, hypertension, and other
                               category within a diagnostic system. In fact,              physical ailments, as stressful experiences can
                               young children, like older children and adults,            literally be “built” into the body and the brain.9
                               frequently      experience     multple         prob-       Generally speaking, when children overcome these
                               lems (known as“co-morbidity”), as il-                      burdens, they have been the beneficiaries of ex-
                               lustrated by the co-occurrence of depres-                  ceptional efforts on the part of supportive adults.
                               sion with oppositional-defiant disorders                   These findings underscore the importance of pre-
                               in early childhood or the increased preva-                 vention and timely intervention in circumstances
                               lence of depression or anxious emotional                   that put young children at serious psychological
                               problems in children with autism.4,54,55,56                risk.

                               if young children are not provided appropriate             serious developmental disabilities can also be
                               help, emotional difficulties that emerge early             associated with significant mental health impair-
                               in life can become more serious disorders over             ments that are affected by experience and ame-
                               time.57,58,59 Early prevention strategies and efforts      nable to intervention. Neuro-developmental dis-
                               to identify and treat emergent mental health               orders, such as autism, fragile X syndrome, and
                               problems are likely to be more psychologically             Down syndrome, for example, are the result of
                               beneficial and cost-effective than trying to treat         strong genetic influences. Nevertheless, genet-
                               emotional difficulties after they become more              ics is only part of the story. Although disorders
                               serious at a later age. This field urgently needs          such as Down syndrome have a strong genetic
                               treatment strategies that are age-appropriate,             etiology, mental health outcomes for these chil-
                               support the development of healthy relation-               dren are also affected by the quality of care and
                               ships, and are consistent with scientific knowl-           support they receive. The possibility of signifi-
                               edge about early psychological development.                cant improvement in quality of life, as well as in


4   Mental Health Problems in Early Childhood Can Impair Learning and Behavior for Life                                www.developingchild.net
what science tells us




both cognitive and social functioning, as a result     for many providers of child health services and
of prompt intervention provides a strong argu-         early care and education who are faced with
ment for the early detection and treatment of          children who present problematic behavior, the
these developmental disorders. This is becom-          question of “when to worry” is paramount, yet
ing increasingly apparent with respect to early        little evidence exists to answer that question
intervention for autism.67                             definitively. Although early mental health prob-
                                                       lems can foreshadow enduring disorders, many
the powerful influences of early relationships il-     difficulties are transient and disappear with
lustrate how much the emotional well-being of          appropriate management and further matura-
young children is directly tied to the emotional       tion.12,13,14 Generally speaking, clinical experts
functioning of their caregivers and the families
in which they live.68 When these relationships
are abusive, threatening, chronically neglect-           the emotional well-being of young children is
ful, or otherwise psychologically harmful, they
are a potent risk factor for the development
                                                         directly tied to the emotional functioning of their
of early mental health problems. In contrast,
                                                         caregivers and the families in which they live.
when these relationships are reliably warm,
responsive, and supportive, they can actually
buffer young children from the adverse effects         advise greater concern when children exhibit
of other stressors.19,63.69,70,71 It is essential to   constellations of problems (e.g., persistent irri-
treat young children’s mental health problems          tability, eating and sleeping problems, combined
within the context of their family, home, and          with defiance) that lead to significant impair-
community environments. Stated simply, ad-             ments (especially in age-appropriate behavioral
dressing the stressors affecting a child requires      skills and relationships). Nevertheless, in the ab-
addressing the stressors on his or her family in       sence of more extensive evidence on the natu-
order to ensure that the critical environment          ral history of many mental health disorders, the
of relationships can be maximally supportive.          “when to worry” problem remains a challenge.


popular misrepresentations of science
as the public devotes more attention to                experiences in early childhood are not “forgot-
the relation between early brain development           ten” — they are built into the architecture of
and the emotional well-being of young children,        the developing brain and can have a sustained
the risk of misinformation and misleading or           impact that extends well into the adult years,
irresponsible messages also grows. Within this         especially when they are severe, persistent, and
context, it is essential that we distinguish scien-    uncontrollable. Aversive family and community
tific fact from erroneous fiction. The following       environments can have a similarly enduring
two misconceptions are particularly important          emotional impact on young children when they
to set straight.                                       are experienced as toxic stress and not buffered
                                                       by supportive relationships.
contrary to popular belief, young children can
and do experience serious emotional problems           contrary to popular belief, young children liv-
that are comparable in severity to what we ob-         ing in highly disadvantaged environments can
serve in older children and adults, and can have       be protected from serious emotional or behav-
lasting effects. Although young children are not       ioral consequences. Although such conditions
as psychologically sophisticated as adults, re-        increase their risk for serious mental health
search on early childhood development shows            problems, learning impairments, and long-term
that they are capable of experiencing peaks of         physical illnesses, children who experience seri-
joy and elation as well as depths of grief, sadness,   ous threats to their psychological health, such
hopelessness, intense anger, and rage. Contrary        as those who are physically abused, chronically
to traditional views, highly negative emotional        neglected, or emotionally traumatized, do not


www.developingchild.net                                Mental Health Problems in Early Childhood Can Impair Learning and Behavior for Life 5
national scientific council on the Developing chilD




                                                          inevitably develop significant mental illnesses.      the context of stable, nurturing relationships
                                                          These children can be protected through the           with supportive and skilled caregivers as well as
                                                          early identification of their emotional needs         through preventive mental health services.64,66,72
                                                          and the provision of appropriate assistance in


the science-policy gap
                                                          the fact that young children can present              professionals who are regularly involved in the
                                                          challenging behaviors is hardly news to the           lives of infants, toddlers, and preschoolers often
                                                          adults who care for them. It is less well known       lack the knowledge and skills that would help
                                                          that some serious behavior problems in the            them identify the early signs of mental health
                                                          early years of life may be the first signs of po-     problems as well as fully understand the conse-
                                                          tentially lifelong disorders that are preventable     quences of family difficulties and parent mental
                                                          if treated at a young age. Very young children        health problems for young children’s develop-
                                                          can experience significant impairments in their       ment. These professionals include child care
                                                          mental health that are embedded in the archi-         providers and preschool teachers (who are of-
                                                          tecture of their brains and may have life-long        ten the first people outside the family to iden-
                                                          consequences, according to a rich and growing         tify a child who has serious emotional difficul-
                                                          science base. Yet little attention has been paid to   ties), physicians and other health care providers
                                                          the development and implementation of strate-         (who often lack a sophisticated understanding
                                                          gies to identify children who are at risk for such    of psychological development and early mental
                                                          problems and provide supports for them and            health), paraprofessional home visitors, pro-
                                                          their families that will increase the probability     gram administrators and personnel in social
                                                          of more favorable outcomes. This gap between          service, child protection, early intervention, and
                                                          what we know and what we do is illustrated by         welfare agencies, and others who regularly serve
                                                          the following three examples.                         families with young children.




     antipsychotic prescriptions for children have increased five-fold

                                                     45

                                                     40
                   perscriptions per 1000 children




                                                     35

                                                     30

                                                     25

                                                     20

                                                     15

                                                     10

                                                      5

                                                      0
                                                                          1995-1996                               2001-2002

                                                                      antipsychotic prescriptions for children ages 2-12
    Source: Cooper et al. (2006)81




6 Mental Health Problems in Early Childhood Can Impair Learning and Behavior for Life                                                      www.developingchild.net
the science-policy gap




in most communities, mental health services for       young as age three.74 In most cases, these medi-
young children and their families are often limit-    cations for young children are prescribed “off
ed, of uneven quality, and difficult to access, and   label,” which means that they have only been
there are few well-trained professionals with ex-     approved for treating adults and that there are
pertise in early childhood mental health. Central     no scientific data on their immediate or long-
to this problem is the need to close the gap be-      term effects on child behavior or early brain
tween the numbers of young children exhibit-          development.47 Until the relevant clinical stud-
ing emotional difficulties and/or problematic         ies have been completed with the appropriate
behavior that cannot be managed adequately by
their parents and the number of personnel who
are skilled in effective intervention approaches        sometimes the best intervention strategy for
that are uniquely suited to this group.
                                                        young children with serious behavioral or
there has been a dramatic increase in the use of
psychoactive drugs for young children with be-
                                                        emotional problems is to focus directly on the
havioral or mental health problems, despite the
fact that neither the efficacy nor safety of many
                                                        primary needs of those who care for them.
of these medications has been studied specifi-
cally in children at these early ages.47 A recent     populations of young children, the use of such
report from the National Survey of Children’s         medications must be viewed as experimental and
Health, for example, reported that children age       their safety and effectiveness unknown.75,76,77,78
4-8 were more likely to be taking medication
for attention deficit/hyperactivity disorder than
older children and adolescents.73 Of even greater
concern, some studies have reported increasing
numbers of prescriptions for stimulant medi-
cations and antidepressants to treat children as


implications for policy and programs
the science of early childhood develop-               al and behavioral needs of infants, toddlers, and
ment, including knowledge about the extent to         preschoolers are best met through coordinated
which serious emotional problems are embed-           services that focus on their full environment of re-
ded in the architecture of the developing brain,      lationships. Multigenerational, family-centered
is sufficiently mature to support a number of         approaches offer the most promising models
evidence-based implications for those who de-         for preventing and treating mental health prob-
velop and implement policies that affect the          lems in young children. These strategies range
health and well-being of young children. Both         from providing information and support to ad-
public and private actions can prevent the kinds      dress problematic child behavior to initiating
of adverse circumstances that are capable of de-      therapeutic interventions to address significant
railing healthy development, as well as increase      parent mental health or substance abuse prob-
the likelihood that effective supports and appro-     lems, end domestic violence, or help families
priate therapeutic interventions (where needed)       to cope with the burdens of persistent poverty.
will reduce the long-term consequences of early       Indeed, sometimes the best intervention strat-
threats to a child’s mental health. The follow-       egy for young children with serious behavioral
ing points are particularly worthy of thoughtful      or emotional problems is to focus directly on
consideration.                                        the primary needs of those who care for them.
                                                      However, most funding approaches to mental
Because young children’s emotional well-being         health services are client-specific rather than
is tied so closely to the emotional status of their   family-focused, and most programs aimed at
parents and non-family caregivers, the emotion-       such “adult” problems as poverty, domestic


www.developingchild.net                               Mental Health Problems in Early Childhood Can Impair Learning and Behavior for Life 7
national scientific council on the Developing chilD




                                                                       violence, or substance abuse do not take into                sources that do not relate easily. These might
                                                                       consideration the emotional well-being of the                include early care and education, social service
                                                                       children affected by them. More flexible ap-                 and welfare departments, health care, schools,
                                                                       proaches to funding family-based preventive                  child welfare agencies, and early intervention
                                                                       and therapeutic mental health services are                   programs, to name a few. Reducing barriers to
                                                                       needed.                                                      greater coordination often requires attention to
                                                                                                                                    a tangle of administrative obstacles. One exam-
                                                                       therapeutic help for a young child with emotional            ple would be a change in reimbursement regula-
                                                                       or behavioral problems can be provided through               tions to allow “mental health funds” to be used
                                                                       a combination of home- and center-based                      to pay for specialized child care for a youngster
                                                                       services involving parents, extended family                  with emotional and behavioral problems, rather
                                                                       members, home visitors, providers of early care              than restricting the funds to only “mental health
                                                                       and education, and/or mental health profession-              programs.”
                                                                       als. The settings, partnerships, and targets of
                                                                       therapeutic assistance for young children with               mental health services for adults who are parents
                                                                       mental health needs are much more diverse                    of young children would have broader impact if
                                                                       than those for adults because their emotional                they routinely included attention to the needs of
                                                                       well-being is linked tightly to the quality of               the children as well. Because of the close associ-
                                                                       their relationships with the important people in             ation between young children’s emotional well-
                                                                       their lives. Effective intervention often requires           being and the emotional health and functioning
                                                                       the coordination of services from multiple                   of their caregivers,79 therapeutic assistance to




                                                                 preschool explusions Decrease with access to mental health professionals


                                                                 30%
                percent of pre-k teachers reporting expulsions




                                                                 25%
                                                                                                     access to
                                                                                                     psychologist/psychiatrist
                                                                 20%
                                                                                                     access to social worker

                                                                 15%


                                                                 10%


                                                                 5%


                                                                   0
                                                                                       unavailable                        on-call                     on-site or
                                                                                                                                                     regular visits
                                                                                          access to mental health professionals in preschools

    Source: Gilliam (2005)1




8 Mental Health Problems in Early Childhood Can Impair Learning and Behavior for Life                                                                           www.developingchild.net
implications for policy anD programs




a parent ought to include an automatic assess-       (S-CHIP), early intervention services under Part
ment of any young children in the family to see      C of the Individuals With Disabilities Education
how they are experiencing the emotional conse-       Act (IDEA), child welfare programs, and mater-
quences of their parent’s problems. For exam-        nal and child health initiatives.
ple, any physician treating a depressed mother
ought to understand the consequences of that         cultural differences in attitudes and beliefs about
diagnosis for her young children and therefore       behavior and mental health require sensitivity
assure that they receive careful examinations        and respect for diversity as well as specialized
and appropriate intervention as needed.              intervention skills. The mental health needs of
                                                     young children in families from different cul-
physicians and providers of early care and edu-      tural and ethnic groups would benefit consid-
cation would be better equipped to understand        erably from enhanced practitioner training and
and manage the behavioral problems of young          flexible service models that incorporate greater
children if they had more appropriate profes-
sional training in this area and easier access to
child mental health professionals when they are
                                                       Broader attention to early childhood mental health
needed. Caregivers, teachers, and physicians are
                                                       requires attention to the quality of out-of-home
often the first to recognize serious emotional
difficulties in a child who is in their care, and      care that children typically experience in the
on-site assistance from early childhood mental
health specialists can be particularly helpful in      early years.
providing guidance about how best to respond
to the needs of the children, their parents, and
providers of early care and education. Preschool     content representing a broad variety of cultures.
teachers with access to mental health con-           Differences are widespread across a variety of
sultation, for example, are less likely to expel     domains that affect approaches to the sensitive
children with behavioral problems from their         issues of emotional well-being and mental health
programs.80 Some states have made progress           in the early childhood years. These include how
in providing funds for early childhood mental        children are taught to interpret and express
health consultations in early child-care settings,   their experiences of fear, anger, and shame;
often through the coordination of diverse fund-      parents’ attitudes toward discipline; the relative
ing streams. Broader attention to early child-       reinforcement given to individual achievement
hood mental health requires attention to the         versus interdependent behavior; attitudes about
quality of out-of-home care that children typi-      mental health and mental illness; and accep-
cally experience in the early years.                 tance of therapeutic intervention for very young
                                                     children by non-family members; among many
a better coordinated infrastructure for funding      other concerns. The shifting demographics of
mental health services for young children could      the early childhood population in the United
provide a more stable and efficient vehicle for      States make this a particularly compelling pri-
assuring access to effective prevention and          ority for future planning. Finally, the effects
treatment programs. Consistent with both the         of cultural assimilation for immigrant groups
science—physiological interrelations among           across generations underscore the importance
the physical health, safety, and emotional well-     of understanding individual differences within
being of young children—and recent federal           cultural groups as well as continuous changes in
legislation regarding parity for coverage of         cultural beliefs and practices over time.
health care for both physical and mental health
impairments, funding for early childhood men-
tal health services could be integrated more
effectively into a wide range of existing health
programs. Examples include Early and Periodic
Screening, Diagnosis and Treatment (EPSDT)
services under the Medicaid program, the
State Children’s Health Insurance Programs


www.developingchild.net                              Mental Health Problems in Early Childhood Can Impair Learning and Behavior for Life 9
national scientific council on the Developing chilD




references


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                                 psychobiology of maltreatment in childhood. Journal of       80 Gilliam, W., & Zigler, E.F. (2000). A critical meta-analysis
                                 Social Issues, 62, 717-736.                                     of all evaluations of state-funded preschool from 1977
                              67 Faja, S., & Dawson, G. (2006). Early intervention for           to 1998: Implications for policy, service delivery and
                                 autism. In J. Luby (Eds.) Handbook of preschool mental          program evaluation. Early Childhood Research Quarterly,
                                 health (pp. 388-416). New York: Guilford.                       15, 441-473.
                              68 National Scientific Council on the Developing Child.         81 Cooper, W.O., Arbogast, P.G., Ding, H., Hickson, G.B.,
                                 (2004). Young children develop in an environment of             Fuchs, D.C., & Ray, W.A. (2006). Trends in prescribing of
                                 relationships, Working Paper #1. Retrieved 12/19/07 from        antipsychotic medications for US children. Ambulatory
                                 http://www.developingchild.net/reports.shtml.                   Pediatrics, 6, 79-83.
                              69 Bredy, T.W., Humpartzoomian, R.A., Cain, D.P., &
                                 Meaney, M.J.P. (2003). Partial reversal of the effect
                                 of maternal care on cognitive function through
                                 environmental enrichment. Neuroscience, 118, 571-576.




12 Mental Health Problems in Early Childhood Can Impair Learning and Behavior for Life                                             www.developingchild.net
council working paper series

working paper #1
Young Children Develop in an Environment of Relationships (2004)
http://developingchild.net/pubs/wp-abstracts/wp1.html


working paper #2
Children’s Emotional Development is Built into the Architecture of their Brain (2004)
http://developingchild.net/pubs/wp-abstracts/wp2.html


working paper #3
Excessive Stress Disrupts the Architecture of the Developing Brain (2005)
http://developingchild.net/pubs/wp-abstracts/wp3.html


working paper #4
Early Exposure to Toxic Substances Damages Brain Architecture (2006)
http://developingchild.net/pubs/wp-abstracts/wp4.html


working paper #5
The Timing and Quality of Early Experiences Combine to Shape Brain Architecture (2007)
http://developingchild.net/pubs/wp-abstracts/wp5.html



also from the council

A Science-Based Framework for Early Childhood Policy: Using Evidence to Improve
Outcomes in Learning, Behavior, and Health for Vulnerable Children (2007)
http://developingchild.net/pubs/pubs.html


The Science of Early Childhood Development: Closing the Gap Between What We Know
and What We Do (2007)
http://developingchild.net/pubs/pubs.html




50 Church Street, 4th Floor, Cambridge, MA 02138
617.496.0578
www.developingchild.net
www.developingchild.harvard.edu

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  • 1. 6 mental health problems in early childhood can impair learning and Behavior for life working paper 6
  • 2. memBers charles a. nelson, ph.D. Richard David Scott Chair in Pediatric Developmental Jack p. shonkoff, m.D., chair Medicine Research, Children’s Hospital Boston; Professor Julius B. Richmond FAMRI Professor of Child Health and of Pediatrics, Harvard Medical School Development; Director, Center on the Developing Child, Harvard University Deborah phillips, ph.D. Professor of Psychology and Associated Faculty, Public w. thomas Boyce, m.D. Policy Institute; Co-Director, Research Center on Children Sunny Hill Health Centre/BC Leadership Chair in Child in the U.S., Georgetown University Development; Professor, Graduate Studies and Medicine, University of British Columbia, Vancouver ross a. thompson, ph.D. Professor of Psychology, University of California, Davis Judy cameron, ph.D. Professor of Psychiatry, University of Pittsburgh; Senior Scientist, Oregon National Primate Research Center; contriButing memBers Professor of Behavioral Neuroscience and Obstetrics & Gynecology, Oregon Health and Science University susan nall Bales President, FrameWorks Institute greg J. Duncan, ph.D. Distinguished Professor, Department of Education, Bruce s. mcewen, ph.D. University of California, Irvine Alfred E. Mirsky Professor; Head, Harold and Margaret Milliken Hatch Laboratory of Neuroendocrinology, nathan a. fox, ph.D. The Rockefeller University Distinguished Professor; Director, Child Development Laboratory, University of Maryland College Park arthur J. rolnick, ph.D. Senior Vice President and Director of Research, Federal william t. greenough, ph.D. Reserve Bank of Minneapolis Swanlund Professor of Psychology, Psychiatry, and Cell and Developmental Biology; Director, Center for Ad- vanced Study at University of Illinois, Urbana-Champaign partners the frameworks institute megan r. gunnar, ph.D. the Johnson & Johnson pediatric institute Regents Professor and Distinguished McKnight University Professor, Institute of Child Development, University of the national conference of state legislatures Minnesota the national governors association center for Best practices eric knudsen, ph.D. Edward C. and Amy H. Sewall Professor of Neurobiology, Stanford University School of Medicine sponsors Birth to five policy alliance pat levitt, ph.D. the Buffett early childhood fund Professor of Pharmacology, Annette Schaffer Eskind Chair; Director, Kennedy Center for Research on Human the John D. and catherine t. macarthur foundation Development, Vanderbilt University the pierre and pamela omidyar fund about the authors The National Scientific Council on the Developing Child, housed at the Center on the Developing Child at Harvard University, is a multi-disciplinary collaboration designed to bring the science of early childhood and early brain development to bear on public decision-making. Established in 2003, the Council is committed to an evidence-based approach to building broad-based public will that transcends political partisanship and recognizes the complementary responsibilities of family, community, workplace, and government to promote the well-being of all young children. For more information, go to www.developingchild.net. Please note: The content of this paper is the sole responsibility of the authors and does not necessarily represent the opinions of the funders or partners. Suggested citation: National Scientific Council on the Developing Child (2008). Mental Health Problems in Early Childhood Can Impair Learning and Behavior for Life: Working Paper #6. http://www.developingchild.net © December 2008, National Scientific Council on the Developing Child, Center on the Developing Child at Harvard University first printing: december 2008
  • 3. the issue significant mental health problems can and do occur in young children. in some cases, these problems can have serious consequences for early learning, social competence, and lifelong health. Furthermore, the foundations of many mental health problems that endure through adult- hood are established early in life through the interaction of genetic predispositions and sustained, stress-inducing experiences. This knowledge should motivate practitioners and policymakers alike to address mental health problems at their origins, rather than only when they become more seri- ous later in life. Public awareness of significant emotional and problems disrupt the typical pattern of devel- behavioral problems in early childhood is oping brain architecture and impair emerging growing, as preschool teachers report increas- capacities for learning and relating to others. ingly major disruptions in their classrooms1 Most important, there are indications that and kindergarten teachers identify social and early intervention can have a profound posi- emotional problems as a common impedi- tive effect on the trajectory of emotional or ment to school readiness.2,3 The emergence behavioral problems as well as improve out- of mental health problems in young children comes for children with serious disorders, be occurs within the context of an environment they psychological or genetic in origin. of relationships that can include parents, rela- While all children experiencing prolonged tives, caregivers, teachers, and peers. Science adversity are at risk for poor outcomes, studies shows that this environment of relationships show that long-term physical and mental health plays a critical role in shaping a child’s social, impacts are most likely to affect individuals who emotional, and cognitive development in the are genetically more vulnerable to stress. Early earliest years of life. In turn, problems in these stresses can include child abuse or neglect, fam- domains affect not only the child, but those ily turmoil, neighborhood violence, extreme who care for, play with, or attempt to teach that child. Thus, while problems in cognitive development are already the focus of much the foundations of many mental health problems attention, emerging emotional and behavioral problems in the early years are also an impor- that endure through adulthood are established tant societal issue that must be addressed. early in life. The science of early childhood development also tells us that, for some children, mental health problems may begin early and endure. poverty, and other conditions in a child’s envi- Although establishing diagnostic criteria for ronment that can prime neurobiological stress psychological disorders in young children re- systems to become hyper-responsive to adver- mains a challenge, many children show clear sity.7 Exposure to adverse experiences such as characteristics of anxiety disorders, attention- these early in life, particularly for vulnerable deficit/hyperactivity disorder, conduct disor- children, predicts the emergence of later physi- der, depression, post-traumatic stress disorder, cal and mental health problems, including psy- and other problems at a very early age.4 Recent chological disorders like depression.8,9 reports suggest that some of the characteris- Although mental health challenges for young tics of neuro-developmental disabilities such children share many biological and behavioral as autism can be detected during the first year5 characteristics with those of older children and and that older children often exhibit the emo- adults, there are at least three ways in which ear- tional legacy of early abuse or neglect.6 Beyond ly childhood is a period of special vulnerability. the challenges facing these children and their First, psychological health for young children is caregivers, attention to early mental health strongly influenced by their environment of re- problems is warranted because these kinds of lationships and the support or risks these rela- www.developingchild.net Mental Health Problems in Early Childhood Can Impair Learning and Behavior for Life 1
  • 4. national scientific council on the Developing chilD tionships confer.10 Therefore, to understand the developmental differences are important to reasons that young children may be at risk for understanding the behavioral and emotional mental health impairments, how best to provide disturbances that young children may experi- assistance, and strategies for preventing these ence, how they are manifested, and how to assist problems from arising, it is important to look them. at the quality of their early relationships. To a Third, there is a broad range of individual greater extent than is true of older children and differences among young children that can adults, viewing the child alone as the “patient” make it difficult to distinguish typical varia- or the source of the problem can lead to costly tions in behavior from persistent problems, or or ineffective policies and practices. normal differences in maturation from signif- Second, young children often respond to icant developmental delays.11 Although many emotional experiences and traumatic events in enduring mental health problems have their ways that are very different from adults. They origins in the early years, many behavioral or understand, manage, and talk about their ex- emotional difficulties in children and even periences differently from adults. Their self- adolescents are transient.12,13,14 Thus, caution awareness and capacity to think about is needed when evaluating an infant or young their emotions and the events that trig- child for potential indicators of emotional or ger them are not yet well-developed. These behavioral difficulty. what science tells us significant adversity early in life can damage such as maternal depression, also have well- the architecture of the developing brain and documented effects on developing brain func- increase the likelihood of significant mental tion in the early years.24, 25, 26, 27, 28 health problems that may emerge either early All of these situations are stressful for chil- or years later.7, 15,16,17,18,19,20,21 Life circumstances dren. Persistent activation of biological stress re- associated with family stress, such as persis- sponse systems leads to abnormal levels of stress tent poverty, threatening neighborhoods, hormones that have the capacity to damage and very poor child care conditions, elevate brain architecture if they do not normalize. In the risk of serious mental health problems the absence of the buffering protection of sup- and undermine healthy functioning in the portive relationships, these hormone levels can early years.22 Early childhood adversity of this remain out of balance. Known as toxic stress, kind also increases the risk of adult health this condition literally interferes with develop- and mental health problems because of its ing brain circuits, and poses a serious threat to young children, not only because it undermines persistent poverty, threatening neighborhoods, their emotional well-being, but also because it can impair a wider range of developmental and very poor child care conditions elevate the outcomes including early learning, exploration and curiosity, school readiness, and later school risk of serious mental health problems. achievement.15,21,29,30,31,32,33,34,35 much impairment in mental health arises as a enduring effects on the body and brain de- result of the interaction between a child’s ge- velopment.23 Young children who experience netic predisposition and his or her exposure to recurrent abuse or chronic neglect, regularly significant environmental adversity. Differences witness domestic violence, or live in homes in individual behavioral styles (which child de- permeated by parental mental health or velopment researchers call temperament) influ- substance abuse problems are particularly ence the mental health consequences of early vulnerable. Relationship-based conditions traumatic, abusive, or stressful experiences. A contributing to early emotional difficulties, young child with a genetic predisposition to 2 Mental Health Problems in Early Childhood Can Impair Learning and Behavior for Life www.developingchild.net
  • 5. what science tells us fearfulness, for example, is more likely to de- be related to the development of more serious velop anxiety or depression than a child with- problems later in life, as other studies show that out that predisposition, but particularly in the children who are behaviorally inhibited show context of harsh, inconsistent caregiving (per- different activation of brain regions related to haps owing to the stresses of deep poverty, poor emotional withdrawal and fear than children quality child care, or a depressed mother) rather whose behavior is more typical.39,40,41,42 than nurturing, sensitive care. This nature-nurture interaction is illus- the behaviors and characteristics associated trated in studies of behavioral inhibition, an with mental health problems in the earliest years early-emerging pattern of fearful, withdrawn of life are often different from those seen in older behavior that is a risk factor for later anxiety children and adults with psychological difficul- problems.10,36 In a recent report, behavioral in- ties.43,44,45 Young children’s brains are not fully hibition at age 7 was related to the interaction of developed and they do not respond to stressful two influences: (a) a gene that is associated with events the way adults do. A toddler who is cop- anxiety and fear in adults, and (b) the mother’s ing with trauma or the loss of a loved one acts report that she lacked social support from oth- differently from a traumatized adolescent be- ers, which is likely to be associated with stress cause of the different psychological capabilities, for her children. In other words, the interaction emotional needs, and social experiences at each of a genetic tendency toward anxiety along with age. Young children manifest the symptoms of the experience of life stress best predicted which depression or post-traumatic stress disorder children would remain behaviorally inhibited (PTSD) differently from young adults. Some at age 7.37,38 Such behavioral inhibition may mental health problems, such as attachment- mental health problems can occur across childhood any Diagnosis serious emotional Disorder anxiety Disorder age 2-5 Disruptive Behavior Disorder age 8-17 aDhD Depression 0 5% 10% 15% 20% 25% 30% percent of children Source: Egger & Angold (2006)4 www.developingchild.net Mental Health Problems in Early Childhood Can Impair Learning and Behavior for Life 3
  • 6. national scientific council on the Developing chilD related disorders (i.e., profound disturbances Promising approaches for some early mental in close relationships with caregivers), are spe- health challenges are well-described,60,61,62 yet cific to early childhood. Thus, although adult they are not widely available. Other problems diagnostic approaches can provide some guid- have been less well-studied in very young chil- ance for understanding the kinds of problems dren. Nevertheless, many disorders can be pre- that younger children may experience, new ap- vented before they begin through developmen- proaches to assessment and diagnosis based on tally appropriate, high-quality early care and the unique developmental needs and character- education, systems of support that assist parents istics of young children are also necessary.45,46 and caregivers to provide warm and secure re- Over the past few years, researchers have lationships and detect emotional problems be- validated diagnostic criteria specific to young fore they become more resistant to change, and children that are useful in identifying early public policies that help to ameliorate the physi- cal, social, and economic conditions that cause some families to struggle. if young children are not provided appropriate some individuals demonstrate remarkable re- help, emotional difficulties that emerge early in silience in the face of early, persistent maltreat- ment, trauma, and emotional harm, but there are life can become more serious disorders over time. limits to the capacity of young children to recover psychologically from such adversity.63,64,65,66 Even forms of depression, post-traumatic stress under circumstances in which children have been disorder, autism, disruptive behavior disor- rescued from traumatizing circumstances and ders, anxiety disorders, and attention deficit/ placed in exceptionally nurturing homes, devel- hyperactivity disorder.4,47,48,49,50,51,52,53 Despite opmental improvements are often accompanied these gains, however, the accurate identifica- by continuing problems in self-regulation, emo- tion of serious mental health disorders dur- tional adaptability, relating to others, and self- ing the first three to four years of life remains understanding. There also is evidence to suggest a challenging task. As with older children that long-term physical health can be affected by and adults, it is unwise to assume that early early life adversity in the form of increased risk of problems can be classified simply into one heart disease, diabetes, hypertension, and other category within a diagnostic system. In fact, physical ailments, as stressful experiences can young children, like older children and adults, literally be “built” into the body and the brain.9 frequently experience multple prob- Generally speaking, when children overcome these lems (known as“co-morbidity”), as il- burdens, they have been the beneficiaries of ex- lustrated by the co-occurrence of depres- ceptional efforts on the part of supportive adults. sion with oppositional-defiant disorders These findings underscore the importance of pre- in early childhood or the increased preva- vention and timely intervention in circumstances lence of depression or anxious emotional that put young children at serious psychological problems in children with autism.4,54,55,56 risk. if young children are not provided appropriate serious developmental disabilities can also be help, emotional difficulties that emerge early associated with significant mental health impair- in life can become more serious disorders over ments that are affected by experience and ame- time.57,58,59 Early prevention strategies and efforts nable to intervention. Neuro-developmental dis- to identify and treat emergent mental health orders, such as autism, fragile X syndrome, and problems are likely to be more psychologically Down syndrome, for example, are the result of beneficial and cost-effective than trying to treat strong genetic influences. Nevertheless, genet- emotional difficulties after they become more ics is only part of the story. Although disorders serious at a later age. This field urgently needs such as Down syndrome have a strong genetic treatment strategies that are age-appropriate, etiology, mental health outcomes for these chil- support the development of healthy relation- dren are also affected by the quality of care and ships, and are consistent with scientific knowl- support they receive. The possibility of signifi- edge about early psychological development. cant improvement in quality of life, as well as in 4 Mental Health Problems in Early Childhood Can Impair Learning and Behavior for Life www.developingchild.net
  • 7. what science tells us both cognitive and social functioning, as a result for many providers of child health services and of prompt intervention provides a strong argu- early care and education who are faced with ment for the early detection and treatment of children who present problematic behavior, the these developmental disorders. This is becom- question of “when to worry” is paramount, yet ing increasingly apparent with respect to early little evidence exists to answer that question intervention for autism.67 definitively. Although early mental health prob- lems can foreshadow enduring disorders, many the powerful influences of early relationships il- difficulties are transient and disappear with lustrate how much the emotional well-being of appropriate management and further matura- young children is directly tied to the emotional tion.12,13,14 Generally speaking, clinical experts functioning of their caregivers and the families in which they live.68 When these relationships are abusive, threatening, chronically neglect- the emotional well-being of young children is ful, or otherwise psychologically harmful, they are a potent risk factor for the development directly tied to the emotional functioning of their of early mental health problems. In contrast, caregivers and the families in which they live. when these relationships are reliably warm, responsive, and supportive, they can actually buffer young children from the adverse effects advise greater concern when children exhibit of other stressors.19,63.69,70,71 It is essential to constellations of problems (e.g., persistent irri- treat young children’s mental health problems tability, eating and sleeping problems, combined within the context of their family, home, and with defiance) that lead to significant impair- community environments. Stated simply, ad- ments (especially in age-appropriate behavioral dressing the stressors affecting a child requires skills and relationships). Nevertheless, in the ab- addressing the stressors on his or her family in sence of more extensive evidence on the natu- order to ensure that the critical environment ral history of many mental health disorders, the of relationships can be maximally supportive. “when to worry” problem remains a challenge. popular misrepresentations of science as the public devotes more attention to experiences in early childhood are not “forgot- the relation between early brain development ten” — they are built into the architecture of and the emotional well-being of young children, the developing brain and can have a sustained the risk of misinformation and misleading or impact that extends well into the adult years, irresponsible messages also grows. Within this especially when they are severe, persistent, and context, it is essential that we distinguish scien- uncontrollable. Aversive family and community tific fact from erroneous fiction. The following environments can have a similarly enduring two misconceptions are particularly important emotional impact on young children when they to set straight. are experienced as toxic stress and not buffered by supportive relationships. contrary to popular belief, young children can and do experience serious emotional problems contrary to popular belief, young children liv- that are comparable in severity to what we ob- ing in highly disadvantaged environments can serve in older children and adults, and can have be protected from serious emotional or behav- lasting effects. Although young children are not ioral consequences. Although such conditions as psychologically sophisticated as adults, re- increase their risk for serious mental health search on early childhood development shows problems, learning impairments, and long-term that they are capable of experiencing peaks of physical illnesses, children who experience seri- joy and elation as well as depths of grief, sadness, ous threats to their psychological health, such hopelessness, intense anger, and rage. Contrary as those who are physically abused, chronically to traditional views, highly negative emotional neglected, or emotionally traumatized, do not www.developingchild.net Mental Health Problems in Early Childhood Can Impair Learning and Behavior for Life 5
  • 8. national scientific council on the Developing chilD inevitably develop significant mental illnesses. the context of stable, nurturing relationships These children can be protected through the with supportive and skilled caregivers as well as early identification of their emotional needs through preventive mental health services.64,66,72 and the provision of appropriate assistance in the science-policy gap the fact that young children can present professionals who are regularly involved in the challenging behaviors is hardly news to the lives of infants, toddlers, and preschoolers often adults who care for them. It is less well known lack the knowledge and skills that would help that some serious behavior problems in the them identify the early signs of mental health early years of life may be the first signs of po- problems as well as fully understand the conse- tentially lifelong disorders that are preventable quences of family difficulties and parent mental if treated at a young age. Very young children health problems for young children’s develop- can experience significant impairments in their ment. These professionals include child care mental health that are embedded in the archi- providers and preschool teachers (who are of- tecture of their brains and may have life-long ten the first people outside the family to iden- consequences, according to a rich and growing tify a child who has serious emotional difficul- science base. Yet little attention has been paid to ties), physicians and other health care providers the development and implementation of strate- (who often lack a sophisticated understanding gies to identify children who are at risk for such of psychological development and early mental problems and provide supports for them and health), paraprofessional home visitors, pro- their families that will increase the probability gram administrators and personnel in social of more favorable outcomes. This gap between service, child protection, early intervention, and what we know and what we do is illustrated by welfare agencies, and others who regularly serve the following three examples. families with young children. antipsychotic prescriptions for children have increased five-fold 45 40 perscriptions per 1000 children 35 30 25 20 15 10 5 0 1995-1996 2001-2002 antipsychotic prescriptions for children ages 2-12 Source: Cooper et al. (2006)81 6 Mental Health Problems in Early Childhood Can Impair Learning and Behavior for Life www.developingchild.net
  • 9. the science-policy gap in most communities, mental health services for young as age three.74 In most cases, these medi- young children and their families are often limit- cations for young children are prescribed “off ed, of uneven quality, and difficult to access, and label,” which means that they have only been there are few well-trained professionals with ex- approved for treating adults and that there are pertise in early childhood mental health. Central no scientific data on their immediate or long- to this problem is the need to close the gap be- term effects on child behavior or early brain tween the numbers of young children exhibit- development.47 Until the relevant clinical stud- ing emotional difficulties and/or problematic ies have been completed with the appropriate behavior that cannot be managed adequately by their parents and the number of personnel who are skilled in effective intervention approaches sometimes the best intervention strategy for that are uniquely suited to this group. young children with serious behavioral or there has been a dramatic increase in the use of psychoactive drugs for young children with be- emotional problems is to focus directly on the havioral or mental health problems, despite the fact that neither the efficacy nor safety of many primary needs of those who care for them. of these medications has been studied specifi- cally in children at these early ages.47 A recent populations of young children, the use of such report from the National Survey of Children’s medications must be viewed as experimental and Health, for example, reported that children age their safety and effectiveness unknown.75,76,77,78 4-8 were more likely to be taking medication for attention deficit/hyperactivity disorder than older children and adolescents.73 Of even greater concern, some studies have reported increasing numbers of prescriptions for stimulant medi- cations and antidepressants to treat children as implications for policy and programs the science of early childhood develop- al and behavioral needs of infants, toddlers, and ment, including knowledge about the extent to preschoolers are best met through coordinated which serious emotional problems are embed- services that focus on their full environment of re- ded in the architecture of the developing brain, lationships. Multigenerational, family-centered is sufficiently mature to support a number of approaches offer the most promising models evidence-based implications for those who de- for preventing and treating mental health prob- velop and implement policies that affect the lems in young children. These strategies range health and well-being of young children. Both from providing information and support to ad- public and private actions can prevent the kinds dress problematic child behavior to initiating of adverse circumstances that are capable of de- therapeutic interventions to address significant railing healthy development, as well as increase parent mental health or substance abuse prob- the likelihood that effective supports and appro- lems, end domestic violence, or help families priate therapeutic interventions (where needed) to cope with the burdens of persistent poverty. will reduce the long-term consequences of early Indeed, sometimes the best intervention strat- threats to a child’s mental health. The follow- egy for young children with serious behavioral ing points are particularly worthy of thoughtful or emotional problems is to focus directly on consideration. the primary needs of those who care for them. However, most funding approaches to mental Because young children’s emotional well-being health services are client-specific rather than is tied so closely to the emotional status of their family-focused, and most programs aimed at parents and non-family caregivers, the emotion- such “adult” problems as poverty, domestic www.developingchild.net Mental Health Problems in Early Childhood Can Impair Learning and Behavior for Life 7
  • 10. national scientific council on the Developing chilD violence, or substance abuse do not take into sources that do not relate easily. These might consideration the emotional well-being of the include early care and education, social service children affected by them. More flexible ap- and welfare departments, health care, schools, proaches to funding family-based preventive child welfare agencies, and early intervention and therapeutic mental health services are programs, to name a few. Reducing barriers to needed. greater coordination often requires attention to a tangle of administrative obstacles. One exam- therapeutic help for a young child with emotional ple would be a change in reimbursement regula- or behavioral problems can be provided through tions to allow “mental health funds” to be used a combination of home- and center-based to pay for specialized child care for a youngster services involving parents, extended family with emotional and behavioral problems, rather members, home visitors, providers of early care than restricting the funds to only “mental health and education, and/or mental health profession- programs.” als. The settings, partnerships, and targets of therapeutic assistance for young children with mental health services for adults who are parents mental health needs are much more diverse of young children would have broader impact if than those for adults because their emotional they routinely included attention to the needs of well-being is linked tightly to the quality of the children as well. Because of the close associ- their relationships with the important people in ation between young children’s emotional well- their lives. Effective intervention often requires being and the emotional health and functioning the coordination of services from multiple of their caregivers,79 therapeutic assistance to preschool explusions Decrease with access to mental health professionals 30% percent of pre-k teachers reporting expulsions 25% access to psychologist/psychiatrist 20% access to social worker 15% 10% 5% 0 unavailable on-call on-site or regular visits access to mental health professionals in preschools Source: Gilliam (2005)1 8 Mental Health Problems in Early Childhood Can Impair Learning and Behavior for Life www.developingchild.net
  • 11. implications for policy anD programs a parent ought to include an automatic assess- (S-CHIP), early intervention services under Part ment of any young children in the family to see C of the Individuals With Disabilities Education how they are experiencing the emotional conse- Act (IDEA), child welfare programs, and mater- quences of their parent’s problems. For exam- nal and child health initiatives. ple, any physician treating a depressed mother ought to understand the consequences of that cultural differences in attitudes and beliefs about diagnosis for her young children and therefore behavior and mental health require sensitivity assure that they receive careful examinations and respect for diversity as well as specialized and appropriate intervention as needed. intervention skills. The mental health needs of young children in families from different cul- physicians and providers of early care and edu- tural and ethnic groups would benefit consid- cation would be better equipped to understand erably from enhanced practitioner training and and manage the behavioral problems of young flexible service models that incorporate greater children if they had more appropriate profes- sional training in this area and easier access to child mental health professionals when they are Broader attention to early childhood mental health needed. Caregivers, teachers, and physicians are requires attention to the quality of out-of-home often the first to recognize serious emotional difficulties in a child who is in their care, and care that children typically experience in the on-site assistance from early childhood mental health specialists can be particularly helpful in early years. providing guidance about how best to respond to the needs of the children, their parents, and providers of early care and education. Preschool content representing a broad variety of cultures. teachers with access to mental health con- Differences are widespread across a variety of sultation, for example, are less likely to expel domains that affect approaches to the sensitive children with behavioral problems from their issues of emotional well-being and mental health programs.80 Some states have made progress in the early childhood years. These include how in providing funds for early childhood mental children are taught to interpret and express health consultations in early child-care settings, their experiences of fear, anger, and shame; often through the coordination of diverse fund- parents’ attitudes toward discipline; the relative ing streams. Broader attention to early child- reinforcement given to individual achievement hood mental health requires attention to the versus interdependent behavior; attitudes about quality of out-of-home care that children typi- mental health and mental illness; and accep- cally experience in the early years. tance of therapeutic intervention for very young children by non-family members; among many a better coordinated infrastructure for funding other concerns. The shifting demographics of mental health services for young children could the early childhood population in the United provide a more stable and efficient vehicle for States make this a particularly compelling pri- assuring access to effective prevention and ority for future planning. Finally, the effects treatment programs. Consistent with both the of cultural assimilation for immigrant groups science—physiological interrelations among across generations underscore the importance the physical health, safety, and emotional well- of understanding individual differences within being of young children—and recent federal cultural groups as well as continuous changes in legislation regarding parity for coverage of cultural beliefs and practices over time. health care for both physical and mental health impairments, funding for early childhood men- tal health services could be integrated more effectively into a wide range of existing health programs. Examples include Early and Periodic Screening, Diagnosis and Treatment (EPSDT) services under the Medicaid program, the State Children’s Health Insurance Programs www.developingchild.net Mental Health Problems in Early Childhood Can Impair Learning and Behavior for Life 9
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  • 15.
  • 16. council working paper series working paper #1 Young Children Develop in an Environment of Relationships (2004) http://developingchild.net/pubs/wp-abstracts/wp1.html working paper #2 Children’s Emotional Development is Built into the Architecture of their Brain (2004) http://developingchild.net/pubs/wp-abstracts/wp2.html working paper #3 Excessive Stress Disrupts the Architecture of the Developing Brain (2005) http://developingchild.net/pubs/wp-abstracts/wp3.html working paper #4 Early Exposure to Toxic Substances Damages Brain Architecture (2006) http://developingchild.net/pubs/wp-abstracts/wp4.html working paper #5 The Timing and Quality of Early Experiences Combine to Shape Brain Architecture (2007) http://developingchild.net/pubs/wp-abstracts/wp5.html also from the council A Science-Based Framework for Early Childhood Policy: Using Evidence to Improve Outcomes in Learning, Behavior, and Health for Vulnerable Children (2007) http://developingchild.net/pubs/pubs.html The Science of Early Childhood Development: Closing the Gap Between What We Know and What We Do (2007) http://developingchild.net/pubs/pubs.html 50 Church Street, 4th Floor, Cambridge, MA 02138 617.496.0578 www.developingchild.net www.developingchild.harvard.edu