Doctorate Slides, title: "Modeling charge transport-induced phenomena in colloidal double quantum dots and developing new probes for inter-dot interactions"
1. Modeling charge transport induced phenomena
in colloidal double quantum dots
and developing new probes
for inter-dot interactions
Roni Pozner, Efrat Lifshitz and Uri Peskin
2. Typical
Atom
Quantum Dot
What Are Quantum Dots?
Size
Alloying:
PbS…..PbSexS1-x…..PbSe
“Artificial Atom”
Semiconductor
Bulk
Discrete Energy
Levels
Energy Bands
Quantum Size
Effect
3. How a random experiment led us to a theoretical work which
ended with a novel idea for a memory device
Scanning Tunneling Microscopy
4. Solar Cells
Silicon Solar Cell
1st Generation
Colloidal QDs Solar Cell
3rd Generation
Quantum Dot
Arrays
Quantum Dot
Gratzel Cells
5. Quantum Dots Assembly
How do various transport properties of quantum dots with different sizes,
structures, coupling and compositions vary by shifting from a Single
Quantum Dot to a Quantum Dots Array?
Lithography
QDs
Electron Coupling
Mechanical Coupling
Electron Coupling
Discrete energy levels
Electron-Phonon coupling
Dark States, Coloumb Blockade and more
Disorder effects
Macroscopic transport
models
The focus of today’s talk:
Colloidal QDs
where is the
experiment
picture?
The Ligands:
➡ Preventing agglomeration between QDs in the solution
➡ Passivating the QDs surface
➡ Controlling interaction strength between QDs
Ligands
6. x
Solving the generalized eigenvalue problem:
Single electron
Hamiltonian matrix
Overlap matrix
Based on STM experiments:
ACS NANO Vol 3. No. 2.
Daniël Vanmaekelbergh, Karin Overgaag
Coulomb Blockade
Nature, Vol. 400, 1999, Uri Banin,
Oded Milo
Double Quantum Dot Model
Overlap between the
two localized orbitals
Inter-dot distance
Electronic coupling
3D localized non-orthogonal Gaussian orbitals
Quantum
Dot
Ligands
The orthonormal
DQD orbitals
Single particle hamiltonian terms
two particles terms
Small q:
Strong dependence on S,t
Large q:
Weak dependence on S,t
7. I
erential Resistance Probe for Inter-dot Interactions in a Double Quan
R. Pozner, E. Lifshitz and U. Peskin, J. Phys. Chem. Lett, 6, 1521−1528 (2015)
Negative
Resistance
8. =
=
Surface
STM Tip
Reservoirs of
non-interacting
electrons
Single electron
hopping between
localized orbitals &
electrode states
Full Hamiltonian:
Projection of DQD Hamiltonian onto
the orthonormal DQD orbitals:
Weak
Weak Weak
STM Tip-DQD-Surface
Rigid
Coupling term depends
on the inter-dot distance
9. Model Calculation
Steady State Response
Transition
Rates
States
Populations
Liouville-von Neumann Equation under the
Quantum Master Equation Redfield approach
- electrons number in the (mn)th DQD eigenstate
12. Various Reasons for NDR in Double Quantum Dot
• Lead-QD bias coupling dependence A.
Nauen, F. Hohls, N. Maire, K. Pierz, and R. J. Haug, Phys. Rev. B 70, 033305 (2004)
• Level renormalization with respect to coupling to the leads B.
Wunsch, M. Braun, J. König, and D. Pfannkuche, Phys. Rev. B 72, 205319 (2005)
• Ratio between lead-DQD and inter-dot coupling I.
Djuric, B. Dong, and H. L. Cui, J. Appl. Phys. 99, 063710 (2005)
• Series and parallel configurations of asymmetric DQD
Physical Review B 70, 085301 (2004)
• Stronger coupling to an excited state then to a ground state
J. Weis, R. J. Haug, K. v. Klitzing, and K. Ploog, Phys. Rev. Lett. 71, 4019 (1993)
NDR Theories
What is the NDR mechanism in our STM-DQD model?
14. Symmetric Case
T DQD S
Transition Rates
The NDR reveals the molecule-like nature of the DQD due to destructive
interference in the coherent coupling to the shared surface.
:
:
16. Orthodox Theory
Coulomb Blockade
=
But what about:
• Tunnelling
• Interferences
• Co-tunnelling
• Coherences/Noncoherences
• Adiabatic/Nonadiabatic
• Level Shifting
• Level Broadening
• Kondo effect…
?
“Negative Resistance stands in contrast to a simple ohmic resistor”
Double Quantum Dots
17. Charge Transport Induced Recoil and Dissociation in
Double Quantum Dots
R. Pozner, E. Lifshitz and U. Peskin, Nano Lett., 14, 6244−6249 (2014)
I
II
Dissociation
Negative
Resistance
18. The inter-dot interaction potential V(q)
should reflect universal:
A. Short-range repulsion
B. Long-range attraction
x
“Weak”
“Strong”
“Intermediate”
STM Tip-DQD-Surface
with Mechanical Coupling
Surface
STM Tip
Full Hamiltonian:
Projection of DQD Hamiltonian onto
the orthonormal DQD orbitals:
Weak
Weak Weak
Bound
Floating
19. The states of the mechanical coupling are quasi-
continuous, and therefore can be treated classically.
Model Calculation
Steady State Response
Why do we treat the mechanical coupling classically?
Transition
Rates
States
Populations
QDs are
heavy in
comparison
with atoms Back on the envelope calculation leads to:
Liouville-von Neumann Equation under the
Quantum Master Equation Redfield approach
Electro-mechanical Classical dynamical
equations
Time-Dependent
Momentum and
Position operators
+ +
★ We find the steady-state distance (q) between the
dots for every bias potential
★ Finally, we calculate the steady state current
- electrons number in the (mn)th DQD eigenstate
22. Nonadiabatic force
terms can be
neglected
Density-matrix is
diagonal at steady-
state
Assuming coherences
can be neglected
Adiabatic Force Terms
Nonadiabatic Force Terms
Born-Oppenheimer Picture
Har̈tle,R.;Millis,A.
J.Phys.Rev.B 2013, 88, 235426.
23. Born-Oppenheimer Picture
Strong Coupling
Potential Energy Curves
Weak Coupling
doubly
occupied state
“antibonding"
orbital state
“bonding”
orbital state
empty state
leads to dissociation
The net force is a
weighted average
over the different
electronics states
25. Triple Quantum Dots NEMS Memory Device
Negative
Resistance
I
II
Dissociation
III
NEMS
Memory Device
Negative
Resistance
R. Pozner, E. Lifshitz and U. Peskin, Appl. Phys. Lett. 107, 113109 (2015)
30. NEMS Floating Beam
Solid State NAND Flash
NEMS Anchor-less Shuttle Triple Quantum Dot NEMS
Non-Volatile Memory Devices
Potential for:
High frequency operation
No hystersis
Zero current leakage
Zero steady-state power consumption
Very very small
31. NEMS Floating Beam
Solid State NAND Flash
NEMS Anchor-less Shuttle Triple Quantum Dot NEMS
Non-Volatile Memory Devices
Potential for:
High frequency operation
No hystersis
Zero current leakage
Zero steady-state power consumption
Very very small
Poisson’s equation
Poisson’s equation &
Navier’s equation
Poisson’s equation &
Navier’s equation
Quantum Master Equation
32. What did we learn along the way?
Inducing mechanical motion in nanoscale systems.
Evaluation of mechanical forces in nanoscale systems.
1.
Dissociation - R. Pozner, E. Lifshitz and U. Peskin, Nano Lett., 14, 6244−6249 (
A probe for inter-dot interactions
2.
NDR - R. Pozner, E. Lifshitz and U. Peskin, J. Phys. Chem. Lett., 6, 1521−1528 (
3.There is maybe an untapped world of NEMS devices that can
exploit the mobility properties of Colloidal Quantum Dots.
44. Macroscopic Model Interpolation
Mott - Varying Range Hopping:
Efros-Shklovskii - Variable Range Hopping:
Temporal Energy Fluctuations:
Interpolation of our kinetic quantum-classical
model to macroscopic arrays models
45. Beyond weak coupling
Using the Hierarchical Quantum Master Equation approach
to explore the Recoil / Dissociation effect for strong
Electrode-Dots coupling
47. More accurate treatment of the QDs and Ligands structure should yield better predictions…
Improved Orbital Treatment
Gaussian Orbitals
1st Improvement 2nd Improvement
Orbial and LUMO dependency
More Realistic
Orbitals Calculations
New more
accurate orbital Sum of
Gaussians
48. Material
Force constant (K) which
leads to dissociation
Gaussian QD
PbSe QD
CdSe QD
PbS QD
Core/Shell
Improved Orbital Treatment
CdSe Core
CdSe/ZnS Core/Shell
?
?
?
?
64. The inter-dot interaction potential V(q)
should reflect universal:
A. Short-range repulsion
B. Long-range attraction
x
“Weak”
“Strong”
“Intermediate”
=
=
STM Tip-DQD-Surface
with Mechanical Coupling
Surface
STM Tip
Reservoirs of
non-interacting
electrons
Single electron
hopping between
localized orbitals &
electrode states
Full Hamiltonian:
Coupling term depends
on the inter-dot distance
Projection of DQD Hamiltonian onto
the orthonormal DQD orbitals:
Weak
Weak Weak
Under the weak coupling
approximation, the DQD is treated
under the Reduced Density Matrix
method.
Each eigenstate is associated with an
occupation number of the DQD
orbitals.
Bound
Floating
65. Model Analysis
Nonadiabatic force
terms can be
neglected
Adiabatic Force Terms
Nonadiabatic Force Terms
Density-matrix is
diagonal at steady-
state
Assuming coherences
can be neglected
populations potential energy
surfaces (PES)
or BO surfaces
The effective force is
a weighted average
of the populations
doubly
occupied state
“antibonding"
orbital state
“bonding”
orbital state
empty state
potential energy curves
70. D is the inter-dot binding energy and alpha is the interaction range param
71. r is the electronic coordinate, and each dot has a different center of mass. The dots
dimensions are characterized by an effective size parameter, sigma (the standard
deviation of the probability distribution, |xhi| square). xhi, can be refined to include
details for any specific CQDs of specific shape and chemical compositions.
72. - Spikes: Small deviations in the threshold energies due to changes in the steady state
inter-dot distance lead to the sharp picks. Notice that the sharp steps are due to the
weak coupling between the DQD and the leads and the low temperature.
- We note that the reduced density matrix approximation invoked in this work
underestimates the step widths under these conditions. Sharp spikes in the current are
due to minor displacement of the transport channels thresholds.
- A detailed discussion of the dependence of the steady state populations on the DQD
structure is beyond our scope here and will be given elsewhere
73. atom like behaviour
maximum localization
bulk like behaviour
maximum delocalization
Quantum Dots Arrays
How do various electronic transport properties of quantum dots with
different sizes, structures, coupling and compositions change when moving
from a Single Quantum Dot to a Quantum Dots Film?
tradeoff between maximum localization and maximum delocalization
ideal photogeneration ideal current flow.
74. Recoil Dissociation Dissociation
empty state
bonding orbital
antibonding
orbital
electron
interactions
Born-Oppenheimer Picture
Intermediate Weak
Strong
78. 1 2
= Count the number
of particles at state ‘1’
(occupation number)
2nd Quantization lets us deal with multi-electrons systems without
taking care of the underlying complex multi-electrons orbitals
2nd Quantization ‘in a nutshell’
let’s go a few steps back…
79. DQD Hamiltonian:
Rigid Double Quantum Dot Model
Transitions:
00
10
01
11
doubly
occupied state
“antibonding"
orbital state
“bonding”
orbital state
empty state
=
T
S
T S
80. Solving the generalized eigenvalue problem (Sites Representation):
Single electron
Hamiltonian matrix
Overlap matrix
Rigid Double Quantum Dot Model
Surface
STM Tip
1 2
Orthonormal superpositions of local dot orbitals (Eigenstates Representation):
1
2
Orbitals coefficients matrix
83. Solving the generalized eigenvalue problem (Sites Representation):
Single electron
Hamiltonian matrix
Overlap matrix
Double Quantum Dot Model
1 2
Orbitals coefficients matrix
87. Operators in the interaction frame:
Rewritten Liouville–von Neumann equation:
third (non-Markovian) term
Approximated second-order equation of motion :
Assumption: weak coupling
Reduced molecular density
Tracing over the bath degrees of freedom -
obtain the reduced equation in subspace
Redfield approach
90. Model Calculation
Full Hamiltonian
Reduced Density Matrix Approach
Reduced Density Matrix
in the basis of the DQD
Hamiltonian eigenstates
Surface
[Energy
(eV]
Tip
Rate of single electron transition induced by the leads:
Spectral function:
Quantum Master Equation Approach
Fermi distribution functions:
Solving Liouville-von Neumann equation
- Kappa is the rate for transitions induced by
the Kth lead.
- ehta_n_k equals one or zero if the Kth lead is
coupled or uncoupled to the nth dot.
91. A tight-binding model of a linear conductor
single-particle electrode’s eigenstates
single-particle energy in the band
semi-infinite linear chains
Restricting the coupling
between the electrode
and the subspace to a
specific molecular site
Subspace- electrode
coupling has a product form
93. Dependence of the electronic parameters on the inter-dot distance
x
Orthonormal superpositions of local dot orbitals:
Double Quantum Dot Hamiltonian
Two electrons interaction terms:
Explicit derivation of Interaction terms:
94. three-dimensional localized Gaussian orbitals:
Single electron Hamiltonian matrix:
Overlap matrix:
Solving the generalized eigenvalue problem:
Double Quantum Dot Model
Single particle terms
two particles term
E1 and E2 are
assumed to be
independent of the
inter-dot distance
Our local basis is not orthonormal. But we can construct an orthonormal basis by using a super
Using this method we move from the local orbital representation to the DQD eigenstate represe
104. For N=0, the electronic space is spanned by the vacuum,
For N=1, the electronic space spanned by the single particle state,
For N=2, the electronic space spanned by two particle determinants:
In general
Projection: N - Partcie
M - Orbitals
105. where are the N particle determinants that span the M particle space.
The respective force matrix for N=1, M=2, in the basis reads,
And for M=2, N=2:
N - Partcie
M - Orbitals
106. Let us define a density operator in the N=0,1,2 space,
Let us define a density operator in the N=0,1,2 space, N - Partcie
M - Orbitals
107. The many-electron Hamiltonian
The full (non-relativistic) Hamiltonian for a many electron system in the basis of N spin-orbitals reads:
and create and annihilte an electron in the ith spin-orbital,
and the cofficients are defined as
Two 3D localized non-orthogonal Gaussian orbitals
In the case of two (real) spatial orbutal, i,j (שייך1,2) (no spin), the hamiltonian is:
108. Without considering the details of the associated single particle Hamiltonian, , we assume that
two of its eigenstates are orthonormal super positions of the two Gaussians,
Orthogonality
=> e1 and e2 are the eigenvalues and t=0. Notice that our signle particle state phi1(r) and phi2(r) de
Using:
113. We can now obtain explicity expression for the Columb integrals as function of R.
114. dependence of the electronic parameters on the inter-dot distance
1
2
3
4
5
6
Notas del editor
Discrete
Energy Bands
Also Discrete -> Quantum Size Effect
Artificial Atoms -> Change Size -> Reduce Bandgap -> Change Materials
Emphasise the fact that the QDs sit on top of a macroscopic surface
Does DQD important for the operation of a solar cell
Most focus today is on excition splitting and no one talk about the transport through the QDs
Relvent to order as well as order system (coherence effects, defects, dephasing…)
And then small clusters of DQD are also important and maybe influcence how much the interaction bettwen dots is important in a big array
Shifting Question
Single -> STM -> Results
Large -> Transistor -> Results
Our Focus -> Lithogrpahy -> Rigid -> Electron Coupling
Collodial -> Solution -> Ligands -> Ligands Roles -> Where is the picture? -> Electron Coupling -> Mechanical Coupling
Present 1 Dot -> 2 Dots -> Coloumbe Blockade -> Gaussian -> Parameters -> E1 & E2 -> q -> S -> t -> STM t experiment
Matrices -> Eigenvalue Problem -> DQD eigenenergives or the single electron terms as a function of q -> Double electron terms
Q large -> Q small
Summary
Incease morse to infinity until the DQD becomes rigid
moving to measure electronic interactions, we need to assume to the DQD is rigid. there are many relevent cases.
Under the weak coupling approximation, the DQD is treated under the Reduced Density Matrix method -> Each eigenstate is associated with an occupation number of the DQD orbitals.
Projection -> Add a surface (2 connections) -> Add a tip (left connection) -> Model descirption
Full Hamiltonian -> H_DQD -> H_Leads -> H_coupling
Instead of Rigid -> Non Rigid -> Represent Effective Mechanical Interaction -> Wall -> Full Picture
Complete H_DQD -> Explain new terms -> Electrons using full QM - > Mehnical Interaction using CM
Just a few studies treated the ligands at the atomistic level -> and the mechanical force between DQD is far from understood -> but the ligands should probably affect V(q) and reflect…
Morse
Solve Classic Equation -> Trace -> p’ -> q’ -> equal 0
Solve Liouville Equation -> QME -> Rate -> equal 0
Solve coupled -> Until convergence
Why Treat Classically -> Morse -> Black Dot -> Heavy -> Induce Change -> Potential Energy Change -> 10^3 states -> States are continuities inside deltaE -> Can be treated classically
- The reduced DQD density states evolves according to the second-order time-dependent Liouville equation in respect to the coupling to the leads.
- Coupling to surface is the new science. Molecule like behaviour.
We are the first to talk about interference effect due to a coherent surface
Destructive Interference to the surface
Subtracting the threshold energies (both measurable in this case)
Subtracting the threshold energies (both measurable in this case) the value of the interaction can be revealed, provided that the overlap between the two localized orbitals, s, is sufficiently small.
- the value of the interaction can be revealed, provided that the overlap between the two localized orbitals, s, is sufficiently small.
Under the weak coupling approximation, the DQD is treated under the Reduced Density Matrix method -> Each eigenstate is associated with an occupation number of the DQD orbitals.
Projection -> Add a surface (2 connections) -> Add a tip (left connection) -> Model descirption
Full Hamiltonian -> H_DQD -> H_Leads -> H_coupling
Instead of Rigid -> Non Rigid -> Represent Effective Mechanical Interaction -> Wall -> Full Picture
Complete H_DQD -> Explain new terms -> Electrons using full QM - > Mehnical Interaction using CM
Just a few studies treated the ligands at the atomistic level -> and the mechanical force between DQD is far from understood -> but the ligands should probably affect V(q) and reflect…
Morse
Solve Classic Equation -> Trace -> p’ -> q’ -> equal 0
Solve Liouville Equation -> QME -> Rate -> equal 0
Solve coupled -> Until convergence
Why Treat Classically -> Morse -> Black Dot -> Heavy -> Induce Change -> Potential Energy Change -> 10^3 states -> States are continuities inside deltaE -> Can be treated classically
- The reduced DQD density states evolves according to the second-order time-dependent Liouville equation in respect to the coupling to the leads.
Strong Mechanical Coupling -> Explain Figure & Axes -> Annotations -> deltaI & deltaQ, deviations from the rigid case -> Tip on top of the little dot -> Show Results -> Throw Away
Weak Coupling -> Tip still on top of the little dot -> Please Ignore the specific transitions -> Relatively strong deviations from rigid -> 50% movement -> Recoil
Tip on top of the big dot -> Strong derivation -> more then 100% movement -> Dissociation
p’ equal trace over multiplication of density matrix and derivative of H -> Again, we are dealing with a 2 orbitals basis set -> dH/dq in Fock Space
Diagnoal are Adiabatic Forces Terms -> Represent Force due to the population on each DQD eigenstate
NonDiagnoal are NonAdiabatic Forces Terms -> Represent Force due to population transfer between different DQD eigenstate
Because the relatively large DQD eigenvalues separation -> and because electronic interactions exceed levels broadening induced by the DQD-leads coupling and by the temperature -> Rapid Dephasing -> Coherences -> D.M. is diagnoal as S.S. -> NonAdiabatic Terms can be ignored upon taking the trace over D.M. & dH/dQ
Left with Diagonal Contriubations -> Example of Potential Energy Curve -> Empty -> Bonding -> AntiBonding -> Double Occupied
10 is a “bonding” orbital and is associated with a single electron tunnelling between the dots.
01 state is due to quantum de-localization of single electrons between the dots in an “anti-bonding” orbital (having a nodal plane between the dots centers)
11 gets populated at higher bias voltages, and includes additional repulsion due to two-body interactions.
The Final Equation
Effective Force -> Multiplication
We can learn from this equation that the effect of the leads amount to inducing particle transfer between the DQD eigenstates, and there is no charge transfer due to kinetic energy of the dots themselves.
The derivative of the curves it the force. The effective force weights the probabilities
10 is a “bonding” orbital and is associated with a single electron tunnelling between the dots.
01 state is due to quantum de-localization of single electrons between the dots in an “anti-bonding” orbital (having a nodal plane between the dots centers)
11 gets populated at higher bias voltages, and includes additional repulsion due to two-body interactions.
Strong -> Q>Q0 -> All Curves Attractive -> Because Attractive, there is no large shift from rigid case
Our model calculations predict that the DQD should dissociate when the Force constant of the Morse potential is smaller then 10^-2
Weak -> Two Repulsive (does not have a minimum for finite q) -> Two Attractive
Explain Population Map -> We see Population for Each State -> Blue means little probability for population -> Red mean high probability for population
Like in di-atomic molecule, also here we have repulsive states
This is for Recoil Case -> Let’s see the Dissociation Case -> Look at P01, the replusive -> Recoil there is a shift to Attractive states -> Significant population at the replusive states leads to Dissocation.
Derivation of K -> More accurate treatment -> Better predictions
Induce -> Probe -> NEMS Storing -> Zero power for storing the data
- Coupling to surface is the new science. Molecule like behavior.
We are the first to talk about interference effect due to a coherent surface
Destructive Interference to the surface
The NDR reveals the molecule-like nature of the DQD due to destructive interference in the coherent coupling to the shared surface.
In physics, the Navier–Stokes equations describe the motion of viscous fluid substances. These balance equations arise from applying Newton's second law to fluid motion.
Elaborate about dephasing. It will eliminate the NDR due to double/single substrate in the rigid case.
The surface is not 100% shared anymore
Will lead to different behavior of the dissociation effect. “REAL” dissociation
Describe expected result?
- Percolation
- Non Arrhenius behavior
Induce -> Probe -> NEMS Storing -> Zero power for storing the data
NOR Flash cell size
NAND Flash cell size is much smaller than NOR Flash cell size—4F2 compared to 10F2—because NOR Flash cells require a separate metal contact for each cell.
Projection -> Add a surface (2 connections) -> Add a tip (left connection) -> Model description
Full Hamiltonian -> H_DQD -> H_Leads -> H_coupling
Instead of Rigid -> Non Rigid -> Represent Effective Mechanical Interaction -> Wall -> Full Picture
Complete H_DQD -> Explain new terms -> Electrons using full QM - > Mechanical Interaction using CM
Just a few studies treated the ligands at the atomistic level -> and the mechanical force between DQD is far from understood -> but the ligands should probably affect V(q) and reflect…
Morse
p’ equal trace over multiplication of density matrix and derivative of H -> Again, we are dealing with a 2 orbitals basis set -> dH/dq in Fock Space
Diagonal are Adiabatic Forces Terms -> Represent Force due to the population on each DQD eigenstate
NonDiagnoal are NonAdiabatic Forces Terms -> Represent Force due to population transfer between different DQD eigenstate
Because the relatively large DQD eigenvalues separation -> and because electronic interactions exceed levels broadening induced by the DQD-leads coupling and by the temperature -> Rapid Dephasing -> Coherences -> D.M. is diagnoal as S.S. -> NonAdiabatic Terms can be ignored upon taking the trace over D.M. & dH/dQ
Left with Diagonal Contriubations -> Example of Potential Energy Curve -> Empty -> Bonding -> AntiBonding -> Double Occupied
10 is a “bonding” orbital and is associated with a single electron tunneling between the dots.
01 state is due to quantum de-localization of single electrons between the dots in an “anti-bonding” orbital (having a nodal plane between the dots centers)
11 gets populated at higher bias voltages, and includes additional repulsion due to two-body interactions.
The Final Equation
Effective Force -> Multiplication
We can learn from this equation that the effect of the leads amount to inducing particle transfer between the DQD eigenstates, and there is no charge transfer due to kinetic energy of the dots themselves.
p’ equal trace over multiplication of density matrix and derivative of H -> Again, we are dealing with a 2 orbitals basis set -> dH/dq in Fock Space
Diagonal are Adiabatic Forces Terms -> Represent Force due to the population on each DQD eigenstate
NonDiagnoal are NonAdiabatic Forces Terms -> Represent Force due to population transfer between different DQD eigenstate
Because the relatively large DQD eigenvalues separation -> and because electronic interactions exceed levels broadening induced by the DQD-leads coupling and by the temperature -> Rapid Dephasing -> Coherences -> D.M. is diagnoal as S.S. -> NonAdiabatic Terms can be ignored upon taking the trace over D.M. & dH/dQ
Left with Diagonal Contriubations -> Example of Potential Energy Curve -> Empty -> Bonding -> AntiBonding -> Double Occupied
10 is a “bonding” orbital and is associated with a single electron tunneling between the dots.
01 state is due to quantum de-localization of single electrons between the dots in an “anti-bonding” orbital (having a nodal plane between the dots centers)
11 gets populated at higher bias voltages, and includes additional repulsion due to two-body interactions.
The Final Equation
Effective Force -> Multiplication
We can learn from this equation that the effect of the leads amount to inducing particle transfer between the DQD eigenstates, and there is no charge transfer due to kinetic energy of the dots themselves.
p’ equal trace over multiplication of density matrix and derivative of H -> Again, we are dealing with a 2 orbitals basis set -> dH/dq in Fock Space
Diagonal are Adiabatic Forces Terms -> Represent Force due to the population on each DQD eigenstate
NonDiagnoal are NonAdiabatic Forces Terms -> Represent Force due to population transfer between different DQD eigenstate
Because the relatively large DQD eigenvalues separation -> and because electronic interactions exceed levels broadening induced by the DQD-leads coupling and by the temperature -> Rapid Dephasing -> Coherences -> D.M. is diagnoal as S.S. -> NonAdiabatic Terms can be ignored upon taking the trace over D.M. & dH/dQ
Left with Diagonal Contriubations -> Example of Potential Energy Curve -> Empty -> Bonding -> AntiBonding -> Double Occupied
10 is a “bonding” orbital and is associated with a single electron tunneling between the dots.
01 state is due to quantum de-localization of single electrons between the dots in an “anti-bonding” orbital (having a nodal plane between the dots centers)
11 gets populated at higher bias voltages, and includes additional repulsion due to two-body interactions.
The Final Equation
Effective Force -> Multiplication
We can learn from this equation that the effect of the leads amount to inducing particle transfer between the DQD eigenstates, and there is no charge transfer due to kinetic energy of the dots themselves.
Weak -> Two Repulsive (does not have a minimum for finite q) -> Two Attractive
Explain Population Map -> We see Population for Each State -> Blue means little probability for population -> Red mean high probability for population
This is for Recoil Case -> Let’s see the Dissociation Case -> Look at P01, the repulsive -> Recoil there is a shift to Attractive states -> Significant population at the repulsive states leads to Dissociation.
Derivation of K -> More accurate treatment -> Better predictions
De-Localization: The first, associated with the “01” state (see in Fig. 2) is due to the quantum de-localization of single electrons (tunneling) between the dots in an “anti-bonding” DQD orbital (having a nodal plane between the dots centers). A second contribution is associated with the state ”11”, which gets populated at higher bias voltages, and includes additional repulsion due to two-body (electrostatic) interactions.
Averaged Force: Mechanical recoil between the two dots becomes apparent when the averaged force is repulsive, due to population transfer into repulsive states (“01” and/or “11”) at steady state.
Comparing the three different DQD structures, the strong mechanical response observed for weak binding (up to dissociation) in the cases E1>E2 and E1=E2 is indeed correlated with a relatively significant population of the repulsive electronic states, as demonstrated in the middle and right columns of Fig.5. For , the states “00” and “10” dominate the steady state for the accessible inter-dot distances, and the recoil is insignificant. A detailed discussion of the dependence of the steady state populations on the DQD structure is beyond our scope here and will be given elsewhere.
———
H_DQD eigenvalues (BO surfaces) as functions of the inter-dot distance, q, in steady state conditions (p=0). The left, middle and right plots correspond to decreasing binding interactions, i.e., V(q0+2sigma)=0.25,0.025,0.0025 respectively. Each many-body eigenstate is marked according to the electronic occupation of the two DQD orbitals ‘00’,’01’,’10’,11 correspond respectively to the electronic energies: 0,e1,e2,e1+e2+U.
- Subtracting the threshold energies (both measurable in this case)
- the value of the interaction can be revealed, provided that the overlap between the two localized orbitals, s, is sufficiently small.
“Crush course” on 2nd quantization, Density matrix (before coherences)
Basis: The reduced DQD density is represented in the basis of the DQD Hamiltonian eigenstates, defined by H_DQD|mn>=E_mn|mn> Since H_D commutes with the electronic number operator, each eigenstate can be identified by the occupation numbers of the two DQD orbitals (m,nE(0,1)), where the respective orbitals and orbital energies depend on the classical variables, p and q.
Reduced DM approach: Considering the typical electronic tunneling barriers between the DQD and the STM tip, and between the DQD and the surface, the dynamics of the electronic density can be approximated in the limit of weak DQD-leads electronic coupling, using the reduced density matrix approach.
Liouville: The leads are assumed to maintain a quasi-equilibrium density, while the reduced DQD state evolves according to the time-dependent Liouville equation to second order in the coupling to the leads. Considering rapid de-phasing (decay of coherences) between DQD eigenstates, the effect of the leads amounts to inducing transitions between the DQD eigenstates via electron hopping events, according to the kinetic equations dPmn=K*Pmn. Pmn is the transient population of the respective eigenstate of the DQD Hamiltonian, Kappa is the rate for transitions induced by the Kth lead, where Gamma is the equation and f is the Fermi distribuation function. Notice that the transition rate constants depend explicitly on the mechanical degree of freedom via Uij(q) and Emn(p,q).
Steady state response of the system to applied bias voltage between the tip and the substrate is associated with a self-consistent solution of the coupled electro-mechanical dynamical equations under the constraint, q’=p’=P00’=P10’=P01’=P11’=0 . These equations define the inter-dot distance and the steady state current from the tip to the surface, I_t->s, where Nmn is the electrons number in the Nmn_th DQD eigenstate. Notice that in principle there are multiple steady state solutions. In particular, there is always a solution with p=0 and q->infinity which corresponds to transport through a single dot. The results below relate to the steady state values of q, which are nearest to the equilibrium distance, q0.
BO: The differences in the mechanical response of different DQDs to a given bias voltage can be rationalized using a Born-Oppenheimer(BO) picture.
PES: The eigenvalues of H_dqd for p=0 (steady state) define potential energy curves for the inter-dot mechanical motion, from which the mechanical force is derived. Taking the quantum mechanical trace in the classical force equation in the basis of the (many body) electronic eigenstates gives, . As one can see the averaged force depends on the electronic state populations, .
Attractive/Repulsive: For strong binding all four curves are attractive. For intermediate binding the potential curve associated with the “11” state becomes repulsive (i.e., does not have a minimum for finite q), and for weak binding both the “01” and the “11” curves are repulsive. Notice that the model accounts for two different contributions to the repulsion.
phi 1,2: The respective orthonormal DQD orbitals, , and , define an electronic Fock space.
DQD H: the DQD Hamiltonian reads. a is the creation operator for an electron in the mth orbital, muo is the reduced mass of the two dots. The electronic coupling to the mechanical degree of freedom is inherent via the explicit dependence of the single electron energies and the electronic interaction term on q (see supplementary material).
U(q): Considering the explicit form of the local orbitals and the expansion coefficient, these integrals can be calculated as follows,. The dependence of U12(q) and Uex(q) on the inter-dot distance is therefore uniquely determined by the specific single particle model invoked in the text. U(q): the electronic interaction term on (see supplementary material).
Add: Notice that at q->infinity, e(1), e(2) approximate E1,E2, but at the beginning there is a strong dependence on S & t.
Add: Very consistent model - just 2 parameters from which we derive all the parameters.
2 Dots: A simple analytic model for the two dot orbitals is invoked, representing them as three-dimensional Gaussians. where and are the dots center of mass coordinates and is the electronic coordinate. The dots dimensions are characterized by an effective size parameter, (the standard deviation of the respective probability distribution, ).
The detailed structure of the electronic envelope function, as well as the rapid oscillations associated with the semiconductor periodicity, are excluded here from , but these functions can be refined to include these details for any specific CQDs of specific shape and chemical compositions.
Overlap: Setting,, and , the inter-dot distance,, defines the overlap between these two localized orbitals, S.
H,S matrices: The matrix representation of the effective single electron Hamiltonian in the basis of the two localized orbitals and the respective overlap matrix take the following generic form, H,S.
Thereby, the on-site energies denoted here as , are assumed to be independent on the inter-dot distance, and their values are taken as the LUMO energies of the two separated dots at . The choice accounts for differences between the dots in terms of their LUMO energy due to internal structure, disorder, local external fields, etc.
The electronic coupling matrix element is assigned a typical exponential decay form, where the coupling matrix element at the reference distance is , and is the decay length of the effective single electron hopping interaction which depends on the nanoparticle boundaries and on the surrounding ligands.
Variation principle, e1(q), e2(q): Each dot is represented by a single localized spin orbital. The single particle energies of the DQD structure at a fixed inter-dot distance, , can be calculated using the standard linear variation principle.
A typical distance dependence of the electronic model parameters e1(q),e2(q),U(q). The equilibrium inter-dot distance was set to q0=5sigma, which corresponds to an overlap integral, S(q0)=0.044. The Hamiltonian parameters were set to , E1=E2=0.25eV, t0=-0.01eV and, gamma=0.4nm-1, which correspond to an energy splitting, e1(q0)-e2(q0)=2(SE1-t0)/(1-S^2)~0.042eV between the two DQD orbitals at the equilibrium geometry. Bottom: Illustrative plots for the ligands-mediated electronic interactions.
BO: The differences in the mechanical response of different DQDs to a given bias voltage can be rationalized using a Born-Oppenheimer(BO) picture.
PES: The eigenvalues of H_dqd for p=0 (steady state) define potential energy curves for the inter-dot mechanical motion, from which the mechanical force is derived. Taking the quantum mechanical trace in the classical force equation in the basis of the (many body) electronic eigenstates gives, . As one can see the averaged force depends on the electronic state populations, .
Attractive/Repulsive: For strong binding all four curves are attractive. For intermediate binding the potential curve associated with the “11” state becomes repulsive (i.e., does not have a minimum for finite q), and for weak binding both the “01” and the “11” curves are repulsive. Notice that the model accounts for two different contributions to the repulsion.
1. We start by associating the eigenstates of the electronic single particle dimer Hamiltonian with orthonormal super positions of local dot orbitals.
2. Xhi_A,B are non-orthogonal, normalized, three-dimensional Gaussians, with an overlap integral S, where q=|Ra-Rb| is the inter-dot distance. Using the normalization of phi_1,2 we rewrite, and the orthogonality of pho_1,2 implies
3. The coefficients a1,b1,a2,b2 and the respective single particle energies e1,e2, are uniquely defined by the generalized eigenvalue problem according to the standard linear variation principle. C is the coefficients matrix.
Notice that the matrices H and S depend explicitly on the inter-dot distance, q, and therefore the solutions to the generalized eigenvalue problem, i.e. the respective single particle energies (e1,e2) and the expansion coefficients (a1,a2,b1,b2) also depend on the inter-dot distance.
4. Within the Fock space spanned by the two orthonormal single particle states, the electronic many-body dimer Hamiltonian reads. U(q) is the two electron interaction term. where U12(q) and Uex(q) are respectively the coulomb and exchange integrals.
5. Finally, we consider the dependence of the dimer-lead coupling on q. The coupling between the DQD and the STM tip(T) and the surface(S), corresponds to electron hopping between the localized orbitals (Xhi_a,b) and the lead states, H_dqd-leads, where d_n is the annihilation operator of an electron at the nth dot orbital.
6. Expanding the dot orbital in terms of the orthonormal DQD orbitals d_n,the coupling term becomes dependent on the inter-dot distance. Using Eq.(A1), it follows that 6(2), and therefore 6(3)