Self perpetuating spiral_arms_in_disk_galaxies

Sérgio Sacani
Sérgio SacaniSupervisor de Geologia na Halliburton en Halliburton
Preprint typeset using LATEX style emulateapj v. 08/13/06
SELF-PERPETUATING SPIRAL ARMS IN DISK GALAXIES
ELENA D’ONGHIA
1,2,3
, MARK VOGELSBERGER
1
, LARS HERNQUIST
1
ABSTRACT
The causes of spiral structure in galaxies remain uncertain. Leaving aside the grand bisymmetric spirals with
their own well-known complications, here we consider the possibility that multi-armed spiral features originate
from density inhomogeneities orbiting within disks. Using high-resolution N-body simulations, we follow the
motions of stars under the influence of gravity, and show that mass concentrations with properties similar to
those of giant molecular clouds can induce the development of spiral arms through a process termed swing
amplification. However, unlike in earlier work, we demonstrate that the eventual response of the disk can
be highly non-linear, significantly modifying the formation and longevity of the resulting patterns. Contrary
to expectations, ragged spiral structures can thus survive at least in a statistical sense long after the original
perturbing influence has been removed.
Subject headings: galaxies: kinematics and dynamics, galaxies: spiral, methods: numerical
1. INTRODUCTION
Seventy percent of galaxies in the nearby Universe are char-
acterized by a disk with prominent spiral arms, but our under-
standing of the origin of these patterns is incomplete, even af-
ter decades of theoretical study (Toomre 1977; Athanassoula
1984; Binney & Tremaine 2008; Sellwood 2011). Several
ideas have been proposed to explain the formation of spiral
arms. One model posits that these features are large-scale
density waves continuing to propagate in a differentially ro-
tating disk. In particular, this theory argues that the matter in
the galaxy (stars and gas) can maintain a density wave through
gravitational interactions even in the presence of shear. This
density wave remains at least quasi-stationary in a frame of
reference rotating around the center of the galaxy at a fixed
angular speed, identified with the pattern speed of the spirals,
and covers the entire disk (Lin & Shu 1964; Bertin & Lin
1996).
An alternative theory proposes that spiral arms are stochas-
tically produced by local gravitational amplification in a dif-
ferentially rotating disk (Goldreich & Lynden-Bell 1965; Ju-
lian & Toomre 1966). The mechanism behind this process is
known as swing amplification and it can be seeded either by
preexisting leading waves or else by the response of a disk
to the presence of a corotating overdensity, such as a giant
molecular cloud. This dynamical response takes the form of
wakelets in the surrounding medium, each amplified by its
own self-gravity through the swinging of leading features into
trailing ones owing to the shear.
According to this second theory, spiral arms would fade
away in one or two galactic years if the driving perturbations
were removed (Toomre & Kalnajs 1991), in contrast to the
quasi-steady nature of the arms in the model proposed by Lin
and Shu. Thus, a continuous source of perturbations would be
required for these fluctuating spiral patterns to be maintained
throughout the lifetime of a galaxy. Indeed, by mimicking
the effects of dissipative infall of gas, Sellwood & Carlberg
(1984) showed that the addition of fresh particles on circular
orbits could cause such spiral patterns to recur, and Carlberg
1 Harvard-Smithsonian Center for Astrophysics,
60 Garden Str., Cambridge, MA 02138 USA
2 Keck Fellow; edonghia@cfa.harvard.edu
3 University of Wisconsin,
475 Charter St., Madison, WI 53706
& Freedman (1985) demonstrated that almost any mechanism
of dynamical cooling can maintain spiral activity of a similar
kind.
However, the pioneering work on density waves in the
1960s was based on analytic theory and invoked various as-
sumptions in order for solutions to be found. For example, the
swing amplification analysis involved linear approximations
to the equations of motion. The theoretical emphasis since
that time has been on identifying driving mechanisms that can
sustain the wave in spite of the damping which would cause
it to decay in this picture. Indeed, whereas observations show
that spiral arms might be density waves, N-body experiments
have not yielded long-lived spiral structures, as predicted by
the stationary density wave theory. Simulations of cool, shear-
ing disks always exhibit recurrent transient spiral activity and
this situation has not changed over the past several decades
as computational power has increased (Sellwood 2000; Fujii
et al. 2011; Sellwood 2011).
Some work showed that spiral patterns fade away in numer-
ical simulations of stellar disks if the effects of gas dissipation
are not included; the reason is that the disk becomes less re-
sponsive as random motions rise owing to particle scattering
by the spiral activity and giant molecular clouds (Sellwood &
Carlberg 1984; Binney & Lacey 1988). Moreover, the debate
about the longevity of the arms practically ceased two decades
ago because the available computational power did not permit
definitive tests of some of the predictions of the theories and
also because observations at that time were not sufficiently de-
tailed to discriminate between the two main competing views.
In the past decade, some studies have argued that the contin-
uous infall of substructures in the dark matter halos of galax-
ies could induce spiral patterns in disks by generating local-
ized disturbances that grow by swing amplification (Gauthier
et al. 2006; Purcell et al. 2011). According to such simula-
tions, the main agent producing transient features would be
satellite passages through the inner part of a disk. Because
the tidal effects of the satellites are generally small (D’Onghia
et al. 2010b), this process is distinct from interactions thought
to be responsible for grand-design spirals like M51. However,
there are indications that dark matter substructures orbiting
in the inner regions of galaxy halos would be destroyed by
dynamical processes such as disk shocking, and hence would
not be able to seed the formation of spiral structure (D’Onghia
et al. 2010a).
arXiv:1204.0513v2[astro-ph.GA]28Jan2013
2 D’Onghia et al.
In what follows, we report on high resolution N-body sim-
ulations of isolated disks in which we follow the motion of
100 million star particles under the influence of gravity, to
explore the idea that spiral arms are seeded by density inho-
mogeneities orbiting within the disk. These inhomogeneities
can be identified with fluctuations in the distribution of gas in
the interstellar medium of galaxies, such as giant molecular
clouds or, more speculatively, any massive star clusters em-
bedded in the disk. Because early works already showed that
the gravitational response of a stellar disk to an overdensity
orbiting in its plane is similar as the response of a gaseous
disk (see in particular Fig.7 of Toomre (1981)), we perform
our analysis only on stellar disks, for simplicity.
Our work focuses on understanding the origin of spiral
arms and differs in many respects from previous studies. The
methodology we employ here has the potential to discern the
physical processes occurring in stellar disks at a higher level
of detail than in previous simulations of isolated galaxies.
As we describe below, our results indicate that the response
of a disk to local perturbations is highly non-linear and time-
variable on galactic scales and so is not fully captured by the
linear approximations invoked in swing amplification theory
or the classic work on quasi-steady density waves.
In what follows, we describe our methodology in §2. In §3
we present our results by showing examples in which a disk
is perturbed by inhomogeneities orbiting in its plane, and we
even vary the lifetimes of the perturbers. Results anticipated
by linear theory are described in §4, whereas §5 is devoted to
illustrating the non-linear effects that arise in our simulations.
Finally, we discuss the astrophysical relevance of our work in
§6.
2. METHODOLOGY
Our simulations were carried out with the parallel TreePM
code GADGET-3 (last described in Springel 2005). We only
employ the tree-based gravity solver coupled to a static exter-
nal potential to solve for the evolution of collisionless parti-
cles.
Pairwise particle interactions are softened with a spline ker-
nel (Hernquist & Katz 1989) on scales hs, so that forces
are strictly Newtonian for particles separated by more than
2hs. The resulting force is roughly equivalent to traditional
Plummer-softening with scale length ≈ hs/2.8. For our
simulations the Plummer-equivalent gravitational softening
length set to = 5pc for stellar particles.
2.1. Setting up initial conditions
The galaxies in our study consist of dark matter halos and
rotationally supported disks of stars. The parameters describ-
ing each component are independent and the models are con-
structed in a manner similar to the approach described in pre-
vious works (Hernquist 1993; Springel 2000; Springel et al.
2005).
2.2. Dark Halo
We model the dark matter mass distribution with a Hern-
quist (1990) profile:
ρdm =
Mdm
2π
a
r(r + a)3
, (1)
which has a cumulative mass distribution
M(< r) = Mdmr2
/(r + a)2
, where a is the radial scale
length and Mdm is the total halo mass here set to 9.5x1011
M .
In the past, models of disk galaxies run in isolation and used
to study the properties of spiral arms employed only a few
million particles to sample both the stellar disk and the dark
matter halo. In such experiments, randomly-placed particles
produce fluctuations in the halo potential. Even if the disk
is initially featureless, the Poisson noise owing to such dis-
cretization of the mass in N-body experiments is inevitably
swing amplified, producing trailing multi-armed spiral pat-
terns in the disk (Toomre 1977; Fujii et al. 2011; Sellwood
2012).
In order to suppress the development of artificial features
in all the N-body experiments that follow, we set up a live
disk of stars embedded in a rigid dark matter potential. We
employ simulations with a sufficiently large number of parti-
cles in the disk, i.e. 100 million, so that the disks are essen-
tially featureless when evolved without any perturbers acting
on them. These simulations serve as “controls,” making it
possible to identify the response of the disk to imposed per-
turbations. In this manner, we will be able to separate the
sources responsible for exciting features in the disk from the
stars which react to the perturbations, unlike previous experi-
ments in which the stars themselves acted as perturbers, com-
plicating the interpretation of the experiments, as emphasized
by Toomre (1990).
2.3. Stellar Disk
We model the stellar disk in the initial conditions with an
exponential surface density profile of scale length Rs:
Σ∗(R) =
M∗
2πR2
s
exp(−R/Rs), (2)
so that the stellar disk mass is M∗ = mdMtot, where md is
the disk fraction of the total mass Mtot of the galaxy. For an
extremely thin disk the circular velocity of the galaxy would
be:
V 2
c (R) =
GMdm(< R)
R
+
2GM∗
Rs
y2
×
[I0(y)K0(y) − I1(y)K1(y)]. (3)
Here, G is the gravitational constant, y = R/(2Rs), and In
and Kn are modified Bessel functions. We specify the vertical
mass distribution of the stars in the disk by giving it the profile
of an isothermal sheet with a radially constant scale height z0.
The 3D stellar density in the disk is hence given by:
ρ∗(R, z) =
M∗
4πz0R2
s
sech2 z
z0
exp −
R
Rs
. (4)
We treat z0 as a free parameter that is set by the vertical ve-
locity dispersion of the stars in the disk and fix the veloc-
ity distribution of the stars such that this scale height is self-
consistently maintained in the full 3D potential of the galaxy
(Springel et al. 2005). We adopt z0 = 0.1Rs.
Fig. 1 shows the rotation curve for the fiducial galaxy
model used in the simulations (left panel). The total disk mass
of the galaxy is 1.9x1010
M . The total disk fraction is fixed
to md = 0.02 and the scale length of the disk, Rs, is 3.13
kpc. The disk is set up so that it is stable, as measured by the
Q parameter, defined for infinitely thin disks as:
Q =
σRκ
3.36GΣ
, (5)
where σR is the radial velocity dispersion, κ is the epicycle
frequency, and Σ is the stellar surface density. The proper-
ties of the disk are chosen so that the Q parameter is initially
Self-Perpetuating Spiral Arms 3
FIG. 1.— Left Panel.Rotation curve for fiducial disk galaxy model (left panel). Right Panel. Toomre parameter Q as a function of radius for the fiducial model.
The radius is normalized to the value of the disk scale length of 3.13 kpc in both panels.
larger than 1 at all radii and has a minimum value of 1.3 (right
panel of Fig 1), implying that the disk is stable to axisymmet-
ric instabilities (Toomre 1964).
The strength of spiral features is estimated by dividing the
face-on disk into concentric annuli which are further divided
into azimuthal bins. The mass from the star particles is then
assigned to these bins, making it possible to compute the stel-
lar surface density Σ(R, θ). Fourier components of the sur-
face density are then calculated. We use the Fourier transform
analysis to estimate the residuals of the surface density com-
puted by subtracting the azimuthally averaged surface density
from the surface density distribution and normalizing accord-
ing to Res = (Σ − Σavg)/Σavg.
3. RESULTS
3.1. Disk Stability Test
We first perform an N-body experiment in which a live disk
of 100 million stars as described above is embedded in a rigid
potential for the dark halo. We run the fiducial case with no
perturbers for two-three galactic years and verify that the disk
does not develop prominent spiral features. The outcome of
this experiment is shown in Fig. 2 where a time evolution of
the disk is displayed.
3.2. Dynamical Response of the Disk to Perturbers
Having established that relatively low mass disks run with
sufficiently large numbers of particles do not develop promi-
nent spiral patterns in the absence of any perturbing influence,
we then evolve the same galaxy models, but add 1, 000 grav-
itationally softened particles (each with a mass of the order
of a typical giant molecular cloud: M = 9.5x105
M ) dis-
tributed with the same exponential law as the disk and as-
sumed to be corotating on circular orbits with the disk stars.
We note that we use a 20 times larger gravitational softening
length for these molecular cloud particles due to their larger
mass compared to the stellar particles in the disk. These per-
turbers are kept moving on circular orbits in order to avoid
any clumping that could facilitate the formation of overdense
stellar regions.
Each softened particle perturbs the motions of neighboring
stars and drives a strong local response in the disk. The col-
lective influence of all the perturbers leads to the development
of spiral structures as shown in Fig. 3. These features extend
well beyond two scale lengths of the disk. At a distance of
five scale lengths these segments tend to be more isolated and
weaker.
In particular, Fig. 3 displays the time evolution of the disk
for approximately two-three galactic years. Note that the dy-
namical response is rapid and already after almost half of a
galactic year, multi-armed patterns appear. Fig. 4 (top pan-
els) shows the disk and the 1,000 molecular clouds distributed
within it after approximately one galactic year. The disk is
displayed face-on in Cartesian coordinates (left panels) and
surface density residuals are shown in polar coordinates (right
panels). In this case, interior to one disk scale length the disk
is characterized by three or four spiral arms. At two scale
lengths from the galaxy center the number of spiral arms is
approximately seven with amplitudes reaching values of 10-
15% higher than the stellar background.
We repeat the same experiment with the giant molecular
clouds counter-rotating relative to the disk stars. As shown in
Fig. 4 (bottom panels), the disk response after approximately
one galactic year is now much weaker than for corotating per-
turbers displayed at the same time (top panels).
3.3. Finite Lifetime Giant Molecular Clouds
Our previous calculations assumed an infinite lifetime for
the giant molecular clouds. Although the lifetimes of these
systems are much debated, giant molecular clouds in galaxies
are likely short-lived. Furthermore, giant molecular clouds
in real galaxies are preferentially found in spiral arms, and
may be created there by the converging flow of the interstellar
medium due to its motion through the spiral potential. The
clouds disperse after they pass through the arm, perhaps in
part because of the diverging flow as the gas emerges from
the arm, although other factors such as of the energy input
from young stars are important also. This is certainly a too
complicated picture to be simplified, however here we only
want to measure the dynamical response of the disk to some
perturbers with different lifetimes.
In the following, we show the outcome of runs performed
with a finite lifetime for the giant molecular clouds. In partic-
4 D’Onghia et al.
4 2 0 2 4
x/Rs
4
2
0
2
4
y/Rs
t=0Myr
4 2 0 2 4
x/Rs
4
2
0
2
4
y/Rs
t=100Myr
4 2 0 2 4
x/Rs
4
2
0
2
4
y/Rs
t=200Myr
4 2 0 2 4
x/Rs
4
2
0
2
4
y/Rs
t=300Myr
4 2 0 2 4
x/Rs
4
2
0
2
4
y/Rs
t=400Myr
4 2 0 2 4
x/Rs
4
2
0
2
4
y/Rs
t=500Myr
FIG. 2.— Time sequence for the evolution of a live disk of stars embedded in a dark Milky Way-sized halo run unperturbed in isolation and displayed after a
few galactic years. The disk is displayed face-on in Cartesian coordinates.
ular, we show two examples: a first run adopting the fiducial
disk of stars embedded in a rigid halo potential with 1,000
giant molecular clouds having a lifetime of 2.5x106
yrs and
a second run with cloud lifetimes of 2.5x107
yrs. The fi-
nite lifetime is directly implemented in our simulation code.
Specifically, we assign a time counter to each giant molecular
cloud particle. Once this counter exceeds the predefined life-
time, this particle is converted to a regular stellar particle by
changing its mass and gravitational softening length. We then
randomly select another stellar particle in the disk and turn
it into a giant molecular cloud particle also by changing the
mass and gravitational softening length accordingly. To avoid
the sudden destruction of all giant molecular cloud particles
at the same time, we generate the initial set of giant molecular
cloud particles with a uniform age distribution in the range of
the selected lifetime.
The top panels of Fig. 5 show the outcome of the run with
the giant molecular clouds having a lifetime of 2.5x106
yrs.
This lifetime is too short to trigger any resonance between the
shear flow and epicyclic vibration, hence the forced response
that leads to the formation of the arms does not occur. The op-
posite situation is shown in Fig. 5 (bottom panels) where the
giant molecular clouds are assumed to live for 2.5x107
yrs.
Note that this lifetime is sufficient to trigger the formation of
multi-armed spiral patterns. The orbital period for a typical
giant molecular cloud in a Milky-Way sized galaxy is ≈ 108
yrs, thus our calculations show that a lifetime of a quarter of
the orbital time is sufficient to trigger a strong response in a
disk and the subsequent development of spiral arms. The ar-
gument can be now inverted: in order to form realistic spiral
arms in disk galaxies, the giant molecular clouds have to sur-
vive for at least 107
yrs, which is in accord with observational
estimates.
4. RESULTS ANTICIPATED BY LINEAR THEORY
4.1. Material Arms or Density Waves?
A long-standing controversy over the nature of spiral arms is
whether they correspond to density enhancements in the back-
ground stellar distribution (density waves), or are made up of
stars that always remain in the arm and are just more con-
centrated than the stars outside the arm (material arms). In
the early studies, the arms were assumed to be density waves,
because if they were material they would quickly wind up as
the galaxy rotates. Thus, both the swing amplification and the
static density wave theories argue that the arms are overdense
regions of the disk moving around at a different speed rela-
tive to the stars themselves. Stars thus continuously move in
and out of the spiral arms. However, recent investigations us-
ing numerical simulations of stellar disks have challenged this
claim and and argue that the arms might be material structures
(Grand et al. 2012).
To investigate this in the context of our simulations, we
identify a patch of stars along the arm in the stellar disk after
the arms are fully developed (after 100 Myrs) as displayed in
top panels of Fig. 6, where the patch is colored in black. Then,
we follow the positions of the stars originally in the patch for-
ward in time and display the outcome after two galactic years
(bottom panels). We note that the stars initially in the patch
spread out, confirming that the spiral patterns in our simu-
lations are density waves and not material structures. This
is shown in polar coordinates in the bottom panel of Fig. 6
where it is clear that the patch is being sheared out by differ-
Self-Perpetuating Spiral Arms 5
4 2 0 2 4
x/Rs
4
2
0
2
4
y/Rs
t=0Myr
4 2 0 2 4
x/Rs
4
2
0
2
4
y/Rs
t=100Myr
4 2 0 2 4
x/Rs
4
2
0
2
4
y/Rs
t=200Myr
4 2 0 2 4
x/Rs
4
2
0
2
4
y/Rs
t=300Myr
4 2 0 2 4
x/Rs
4
2
0
2
4
y/Rs
t=400Myr
4 2 0 2 4
x/Rs
4
2
0
2
4
y/Rs
t=500Myr
FIG. 3.— Time sequence of an N-body experiment in which a self-gravitating disk of 100 million stars seen face-on embedded in a dark Milky Way-sized
halo is run with 1,000 giant molecular clouds (represented with the black dots) which are randomly distributed within the disk and are assumed to be corotating
on circular orbits with the disk stars. The giant molecular clouds act as perturbers and the live disk dynamically responds to the presence of these perturbers by
developing features which resemble multi-armed structures in galaxies. Each panel displays a region 30 kpc on a side at the times indicated.
ential rotation and the pitch angle of the patch differs signifi-
cantly from that of the spiral features.
4.2. Forced-Wake Theory
The different response of the disk to the direction of the
motion of the perturbers within the disk, as shown in Fig. 4,
suggests that the physical process behind spiral arm formation
in our simulated galaxies is initially, at least, wake-making,
which operates through a combination of three ingredients:
the shearing flow, small-scale epicyclic motions, and the disk
self-gravity (Julian & Toomre 1966). We briefly review the
main concept.
Consider stars drifting in the flow at slightly larger radii
than a perturber which is corotating with the disk. The drift-
ing stars will feel a small force owing to the presence of the
perturber, exciting epicyclic motion in the stellar orbits. At
the same time, the inwards and outwards motions of the stars
lead to density enhancements and deficits relative to the stellar
background. These enhancements can swing from leading to
trailing owing to shear in the disk. The sense of this shearing
motion is identical to that of the retrograde epicyclic motion
of individual stars. Because of this match it is possible for a
swinging pattern to resonate with the epicyclic stellar motions
as the shear causes it to become a trailing pattern. This tempo-
rary match allows the feature to be amplified by self-gravity
as the stars linger within the perturbation (Julian & Toomre
1966).
4.3. The Critical Role of Self-gravity as Amplifier
Julian & Toomre (1966) showed that swing amplification
results from a cooperative effect between shear, epicyclic mo-
tions, and self-gravity. In order to verify the importance of
self-gravity in the outcomes of our simulations, we performed
an N-body simulation of a disk of stars treated as test particles
embedded in a dark halo along with 1,000 perturbers moving
on circular orbits within the disk (for details of the set-up, see
Appendix).
Fig. 7 shows a time sequence from a simulation in which
the disk is perturbed by density inhomogeneities, but the self-
gravity of the disk is ignored. The influence of the disk self-
gravity is clear. In the absence of self-gravity, wakes still form
around the perturbers, but the wakes have different shapes
and are weaker than when self-gravity is included, as demon-
strated in Fig. 7. A harmonic analysis shows that the magni-
tude of each Fourier coefficient is greatly reduced if disk self-
gravity is ignored, as expected on the basis of similar tests
performed by Julian & Toomre (1966). (In particular, com-
pare Figs. 7 and 12 in Julian & Toomre (1966).) Thus, self-
gravity acts as a communicator between the stars, amplifying
wakes around each perturber and allowing different wakes to
connect to produce long-range patterns, as in Fig. 3.
4.4. Collective Amplification Regime
Swing amplification is the linear gravitational response of
a disk to an overdensity orbiting in its plane. In a stable
disk, pressure-like or mixing effects of random motions avoid
clumping and normally disrupt an overdense region before
it has time to collapse. Because of the similarity between
6 D’Onghia et al.
4 2 0 2 4
x/Rs
4
2
0
2
4
y/Rs
t= 250 Myr
0 1 2 3 4 5
R/Rs
3
2
1
0
1
2
3
θ
RESIDUALS
-0.6
-0.3
-0
0.3
0.6
(Σ−Σfit)/Σfit
4 2 0 2 4
x/Rs
4
2
0
2
4
y/Rs
t= 250 Myr
0 1 2 3 4 5
R/Rs
3
2
1
0
1
2
3
θ RESIDUALS
-0.6
-0.3
-0
0.3
0.6
(Σ−Σfit)/Σfit
FIG. 4.— Top Panels.A live disk of stars embedded in a dark Milky Way-sized halo run in isolation with 1,000 giant molecular clouds distributed within the
disk and assumed to be corotating on circular orbits with the disk. The disk is displayed approximately after one galactic year face-on in Cartesian coordinates
(left) and surface density residuals are shown in polar coordinates (right). Bottom Panels. The same experiment is displayed at the same time with the 1,000
perturbers assumed to be counter-rotating on circular orbits with respect to the disk.
shear and epicyclic vibrations however, individual stars re-
main within shearing density enhancements for a substantial
fraction of the epicyclic frequency κ, which is given by
κ2
= R
dΩ2
dR
+ 4Ω2
, (6)
where Ω = Vc/R is the angular frequency, R is the radius,
and Vc is the total circular velocity. For the idealized case of
a Mestel disk, with Vc constant, Toomre (1981) found that the
gain of the swing amplifier depends on the value of Q and the
ratio of the wavelength to a critical value X = λ/λcrit where
λcrit = 4πGΣκ−2
is the shortest wavelength stabilized by ro-
tation alone. For this idealized situation, the amplification
factor peaks at X ∼ 1.5, reaching values in excess of 100
for cold disks. Swing amplification is negligible for X ≥ 3.
Indeed perturbations with such long wavelengths are stabi-
lized by the angular momentum of the stars. Note that in
N-body experiments, particle noise creates a spectrum of per-
turbations of all sizes and shapes, including both leading and
trailing spirals. As the differential rotation of the disk shears
leading spirals into trailing configurations, swing amplifica-
tion boosts the amplitudes of those which have wavelengths
of order of λ ∼ 1.5λcrit thereby creating a multi-armed pat-
tern of trailing spirals with a characteristic spacing that ex-
plains the results illustrated in Fig. 3 (see Appendix for an
expression giving the amplification parameter for a general
disk galaxy).
A naive expectation from Julian & Toomre (1966) is that
each inhomogeneity in the disk should generate a wake, form-
ing an initial leading feature which is amplified owing to the
Self-Perpetuating Spiral Arms 7
FIG. 5.— Left Panels. The outcome of the N-body experiment where a live disk of stars embedded in a dark Milky Way-sized halo run with 1,000 giant
molecular clouds with a finite lifetime of 2.5x106 yrs (top) and 2.5x107 yrs (bottom). Right Panels. The surface density residuals are shown in polar coordinates.
differential rotation of the disk to become a stronger trailing
wave. However, in our simulations the number of arms is
not determined by the number of perturbers.4
Instead, each
perturber produces a segment of an arm and then these seg-
ments are joined at kinks. Thus, there is a collective process
that occurs between the individual wakes that connects them
together to produce a pattern that resembles the features in
multi-armed spiral galaxies.
According to swing amplification theory, the most strongly
amplified features are those which have wavelength ∼ λcrit.
If in some region the perturbers are packed together more
tightly than this, they will effectively act as an individual per-
turber producing a single response with an extent ∼ λcrit. In
regions where the perturbers are separated by distances much
4 It should be noticed that in linear theory, there is fundamentally no differ-
ence, whether or not the perturbers are distinct from the supporting medium
(Toomre 1990).
larger than λcrit, they are effectively isolated, and we would
expect to see individual, disconnected wakes around each per-
turber. However, in the intermediate regime, when the density
of the perturbers is such that they can each produce wakes
that interact with one another, the wakes will connect owing
to self-gravity, joining together to produce patterns that can
cover an entire disk. This has the effect of selecting out par-
ticular global structures that extend throughout a disk and the
resulting number of arms is governed by the structural prop-
erties of a galaxy through λcrit.
4.5. Determination of the Number of Arms
So far we have presented models of disks of such mass
that when they are perturbed they develop features charac-
teristic of multi-armed spiral galaxies. We have verified that
the number of arms does not depend on the number of per-
turbers. However, the response does depend in detail on the
mass distribution of the galaxy and the extent to which the
8 D’Onghia et al.
4 2 0 2 4
x/Rs
4
2
0
2
4
y/Rs
t= 100 Myr
0 1 2 3 4 5
R/Rs
3
2
1
0
1
2
3
θ
RESIDUALS
-0.6
-0.3
-0
0.3
0.6
(Σ−Σfit)/Σfit
4 2 0 2 4
x/Rs
4
2
0
2
4
y/Rs
t= 450 Myr
0 1 2 3 4 5
R/Rs
3
2
1
0
1
2
3
θ RESIDUALS
-0.6
-0.3
-0
0.3
0.6
(Σ−Σfit)/Σfit
FIG. 6.— Top Panels. A patch of stars is identified in the overdense region of the arm and colored in black at the time when the arms are fully developed (100
Myrs). Bottom Panels. The stars initially identified in the patch are followed forward in time and displayed after less than two galactic years.
disk is self-gravitating.
In a set of experiments shown in Fig. 8, we altered the
contribution of the disk to the total mass of the galaxy. We
kept the total mass of the galaxy and the mass distribution
of the dark halo as previously but we ran simulations where
we increased the disk fraction, md, from 0.01 to 0.02, 0.03
and 0.04. Once again, we first ran these models without per-
turbers orbiting within the disk for one galactic year and ver-
ified that the disks do not develop prominent patterns. We
subsequently introduced in the initial conditions 1,000 giant
molecular clouds corotating with the disk stars. By changing
the disk mass these models were designed to vary the criti-
cal length scale parameter λcrit = 4π2
GΣ/κ2
and lead to a
different spiral morphology (see Fig.1 in Carlberg & Freed-
man (1985); Efstathiou et al. (1982)), from the multi-armed
features typical of galaxies like NGC 7217 obtained for low-
mass disks, to those with a few prominent arms as in M101 or
the Milky Way. As anticipated based on the above arguments,
the results shown in Fig. 8 demonstrate that the spiral mor-
phology in our simulated disks is indeed determined by the
structural properties of the galaxy through λcrit.
5. RESULTS NOT ANTICIPATED BY LINEAR THEORY
5.1. Self-perpetuating spiral arms
Theories based on a linear approximation describing the
local dynamic response, e.g. a disk patch, predict that the
emerging spiral patterns should be a superposition of swing-
ing wavelets, shearing with the general flow, but exhibiting
transient growth as they swing from leading to trailing. If the
perturbation responsible for exciting a wakelet is removed,
the linear theory predicts that the wakelet will decay, reveal-
ing its transient nature (Toomre & Kalnajs 1991). In order to
Self-Perpetuating Spiral Arms 9
4 2 0 2 4
x/Rs
4
2
0
2
4
y/Rs
t=0 Myrs
4 2 0 2 4
x/Rs
4
2
0
2
4
y/Rs
t=50 Myrs
4 2 0 2 4
x/Rs
4
2
0
2
4
y/Rs
t=100 Myrs
4 2 0 2 4
x/Rs
4
2
0
2
4
y/Rs
t=150 Myrs
4 2 0 2 4
x/Rs
4
2
0
2
4
y/Rs
t=200 Myrs
4 2 0 2 4
x/Rs
4
2
0
2
4
y/Rs
t=250Myr
FIG. 7.— Time evolution of a disk perturbed by 1,000 inhomogeneities co-rotating with the stars, but in which the disk self-gravity is not included.
test the validity of the linear theory and to determine if spi-
ral structures arise collectively through a local response of the
disk, we stacked the giant molecular clouds at a fixed radius in
the disk, superposing their associated wakes. The outcome is
surprising, and we find that the response is highly non-linear
in the sense that the wakes that initially formed around the
perturbers, e.g. the giant molecular clouds, depart from them
after only about a tenth of a galactic year and then become
new perturbers that continuously excite the disk.
In fact, this is apparent in the top right panel of Fig. 4
where it can be seen that at a fixed radius between say 2
and 4 disk scale-length, the wakelets have different shapes
and cannot be superposed. Furthermore, the perturbers (the
black filled circles) are associated with their each individual
wakelets, as predicted by linear swing amplification theory,
only at distances beyond 4 disk scale-lengths where the self-
gravity of the disk is lower and the individual perturbers are
well-separated. As described below, we find that between two
and four disk scale-lengths the arms are reinforced owing to
non-linear effects and the wakelets become sufficiently over-
dense that they decouple from the original perturbers and then
act as perturbers themselves.
To demonstrate this unexpected outcome and its radical
consequences, we remove the original perturbers from the
disk by replacing the giant molecular clouds with an equal
mass in stars, and continue to evolve the disk, as illustrated
in Fig. 9. The patterns do not disappear, contrary to the ex-
pectations of linear theory, and are instead long-lived. Be-
cause of the self-gravity of the disk, the wakes imprinted by
the original perturbers become mildly self-gravitating and are
of sufficiently high density to serve as perturbers themselves,
thereby making the spiral features self-perpetuating. We have
verified that the ensuing spiral patterns survive for at least an-
other eight galactic years.
We emphasize that in our simulations, the spirals are self-
perpetuating in a manner completely distinct from the classi-
cal density wave theory where the patterns are static or slowly
rising in amplitude with time and are rigidly rotating (Lin &
Shu 1964; Bertin & Lin 1996). Indeed, in our simulations the
patterns are not global but they appear as local segments con-
necting together and fluctuating in amplitude with time. The
evolution of the resulting spiral structure is characterized by a
balance between shear and self-gravity. Locally, shear tends
to stretch the waves, breaking the arms, whereas in regions
where the self-gravity dominates, the pattern is overdense and
generates the segments making up the arms. This local bal-
ance between shear and self-gravity gives the visual impres-
sion that the spiral structures are global patterns, but in reality
they are only segments, produced by local under-dense and
over-dense regions.
An alternative explanation for our results involves the pos-
sibility that such dynamical systems support actual coher-
ent unstable modes, and that the features observed after the
perturbers are removed are manifestations of these unstable
modes. Thus the rapidly varying spirals seen in our simula-
tions would result from the superposition of a few long-lived
waves (for a detailed study, see Sellwood (2012)).
We generated spectrograms to test this interpretation, which
supported at some level this possibility. However, our exper-
iments were not run for a sufficiently long time to be deci-
sive on this point. We will explore this alternative explanation
with tests to discriminate between the two interpretations in a
10 D’Onghia et al.
4 2 0 2 4
x/Rs
4
2
0
2
4
y/Rs
md=0.04
4 2 0 2 4
x/Rs
4
2
0
2
4
y/Rs
md=0.03
4 2 0 2 4
x/Rs
4
2
0
2
4
y/Rs
md=0.02
4 2 0 2 4
x/Rs
4
2
0
2
4
y/Rs md=0.01
FIG. 8.— Sequence of models where we varied the contribution of the disk to the total mass distribution in the rotation curve of the galaxy. We fix the total
mass of the galaxy and the mass distribution of the dark halo, but increase the disk mass fraction md from a value of 0.01 to the following values: 0.02, 0.03 and
0.04. Increasing the disk fraction decreases the number of arms. Models are displayed after one galactic year.
forthcoming paper.
Our results naturally predict that the pattern speed of spi-
ral arms in late-type spiral galaxies should not be constant
but should vary with distance from the center of the galaxy.
This has already been claimed for patterns speeds estimated
for NGC 5164 and NGC 628 (Foyle et al. 2010; Meidt et al.
2009) and M101 (Foyle et al. 2011). However, whereas these
works conclude that this supports the interpretation that spiral
arms are short-lived, our simulations show that the features
can be long-lived as various local segments break and then
later reconnect with other pieces of spiral arms, resulting in
long-lived structures.
Note that we have focused on the idealized case of a rather
low disk mass. These systems are stable over long periods of
time and do not develop bars or arms if unperturbed. If we
consider disks that are more strongly self-gravitating, by, for
example, increasing the ratio of the mass of the disk to the
total mass of the galaxy, md = 0.04, the simulations favor the
formation of four spiral arms as displayed at the top left panel
of Fig. 8. In that event, λcrit is larger, so that longer wave-
length disturbances are most strongly amplified. By examin-
ing the rotation curves of our galaxy models, we also find that
those with more massive disks have lower shear rates where
the bulk of their mass is located, so individual wakes can re-
main connected over longer distances without breaking apart
owing to shear, yielding patterns with fewer global arms. In-
deed the number of arms does not depend on the number of
perturbers but on the structural properties of the galaxies in a
Self-Perpetuating Spiral Arms 11
4 2 0 2 4
x/Rs
4
2
0
2
4
y/Rs
t=0Myr
4 2 0 2 4
x/Rs
4
2
0
2
4
y/Rs
t=200Myr
4 2 0 2 4
x/Rs
4
2
0
2
4
y/Rs
t=500Myr
4 2 0 2 4
x/Rs
4
2
0
2
4
y/Rs
t=700Myr
4 2 0 2 4
x/Rs
4
2
0
2
4
y/Rs
t=1000Myr
4 2 0 2 4
x/Rs
4
2
0
2
4
y/Rs
t=1200Myr
FIG. 9.— Time sequence for the evolution of spiral arms once the giant molecular clouds are removed from the disk. The left upper panel shows the stellar
disk the time at which the perturbers, e.g. giant molecular clouds, are removed. We define this initial time as set to t=0. The subsequent time evolution of the
spiral arms is shown in the other panels according to the initial time definition. Each panel displays a region 30 kpc on a side at the times indicated.
way that by changing the rotation curve of the galaxy also the
number of arms varies accordingly.
In a further set of experiments, we ran simulations of disks
after we systematically reduced the time at which the 1,000
perturbers, e.g. giant molecular clouds, were removed and
estimated the minimum time the perturbers need to corotate
with the disk to trigger the formation of spiral arms that per-
sists even after being removed. We find that if we remove the
1,000 perturbers after 15 Myrs, this time is sufficient to trig-
ger the process that leads later to the formation of long-lived,
self-perpetuating patterns, similar to the estimates we made
earlier for the required lifetimes of the original perturbers.
5.2. Non-linear effects
To demonstrate explicitly the possible importance of non-
linear dynamics in spiral structure formation, the top panel
of Fig. 10 shows the case of a galactic disk influenced by a
single perturber with a mass of 107
M kept cycling at 2 disk
scale length, corotating with the disk, and then being removed
after one galactic year.5
The image displays the disk when
the perturber is still corotating with it. Initially, a wakelet is
generated around the perturber in a manner consistent with
the linear theory. However, non-linear effects are evident in
the gravitational response of the disk to the perturbation and
result in the development of additional underdense and over-
dense regions that are clearly visible especially in the polar
coordinate plot (right top panel of Fig. 10). These features,
5 The perturber is forced to cycle on a circular orbit so that it is not affected
by dynamical friction.
which act as perturbers, are responsible for keeping alive the
spiral activity and are not expected based on the linear anal-
ysis. These findings indicate that our simulations are probing
an entirely new regime in which the linear theory is no longer
fully applicable.
Once the non-linear features begin to develop, we remove
the perturber as shown at the bottom panel of Fig. 10 and
find that the wakelets do not disappear, as predicted by the
linear theory. Indeed, the overdense and underdense regions
act themselves as new perturbers, exciting a further response
in the disk, leading to a self-perpetuating pattern in which ad-
ditional unexpected features such as holes and wrapping arms
in the outer regions are produced within four galactic years,
as shown in Fig. 10. The expectations of linear theory are
that the disk should relax after the perturbation is removed
and that the spirals should gradually disappear, but we find
instead that the patterns survive for many rotation periods.
We note here that the response in the disks we simulate orig-
inates at the co-rotation resonance between the perturbers and
the surrounding stars. Thus, while we do not argue against
the possibility that dynamical effects such as “groove insta-
bilities” (Sellwood & Lin 1989) can play an important role
in producing spiral structure in actual galaxies, in our simu-
lations, at least, the dominant dynamical effects seem to be
associated with the response at the co-rotation resonance in
the disk.
Next, we performed the same experiment with a perturber
mass reduced by a factor of ten, e.g. typical of a giant molec-
ular cloud or a globular star cluster of mass 106
M kept cy-
cling at two scale lengths of the disk and checked how long
12 D’Onghia et al.
4 2 0 2 4
x/Rs
4
2
0
2
4
y/Rs
t= 250 Myr
0 1 2 3 4 5
R/Rs
3
2
1
0
1
2
3
θ
RESIDUALS
-0.6
-0.3
-0
0.3
0.6
(Σ−Σfit)/Σfit
4 2 0 2 4
x/Rs
4
2
0
2
4
y/Rs
t= 900 Myr
0 1 2 3 4 5
R/Rs
3
2
1
0
1
2
3
θ RESIDUALS
-0.6
-0.3
-0
0.3
0.6
(Σ−Σfit)/Σfit
FIG. 10.— Top Panels: A stellar disk responding to a single perturber with mass of 107 M , which is removed after one galactic year. Bottom Panels: Surface
density is shown 4 galactic years after the perturber is removed confirming that the patterns survive for several rotation periods. The disk is displayed face-on in
Cartesian coordinates (left panels) and surface density residuals are shown in polar coordinates (right panels).
it takes for non-linear effects to develop. The outcome is il-
lustrated in Fig. 11 which shows that the linear approxima-
tion breaks down after roughly 3 galactic years and holes and
winding arms appear following an additional 2 galactic years
once the perturber is removed. This suggests that while reduc-
ing the mass of the perturber lengthens the time for non-linear
effects to become important, they nevertheless still develop.
Note that the amplitude of the arms (which are the overdense
regions) and the depth of the holes (the underdense regions)
are also reduced because they are sensitively dependent on the
mass of the perturber.
6. PREDICTIONS
It seems clear from our results that a modest overdensity
corotating with a galactic disk for a small fraction of a galactic
year can trigger the formation of spiral structure that will take
over and become self-perpetuating for at least several billion
years. Intriguingly, observations of nearby disk galaxies sug-
gest that when counter-rotating stellar or gas disks are present
in galaxies there is no evidence of spiral structure (Bertola
et al. 1999; Coccato et al. 2011), which is as expected, based
on our simulations.
Furthermore, it has been argued that spiral structures are
transient features that need to be re-generated by continuously
adding new perturbers in the form of giant molecular clouds
or clumpy gas that maintains ragged arms (Sellwood & Carl-
berg 1984). Unlike simulation results of decades ago, which
were compromised by limited numerical resolution, our ex-
periments show that disks do not necessarily thicken because
of the presence of spiral arms and giant molecular clouds,
and that the spiral structure can persist for timescales simi-
lar to the ages of actual galactic disks. Moreover, although
Self-Perpetuating Spiral Arms 13
4 2 0 2 4
x/Rs
4
2
0
2
4
y/Rs
t= 750 Myr
0 1 2 3 4 5
R/Rs
3
2
1
0
1
2
3
θ
RESIDUALS
-0.6
-0.3
-0
0.3
0.6
(Σ−Σfit)/Σfit
4 2 0 2 4
x/Rs
4
2
0
2
4
y/Rs
t= 1220 Myr
0 1 2 3 4 5
R/Rs
3
2
1
0
1
2
3
θ RESIDUALS
-0.6
-0.3
-0
0.3
0.6
(Σ−Σfit)/Σfit
FIG. 11.— Top Panels: A stellar disk responding to a single perturber with mass of 106 M , which is forced to remain on a circular orbit (represented by
the black circle). The image displays the disk after three orbital periods computed at a distance of two scale lengths of the disk where the first non-linear effects
are visible. Bottom Panels: The patterns survive for several rotation periods and surface density is shown after 2 additional galactic years once the perturber is
removed. The disk is displayed face-on in Cartesian coordinates (left panels) and surface density residuals are shown in polar coordinates (right panels).
new gas accreted can excite young arms, there should be old
stellar arms present in galaxies and fresh gas is not required
to maintain spiral patterns over long timescales. This means
that, in principle, early-type galaxies which are now gas-poor
may still exhibit weak spiral features. IC 3328, an early-type
dwarf galaxy with spiral structure (Lisker & Fuchs 2009) or
NGC1533 (DeGraaff et al. 2007) may be such cases.
Ultimately, other predictions of our models include defi-
nite quantitative statements regarding the pattern speeds and
time-variability of actual spiral features in galaxies (Nelson,
D’Onghia & Hernquist 2012, in prep.), and the kinematic and
spatial response of the stars to these fluctuating features. Spi-
ral waves in galaxy disks churn the stars and gas in a manner
that largely preserves the overall angular momentum distribu-
tion and leads to little increase in random motion. However,
recent works (Sellwood & Binney 2002) claim that changes in
the angular momenta of individual stars are typically concen-
trated around the co-rotation radius for an individual spiral
wave, but given the supposed transient nature of the waves
with a wide range of pattern speeds developing in rapid suc-
cession, the entire disk should be affected. Our models indi-
cate that spiral structures are not transient features, but even-
tually locally break and subsequently reconnect as a balance
between the shear that stirs the arm and the self-gravity that
tends to reconnect the pattern. This calls for a better under-
standing for how stars like the Sun can migrate if the nature
and the evolution of the waves is different (Roˇskar et al. 2008;
Minchev et al. 2011)
We anticipate that there should be a correlation between the
amplitude of the arms and the Q parameter that defines how
14 D’Onghia et al.
dynamically hot the disk is, in the sense that “colder” disks
should, on average, display more prominent spirals. This
follows from the fact that swing amplification, which is still
central to our interpretation, is most vigorous in dynamically
cool disks (Toomre 1981). Ongoing and planned observations
(Elmegreen et al. 2011) will enable tests of our modeling in
the near future, which should shed further light on the still-
mysterious nature of spiral structure.
7. CONCLUSIONS
In this paper, we have examined the possibility that spi-
ral structure in disk galaxies originates through the dynamical
response of self-gravitating, shearing disks to local density
perturbations. While our analysis has much in common with
earlier studies of spiral structure formation, it differs in the
following respects.
• Our N-body simulations show that spiral patterns can
be described by density waves but the response of the
disk to local perturbations can be highly non-linear and
time-variable. Our work indicates limitations of two
traditional theories that tried to explain arm formation:
the theory of arms as static density waves (Lin & Shu
1964) and linear forced-wake theory (Julian & Toomre
1966) which were based on simplifying assumptions.
In particular, our results are inconsistent with the idea
that spirals are static density waves because the arms in
our simulations fluctuate in time. Moreover, our results
are different from what is expected based on forced-
wake theory because we show that the arms can be
long-lived and are not necessarily transients even when
the original perturbations responsible for driving the
patterns are removed.
• The spiral patterns in our simulations are not global as
predicted by the classical static density wave theory but
locally they appear to fluctuate in amplitude with time.
It is the local balance between the shear that stirs waves,
breaking the arms, and the self-gravity that makes up
the arms that gives the visual impression that the pat-
terns are global whereas they are actually segments pro-
duced by local under-dense and over-dense regions, at
least for relatively low mass disks. These under-dense
and over-dense regions act as perturbers, keep alive
the spiral activity and probe an entirely new regime in
which the linear theory is no longer fully applicable.
• The dynamical response in the disk originates at the co-
rotation resonance between the perturbers and the sur-
rounding stars. This implies that our features that wrap
up and get replaced statistically have angular speeds
that are not constant with location, but decrease with
radius. The feature speed slightly differs from the sur-
rounding stars, explaining why the arms do not wind up
while being at the same time long-lived.
• A modest overdensity corotating for at least 25 million
years will excite a response in the disk that will lead to
a self-perpetuating pattern owing to non-linear effects.
We believe that there is already some observational support
for our picture. In particular, our model predicts that there
should exist red disk galaxies with no gas but that may still
have arms. Galaxies such as this have been discovered (Mas-
ters et al. 2010) and current theories for spiral arm formation
do not explain their morphologies. In our model, the pattern
speeds of the spiral features should vary with location within
a disk, as has been claimed for some nearby spirals (Foyle
et al. 2010, 2011; Meidt et al. 2009). We also predict that the
number of arms in galaxies should depend on the structural
properties of the galaxy and that there will be a correlation
between the amplitude of the arms and how dynamically cold
the disk is, in the sense that colder disks should display more
prominent arms. These predictions are readily testable and
relevant observational studies should provide strong tests of
our model in the forthcoming years.
APPENDIX
STATIC POTENTIAL FOR A THIN EXPONENTIAL DISK
To verify the importance of self-gravity in the formation of arms, we performed an N-body simulation of a disk of stars treated
as test particles. In order to treat the stars as test particles, we compute the forces acting on them by introducing a static potential
for a thin exponential disk of the form:
ax = − cos θ
∂Φ
∂R
ay = − sin θ
∂Φ
∂R
az = −
GM∗
R2
h
exp (−R/Rh) tanh
z
z0
(A1)
where θ is the angle phase and
∂Φ
∂r
= −
GM∗z0
R2
h
exp (−R/Rh)
1
Rh
ln cosh
z
z0
−
GM∗
2Rh
[I0(y)K1(y) − I1(y)K0(y)]
−
GM∗y
2R2
h
[I0(y)K1(y) + I0(y)K1(y)+
− I1(y)K0(y) − I1(y)K0(y)] (A2)
The interactions between the perturbers and stars are computed directly, meaning that the stellar orbits are influenced by these
gravitational interactions, as in the simulations with disk self-gravity presented above.
Self-Perpetuating Spiral Arms 15
AMPLIFICATION PARAMETER FOR A GENERAL DISK GALAXY
To interpret the results shown in §4.4 we consider the Toomre X-parameter for a galaxy like that in our simulations, using
X =
κ2
2πGΣ
R
m
. (B1)
In general, the epicyclic frequency depends on the total angular frequency which is the sum of the angular frequencies of all the
components of a galaxy, in particular the bulge, disk and dark halo, according to
Ω2
= Ω2
D + Ω2
B + Ω2
H . (B2)
For an exponential disk:
Ω2
D =
GMD
2R3
h
I0(y)K0(y) − I1(y)K1(y) (B3)
where y = R/2Rh, Rh is the disk scale length and MD the disk total mass. For bulge and halos described by Hernquist models,
the angular frequency of the bulge is
Ω2
B =
GMB
(R + ab)2
, (B4)
where ab and MB are the bulge scale length and mass, respectively and for the halo
Ω2
H =
GMH
(R + ah)2
(B5)
where ah and MH are the halo scale length and the mass, respectively. The amplification parameter for a general disk galaxy
becomes:
X =
e2y
m
MB
MD
2y + 3ab/Rh
(2y + ab/Rh)3
+
MH
MD
2y + 3ah/Rh
(2y + ah/Rh)3
+
y2
2
3I1K0 − 3I0K1 + I1K2 − I2K1
+ 4y(I0K0 − I1K1) (B6)
where m characterizes the Fourier coefficient Am and indicates the number of arms. Note that substituting the values for the
structural parameters of the galaxy model adopted here into eq. (B6) gives an estimate of the number of arms as ∼ 7, in accord
with our simulations.
We are grateful to the referee Jerry Sellwood for constructive suggestions and to Alar Toomre for much generous and wise advice.
We thank Mark Reid and Debora Sijacki for a careful reading of the manuscript. Numerical simulations were performed on the
Odyssey supercomputer at Harvard University.
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  • 1. Preprint typeset using LATEX style emulateapj v. 08/13/06 SELF-PERPETUATING SPIRAL ARMS IN DISK GALAXIES ELENA D’ONGHIA 1,2,3 , MARK VOGELSBERGER 1 , LARS HERNQUIST 1 ABSTRACT The causes of spiral structure in galaxies remain uncertain. Leaving aside the grand bisymmetric spirals with their own well-known complications, here we consider the possibility that multi-armed spiral features originate from density inhomogeneities orbiting within disks. Using high-resolution N-body simulations, we follow the motions of stars under the influence of gravity, and show that mass concentrations with properties similar to those of giant molecular clouds can induce the development of spiral arms through a process termed swing amplification. However, unlike in earlier work, we demonstrate that the eventual response of the disk can be highly non-linear, significantly modifying the formation and longevity of the resulting patterns. Contrary to expectations, ragged spiral structures can thus survive at least in a statistical sense long after the original perturbing influence has been removed. Subject headings: galaxies: kinematics and dynamics, galaxies: spiral, methods: numerical 1. INTRODUCTION Seventy percent of galaxies in the nearby Universe are char- acterized by a disk with prominent spiral arms, but our under- standing of the origin of these patterns is incomplete, even af- ter decades of theoretical study (Toomre 1977; Athanassoula 1984; Binney & Tremaine 2008; Sellwood 2011). Several ideas have been proposed to explain the formation of spiral arms. One model posits that these features are large-scale density waves continuing to propagate in a differentially ro- tating disk. In particular, this theory argues that the matter in the galaxy (stars and gas) can maintain a density wave through gravitational interactions even in the presence of shear. This density wave remains at least quasi-stationary in a frame of reference rotating around the center of the galaxy at a fixed angular speed, identified with the pattern speed of the spirals, and covers the entire disk (Lin & Shu 1964; Bertin & Lin 1996). An alternative theory proposes that spiral arms are stochas- tically produced by local gravitational amplification in a dif- ferentially rotating disk (Goldreich & Lynden-Bell 1965; Ju- lian & Toomre 1966). The mechanism behind this process is known as swing amplification and it can be seeded either by preexisting leading waves or else by the response of a disk to the presence of a corotating overdensity, such as a giant molecular cloud. This dynamical response takes the form of wakelets in the surrounding medium, each amplified by its own self-gravity through the swinging of leading features into trailing ones owing to the shear. According to this second theory, spiral arms would fade away in one or two galactic years if the driving perturbations were removed (Toomre & Kalnajs 1991), in contrast to the quasi-steady nature of the arms in the model proposed by Lin and Shu. Thus, a continuous source of perturbations would be required for these fluctuating spiral patterns to be maintained throughout the lifetime of a galaxy. Indeed, by mimicking the effects of dissipative infall of gas, Sellwood & Carlberg (1984) showed that the addition of fresh particles on circular orbits could cause such spiral patterns to recur, and Carlberg 1 Harvard-Smithsonian Center for Astrophysics, 60 Garden Str., Cambridge, MA 02138 USA 2 Keck Fellow; edonghia@cfa.harvard.edu 3 University of Wisconsin, 475 Charter St., Madison, WI 53706 & Freedman (1985) demonstrated that almost any mechanism of dynamical cooling can maintain spiral activity of a similar kind. However, the pioneering work on density waves in the 1960s was based on analytic theory and invoked various as- sumptions in order for solutions to be found. For example, the swing amplification analysis involved linear approximations to the equations of motion. The theoretical emphasis since that time has been on identifying driving mechanisms that can sustain the wave in spite of the damping which would cause it to decay in this picture. Indeed, whereas observations show that spiral arms might be density waves, N-body experiments have not yielded long-lived spiral structures, as predicted by the stationary density wave theory. Simulations of cool, shear- ing disks always exhibit recurrent transient spiral activity and this situation has not changed over the past several decades as computational power has increased (Sellwood 2000; Fujii et al. 2011; Sellwood 2011). Some work showed that spiral patterns fade away in numer- ical simulations of stellar disks if the effects of gas dissipation are not included; the reason is that the disk becomes less re- sponsive as random motions rise owing to particle scattering by the spiral activity and giant molecular clouds (Sellwood & Carlberg 1984; Binney & Lacey 1988). Moreover, the debate about the longevity of the arms practically ceased two decades ago because the available computational power did not permit definitive tests of some of the predictions of the theories and also because observations at that time were not sufficiently de- tailed to discriminate between the two main competing views. In the past decade, some studies have argued that the contin- uous infall of substructures in the dark matter halos of galax- ies could induce spiral patterns in disks by generating local- ized disturbances that grow by swing amplification (Gauthier et al. 2006; Purcell et al. 2011). According to such simula- tions, the main agent producing transient features would be satellite passages through the inner part of a disk. Because the tidal effects of the satellites are generally small (D’Onghia et al. 2010b), this process is distinct from interactions thought to be responsible for grand-design spirals like M51. However, there are indications that dark matter substructures orbiting in the inner regions of galaxy halos would be destroyed by dynamical processes such as disk shocking, and hence would not be able to seed the formation of spiral structure (D’Onghia et al. 2010a). arXiv:1204.0513v2[astro-ph.GA]28Jan2013
  • 2. 2 D’Onghia et al. In what follows, we report on high resolution N-body sim- ulations of isolated disks in which we follow the motion of 100 million star particles under the influence of gravity, to explore the idea that spiral arms are seeded by density inho- mogeneities orbiting within the disk. These inhomogeneities can be identified with fluctuations in the distribution of gas in the interstellar medium of galaxies, such as giant molecular clouds or, more speculatively, any massive star clusters em- bedded in the disk. Because early works already showed that the gravitational response of a stellar disk to an overdensity orbiting in its plane is similar as the response of a gaseous disk (see in particular Fig.7 of Toomre (1981)), we perform our analysis only on stellar disks, for simplicity. Our work focuses on understanding the origin of spiral arms and differs in many respects from previous studies. The methodology we employ here has the potential to discern the physical processes occurring in stellar disks at a higher level of detail than in previous simulations of isolated galaxies. As we describe below, our results indicate that the response of a disk to local perturbations is highly non-linear and time- variable on galactic scales and so is not fully captured by the linear approximations invoked in swing amplification theory or the classic work on quasi-steady density waves. In what follows, we describe our methodology in §2. In §3 we present our results by showing examples in which a disk is perturbed by inhomogeneities orbiting in its plane, and we even vary the lifetimes of the perturbers. Results anticipated by linear theory are described in §4, whereas §5 is devoted to illustrating the non-linear effects that arise in our simulations. Finally, we discuss the astrophysical relevance of our work in §6. 2. METHODOLOGY Our simulations were carried out with the parallel TreePM code GADGET-3 (last described in Springel 2005). We only employ the tree-based gravity solver coupled to a static exter- nal potential to solve for the evolution of collisionless parti- cles. Pairwise particle interactions are softened with a spline ker- nel (Hernquist & Katz 1989) on scales hs, so that forces are strictly Newtonian for particles separated by more than 2hs. The resulting force is roughly equivalent to traditional Plummer-softening with scale length ≈ hs/2.8. For our simulations the Plummer-equivalent gravitational softening length set to = 5pc for stellar particles. 2.1. Setting up initial conditions The galaxies in our study consist of dark matter halos and rotationally supported disks of stars. The parameters describ- ing each component are independent and the models are con- structed in a manner similar to the approach described in pre- vious works (Hernquist 1993; Springel 2000; Springel et al. 2005). 2.2. Dark Halo We model the dark matter mass distribution with a Hern- quist (1990) profile: ρdm = Mdm 2π a r(r + a)3 , (1) which has a cumulative mass distribution M(< r) = Mdmr2 /(r + a)2 , where a is the radial scale length and Mdm is the total halo mass here set to 9.5x1011 M . In the past, models of disk galaxies run in isolation and used to study the properties of spiral arms employed only a few million particles to sample both the stellar disk and the dark matter halo. In such experiments, randomly-placed particles produce fluctuations in the halo potential. Even if the disk is initially featureless, the Poisson noise owing to such dis- cretization of the mass in N-body experiments is inevitably swing amplified, producing trailing multi-armed spiral pat- terns in the disk (Toomre 1977; Fujii et al. 2011; Sellwood 2012). In order to suppress the development of artificial features in all the N-body experiments that follow, we set up a live disk of stars embedded in a rigid dark matter potential. We employ simulations with a sufficiently large number of parti- cles in the disk, i.e. 100 million, so that the disks are essen- tially featureless when evolved without any perturbers acting on them. These simulations serve as “controls,” making it possible to identify the response of the disk to imposed per- turbations. In this manner, we will be able to separate the sources responsible for exciting features in the disk from the stars which react to the perturbations, unlike previous experi- ments in which the stars themselves acted as perturbers, com- plicating the interpretation of the experiments, as emphasized by Toomre (1990). 2.3. Stellar Disk We model the stellar disk in the initial conditions with an exponential surface density profile of scale length Rs: Σ∗(R) = M∗ 2πR2 s exp(−R/Rs), (2) so that the stellar disk mass is M∗ = mdMtot, where md is the disk fraction of the total mass Mtot of the galaxy. For an extremely thin disk the circular velocity of the galaxy would be: V 2 c (R) = GMdm(< R) R + 2GM∗ Rs y2 × [I0(y)K0(y) − I1(y)K1(y)]. (3) Here, G is the gravitational constant, y = R/(2Rs), and In and Kn are modified Bessel functions. We specify the vertical mass distribution of the stars in the disk by giving it the profile of an isothermal sheet with a radially constant scale height z0. The 3D stellar density in the disk is hence given by: ρ∗(R, z) = M∗ 4πz0R2 s sech2 z z0 exp − R Rs . (4) We treat z0 as a free parameter that is set by the vertical ve- locity dispersion of the stars in the disk and fix the veloc- ity distribution of the stars such that this scale height is self- consistently maintained in the full 3D potential of the galaxy (Springel et al. 2005). We adopt z0 = 0.1Rs. Fig. 1 shows the rotation curve for the fiducial galaxy model used in the simulations (left panel). The total disk mass of the galaxy is 1.9x1010 M . The total disk fraction is fixed to md = 0.02 and the scale length of the disk, Rs, is 3.13 kpc. The disk is set up so that it is stable, as measured by the Q parameter, defined for infinitely thin disks as: Q = σRκ 3.36GΣ , (5) where σR is the radial velocity dispersion, κ is the epicycle frequency, and Σ is the stellar surface density. The proper- ties of the disk are chosen so that the Q parameter is initially
  • 3. Self-Perpetuating Spiral Arms 3 FIG. 1.— Left Panel.Rotation curve for fiducial disk galaxy model (left panel). Right Panel. Toomre parameter Q as a function of radius for the fiducial model. The radius is normalized to the value of the disk scale length of 3.13 kpc in both panels. larger than 1 at all radii and has a minimum value of 1.3 (right panel of Fig 1), implying that the disk is stable to axisymmet- ric instabilities (Toomre 1964). The strength of spiral features is estimated by dividing the face-on disk into concentric annuli which are further divided into azimuthal bins. The mass from the star particles is then assigned to these bins, making it possible to compute the stel- lar surface density Σ(R, θ). Fourier components of the sur- face density are then calculated. We use the Fourier transform analysis to estimate the residuals of the surface density com- puted by subtracting the azimuthally averaged surface density from the surface density distribution and normalizing accord- ing to Res = (Σ − Σavg)/Σavg. 3. RESULTS 3.1. Disk Stability Test We first perform an N-body experiment in which a live disk of 100 million stars as described above is embedded in a rigid potential for the dark halo. We run the fiducial case with no perturbers for two-three galactic years and verify that the disk does not develop prominent spiral features. The outcome of this experiment is shown in Fig. 2 where a time evolution of the disk is displayed. 3.2. Dynamical Response of the Disk to Perturbers Having established that relatively low mass disks run with sufficiently large numbers of particles do not develop promi- nent spiral patterns in the absence of any perturbing influence, we then evolve the same galaxy models, but add 1, 000 grav- itationally softened particles (each with a mass of the order of a typical giant molecular cloud: M = 9.5x105 M ) dis- tributed with the same exponential law as the disk and as- sumed to be corotating on circular orbits with the disk stars. We note that we use a 20 times larger gravitational softening length for these molecular cloud particles due to their larger mass compared to the stellar particles in the disk. These per- turbers are kept moving on circular orbits in order to avoid any clumping that could facilitate the formation of overdense stellar regions. Each softened particle perturbs the motions of neighboring stars and drives a strong local response in the disk. The col- lective influence of all the perturbers leads to the development of spiral structures as shown in Fig. 3. These features extend well beyond two scale lengths of the disk. At a distance of five scale lengths these segments tend to be more isolated and weaker. In particular, Fig. 3 displays the time evolution of the disk for approximately two-three galactic years. Note that the dy- namical response is rapid and already after almost half of a galactic year, multi-armed patterns appear. Fig. 4 (top pan- els) shows the disk and the 1,000 molecular clouds distributed within it after approximately one galactic year. The disk is displayed face-on in Cartesian coordinates (left panels) and surface density residuals are shown in polar coordinates (right panels). In this case, interior to one disk scale length the disk is characterized by three or four spiral arms. At two scale lengths from the galaxy center the number of spiral arms is approximately seven with amplitudes reaching values of 10- 15% higher than the stellar background. We repeat the same experiment with the giant molecular clouds counter-rotating relative to the disk stars. As shown in Fig. 4 (bottom panels), the disk response after approximately one galactic year is now much weaker than for corotating per- turbers displayed at the same time (top panels). 3.3. Finite Lifetime Giant Molecular Clouds Our previous calculations assumed an infinite lifetime for the giant molecular clouds. Although the lifetimes of these systems are much debated, giant molecular clouds in galaxies are likely short-lived. Furthermore, giant molecular clouds in real galaxies are preferentially found in spiral arms, and may be created there by the converging flow of the interstellar medium due to its motion through the spiral potential. The clouds disperse after they pass through the arm, perhaps in part because of the diverging flow as the gas emerges from the arm, although other factors such as of the energy input from young stars are important also. This is certainly a too complicated picture to be simplified, however here we only want to measure the dynamical response of the disk to some perturbers with different lifetimes. In the following, we show the outcome of runs performed with a finite lifetime for the giant molecular clouds. In partic-
  • 4. 4 D’Onghia et al. 4 2 0 2 4 x/Rs 4 2 0 2 4 y/Rs t=0Myr 4 2 0 2 4 x/Rs 4 2 0 2 4 y/Rs t=100Myr 4 2 0 2 4 x/Rs 4 2 0 2 4 y/Rs t=200Myr 4 2 0 2 4 x/Rs 4 2 0 2 4 y/Rs t=300Myr 4 2 0 2 4 x/Rs 4 2 0 2 4 y/Rs t=400Myr 4 2 0 2 4 x/Rs 4 2 0 2 4 y/Rs t=500Myr FIG. 2.— Time sequence for the evolution of a live disk of stars embedded in a dark Milky Way-sized halo run unperturbed in isolation and displayed after a few galactic years. The disk is displayed face-on in Cartesian coordinates. ular, we show two examples: a first run adopting the fiducial disk of stars embedded in a rigid halo potential with 1,000 giant molecular clouds having a lifetime of 2.5x106 yrs and a second run with cloud lifetimes of 2.5x107 yrs. The fi- nite lifetime is directly implemented in our simulation code. Specifically, we assign a time counter to each giant molecular cloud particle. Once this counter exceeds the predefined life- time, this particle is converted to a regular stellar particle by changing its mass and gravitational softening length. We then randomly select another stellar particle in the disk and turn it into a giant molecular cloud particle also by changing the mass and gravitational softening length accordingly. To avoid the sudden destruction of all giant molecular cloud particles at the same time, we generate the initial set of giant molecular cloud particles with a uniform age distribution in the range of the selected lifetime. The top panels of Fig. 5 show the outcome of the run with the giant molecular clouds having a lifetime of 2.5x106 yrs. This lifetime is too short to trigger any resonance between the shear flow and epicyclic vibration, hence the forced response that leads to the formation of the arms does not occur. The op- posite situation is shown in Fig. 5 (bottom panels) where the giant molecular clouds are assumed to live for 2.5x107 yrs. Note that this lifetime is sufficient to trigger the formation of multi-armed spiral patterns. The orbital period for a typical giant molecular cloud in a Milky-Way sized galaxy is ≈ 108 yrs, thus our calculations show that a lifetime of a quarter of the orbital time is sufficient to trigger a strong response in a disk and the subsequent development of spiral arms. The ar- gument can be now inverted: in order to form realistic spiral arms in disk galaxies, the giant molecular clouds have to sur- vive for at least 107 yrs, which is in accord with observational estimates. 4. RESULTS ANTICIPATED BY LINEAR THEORY 4.1. Material Arms or Density Waves? A long-standing controversy over the nature of spiral arms is whether they correspond to density enhancements in the back- ground stellar distribution (density waves), or are made up of stars that always remain in the arm and are just more con- centrated than the stars outside the arm (material arms). In the early studies, the arms were assumed to be density waves, because if they were material they would quickly wind up as the galaxy rotates. Thus, both the swing amplification and the static density wave theories argue that the arms are overdense regions of the disk moving around at a different speed rela- tive to the stars themselves. Stars thus continuously move in and out of the spiral arms. However, recent investigations us- ing numerical simulations of stellar disks have challenged this claim and and argue that the arms might be material structures (Grand et al. 2012). To investigate this in the context of our simulations, we identify a patch of stars along the arm in the stellar disk after the arms are fully developed (after 100 Myrs) as displayed in top panels of Fig. 6, where the patch is colored in black. Then, we follow the positions of the stars originally in the patch for- ward in time and display the outcome after two galactic years (bottom panels). We note that the stars initially in the patch spread out, confirming that the spiral patterns in our simu- lations are density waves and not material structures. This is shown in polar coordinates in the bottom panel of Fig. 6 where it is clear that the patch is being sheared out by differ-
  • 5. Self-Perpetuating Spiral Arms 5 4 2 0 2 4 x/Rs 4 2 0 2 4 y/Rs t=0Myr 4 2 0 2 4 x/Rs 4 2 0 2 4 y/Rs t=100Myr 4 2 0 2 4 x/Rs 4 2 0 2 4 y/Rs t=200Myr 4 2 0 2 4 x/Rs 4 2 0 2 4 y/Rs t=300Myr 4 2 0 2 4 x/Rs 4 2 0 2 4 y/Rs t=400Myr 4 2 0 2 4 x/Rs 4 2 0 2 4 y/Rs t=500Myr FIG. 3.— Time sequence of an N-body experiment in which a self-gravitating disk of 100 million stars seen face-on embedded in a dark Milky Way-sized halo is run with 1,000 giant molecular clouds (represented with the black dots) which are randomly distributed within the disk and are assumed to be corotating on circular orbits with the disk stars. The giant molecular clouds act as perturbers and the live disk dynamically responds to the presence of these perturbers by developing features which resemble multi-armed structures in galaxies. Each panel displays a region 30 kpc on a side at the times indicated. ential rotation and the pitch angle of the patch differs signifi- cantly from that of the spiral features. 4.2. Forced-Wake Theory The different response of the disk to the direction of the motion of the perturbers within the disk, as shown in Fig. 4, suggests that the physical process behind spiral arm formation in our simulated galaxies is initially, at least, wake-making, which operates through a combination of three ingredients: the shearing flow, small-scale epicyclic motions, and the disk self-gravity (Julian & Toomre 1966). We briefly review the main concept. Consider stars drifting in the flow at slightly larger radii than a perturber which is corotating with the disk. The drift- ing stars will feel a small force owing to the presence of the perturber, exciting epicyclic motion in the stellar orbits. At the same time, the inwards and outwards motions of the stars lead to density enhancements and deficits relative to the stellar background. These enhancements can swing from leading to trailing owing to shear in the disk. The sense of this shearing motion is identical to that of the retrograde epicyclic motion of individual stars. Because of this match it is possible for a swinging pattern to resonate with the epicyclic stellar motions as the shear causes it to become a trailing pattern. This tempo- rary match allows the feature to be amplified by self-gravity as the stars linger within the perturbation (Julian & Toomre 1966). 4.3. The Critical Role of Self-gravity as Amplifier Julian & Toomre (1966) showed that swing amplification results from a cooperative effect between shear, epicyclic mo- tions, and self-gravity. In order to verify the importance of self-gravity in the outcomes of our simulations, we performed an N-body simulation of a disk of stars treated as test particles embedded in a dark halo along with 1,000 perturbers moving on circular orbits within the disk (for details of the set-up, see Appendix). Fig. 7 shows a time sequence from a simulation in which the disk is perturbed by density inhomogeneities, but the self- gravity of the disk is ignored. The influence of the disk self- gravity is clear. In the absence of self-gravity, wakes still form around the perturbers, but the wakes have different shapes and are weaker than when self-gravity is included, as demon- strated in Fig. 7. A harmonic analysis shows that the magni- tude of each Fourier coefficient is greatly reduced if disk self- gravity is ignored, as expected on the basis of similar tests performed by Julian & Toomre (1966). (In particular, com- pare Figs. 7 and 12 in Julian & Toomre (1966).) Thus, self- gravity acts as a communicator between the stars, amplifying wakes around each perturber and allowing different wakes to connect to produce long-range patterns, as in Fig. 3. 4.4. Collective Amplification Regime Swing amplification is the linear gravitational response of a disk to an overdensity orbiting in its plane. In a stable disk, pressure-like or mixing effects of random motions avoid clumping and normally disrupt an overdense region before it has time to collapse. Because of the similarity between
  • 6. 6 D’Onghia et al. 4 2 0 2 4 x/Rs 4 2 0 2 4 y/Rs t= 250 Myr 0 1 2 3 4 5 R/Rs 3 2 1 0 1 2 3 θ RESIDUALS -0.6 -0.3 -0 0.3 0.6 (Σ−Σfit)/Σfit 4 2 0 2 4 x/Rs 4 2 0 2 4 y/Rs t= 250 Myr 0 1 2 3 4 5 R/Rs 3 2 1 0 1 2 3 θ RESIDUALS -0.6 -0.3 -0 0.3 0.6 (Σ−Σfit)/Σfit FIG. 4.— Top Panels.A live disk of stars embedded in a dark Milky Way-sized halo run in isolation with 1,000 giant molecular clouds distributed within the disk and assumed to be corotating on circular orbits with the disk. The disk is displayed approximately after one galactic year face-on in Cartesian coordinates (left) and surface density residuals are shown in polar coordinates (right). Bottom Panels. The same experiment is displayed at the same time with the 1,000 perturbers assumed to be counter-rotating on circular orbits with respect to the disk. shear and epicyclic vibrations however, individual stars re- main within shearing density enhancements for a substantial fraction of the epicyclic frequency κ, which is given by κ2 = R dΩ2 dR + 4Ω2 , (6) where Ω = Vc/R is the angular frequency, R is the radius, and Vc is the total circular velocity. For the idealized case of a Mestel disk, with Vc constant, Toomre (1981) found that the gain of the swing amplifier depends on the value of Q and the ratio of the wavelength to a critical value X = λ/λcrit where λcrit = 4πGΣκ−2 is the shortest wavelength stabilized by ro- tation alone. For this idealized situation, the amplification factor peaks at X ∼ 1.5, reaching values in excess of 100 for cold disks. Swing amplification is negligible for X ≥ 3. Indeed perturbations with such long wavelengths are stabi- lized by the angular momentum of the stars. Note that in N-body experiments, particle noise creates a spectrum of per- turbations of all sizes and shapes, including both leading and trailing spirals. As the differential rotation of the disk shears leading spirals into trailing configurations, swing amplifica- tion boosts the amplitudes of those which have wavelengths of order of λ ∼ 1.5λcrit thereby creating a multi-armed pat- tern of trailing spirals with a characteristic spacing that ex- plains the results illustrated in Fig. 3 (see Appendix for an expression giving the amplification parameter for a general disk galaxy). A naive expectation from Julian & Toomre (1966) is that each inhomogeneity in the disk should generate a wake, form- ing an initial leading feature which is amplified owing to the
  • 7. Self-Perpetuating Spiral Arms 7 FIG. 5.— Left Panels. The outcome of the N-body experiment where a live disk of stars embedded in a dark Milky Way-sized halo run with 1,000 giant molecular clouds with a finite lifetime of 2.5x106 yrs (top) and 2.5x107 yrs (bottom). Right Panels. The surface density residuals are shown in polar coordinates. differential rotation of the disk to become a stronger trailing wave. However, in our simulations the number of arms is not determined by the number of perturbers.4 Instead, each perturber produces a segment of an arm and then these seg- ments are joined at kinks. Thus, there is a collective process that occurs between the individual wakes that connects them together to produce a pattern that resembles the features in multi-armed spiral galaxies. According to swing amplification theory, the most strongly amplified features are those which have wavelength ∼ λcrit. If in some region the perturbers are packed together more tightly than this, they will effectively act as an individual per- turber producing a single response with an extent ∼ λcrit. In regions where the perturbers are separated by distances much 4 It should be noticed that in linear theory, there is fundamentally no differ- ence, whether or not the perturbers are distinct from the supporting medium (Toomre 1990). larger than λcrit, they are effectively isolated, and we would expect to see individual, disconnected wakes around each per- turber. However, in the intermediate regime, when the density of the perturbers is such that they can each produce wakes that interact with one another, the wakes will connect owing to self-gravity, joining together to produce patterns that can cover an entire disk. This has the effect of selecting out par- ticular global structures that extend throughout a disk and the resulting number of arms is governed by the structural prop- erties of a galaxy through λcrit. 4.5. Determination of the Number of Arms So far we have presented models of disks of such mass that when they are perturbed they develop features charac- teristic of multi-armed spiral galaxies. We have verified that the number of arms does not depend on the number of per- turbers. However, the response does depend in detail on the mass distribution of the galaxy and the extent to which the
  • 8. 8 D’Onghia et al. 4 2 0 2 4 x/Rs 4 2 0 2 4 y/Rs t= 100 Myr 0 1 2 3 4 5 R/Rs 3 2 1 0 1 2 3 θ RESIDUALS -0.6 -0.3 -0 0.3 0.6 (Σ−Σfit)/Σfit 4 2 0 2 4 x/Rs 4 2 0 2 4 y/Rs t= 450 Myr 0 1 2 3 4 5 R/Rs 3 2 1 0 1 2 3 θ RESIDUALS -0.6 -0.3 -0 0.3 0.6 (Σ−Σfit)/Σfit FIG. 6.— Top Panels. A patch of stars is identified in the overdense region of the arm and colored in black at the time when the arms are fully developed (100 Myrs). Bottom Panels. The stars initially identified in the patch are followed forward in time and displayed after less than two galactic years. disk is self-gravitating. In a set of experiments shown in Fig. 8, we altered the contribution of the disk to the total mass of the galaxy. We kept the total mass of the galaxy and the mass distribution of the dark halo as previously but we ran simulations where we increased the disk fraction, md, from 0.01 to 0.02, 0.03 and 0.04. Once again, we first ran these models without per- turbers orbiting within the disk for one galactic year and ver- ified that the disks do not develop prominent patterns. We subsequently introduced in the initial conditions 1,000 giant molecular clouds corotating with the disk stars. By changing the disk mass these models were designed to vary the criti- cal length scale parameter λcrit = 4π2 GΣ/κ2 and lead to a different spiral morphology (see Fig.1 in Carlberg & Freed- man (1985); Efstathiou et al. (1982)), from the multi-armed features typical of galaxies like NGC 7217 obtained for low- mass disks, to those with a few prominent arms as in M101 or the Milky Way. As anticipated based on the above arguments, the results shown in Fig. 8 demonstrate that the spiral mor- phology in our simulated disks is indeed determined by the structural properties of the galaxy through λcrit. 5. RESULTS NOT ANTICIPATED BY LINEAR THEORY 5.1. Self-perpetuating spiral arms Theories based on a linear approximation describing the local dynamic response, e.g. a disk patch, predict that the emerging spiral patterns should be a superposition of swing- ing wavelets, shearing with the general flow, but exhibiting transient growth as they swing from leading to trailing. If the perturbation responsible for exciting a wakelet is removed, the linear theory predicts that the wakelet will decay, reveal- ing its transient nature (Toomre & Kalnajs 1991). In order to
  • 9. Self-Perpetuating Spiral Arms 9 4 2 0 2 4 x/Rs 4 2 0 2 4 y/Rs t=0 Myrs 4 2 0 2 4 x/Rs 4 2 0 2 4 y/Rs t=50 Myrs 4 2 0 2 4 x/Rs 4 2 0 2 4 y/Rs t=100 Myrs 4 2 0 2 4 x/Rs 4 2 0 2 4 y/Rs t=150 Myrs 4 2 0 2 4 x/Rs 4 2 0 2 4 y/Rs t=200 Myrs 4 2 0 2 4 x/Rs 4 2 0 2 4 y/Rs t=250Myr FIG. 7.— Time evolution of a disk perturbed by 1,000 inhomogeneities co-rotating with the stars, but in which the disk self-gravity is not included. test the validity of the linear theory and to determine if spi- ral structures arise collectively through a local response of the disk, we stacked the giant molecular clouds at a fixed radius in the disk, superposing their associated wakes. The outcome is surprising, and we find that the response is highly non-linear in the sense that the wakes that initially formed around the perturbers, e.g. the giant molecular clouds, depart from them after only about a tenth of a galactic year and then become new perturbers that continuously excite the disk. In fact, this is apparent in the top right panel of Fig. 4 where it can be seen that at a fixed radius between say 2 and 4 disk scale-length, the wakelets have different shapes and cannot be superposed. Furthermore, the perturbers (the black filled circles) are associated with their each individual wakelets, as predicted by linear swing amplification theory, only at distances beyond 4 disk scale-lengths where the self- gravity of the disk is lower and the individual perturbers are well-separated. As described below, we find that between two and four disk scale-lengths the arms are reinforced owing to non-linear effects and the wakelets become sufficiently over- dense that they decouple from the original perturbers and then act as perturbers themselves. To demonstrate this unexpected outcome and its radical consequences, we remove the original perturbers from the disk by replacing the giant molecular clouds with an equal mass in stars, and continue to evolve the disk, as illustrated in Fig. 9. The patterns do not disappear, contrary to the ex- pectations of linear theory, and are instead long-lived. Be- cause of the self-gravity of the disk, the wakes imprinted by the original perturbers become mildly self-gravitating and are of sufficiently high density to serve as perturbers themselves, thereby making the spiral features self-perpetuating. We have verified that the ensuing spiral patterns survive for at least an- other eight galactic years. We emphasize that in our simulations, the spirals are self- perpetuating in a manner completely distinct from the classi- cal density wave theory where the patterns are static or slowly rising in amplitude with time and are rigidly rotating (Lin & Shu 1964; Bertin & Lin 1996). Indeed, in our simulations the patterns are not global but they appear as local segments con- necting together and fluctuating in amplitude with time. The evolution of the resulting spiral structure is characterized by a balance between shear and self-gravity. Locally, shear tends to stretch the waves, breaking the arms, whereas in regions where the self-gravity dominates, the pattern is overdense and generates the segments making up the arms. This local bal- ance between shear and self-gravity gives the visual impres- sion that the spiral structures are global patterns, but in reality they are only segments, produced by local under-dense and over-dense regions. An alternative explanation for our results involves the pos- sibility that such dynamical systems support actual coher- ent unstable modes, and that the features observed after the perturbers are removed are manifestations of these unstable modes. Thus the rapidly varying spirals seen in our simula- tions would result from the superposition of a few long-lived waves (for a detailed study, see Sellwood (2012)). We generated spectrograms to test this interpretation, which supported at some level this possibility. However, our exper- iments were not run for a sufficiently long time to be deci- sive on this point. We will explore this alternative explanation with tests to discriminate between the two interpretations in a
  • 10. 10 D’Onghia et al. 4 2 0 2 4 x/Rs 4 2 0 2 4 y/Rs md=0.04 4 2 0 2 4 x/Rs 4 2 0 2 4 y/Rs md=0.03 4 2 0 2 4 x/Rs 4 2 0 2 4 y/Rs md=0.02 4 2 0 2 4 x/Rs 4 2 0 2 4 y/Rs md=0.01 FIG. 8.— Sequence of models where we varied the contribution of the disk to the total mass distribution in the rotation curve of the galaxy. We fix the total mass of the galaxy and the mass distribution of the dark halo, but increase the disk mass fraction md from a value of 0.01 to the following values: 0.02, 0.03 and 0.04. Increasing the disk fraction decreases the number of arms. Models are displayed after one galactic year. forthcoming paper. Our results naturally predict that the pattern speed of spi- ral arms in late-type spiral galaxies should not be constant but should vary with distance from the center of the galaxy. This has already been claimed for patterns speeds estimated for NGC 5164 and NGC 628 (Foyle et al. 2010; Meidt et al. 2009) and M101 (Foyle et al. 2011). However, whereas these works conclude that this supports the interpretation that spiral arms are short-lived, our simulations show that the features can be long-lived as various local segments break and then later reconnect with other pieces of spiral arms, resulting in long-lived structures. Note that we have focused on the idealized case of a rather low disk mass. These systems are stable over long periods of time and do not develop bars or arms if unperturbed. If we consider disks that are more strongly self-gravitating, by, for example, increasing the ratio of the mass of the disk to the total mass of the galaxy, md = 0.04, the simulations favor the formation of four spiral arms as displayed at the top left panel of Fig. 8. In that event, λcrit is larger, so that longer wave- length disturbances are most strongly amplified. By examin- ing the rotation curves of our galaxy models, we also find that those with more massive disks have lower shear rates where the bulk of their mass is located, so individual wakes can re- main connected over longer distances without breaking apart owing to shear, yielding patterns with fewer global arms. In- deed the number of arms does not depend on the number of perturbers but on the structural properties of the galaxies in a
  • 11. Self-Perpetuating Spiral Arms 11 4 2 0 2 4 x/Rs 4 2 0 2 4 y/Rs t=0Myr 4 2 0 2 4 x/Rs 4 2 0 2 4 y/Rs t=200Myr 4 2 0 2 4 x/Rs 4 2 0 2 4 y/Rs t=500Myr 4 2 0 2 4 x/Rs 4 2 0 2 4 y/Rs t=700Myr 4 2 0 2 4 x/Rs 4 2 0 2 4 y/Rs t=1000Myr 4 2 0 2 4 x/Rs 4 2 0 2 4 y/Rs t=1200Myr FIG. 9.— Time sequence for the evolution of spiral arms once the giant molecular clouds are removed from the disk. The left upper panel shows the stellar disk the time at which the perturbers, e.g. giant molecular clouds, are removed. We define this initial time as set to t=0. The subsequent time evolution of the spiral arms is shown in the other panels according to the initial time definition. Each panel displays a region 30 kpc on a side at the times indicated. way that by changing the rotation curve of the galaxy also the number of arms varies accordingly. In a further set of experiments, we ran simulations of disks after we systematically reduced the time at which the 1,000 perturbers, e.g. giant molecular clouds, were removed and estimated the minimum time the perturbers need to corotate with the disk to trigger the formation of spiral arms that per- sists even after being removed. We find that if we remove the 1,000 perturbers after 15 Myrs, this time is sufficient to trig- ger the process that leads later to the formation of long-lived, self-perpetuating patterns, similar to the estimates we made earlier for the required lifetimes of the original perturbers. 5.2. Non-linear effects To demonstrate explicitly the possible importance of non- linear dynamics in spiral structure formation, the top panel of Fig. 10 shows the case of a galactic disk influenced by a single perturber with a mass of 107 M kept cycling at 2 disk scale length, corotating with the disk, and then being removed after one galactic year.5 The image displays the disk when the perturber is still corotating with it. Initially, a wakelet is generated around the perturber in a manner consistent with the linear theory. However, non-linear effects are evident in the gravitational response of the disk to the perturbation and result in the development of additional underdense and over- dense regions that are clearly visible especially in the polar coordinate plot (right top panel of Fig. 10). These features, 5 The perturber is forced to cycle on a circular orbit so that it is not affected by dynamical friction. which act as perturbers, are responsible for keeping alive the spiral activity and are not expected based on the linear anal- ysis. These findings indicate that our simulations are probing an entirely new regime in which the linear theory is no longer fully applicable. Once the non-linear features begin to develop, we remove the perturber as shown at the bottom panel of Fig. 10 and find that the wakelets do not disappear, as predicted by the linear theory. Indeed, the overdense and underdense regions act themselves as new perturbers, exciting a further response in the disk, leading to a self-perpetuating pattern in which ad- ditional unexpected features such as holes and wrapping arms in the outer regions are produced within four galactic years, as shown in Fig. 10. The expectations of linear theory are that the disk should relax after the perturbation is removed and that the spirals should gradually disappear, but we find instead that the patterns survive for many rotation periods. We note here that the response in the disks we simulate orig- inates at the co-rotation resonance between the perturbers and the surrounding stars. Thus, while we do not argue against the possibility that dynamical effects such as “groove insta- bilities” (Sellwood & Lin 1989) can play an important role in producing spiral structure in actual galaxies, in our simu- lations, at least, the dominant dynamical effects seem to be associated with the response at the co-rotation resonance in the disk. Next, we performed the same experiment with a perturber mass reduced by a factor of ten, e.g. typical of a giant molec- ular cloud or a globular star cluster of mass 106 M kept cy- cling at two scale lengths of the disk and checked how long
  • 12. 12 D’Onghia et al. 4 2 0 2 4 x/Rs 4 2 0 2 4 y/Rs t= 250 Myr 0 1 2 3 4 5 R/Rs 3 2 1 0 1 2 3 θ RESIDUALS -0.6 -0.3 -0 0.3 0.6 (Σ−Σfit)/Σfit 4 2 0 2 4 x/Rs 4 2 0 2 4 y/Rs t= 900 Myr 0 1 2 3 4 5 R/Rs 3 2 1 0 1 2 3 θ RESIDUALS -0.6 -0.3 -0 0.3 0.6 (Σ−Σfit)/Σfit FIG. 10.— Top Panels: A stellar disk responding to a single perturber with mass of 107 M , which is removed after one galactic year. Bottom Panels: Surface density is shown 4 galactic years after the perturber is removed confirming that the patterns survive for several rotation periods. The disk is displayed face-on in Cartesian coordinates (left panels) and surface density residuals are shown in polar coordinates (right panels). it takes for non-linear effects to develop. The outcome is il- lustrated in Fig. 11 which shows that the linear approxima- tion breaks down after roughly 3 galactic years and holes and winding arms appear following an additional 2 galactic years once the perturber is removed. This suggests that while reduc- ing the mass of the perturber lengthens the time for non-linear effects to become important, they nevertheless still develop. Note that the amplitude of the arms (which are the overdense regions) and the depth of the holes (the underdense regions) are also reduced because they are sensitively dependent on the mass of the perturber. 6. PREDICTIONS It seems clear from our results that a modest overdensity corotating with a galactic disk for a small fraction of a galactic year can trigger the formation of spiral structure that will take over and become self-perpetuating for at least several billion years. Intriguingly, observations of nearby disk galaxies sug- gest that when counter-rotating stellar or gas disks are present in galaxies there is no evidence of spiral structure (Bertola et al. 1999; Coccato et al. 2011), which is as expected, based on our simulations. Furthermore, it has been argued that spiral structures are transient features that need to be re-generated by continuously adding new perturbers in the form of giant molecular clouds or clumpy gas that maintains ragged arms (Sellwood & Carl- berg 1984). Unlike simulation results of decades ago, which were compromised by limited numerical resolution, our ex- periments show that disks do not necessarily thicken because of the presence of spiral arms and giant molecular clouds, and that the spiral structure can persist for timescales simi- lar to the ages of actual galactic disks. Moreover, although
  • 13. Self-Perpetuating Spiral Arms 13 4 2 0 2 4 x/Rs 4 2 0 2 4 y/Rs t= 750 Myr 0 1 2 3 4 5 R/Rs 3 2 1 0 1 2 3 θ RESIDUALS -0.6 -0.3 -0 0.3 0.6 (Σ−Σfit)/Σfit 4 2 0 2 4 x/Rs 4 2 0 2 4 y/Rs t= 1220 Myr 0 1 2 3 4 5 R/Rs 3 2 1 0 1 2 3 θ RESIDUALS -0.6 -0.3 -0 0.3 0.6 (Σ−Σfit)/Σfit FIG. 11.— Top Panels: A stellar disk responding to a single perturber with mass of 106 M , which is forced to remain on a circular orbit (represented by the black circle). The image displays the disk after three orbital periods computed at a distance of two scale lengths of the disk where the first non-linear effects are visible. Bottom Panels: The patterns survive for several rotation periods and surface density is shown after 2 additional galactic years once the perturber is removed. The disk is displayed face-on in Cartesian coordinates (left panels) and surface density residuals are shown in polar coordinates (right panels). new gas accreted can excite young arms, there should be old stellar arms present in galaxies and fresh gas is not required to maintain spiral patterns over long timescales. This means that, in principle, early-type galaxies which are now gas-poor may still exhibit weak spiral features. IC 3328, an early-type dwarf galaxy with spiral structure (Lisker & Fuchs 2009) or NGC1533 (DeGraaff et al. 2007) may be such cases. Ultimately, other predictions of our models include defi- nite quantitative statements regarding the pattern speeds and time-variability of actual spiral features in galaxies (Nelson, D’Onghia & Hernquist 2012, in prep.), and the kinematic and spatial response of the stars to these fluctuating features. Spi- ral waves in galaxy disks churn the stars and gas in a manner that largely preserves the overall angular momentum distribu- tion and leads to little increase in random motion. However, recent works (Sellwood & Binney 2002) claim that changes in the angular momenta of individual stars are typically concen- trated around the co-rotation radius for an individual spiral wave, but given the supposed transient nature of the waves with a wide range of pattern speeds developing in rapid suc- cession, the entire disk should be affected. Our models indi- cate that spiral structures are not transient features, but even- tually locally break and subsequently reconnect as a balance between the shear that stirs the arm and the self-gravity that tends to reconnect the pattern. This calls for a better under- standing for how stars like the Sun can migrate if the nature and the evolution of the waves is different (Roˇskar et al. 2008; Minchev et al. 2011) We anticipate that there should be a correlation between the amplitude of the arms and the Q parameter that defines how
  • 14. 14 D’Onghia et al. dynamically hot the disk is, in the sense that “colder” disks should, on average, display more prominent spirals. This follows from the fact that swing amplification, which is still central to our interpretation, is most vigorous in dynamically cool disks (Toomre 1981). Ongoing and planned observations (Elmegreen et al. 2011) will enable tests of our modeling in the near future, which should shed further light on the still- mysterious nature of spiral structure. 7. CONCLUSIONS In this paper, we have examined the possibility that spi- ral structure in disk galaxies originates through the dynamical response of self-gravitating, shearing disks to local density perturbations. While our analysis has much in common with earlier studies of spiral structure formation, it differs in the following respects. • Our N-body simulations show that spiral patterns can be described by density waves but the response of the disk to local perturbations can be highly non-linear and time-variable. Our work indicates limitations of two traditional theories that tried to explain arm formation: the theory of arms as static density waves (Lin & Shu 1964) and linear forced-wake theory (Julian & Toomre 1966) which were based on simplifying assumptions. In particular, our results are inconsistent with the idea that spirals are static density waves because the arms in our simulations fluctuate in time. Moreover, our results are different from what is expected based on forced- wake theory because we show that the arms can be long-lived and are not necessarily transients even when the original perturbations responsible for driving the patterns are removed. • The spiral patterns in our simulations are not global as predicted by the classical static density wave theory but locally they appear to fluctuate in amplitude with time. It is the local balance between the shear that stirs waves, breaking the arms, and the self-gravity that makes up the arms that gives the visual impression that the pat- terns are global whereas they are actually segments pro- duced by local under-dense and over-dense regions, at least for relatively low mass disks. These under-dense and over-dense regions act as perturbers, keep alive the spiral activity and probe an entirely new regime in which the linear theory is no longer fully applicable. • The dynamical response in the disk originates at the co- rotation resonance between the perturbers and the sur- rounding stars. This implies that our features that wrap up and get replaced statistically have angular speeds that are not constant with location, but decrease with radius. The feature speed slightly differs from the sur- rounding stars, explaining why the arms do not wind up while being at the same time long-lived. • A modest overdensity corotating for at least 25 million years will excite a response in the disk that will lead to a self-perpetuating pattern owing to non-linear effects. We believe that there is already some observational support for our picture. In particular, our model predicts that there should exist red disk galaxies with no gas but that may still have arms. Galaxies such as this have been discovered (Mas- ters et al. 2010) and current theories for spiral arm formation do not explain their morphologies. In our model, the pattern speeds of the spiral features should vary with location within a disk, as has been claimed for some nearby spirals (Foyle et al. 2010, 2011; Meidt et al. 2009). We also predict that the number of arms in galaxies should depend on the structural properties of the galaxy and that there will be a correlation between the amplitude of the arms and how dynamically cold the disk is, in the sense that colder disks should display more prominent arms. These predictions are readily testable and relevant observational studies should provide strong tests of our model in the forthcoming years. APPENDIX STATIC POTENTIAL FOR A THIN EXPONENTIAL DISK To verify the importance of self-gravity in the formation of arms, we performed an N-body simulation of a disk of stars treated as test particles. In order to treat the stars as test particles, we compute the forces acting on them by introducing a static potential for a thin exponential disk of the form: ax = − cos θ ∂Φ ∂R ay = − sin θ ∂Φ ∂R az = − GM∗ R2 h exp (−R/Rh) tanh z z0 (A1) where θ is the angle phase and ∂Φ ∂r = − GM∗z0 R2 h exp (−R/Rh) 1 Rh ln cosh z z0 − GM∗ 2Rh [I0(y)K1(y) − I1(y)K0(y)] − GM∗y 2R2 h [I0(y)K1(y) + I0(y)K1(y)+ − I1(y)K0(y) − I1(y)K0(y)] (A2) The interactions between the perturbers and stars are computed directly, meaning that the stellar orbits are influenced by these gravitational interactions, as in the simulations with disk self-gravity presented above.
  • 15. Self-Perpetuating Spiral Arms 15 AMPLIFICATION PARAMETER FOR A GENERAL DISK GALAXY To interpret the results shown in §4.4 we consider the Toomre X-parameter for a galaxy like that in our simulations, using X = κ2 2πGΣ R m . (B1) In general, the epicyclic frequency depends on the total angular frequency which is the sum of the angular frequencies of all the components of a galaxy, in particular the bulge, disk and dark halo, according to Ω2 = Ω2 D + Ω2 B + Ω2 H . (B2) For an exponential disk: Ω2 D = GMD 2R3 h I0(y)K0(y) − I1(y)K1(y) (B3) where y = R/2Rh, Rh is the disk scale length and MD the disk total mass. For bulge and halos described by Hernquist models, the angular frequency of the bulge is Ω2 B = GMB (R + ab)2 , (B4) where ab and MB are the bulge scale length and mass, respectively and for the halo Ω2 H = GMH (R + ah)2 (B5) where ah and MH are the halo scale length and the mass, respectively. The amplification parameter for a general disk galaxy becomes: X = e2y m MB MD 2y + 3ab/Rh (2y + ab/Rh)3 + MH MD 2y + 3ah/Rh (2y + ah/Rh)3 + y2 2 3I1K0 − 3I0K1 + I1K2 − I2K1 + 4y(I0K0 − I1K1) (B6) where m characterizes the Fourier coefficient Am and indicates the number of arms. Note that substituting the values for the structural parameters of the galaxy model adopted here into eq. (B6) gives an estimate of the number of arms as ∼ 7, in accord with our simulations. We are grateful to the referee Jerry Sellwood for constructive suggestions and to Alar Toomre for much generous and wise advice. We thank Mark Reid and Debora Sijacki for a careful reading of the manuscript. Numerical simulations were performed on the Odyssey supercomputer at Harvard University. REFERENCES Athanassoula, E. 1984, Phys. Rep., 114, 319 Bertin, G., & Lin, C. C. 1996, Spiral structure in galaxies a density wave theory, ed. Bertin, G. & Lin, C. C. Bertola, F., Corsini, E. M., Vega Beltr´an, J. C., Pizzella, A., Sarzi, M., Cappellari, M., & Funes, J. G. 1999, ApJ, 519, L127 Binney, J., & Lacey, C. 1988, MNRAS, 230, 597 Binney, J., & Tremaine, S. 2008, Galactic Dynamics: Second Edition, ed. Binney, J. & Tremaine, S. (Princeton University Press) Carlberg, R. G., & Freedman, W. L. 1985, ApJ, 298, 486 Coccato, L., Morelli, L., Corsini, E. M., Buson, L., Pizzella, A., Vergani, D., & Bertola, F. 2011, MNRAS, 412, L113 DeGraaff, R. B., Blakeslee, J. P., Meurer, G. R., & Putman, M. E. 2007, ApJ, 671, 1624 D’Onghia, E., Springel, V., Hernquist, L., & Keres, D. 2010a, ApJ, 709, 1138 D’Onghia, E., Vogelsberger, M., Faucher-Giguere, C.-A., & Hernquist, L. 2010b, ApJ, 725, 353 Efstathiou, G., Lake, G., & Negroponte, J. 1982, MNRAS, 199, 1069 Elmegreen, D. M., Elmegreen, B. G., Yau, A., Athanassoula, E., Bosma, A., Buta, R. J., Helou, G., Ho, L. C., Gadotti, D. A., Knapen, J. H., Laurikainen, E., Madore, B. F., Masters, K. L., Meidt, S. E., Men´endez- Delmestre, K., Regan, M. W., Salo, H., Sheth, K., Zaritsky, D., Aravena, M., Skibba, R., Hinz, J. L., Laine, J., Gil de Paz, A., Mu˜noz-Mateos, J.-C., Seibert, M., Mizusawa, T., Kim, T., & Erroz Ferrer, S. 2011, ApJ, 737, 32 Foyle, K., Rix, H.-W., Dobbs, C. L., Leroy, A. K., & Walter, F. 2011, ApJ, 735, 101 Foyle, K., Rix, H.-W., Walter, F., & Leroy, A. K. 2010, ApJ, 725, 534 Fujii, M. S., Baba, J., Saitoh, T. R., Makino, J., Kokubo, E., & Wada, K. 2011, ApJ, 730, 109 Gauthier, J.-R., Dubinski, J., & Widrow, L. M. 2006, ApJ, 653, 1180 Goldreich, P., & Lynden-Bell, D. 1965, MNRAS, 130, 125 Grand, R. J. J., Kawata, D., & Cropper, M. 2012, MNRAS, 2358 Hernquist, L. 1990, ApJ, 356, 359 —. 1993, ApJ, 409, 548 Hernquist, L., & Katz, N. 1989, ApJS, 70, 419 Julian, W. H., & Toomre, A. 1966, ApJ, 146, 810 Lin, C. C., & Shu, F. H. 1964, ApJ, 140, 646 Lisker, T., & Fuchs, B. 2009, A&A, 501, 429 Masters, K. L., Mosleh, M., Romer, A. K., Nichol, R. C., Bamford, S. P., Schawinski, K., Lintott, C. J., Andreescu, D., Campbell, H. C., Crowcroft, B., Doyle, I., Edmondson, E. M., Murray, P., Raddick, M. J., Slosar, A., Szalay, A. S., & Vandenberg, J. 2010, MNRAS, 405, 783 Meidt, S. E., Rand, R. J., & Merrifield, M. R. 2009, ApJ, 702, 277 Minchev, I., Famaey, B., Combes, F., Di Matteo, P., Mouhcine, M., & Wozniak, H. 2011, A&A, 527, A147 Purcell, C. W., Bullock, J. S., Tollerud, E. J., Rocha, M., & Chakrabarti, S. 2011, Nature, 477, 301
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