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UAS STANDARDS SUB COMMITTEE
BI-ANNUAL MEETING
NOVEMBER 2016
INDUSTRY CO-CHAIR TERRY MARTIN
Copyright:Terrence Martin
Acknowledgements
• Mick Jaeschke
• 37Years Service
• Originally En Route moved intoTower
• ManyYears in CairnsTerminal Area
• More recently approx. 15 in BrisbaneTMA where he was a supervisor
• Finished up in ATS Integrity….
Copyright:Terrence Martin
Introduction
• Refresh
• Where we were at last meeting
• Where we would like to be.
• Key Principles supporting remainder of presentation
• What we are doing about it.
• What remains to be done
Copyright: Terrence Martin
Last Meeting Refresh
Copyright:Terrence Martin
Last Meeting Refresh
• Innovation, Disruption, the vulnerability of smokestack economies
• Supporting this requires improved Industry-Regulator Collaboration
Key Points Made
Copyright:Terrence Martin
Last Meeting Refresh
• Innovation, Disruption, the vulnerability of smokestack economies
• Airworthiness & Lack of Suitable Regulatory Framework
Key Points Made
Copyright:Terrence Martin
AcceptablySafe is defined by
the SafetyTargets- See
Argument 1.
Argument 4
System
transitioned
into services in
acceptably safe
manner
Argument 5
System shown
to be operated
acceptably
safely
Argument 6
System
maintained
and sustained
acceptably
safely
Airworthiness
High Level Safety Argument
Argument 2
System
designed to be
acceptably safe
Personnel are appropriately trained to conduct and verify activities which underpin the safety argument
Argument 3
System
constructed
and
implemented
completely and
correctly
Argument 1
System has
been specified
to acceptably
safe.
Assumptions
stated
Applicable for
intended
Operational
Environment
Verification of Evidence that SafetyTargets are met, with plans for
ongoing monitoring
ACCEPTABLE EVIDENCE
Last Meeting Refresh
Airworthiness and the Safety Argument
Copyright:Terrence Martin
AcceptablySafe is defined by
the SafetyTargets- See
Argument 1.
Argument 4
System
transitioned
into services in
acceptably safe
manner
Argument 5
System shown
to be operated
acceptably
safely
Argument 6
System
maintained
and sustained
acceptably
safely
Airworthiness
High Level Safety Argument
Argument 2
System
designed to be
acceptably safe
Personnel are appropriately trained to conduct and verify activities which underpin the safety argument
Argument 3
System
constructed
and
implemented
completely and
correctly
Argument 1
System has
been specified
to acceptably
safe.
Assumptions
stated
Applicable for
intended
Operational
Environment
Verification of Evidence that SafetyTargets are met, with plans for
ongoing monitoring
ACCEPTABLE EVIDENCE
Last Meeting Refresh
Airworthiness and the Safety Argument
Copyright:Terrence Martin
AcceptablySafe is defined by
the SafetyTargets- See
Argument 1.
Argument 4
System
transitioned
into services in
acceptably safe
manner
Argument 5
System shown
to be operated
acceptably
safely
Argument 6
System
maintained
and sustained
acceptably
safely
Airworthiness
High Level Safety Argument
Argument 2
System
designed to be
acceptably safe
Personnel are appropriately trained to conduct and verify activities which underpin the safety argument
Argument 3
System
constructed
and
implemented
completely and
correctly
Argument 1
System has
been specified
to acceptably
safe.
Assumptions
stated
Applicable for
intended
Operational
Environment
Verification of Evidence that SafetyTargets are met, with plans for
ongoing monitoring
ACCEPTABLE EVIDENCE
Last Meeting Refresh
Airworthiness and the Safety Argument
Copyright:Terrence Martin
Last Meeting Refresh
Future RPAS Framework
Certified Specific Open
Restricted Specific Small RPAS Very small RPAS Toys
European Approach
Australian Draft Framework
Regulated Specific Open
Standard Restricted Specific Small RPAS Very small RPAS
Copyright:Terrence Martin
Last Meeting Refresh
Future RPAS Framework
Certified Specific Open
Restricted Specific Small RPAS Very small RPAS Toys
European Approach
Australian Draft Framework
Regulated Specific Open
Standard Restricted Specific Small RPAS Very small RPAS
Low
Risk
Operations
Copyright:Terrence Martin
Last Meeting Refresh
Future RPAS Framework
Certified Specific Open
Restricted Specific Small RPAS Very small RPAS Toys
European Approach
Australian Draft Framework
Regulated Specific Open
Standard Restricted Specific Small RPAS Very small RPAS
Low
Risk
Operations
Medium
Risk
Operations
Copyright:Terrence Martin
Last Meeting Refresh
Future RPAS Framework
Certified Specific Open
Restricted Specific Small RPAS Very small RPAS Toys
European Approach
Australian Draft Framework
Regulated Specific Open
Standard Restricted Specific Small RPAS Very small RPAS
Low
Risk
Operations
Medium
Risk
Operations
High
Risk
Operations
Copyright:Terrence Martin
Regulated Specific
Open
Small RPAS Very small RPAS
Element of
Initial
Airworthiness
CPA like
Oversight of
Integrity. NAA
led
Industry Appointed
Oversight No Integrity Oversight
Operational
Restrictions
Last Meeting Refresh
Future RPAS Framework
Copyright:Terrence Martin
Regulated Specific
Open
Small RPAS Very small RPAS
Element of
Initial
Airworthiness
CPA like
Oversight of
Integrity. NAA
led
Industry Appointed
Oversight No Integrity Oversight
Operational
Restrictions
Proportionate &SAFE: Operational Restrictions commensurate
with technical integrity & operational environment
Last Meeting Refresh
Future RPAS Framework
Copyright:Terrence Martin
Regulated Specific
Open
Small RPAS Very small RPAS
Element of
Initial
Airworthiness
CPA like
Oversight of
Integrity. NAA
led
Industry Appointed
Oversight No Integrity Oversight
Operational
Restrictions
Enter the US Element
Derivative of US sUAS
NPRM
Last Meeting Refresh
Future RPAS Framework
Copyright:Terrence Martin
Regulated Specific
Open
Small RPAS Very small RPAS
Element of
Initial
Airworthiness
CPA like
Oversight of
Integrity. NAA
led
Industry Appointed
Oversight No Integrity Oversight
Operational
Restrictions
Enter the US Element
Derivative of US sUAS
NPRM
Open = Small SegregatedVLOS Container
Last Meeting Refresh
Future RPAS Framework
Copyright:Terrence Martin
CONOPS Consideration Standard Restricted Specific Limited
Over population etc
Controlled Airspace
BVLOS
IFR Conditions
Above 400 feet AGL
Within 3 NM of Aerodrome
Last Meeting Refresh
Work Outstanding
Regulated Specific
Copyright:Terrence Martin
CONOPS Consideration Standard Restricted Specific Limited
Over population etc
Controlled Airspace
BVLOS
IFR Conditions
Above 400 feet AGL
Within 3 NM of Aerodrome
Last Meeting Refresh
Work Outstanding
Regulated Specific
Copyright:Terrence Martin
CONOPS Consideration Standard Restricted Specific Limited
Over population etc
Controlled Airspace
BVLOS
IFR Conditions
Above 400 feet AGL
Within 3 NM of Aerodrome
Airworthiness Expectations based on CPA Regulations e.g.TC/CoA
Last Meeting Refresh
Work Outstanding
Regulated Specific
Copyright:Terrence Martin
CONOPS Consideration Standard Restricted Specific Limited
Over population etc
Controlled Airspace
BVLOS
IFR Conditions
Above 400 feet AGL
Within 3 NM of Aerodrome
Last Meeting Refresh
Work Outstanding
Regulated Specific
Copyright:Terrence Martin
CONOPS Consideration Standard Restricted Specific Limited
Over population etc
Controlled Airspace
BVLOS
IFR Conditions
Above 400 feet AGL
Within 3 NM of Aerodrome
Last Meeting Refresh
Work Outstanding
Regulated Specific
Work to be done
• What Equipment
• What Restrictions
• What Procedures
• WhatTraining
• How is RISK Assessed?
Copyright:Terrence Martin
CONOPS Consideration Standard Restricted Specific Limited
Over population etc
Controlled Airspace
BVLOS
IFR Conditions
Above 400 feet AGL
Within 3 NM of Aerodrome
Last Meeting Refresh
Work Outstanding
Regulated Specific
Copyright:Terrence Martin
CONOPS Consideration Standard Restricted Specific Limited
Over population etc
Controlled Airspace
BVLOS
IFR Conditions
Above 400 feet AGL
Within 3 NM of Aerodrome
Last Meeting Refresh
Work Outstanding
Regulated Specific
Operational
Flexibility
Platform
Technical
Integrity
Equipage
Operator
Competence
Copyright:Terrence Martin
Last Meeting Refresh
• Innovation, Disruption, the vulnerability of smokestack economies
• Airworthiness & Lack of Suitable Regulatory Framework
Key Points Made
Copyright:Terrence Martin
Last Meeting Refresh
• Innovation, Disruption, the vulnerability of smokestack economies
• Airworthiness & Lack of Suitable Regulatory Framework
• Need for a RPAS Roadmap
Key Points Made
Goals
Milestones
Gaps & Barriers
Task List
Priorities, Timelines,
People
Copyright:Terrence Martin
Last Meeting Refresh
• Innovation, Disruption, the vulnerability of smokestack economies
• Airworthiness & Lack of Suitable Regulatory Framework
• Need for a RPAS Roadmap
• What is the Scope for a Roadmap
Key Points Made
Goals
Milestones
Gaps & Barriers
Task List
Priorities, Timelines,
People
Copyright:Terrence Martin
Last Meeting Refresh
• Innovation, Disruption, the vulnerability of smokestack economies
• Airworthiness & Lack of Suitable Regulatory Framework
• Need for a RPAS Roadmap
• What is the Scope for a Roadmap
• How Long will it take?
Key Points Made
Goals
Milestones
Gaps & Barriers
Task List
Priorities, Timelines,
People
Copyright:Terrence Martin
Last Meeting Refresh
What about aWBS….What needs to be done?
Key Problems
Copyright:Terrence Martin
Last Meeting Refresh
What about aWBS….What needs to be done?
• National Priorities:What are they, CONOPS
Key Problems
Copyright:Terrence Martin
Last Meeting Refresh
What about aWBS….What needs to be done?
• National Priorities:What are they, CONOPS
• Gap Analysis 101:
• Baseline: What is it? Is it transparent?
• What regulations do we require
• Do we know what we want? Kinda?  Benchmarking?
• What else is uncertain: How can we correct that?
• Risk Assessment; is it Fit for Purpose
• Trials
Key Problems
Copyright:Terrence Martin
Last Meeting Refresh
What about aWBS….What needs to be done?
• National Priorities:What are they, CONOPS
• Gap Analysis 101:
• Baseline: What is it? Is it transparent?
• What regulations do we require
• Do we know what we want? Kinda?  Benchmarking?
• What else is uncertain: How can we correct that?
• Risk Assessment; is it Fit for Purpose
• Trials
• Constraints: What’s Feasible with our workforce,
• NumbersTo Develop Regulations & conduct necessary research
• Skill to make decisions over safety
• How much “Close Following”
Key Problems
Copyright:Terrence Martin
Last Meeting Refresh
What about aWBS….What needs to be done?
• National Priorities:What are they, CONOPS
• Gap Analysis 101:
• Baseline: What is it? Is it transparent?
• What regulations do we require
• Do we know what we want? Kinda?  Benchmarking?
• What else is uncertain: How can we correct that?
• Risk Assessment; is it Fit for Purpose
• Trials
• Constraints: What’s Feasible with our workforce,
• NumbersTo Develop Regulations & conduct necessary research
• Skill to make decisions over safety
• How much “Close Following”
Key Problems
Need to change how
Industry is contributing in
UASSC WG structures
• More regular engagement,
• Build trust
• Achieve Outcomes
• Be transparent
• Isolate where accountability lies
Copyright:Terrence Martin
Last Meeting Refresh
What about aWBS….What needs to be done?
• National Priorities:What are they, CONOPS
• Gap Analysis 101:
• Baseline: What is it? Is it transparent?
• What regulations do we require
• Do we know what we want? Kinda?  Benchmarking?
• What else is uncertain: How can we correct that?
• Risk Assessment; is it Fit for Purpose
• Trials
• Constraints: What’s Feasible with our workforce,
• NumbersTo Develop Regulations & conduct necessary research
• Skill to make decisions over safety
• How much “Close Following”
Key Problems
Need to change how
Industry is contributing in
UASSC WG structures
• More regular engagement,
• Build trust
• Achieve Outcomes
• Be transparent
• Isolate where accountability lies
Working Group Members
Terry Martin Queensland Uni of Tech and Nova Systems
Paul Herrmann Textron
Jennifer Mulvaney Intel
Lance King Northrup Grumman
Kristian
Cruickshank
Nova Systems
Carrie Hillier QLD Local Government Infrastructure Services
Phillip Jones-Hope AMSA
Matt Rayson Ground Effect Aviation
Patrick Weeden Scout Arial System
GregTyrrell AAUS
Rhys Mudford Insitu Pacific
Mike Jaeschke Airservices Australia
Subject Matter Experts
Duncan Greer Five Rings Aero
Phillip Rowse ProfiCNC
Dean Gilligan Australian Research Centre for Aerospace
Automation
Julian Webber Federal Police
Peter Schofield Ergon
Copyright: Terrence Martin
Developing the Roadmap
System Certification
Regulated Specific
RiskAssessment
Methodology
Traffic Density
Certification
Status
Population
Comms &
Surveillance
Coverage
CrewTraining
Airspace
Category
Operation
Criticality
Benchmarking (EU, US)
Airspace
Management
Policy
Human Factors
CNPC
Detect & Avoid
Risk Management
sUAS & Low Level
UAVOps
Ops near
Aerodromes
Security
EmergingTech
National
Operational
Priorities
CONOPS
Unique
Sector
Requirements
Common
Requirements
ALL CONOPS
Roadmap
Development Scoping
Terms of Reference
Goals
Scope
Objectives
Bounds & Limits
Assumption
Baselining
CASA Processes
Approval
Benchmark
Available
Manpower
Risk Management
Knowledge Gaps
Safety Obligations
Trial Appetite
Identification of Low Hanging Fruit
Improved awareness of what is preventing progress
• Technology Shortfalls,
• Skills, Knowledge, Capacity
• Evidence requirements for Risk: traffic,
population
• Platform Integrity Requirements for Operations
• Trial Opportunities
• Separation Confidence
• Position Reporting: RAIM like assurance
• Navigation Performance
• Compatibility with Airspace Class Requirements
• Confidence platform can reliably maintain flight
Trials
Evidence
Requirements
Skills
Trial Sites
Teaming
Safety
Expectations
Trial
Methodologies
Feedback
Expectation
Copyright:Terrence Martin
Roadmap
Development Scoping
Terms of Reference
Goals
Scope
Objectives
Bounds & Limits
Assumption
Developing the Roadmap
Produce and Enact a Plan that will lead to:
• Improvement of regulatory process to protect and promote
RPAS related investment in Australia and enable Industry
growth
• Operation of RPA over populated areas, and
• BVLOS RPA operations in unsegregated airspace.
• Isolate and then delineate what are capability gaps and
regulatory gaps (and overlaps) FOR Australian Operations ?
Roadmap Goals
Copyright:Terrence Martin
Developing the Roadmap
Objectives
Objectives: CONOPS Coverage
Roadmap
Development Scoping
Terms of Reference
Goals
Scope
Objectives
Bounds & Limits
Assumption
Copyright:Terrence Martin
Developing the Roadmap
Objectives
• Identify the Priority sectors, and benefits for RPAS
Operations in Australia (Includes CONOPs
development) .
Objectives: CONOPS Coverage
National
Operational
Priorities
Roadmap
Development Scoping
Terms of Reference
Goals
Scope
Objectives
Bounds & Limits
Assumption
Copyright:Terrence Martin
Developing the Roadmap
Objectives
• Identify the Priority sectors, and benefits for RPAS
Operations in Australia (Includes CONOPs
development) .
• Set of CONOPS developed & provided to forum for
review
Objectives: CONOPS Coverage
National
Operational
Priorities
CONOPS
Roadmap
Development Scoping
Terms of Reference
Goals
Scope
Objectives
Bounds & Limits
Assumption
Copyright:Terrence Martin
Developing the Roadmap
Objectives
• Identify the Priority sectors, and benefits for RPAS
Operations in Australia (Includes CONOPs
development) .
• Set of CONOPS developed & provided to forum for
review
Objectives: CONOPS Coverage
National
Operational
Priorities
CONOPS
Agriculture:
• Broad Area PrecisionAgriculture,
• Pest &Weed Detection,
Disaster & Emergency Services
• SAR (Maritime)
• Tropical Cyclone with Cells onWings
• CBRN
• Small Scale Urban SAR
Cells onWings (COWS) & UTM
Conservation
Mining/Hard Rock/Pit/Open Cut
Logistics
• Package Delivery
• Long Range Freight
Training
• BVLOS
• VLOS/EVLOS
Roadmap
Development Scoping
Terms of Reference
Goals
Scope
Objectives
Bounds & Limits
Assumption
Copyright:Terrence Martin
Developing the Roadmap
Objectives
• Identify the Priority sectors, and benefits for RPAS
Operations in Australia (Includes CONOPs
development) .
• Set of CONOPS developed & provided to forum for
review
Objectives: CONOPS Coverage
National
Operational
Priorities
CONOPS
Agriculture:
• Broad Area PrecisionAgriculture,
• Pest &Weed Detection,
Disaster & Emergency Services
• SAR (Maritime)
• Tropical Cyclone with Cells onWings
• CBRN
• Small Scale Urban SAR
Cells onWings (COWS) & UTM
Conservation
Mining/Hard Rock/Pit/Open Cut
Logistics
• Package Delivery
• Long Range Freight
Training
• BVLOS
• VLOS/EVLOS
Roadmap
Development Scoping
Terms of Reference
Goals
Scope
Objectives
Bounds & Limits
Assumption
CONOPS Development Credits
• Kristian Cruickshank (Major Credit)
• Rhys Mudford
• Terry Martin
• JulianWebber
• Phillip Rouse
• Duncan Greer
• Matt Rayson
• Lance King
• PatrickWeeden
• Phillip Jones Hope
Copyright:Terrence Martin
Developing the Roadmap
Objectives
• Identify the Priority sectors, and benefits
for RPAS Operations in Australia
(Includes CONOPs development) .
• Set of CONOPS developed & provided to
forum for review
Objectives: Priority Sectors & CONOPS Coverage
National
Operational
Priorities
CONOPS
Unique
Sector
Requirements
Common
Requirements
ALL CONOPS
Identification of Low Hanging Fruit
Improved awareness of what is preventing progress
Roadmap
Development Scoping
Terms of Reference
Goals
Scope
Objectives
Bounds & Limits
Assumption
Copyright:Terrence Martin
Baselining
CASA Processes
Approval
Benchmark
Available
Manpower
Risk Management
Knowledge Gaps
Safety Obligations
Trial Appetite
Objectives
• Baseline Australia’s RPAS regulatory environment
and benchmark against key international
developments
Roadmap
Development Scoping
Terms of Reference
Goals
Scope
Objectives
Bounds & Limits
Assumption
Developing the Roadmap
Baselining CASA Processes
WHY?
• Community is uncertain what the current
approval BVLOS baseline is!
• Vague understanding of the regulatory and
capability gaps that are preventing progress
of range of BVLOS Operations
• Not all Operations are the Same
• Prudent to Harmonise
Benchmarking (EU, US)
Airspace
Management
Policy
Human Factors
CNPC
Detect & Avoid
Risk Management
sUAS & Low Level
UAVOps
Ops near
Aerodromes
Security
EmergingTech
Baselining
CASA Processes
Approval
Benchmark
Available
Manpower
Risk Management
Knowledge Gaps
Safety Obligations
Trial Appetite
Objectives
• Baseline Australia’s RPAS
regulatory environment and
benchmark against key
international developments
• Benchmark against
International Standards
Roadmap
Development Scoping
Terms of Reference
Goals
Scope
Objectives
Bounds & Limits
Assumption
Copyright:Terrence Martin
Developing the Roadmap
14 Key R&D Activities:
• EVLOS/VLOS
• 1.RPAS activities awareness for security
• 2. Operations in Urban Areas
• 3. Human Factors
• IFR/VFR
• 4. Visual Detectability solutions
• 5. DAA
• 6. Comms C2 Datalink
• 7. Airspace & Airport Access
• 8 Contingency
• BVLOS
• 9. DAA
• 10. Comms C2 Datalink
• 11 Airspace & Airport Access
• 12. Security
• 13 Human Factors: BVLOS & IFR/VFR
• 14 Best Practice Demonstration
Europe: Technology and Operational Gaps
GAPS LINKED
TO
ACTION
&
MILESTONES
Operational & Technology
gaps:
1. Integration into ATM and Airspace
environments
2. Surface operations incl. take-off and
landing
3. Operational contingency procedures
and systems
4. Data communication links incl.
spectrum issues
5. Detect & Avoid systems and
operational procedures
6. Security issues
7. Verification and Validation Methods
Copyright:Terrence Martin
Developing the Roadmap
1. Communications
• Impact of UAS Ops on NextGen
comms systems
• Availability of UAS Control
frequency Spectrum
• Develop &Validate UAS Control
System Performance Requirement
• Ensure security of safety critical
comms with civil UAS
• Design & Develop UAS Control
Datalink for allocated frequency
spectrum bands
United States Identified R&D Areas/Gaps
2. Airspace Operations
• Develop Integrated Separation Concepts
• Develop Airspace Integration Safety Cases
• Develop SAA Sensors & Fusion Requires
• Develop Separation Algorithms
• Assess Availability/Quality of Surveillance
Data
• Safe and Efficient Terminal Airspace &
Surface Operations
Copyright:Terrence Martin
3. Unmanned Aircraft
• State Awareness and RealTime
Mission Management
• Airframe Certification
• Precise Location & Navigation
• UAS Avionics & Control Systems
Certification
4. Human Systems Integration
• Display Traffic/airspace information
• Effective Human Automation
Interaction
• Pilot Centric GCS
• Definition Roles and Responsibilities
• Predictability & Contingency Mgt
• System Level Issues
• Support for Future Capability of UAS
Developing the Roadmap
United States Identified R&D Areas/Gaps
Copyright:Terrence Martin
3. Unmanned Aircraft
• State Awareness and RealTime
Mission Management
• Airframe Certification
• Precise Location & Navigation
• UAS Avionics & Control Systems
Certification
4. Human Systems Integration
• Display Traffic/airspace information
• Effective Human Automation
Interaction
• Pilot Centric GCS
• Definition Roles and Responsibilities
• Predictability & Contingency Mgt
• System Level Issues
• Support for Future Capability of UAS
Developing the Roadmap
United States Identified R&D Areas/Gaps
So are we going to reinvent the wheel on all of these?
Do we even have the capacity?
Where should we Close Follow?
Benchmarking (EU, US)
Airspace
Management
Policy
Human Factors
CNPC
Detect & Avoid
Risk Management
sUAS & Low Level
UAVOps
Ops near
Aerodromes
Security
EmergingTech
National
Operational
Priorities
CONOPS
Unique
Sector
Requirements
Common
Requirements
ALL CONOPS
Baselining
CASA Processes
Approval
Benchmark
Available
Manpower
Risk Management
Knowledge Gaps
Safety Obligations
Trial Appetite
Objectives
• Baseline Australia’s RPAS
regulatory environment and
benchmark against key
international developments
• Benchmark against
International Standards
• Establish Australian specific
gaps and necessary work
Roadmap
Development Scoping
Terms of Reference
Goals
Scope
Objectives
Bounds & Limits
Assumption
Prioritised
Australian RPAS
gaps &
opportunities
Identification of Low Hanging
Fruit
Improved awareness of what is
preventing progress
• Technology Shortfalls,
• Skills, Knowledge, Capacity
• Evidence requirements for
Risk: traffic, population
• Platform Integrity
Requirements for Operations
• Trial Opportunities
Copyright:Terrence Martin
Roadmap
Development Scoping
Terms of Reference
Goals
Scope
Objectives
Bounds & Limits
Assumption
Developing the Roadmap
• Objectives
• Taking into consideration Australia’s (CASA and Industry) skill
and personnel capacity
• Identify areas which can provide “quick wins “for commencing
operations,
• Establish the key issues and challenges which must be addressed,
and isolate where we can act, and where we will be reliant on
overseas organisations
• Establish trial priorities, and key enablers/resources and prioritised
sequencing for their conduct.
• Establishment of regulatory development priorities and
recommendations
• Development of a proposed timeline for achieving the
recommendations
Objectives
Copyright:Terrence Martin
Trials
Evidence
Requirements
Skills
Trial Sites
Teaming
Safety
Expectations
Trial
Methodologies
Feedback
Expectation
Developing the Roadmap
Objectives
• Help Address areas of uncertainty CASA’s has
• Regulatory development & Certification criteria
• Conducting risk analysis
• Specific and certified categories, Operations in the vicinity of people, different classes of airspace
• Progress BVLOS
• With and without Surveillance : PSR, SSR, ADSB, other?
• Airborne and ground based sensors
Roadmap Development: Trials
• Patience & Setting up environment where you can fail
• Key Contributors: PatrickWeeden, Lance King,Terry
Martin, Kristian Cruickshank Carrie Hillier
Copyright:Terrence Martin
Trials
Evidence
Requirements
Skills
Trial Sites
Teaming
Safety
Expectations
Trial
Methodologies
Feedback
Expectation
Developing the Roadmap
Site Attributes:
• Location, Airspace Class, Surveillance, Population,VHF Coverage, IFR/VFR
Routes,Terrain,
• Proximity to Critical Infrastructure/CBD/Aerodromes
• Politics, funding, investment
• Instrumentation?
• Feedback of Information/Data to CASA
• Call for Input on the Forum.
Roadmap Development: Trials
• Key Contributors: PatrickWeeden, Lance King,Terry
Martin, Kristian Cruickshank, Carrie Hillier
Copyright:Terrence Martin
Developing the Roadmap
• Yet to be Developed
• JARUS SORA & Risk will drive training rigour
• Some Considerations embedded in the CONOPS & MOS
Roadmap Development: Training
System Certification
Regulated Specific
RiskAssessment
Methodology
Traffic Density
Certification
Status
Population
Comms &
Surveillance
Coverage
CrewTraining
Airspace
Category
Operation
Criticality
Benchmarking (EU, US)
Airspace
Management
Policy
Human Factors
CNPC
Detect & Avoid
Risk Management
sUAS & Low Level
UAVOps
Ops near
Aerodromes
Security
EmergingTech
National
Operational
Priorities
CONOPS
Unique
Sector
Requirements
Common
Requirements
ALL CONOPS
Roadmap
Development Scoping
Terms of Reference
Goals
Scope
Objectives
Bounds & Limits
Assumption
Baselining
CASA Processes
Approval
Benchmark
Available
Manpower
Risk Management
Knowledge Gaps
Safety Obligations
Trial Appetite
Identification of Low Hanging Fruit
Improved awareness of what is preventing progress
• Technology Shortfalls,
• Skills, Knowledge, Capacity
• Evidence requirements for Risk: traffic,
population
• Platform Integrity Requirements for Operations
• Trial Opportunities
• Separation Confidence
• Position Reporting: RAIM like assurance
• Navigation Performance
• Compatibility with Airspace Class Requirements
• Confidence platform can reliably maintain flight
Trials
Evidence
Requirements
Skills
Trial Sites
Teaming
Safety
Expectations
Trial
Methodologies
Feedback
Expectation
Copyright:Terrence Martin
Developing the Roadmap
• Specific Category Operations will be based on risk assessment
• Risk Methodology is critical, yet still uncertain in many facets
• CASA is committed to harmonisation.
• Little point departing too far from the likely Risk Methodology
• Adopting EASA methodologies
• JARUS SORA is a key part of the Risk Assessment process
• Can we get a headstart?
Risk Assessment
Regulated Specific Open
Standard Restricted Specific
Small
RPAS
Very small
RPAS
Platform
Technical
Integrity
Operational
Flexibility
Equipage
Operator
Competence
Copyright: Terrence Martin
Specific Operations Risk Assessment
Copyright:Terrence Martin
• Step 0 -Initial Evaluation
• Step 1 CONOPS Description
• Step 2 Determine initial UAS Ground Risk Class
• Step 3 Determine initial UAS Air Risk Class
• Step 3A- Harm Barriers and GRC
• Step 3B- Harm Barrier and ARC
• Step 4 – Lethality Determination
• Step 5 SpecificAssurance and Integrity Levels
• Step 6 Ident of RecommendedThreat Barriers
• Step 7 Feasibility Check
• Step 8-Verification of robustness proposed barriers
THE Process
Specific Operation Risk Assessment
Copyright:Terrence Martin
SORA INPUT
Concept of Ops
Information on:
• Operator
• Intended Ops
• UAS Description
• Remote Crew
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SORA and SAIL
Overview
Copyright:Terrence Martin
SORA INPUT
Concept of Ops
Information on:
• Operator
• Intended Ops
• UAS Description
• Remote Crew
SAIL Evaluation
Ground
Risk
Class
Air Risk
Class
Lethality
SAILVerdict
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SORA and SAIL
Overview
Copyright:Terrence Martin
SORA INPUT
Concept of Ops
Information on:
• Operator
• Intended Ops
• UAS Description
• Remote Crew
SAIL Evaluation
Ground
Risk
Class
Air Risk
Class
Lethality
SAILVerdict
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Hello WorldI am padding
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SORA OUTPUT
Objectives to be met and the level of
robustness
SAIL I : 18 (Low)
SAIL II : 19 (Low), 6 (Med)
SAIL III : 18 (Low), 15 (Med), 6(High)
SAIL IV : 3 (Low), 19 (Med), 12 (High)
SAILV : 6 (Med), 28 (High)
SAILVI : 35 (High)
SORA and SAIL
Overview
Copyright:Terrence Martin
SORA INPUT
Concept of Ops
Information on:
• Operator
• Intended Ops
• UAS Description
• Remote Crew
SAIL Evaluation
Ground
Risk
Class
Air Risk
Class
Lethality
SAILVerdict
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SORA OUTPUT
Objectives to be met and the level of
robustness
SAIL I : 18 (Low)
SAIL II : 19 (Low), 6 (Med)
SAIL III : 18 (Low), 15 (Med), 6(High)
SAIL IV : 3 (Low), 19 (Med), 12 (High)
SAILV : 6 (Med), 28 (High)
SAILVI : 35 (High)
SORA and SAIL
Overview
SAIL is the level of confidence that a specific
operation will stay under control
Lowest SAIL I- low intrinsic risk,
Highest, SAIL VI - high intrinsic risks
Copyright:Terrence Martin
SORA INPUT
Concept of Ops
Information on:
• Operator
• Intended Ops
• UAS Description
• Remote Crew
SAIL Evaluation
Ground
Risk
Class
Air Risk
Class
Lethality
SAILVerdict
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SORA OUTPUT
Objectives to be met and the level of
robustness
SAIL I : 18 (Low)
SAIL II : 19 (Low), 6 (Med)
SAIL III : 18 (Low), 15 (Med), 6(High)
SAIL IV : 3 (Low), 19 (Med), 12 (High)
SAILV : 6 (Med), 28 (High)
SAILVI : 35 (High)
Training
Barriers
Design
& Prod
Barriers
Ops
Barriers
SORA and SAIL
Overview
Maint
Barriers
Copyright:Terrence Martin
SORA INPUT
Concept of Ops
Information on:
• Operator
• Intended Ops
• UAS Description
• Remote Crew
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JARUS SORA and SAIL Assessment
Step 2: CONOPS
Copyright:Terrence Martin
SORA INPUT
Concept of Ops
Information on:
• Operator
• Intended Ops
• UAS Description
• Remote Crew
SAIL Evaluation
Ground
Risk
Class
Air Risk
Class
Lethality
SAILVerdict
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JARUS SORA and SAIL Assessment
Copyright:Terrence Martin
SORA INPUT
Concept of Ops
Information on:
• Operator
• Intended Ops
• UAS Description
• Remote Crew
SAIL Evaluation
Ground
Risk
Class
Air Risk
Class
Lethality
SAILVerdict
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JARUS SORA and SAIL Assessment
Not really that different is it?
Copyright:Terrence Martin
JARUS SORA and SAIL Assessment
Ground Risk Class
Max UA Characteristic Dimension 1 metre 3 metres 8 metres > 8 metres
Kinetic Energy Expected
< 700
Joules
< 34000
Joules
< 1.084
MegaJoule
s
> 1.084
MegaJoules
Operational Scenarios
VLOS in controlled area, sparsely populated 1 2 3 4
BVLOS, sparsely populated 2 3 4 5
VLOS over controlled area, populated environment 3 4 5 6
BVLOS controlled area, populated orVLOS over
populated
4 5 6 7
BVLOS Urban Environment 5 6 7 7
VLOS/BVLOS over gathering of people 6 7 7 7
Copyright:Terrence Martin
JARUS SORA and SAIL Assessment
Ground Risk Class
Max UA Characteristic Dimension 1 metre 3 metres 8 metres > 8 metres
Kinetic Energy Expected
< 700
Joules
< 34000
Joules
< 1.084
MegaJoule
s
> 1.084
MegaJoules
Operational Scenarios
VLOS in controlled area, sparsely populated 1 2 3 4
BVLOS, sparsely populated 2 3 4 5
VLOS over controlled area, populated environment 3 4 5 6
BVLOS controlled area, populated orVLOS over
populated
4 5 6 7
BVLOS Urban Environment 5 6 7 7
VLOS/BVLOS over gathering of people 6 7 7 7
SUMMARY
Inputs:
• Dimension- 1 of 4 discrete categories
• Kinetic Energy- 1 of 1 categories
• Desired Operational Scenario. Permutations in
• VLOS/BVLOS
• Controlled area
• Sparsely Populated, populated or urban or gathering of people
Output
• Ground Risk Score our of 7
Copyright:Terrence Martin
JARUS SORA and SAIL Assessment
Air Risk Class
Air Risk Class
Very Low ( above FL600, below highest Building) 1
Low (Below 500 ft or within 400 ft from Infrastructure) 2/3 *
Medium (Away from Major FL and Airways) 4/5 *
High ( In Major FL & on airways, aerodrome traffic Patterns 6
Very High 7
Note: that for VLOS and EVLOS Operations, the lowest ARC should be chosen, For BLOS highest should be
chosen.
Copyright:Terrence Martin
JARUS SORA and SAIL Assessment
Air Risk Class
Air Risk Class
Very Low ( above FL600, below highest Building) 1
Low (Below 500 ft or within 400 ft from Infrastructure) 2/3 *
Medium (Away from Major FL and Airways) 4/5 *
High ( In Major FL & on airways, aerodrome traffic Patterns 6
Very High 7
Note: that for VLOS and EVLOS Operations, the lowest ARC should be chosen, For BLOS highest should be
chosen.
SUMMARY
Inputs:
• Altitude
• Proximity to air traffic, aerodromes & infrastructure
Output
• Air Risk Score our of 7
Copyright:Terrence Martin
JARUS SORA and SAIL Assessment
Lethality
SAIL
Lethality
Highest of GRC and ARC
7 6 5 4 3 2 1
HIGH VI VI V IV III II I
AVERAGE VI V IV III II I O
LOW V IV III II I O O
Note: that for VLOS and EVLOS Operations, the lowest ARC should be chosen, For BLOS highest should be chosen.
No Guidance on what constitutes High, Average or Low Lethality ( See Later)
Studies are being conducted and standards being written to evaluate the lethality of UAS.
SORA will be updated when this occurs
Copyright:Terrence Martin
SORA INPUT
Concept of Ops
Information on:
• Operator
• Intended Ops
• UAS Description
• Remote Crew
SAIL Evaluation
Ground
Risk
Class
Air Risk
Class
Lethality
SAILVerdict
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Hello WorldI am padding
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SORA OUTPUT
Objectives to be met and the level of
robustness
SAIL I : 18 (Low)
SAIL II : 19 (Low), 6 (Med)
SAIL III : 18 (Low), 15 (Med), 6(High)
SAIL IV : 3 (Low), 19 (Med), 12 (High)
SAILV : 6 (Med), 28 (High)
SAILVI : 35 (High)
JARUS SORA and SAIL Assessment
Copyright:Terrence Martin
SORA INPUT
Concept of Ops
Information on:
• Operator
• Intended Ops
• UAS Description
• Remote Crew
SAIL Evaluation
Ground
Risk
Class
Air Risk
Class
Lethality
SAILVerdict
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Hello WorldI am padding
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SORA OUTPUT
Objectives to be met and the level of
robustness
SAIL I : 18 (Low)
SAIL II : 19 (Low), 6 (Med)
SAIL III : 18 (Low), 15 (Med), 6(High)
SAIL IV : 3 (Low), 19 (Med), 12 (High)
SAILV : 6 (Med), 28 (High)
SAILVI : 35 (High)
JARUS SORA and SAIL Assessment
Established SAIL will determine:
• Objectives to be complied with,
• Description of activities that might support the compliance
with those objectives, and
• Evidence to indicate the objectives have been satisfied
Copyright:Terrence Martin
SORA INPUT
Concept of Ops
Information on:
• Operator
• Intended Ops
• UAS Description
• Remote Crew
SAIL Evaluation
Ground
Risk
Class
Air Risk
Class
Lethality
SAILVerdict
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Hello WorldI am padding
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Hello WorldI am padding
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SORA OUTPUT
Objectives to be met and the level of
robustness
SAIL I : 18 (Low)
SAIL II : 19 (Low), 6 (Med)
SAIL III : 18 (Low), 15 (Med), 6(High)
SAIL IV : 3 (Low), 19 (Med), 12 (High)
SAILV : 6 (Med), 28 (High)
SAILVI : 35 (High)
Training
Barriers
Design
& Prod
Barriers
Ops
Barriers
Maint
Barriers
JARUS SORA and SAIL Assessment
Established SAIL will determine:
• Objectives to be complied with,
• Description of activities that might support the compliance
with those objectives, and
• Evidence to indicate the objectives have been satisfied
Copyright: Terrence Martin
JARUS
Holistic Risk Model
Copyright:Terrence Martin
JARUS Holistic Risk Model
Bow Ties
Initial Event 1
Initial Event 3
Initial Event 2
2. What Safety Event Could
Initiate the Hazard?
UNDESIRABLE
EVENT/TOP EVENT
3. How do we avoid the undesirable Event.
How do we control the hazard
HAZARD
1. What is the Hazard?
4. What Happens when
Hazard Control is lost?
Potential
Outcome 1
Potential
Outcome 2
Potential
Outcome 3
Preventative
Barriers
6. How can the accident Scenario Develop?
What are the potential Outcomes?
Mitigation/Recovery
Barriers
5. How do we recover if the event occurs?
How can the outcome likelihood or
consequence severity be reduced?
Copyright:Terrence Martin
JARUS Holistic Risk Model
JAURS SORA : Bow Ties
UAS out
Of
Control
HAZARD Fatalities to 3rd
Parties on Ground
Fatalities to 3rd
Parties in the Air
Damage to
Critical Infrastructure
Technical Issues
with UAS
Aircraft on
CollisionCourse
Technical Issues
with UAS
Human Error
Datalink
Deteroration
Adverse
Operating
Conditions
Deteriorating of
External
Systems
THREATS HARM
Copyright:Terrence Martin
JARUS SORA and SAIL Assessment
Threat and Harm Barriers
Likelihood of
Fatal Injuries to 3rd
Parties on Ground
Copyright:Terrence Martin
JARUS SORA and SAIL Assessment
Threat and Harm Barriers
Likelihood of
Fatal Injuries to 3rd
Parties on Ground
Likelihood UAS
Out of Control
Copyright:Terrence Martin
JARUS SORA and SAIL Assessment
Threat and Harm Barriers
Likelihood of
Fatal Injuries to 3rd
Parties on Ground
Likelihood Person
Struck by UAS
given its out of
Control
Likelihood UAS
Out of Control X
Copyright:Terrence Martin
JARUS SORA and SAIL Assessment
Threat and Harm Barriers
Likelihood of
Fatal Injuries to 3rd
Parties on Ground
Likelihood that
you die, if struck
Likelihood Person
Struck by UAS
given its out of
Control
Likelihood UAS
Out of Control =XX
Copyright:Terrence Martin
JARUS SORA and SAIL Assessment
Threat and Harm Barriers
Likelihood of
Fatal Injuries to 3rd
Parties on Ground
Likelihood that
you die, if struck
Likelihood Person
Struck by UAS
given its out of
Control
Likelihood UAS
Out of Control =XX
Objective is that the number of fatal injuries per flight hour should be equivalent with
Manned Aviation
Copyright:Terrence Martin
JARUS SORA and SAIL Assessment
Risk: Fatalities on the Ground
Likelihood of
Fatal Injuries to 3rd
Parties on Ground
Likelihood that
you die, if struck
Likelihood Person
Struck by UAS
given its out of
Control
Likelihood UAS
Out of Control =XX
Copyright:Terrence Martin
JARUS SORA and SAIL Assessment
Risk: Fatalities on the Ground
Likelihood of
Fatal Injuries to 3rd
Parties on Ground
Likelihood that
you die, if struck
Likelihood Person
Struck by UAS
given its out of
Control
Likelihood UAS
Out of Control =XX
Certified
Copyright:Terrence Martin
JARUS SORA and SAIL Assessment
Risk: Fatalities on the Ground
Likelihood of
Fatal Injuries to 3rd
Parties on Ground
Likelihood that
you die, if struck
Likelihood Person
Struck by UAS
given its out of
Control
Likelihood UAS
Out of Control =XX
Certified
Specific
Copyright:Terrence Martin
JARUS SORA and SAIL Assessment
Risk: Fatalities on the Ground
Likelihood of
Fatal Injuries to 3rd
Parties on Ground
Likelihood that
you die, if struck
Likelihood Person
Struck by UAS
given its out of
Control
Likelihood UAS
Out of Control =XX
Certified
Specific
Open Category
Copyright:Terrence Martin
JARUS SORA and SAIL Assessment
Risk: Fatalities on the Ground
Likelihood of
Fatal Injuries to 3rd
Parties on Ground
Likelihood that
you die, if struck
Likelihood Person
Struck by UAS
given its out of
Control
Likelihood UAS
Out of Control =XX
Certified
Specific
Open Category
1E-6
1E-6
1E-6
Copyright:Terrence Martin
JARUS SORA and SAIL Assessment
Risk: Fatalities on the Ground
Likelihood of
Fatal Injuries to 3rd
Parties on Ground
Likelihood that
you die, if struck
Likelihood Person
Struck by UAS
given its out of
Control
Likelihood UAS
Out of Control =XX
Certified
Specific
Open Category
1E-6
1E-6
1E-6
ThisValue is not appropriate see AMC 1309 …
but its useful to demonstrate the principle of
seeking to maintain equivalence
Copyright:Terrence Martin
JARUS SORA and SAIL Assessment
Risk: Fatalities on the Ground
Likelihood of
Fatal Injuries to 3rd
Parties on Ground
Likelihood that
you die, if struck
Likelihood Person
Struck by UAS
given its out of
Control
Likelihood UAS
Out of Control =XX
Certified
Specific
Open Category
1E-61
1E-6
1E-6
ThisValue is not appropriate see AMC 1309 …
but its useful to demonstrate the principle of
seeking to maintain equivalence
Copyright:Terrence Martin
JARUS SORA and SAIL Assessment
Risk: Fatalities on the Ground
Likelihood of
Fatal Injuries to 3rd
Parties on Ground
Likelihood that
you die, if struck
Likelihood Person
Struck by UAS
given its out of
Control
Likelihood UAS
Out of Control =XX
Certified
Specific
Open Category
1E-61
1E-6
1E-6
1 x 10-4 to 1x10-6
ThisValue is not appropriate see AMC 1309 …
but its useful to demonstrate the principle of
seeking to maintain equivalence
Copyright:Terrence Martin
JARUS SORA and SAIL Assessment
Risk: Fatalities on the Ground
Likelihood of
Fatal Injuries to 3rd
Parties on Ground
Likelihood that
you die, if struck
Likelihood Person
Struck by UAS
given its out of
Control
Likelihood UAS
Out of Control =XX
Certified
Specific
Open Category
1E-61
1E-6
1E-6
0 to 0.01
(Harmless)0.01 to 1
1 x 10-4 to 1x10-6
ThisValue is not appropriate see AMC 1309 …
but its useful to demonstrate the principle of
seeking to maintain equivalence
Copyright:Terrence Martin
JARUS SORA and SAIL Assessment
Risk: Fatalities on the Ground
Likelihood of
Fatal Injuries to 3rd
Parties on Ground
Likelihood that
you die, if struck
Likelihood Person
Struck by UAS
given its out of
Control
Likelihood UAS
Out of Control =XX
Certified
Specific
Open Category
1E-61
1E-6
1E-6
0.01 to 1
0 to 0.01
(Harmless)0.01 to 1
1 x 10-5 to 1
1 x 10-4 to 1x10-6
ThisValue is not appropriate see AMC 1309 …
but its useful to demonstrate the principle of
seeking to maintain equivalence
Copyright:Terrence Martin
JARUS SORA and SAIL Assessment
Risk: Fatalities on the Ground
Likelihood of
Fatal Injuries to 3rd
Parties on Ground
Likelihood that
you die, if struck
Likelihood Person
Struck by UAS
given its out of
Control
Likelihood UAS
Out of Control =XX
Certified
Specific
Open Category
1E-610.01 to 1
1E-6
1E-6
1 x 10-5 to 1 0.01 to 1
0 to 0.01
(Harmless)0.01 to 1 x 10-5
0.01 to 1
1 x 10-5 to 1
1 x 10-4 to 1x10-6
ThisValue is not appropriate see AMC 1309 …
but its useful to demonstrate the principle of
seeking to maintain equivalence
Copyright:Terrence Martin
JARUS SORA and SAIL Assessment
Risk: Fatalities on the Ground
Likelihood of
Fatal Injuries to 3rd
Parties on Ground
Likelihood that
you die, if struck
Likelihood Person
Struck by UAS
given its out of
Control
Likelihood UAS
Out of Control =XX
Certified
Specific
Open Category
1E-610.01 to 1
1E-6
1E-6
1 x 10-5 to 1 0.01 to 1
0 to 0.01
(Harmless)0.01 to 1 x 10-5
0.01 to 1
1 x 10-5 to 1
1 x 10-4 to 1x10-6
Lethality
is not
RISK!!
It’s a proxy for
consequence!
ThisValue is not appropriate see AMC 1309 …
but its useful to demonstrate the principle of
seeking to maintain equivalence
Copyright:Terrence Martin
JARUS SORA and SAIL Assessment
Bow Ties
Threat 1
Threat 3
Threat 2 UAS
Loses Control
HAZARD
HARM
Outcome 1
HARM
Outcome 2
HARM
Outcome 3
Copyright:Terrence Martin
JARUS SORA and SAIL Assessment
Bow Ties
Threat 1
Threat 3
Threat 2 UAS
Loses Control
HAZARD
HARM
Outcome 1
HARM
Outcome 2
HARM
Outcome 3
Threat
Barriers
Copyright:Terrence Martin
JARUS SORA and SAIL Assessment
Bow Ties
Threat 1
Threat 3
Threat 2 UAS
Loses Control
HAZARD
HARM
Outcome 1
HARM
Outcome 2
HARM
Outcome 3
Threat
Barriers
Harm
Barriers
Copyright:Terrence Martin
JARUS SORA and SAIL Assessment
Threat Barriers
UAS out
Of
Control
Technical Issues
with UAS
Aircraft on
CollisionCourse
Human Error
Datalink
Deterioration
Adverse
Operating
Conditions
Deteriorating of
External
Systems
Operational procedures are
defined, validated and adhered
to
The remote crew is trained to
identify critical environmental
conditions and to avoid them
Environmental conditions for safe
operations defined, measurable
and adhered to
UAS designed and qualified for
adverse environmental
conditions (e.g. adequate
sensors, DO-160 qualification)
UAS is designed to
automatically manage
datalink deterioration
situations
Datalink performance
established and
verified (e.g. datalink
budget)
Procedures and
limitations are in-
place and adhered
to
Datalink systems and infrastructure
is manufactured to adequate
standards appropriate to the
operation
Datalink systems and
infrastructure is designed to
adequate standards
appropriate to the operation
Datalink systems and
infrastructure is installed and
maintained to adequate standards
appropriate to the operation
Procs are in place to handle
deterioration of external
systems supporting RPAS Operations
UAS is designed to manage deterioration of
externals
systems supporting RPAS Operations
Operational procedures are
defined, validated and
adhered to
Remote crew trained and
current and able to control
the abnormal situation
The UAS is detectable by
other airspace users
UAS is equipped with
functionality to maintain
safe separation
Operational
procedures are
defined, validated
and adhered to
Remote crew trained
and current and able to
control the abnormal
situation
Multi crew
coordination
Adequate resting
times are defined
and followed
Safe recovery
from Human
Error
A Human Factors evaluation
has been performed and the
HMI found appropriate for
the mission
Automatic protection of
critical flight functions
(e.g. envelope
protection)
The operator
is competent
and/or
proven
UAS
manufactured by
competent and/or
proven entity
UAS
maintained by
competent
and/or proven
entity
UAS developed
to authority
recognized
design
standards
Inspection of
the UAS
(product
inspection)
Operational
procedures are
defined,
validated and
adhered to
UAS is designed
considering
system safety and
reliability
Remote crew trained
and current and able
to control the
abnormal situation
Safe recovery
from technical
issue
Threats
Copyright:Terrence Martin
JARUS SORA and SAIL Assessment
Threat Barriers
UAS out
Of
Control
Technical Issues
with UAS
Aircraft on
CollisionCourse
Human Error
Datalink
Deterioration
Adverse
Operating
Conditions
Deteriorating of
External
Systems
Operational procedures are
defined, validated and adhered
to
The remote crew is trained to
identify critical environmental
conditions and to avoid them
Environmental conditions for safe
operations defined, measurable
and adhered to
UAS designed and qualified for
adverse environmental
conditions (e.g. adequate
sensors, DO-160 qualification)
UAS is designed to
automatically manage
datalink deterioration
situations
Datalink performance
established and
verified (e.g. datalink
budget)
Procedures and
limitations are in-
place and adhered
to
Datalink systems and infrastructure
is manufactured to adequate
standards appropriate to the
operation
Datalink systems and
infrastructure is designed to
adequate standards
appropriate to the operation
Datalink systems and
infrastructure is installed and
maintained to adequate standards
appropriate to the operation
Procs are in place to handle
deterioration of external
systems supporting RPAS Operations
UAS is designed to manage deterioration of
externals
systems supporting RPAS Operations
Operational procedures are
defined, validated and
adhered to
Remote crew trained and
current and able to control
the abnormal situation
The UAS is detectable by
other airspace users
UAS is equipped with
functionality to maintain
safe separation
Operational
procedures are
defined, validated
and adhered to
Remote crew trained
and current and able to
control the abnormal
situation
Multi crew
coordination
Adequate resting
times are defined
and followed
Safe recovery
from Human
Error
A Human Factors evaluation
has been performed and the
HMI found appropriate for
the mission
Automatic protection of
critical flight functions
(e.g. envelope
protection)
The operator
is competent
and/or
proven
UAS
manufactured by
competent and/or
proven entity
UAS
maintained by
competent
and/or proven
entity
UAS developed
to authority
recognized
design
standards
Inspection of
the UAS
(product
inspection)
Operational
procedures are
defined,
validated and
adhered to
UAS is designed
considering
system safety and
reliability
Remote crew trained
and current and able
to control the
abnormal situation
Safe recovery
from technical
issue
Threats
Copyright:Terrence Martin
JARUS SORA and SAIL Assessment
Threat Barriers
UAS out
Of
Control
Technical Issues
with UAS
Aircraft on
CollisionCourse
Human Error
Datalink
Deterioration
Adverse
Operating
Conditions
Deteriorating of
External
Systems
Operational procedures are
defined, validated and adhered
to
The remote crew is trained to
identify critical environmental
conditions and to avoid them
Environmental conditions for safe
operations defined, measurable
and adhered to
UAS designed and qualified for
adverse environmental
conditions (e.g. adequate
sensors, DO-160 qualification)
UAS is designed to
automatically manage
datalink deterioration
situations
Datalink systems and infrastructure
is manufactured to adequate
standards appropriate to the
operation
Datalink systems and
infrastructure is designed to
adequate standards
appropriate to the operation
Datalink systems and
infrastructure is installed and
maintained to adequate standards
appropriate to the operation
UAS is designed to manage deterioration of
externals
systems supporting RPAS Operations
Operational procedures
are defined, validated and
adhered to
Remote crew trained and
current and able to control
the abnormal situation
The UAS is detectable by
other airspace users
UAS is equipped with
functionality to maintain
safe separation
Operational
procedures are
defined, validated
and adhered to
Remote crew trained
and current and able to
control the abnormal
situation
Multi crew
coordination
Adequate resting
times are defined
and followed
Safe recovery
from Human
Error
A Human Factors evaluation
has been performed and the
HMI found appropriate for
the mission
Automatic protection of
critical flight functions
(e.g. envelope
protection)
The
operator is
competent
and/or
proven
UAS
manufactured by
competent and/or
proven entity
UAS
maintained by
competent
and/or proven
entity
UAS developed
to authority
recognized
design
standards
Inspection of
the UAS
(product
inspection)
Operational
procedures are
defined,
validated and
adhered to
UAS is designed
considering
system safety and
reliability
Remote crew trained
and current and able
to control the
abnormal situation
Safe recovery
from technical
issue
Threats
Copyright:Terrence Martin
JARUS SORA and SAIL Assessment
Threat Barriers
UAS out
Of
Control
Technical Issues
with UAS
Aircraft on
CollisionCourse
Human Error
Datalink
Deterioration
Adverse
Operating
Conditions
Deteriorating of
External
Systems
Operational procedures are
defined, validated and adhered
to
The remote crew is trained to
identify critical environmental
conditions and to avoid them
Environmental conditions for safe
operations defined, measurable
and adhered to
UAS designed and qualified for
adverse environmental
conditions (e.g. adequate
sensors, DO-160 qualification)
UAS is designed to
automatically manage
datalink deterioration
situations
Datalink systems and infrastructure
is manufactured to adequate
standards appropriate to the
operation
Datalink systems and
infrastructure is designed to
adequate standards
appropriate to the operation
Datalink systems and
infrastructure is installed and
maintained to adequate standards
appropriate to the operation
UAS is designed to manage deterioration of
externals
systems supporting RPAS Operations
Operational procedures
are defined, validated and
adhered to
Remote crew trained and
current and able to control
the abnormal situation
The UAS is detectable by
other airspace users
UAS is equipped with
functionality to maintain
safe separation
Operational
procedures are
defined, validated
and adhered to
Remote crew trained
and current and able to
control the abnormal
situation
Multi crew
coordination
Adequate resting
times are defined
and followed
Safe recovery
from Human
Error
A Human Factors evaluation
has been performed and the
HMI found appropriate for
the mission
Automatic protection of
critical flight functions
(e.g. envelope
protection)
The
operator is
competent
and/or
proven
UAS
manufactured by
competent and/or
proven entity
UAS
maintained by
competent
and/or proven
entity
UAS developed
to authority
recognized
design
standards
Inspection of
the UAS
(product
inspection)
Operational
procedures are
defined,
validated and
adhered to
UAS is designed
considering
system safety and
reliability
Remote crew trained
and current and able
to control the
abnormal situation
Safe recovery
from technical
issue
Threats
Again…note the reoccurring
thread…specify, design, construct,
maintain, operate, train…
Copyright:Terrence Martin
JARUS SORA and SAIL Assessment
Threat Barriers
UAS out
Of
Control
Technical Issues
with UAS
Aircraft on
CollisionCourse
Human Error
Datalink
Deterioration
Adverse
Operating
Conditions
Deteriorating of
External
Systems
Operational procedures are
defined, validated and adhered
to
The remote crew is trained to
identify critical environmental
conditions and to avoid them
Environmental conditions for safe
operations defined, measurable
and adhered to
UAS designed and qualified for
adverse environmental
conditions (e.g. adequate
sensors, DO-160 qualification)
UAS is designed to
automatically manage
datalink deterioration
situations
Datalink systems and infrastructure
is manufactured to adequate
standards appropriate to the
operation
Datalink systems and
infrastructure is designed to
adequate standards
appropriate to the operation
Datalink systems and
infrastructure is installed and
maintained to adequate standards
appropriate to the operation
UAS is designed to manage deterioration of
externals
systems supporting RPAS Operations
Operational procedures
are defined, validated and
adhered to
Remote crew trained and
current and able to control
the abnormal situation
The UAS is detectable by
other airspace users
UAS is equipped with
functionality to maintain
safe separation
Operational
procedures are
defined, validated
and adhered to
Remote crew trained
and current and able to
control the abnormal
situation
Multi crew
coordination
Adequate resting
times are defined
and followed
Safe recovery
from Human
Error
A Human Factors evaluation
has been performed and the
HMI found appropriate for
the mission
Automatic protection of
critical flight functions
(e.g. envelope
protection)
The
operator is
competent
and/or
proven
UAS
manufactured by
competent and/or
proven entity
UAS
maintained by
competent
and/or proven
entity
UAS developed
to authority
recognized
design
standards
Inspection of
the UAS
(product
inspection)
Operational
procedures are
defined,
validated and
adhered to
UAS is designed
considering
system safety and
reliability
Remote crew trained
and current and able
to control the
abnormal situation
Safe recovery
from technical
issue
Threats
Platform
Technical
Integrity
Operational
Flexibility
Equipage
Operator
Competence
The Challenge is
obtaining a safe balance!
Copyright:Terrence Martin
JARUS SORA and SAIL Assessment
Harm Barriers
UAS out
Of
Control
HAZARD
Fatalities to 3rd
Parties on Ground
Fatalities to 3rd
Parties in the Air
Damage to
Critical Infrastructure
THREATS
Two Types of Harm Barriers
• Reduce Effect of Hazard with respect to relevant harm
• Reduce the likelihood the hazard will cause harm
Contingency
Procedures are
defined,
validated &
adhered to
CrewTraining
is adequate to
cope with
Situation
Containment
in place and
effective
Contingency
Procedures
are defined,
validated &
adhered to
Contingency
Procedures are
defined,
validated &
adhered to
CrewTraining is
adequate to
cope with the
situation
UAS Design
Features
mitigate the
severity of
MAC
UAS equipped
with capability
to Avoid
Collision
Design features
that aid visibility
and or detection
by other aircraft
CrewTraining
is adequate
to cope with
the situation
UAS equipped
with capability
to Avoid
Collision
UAS equipped
with obstacle
Avoidance
capability
Effects of
Ground Impact
Reduced
Allowed Operation
Profile takes critical
infrastructure into
consideration
Effects of
Ground Impact
are reduced
Copyright:Terrence Martin
JARUS SORA and SAIL Assessment
Adaptation Scoring for Harm Barriers
Copyright:Terrence Martin
JARUS SORA and SAIL Assessment
Adaptation Scoring for Harm Barriers
Initial Ground
Risk Class
Assessment
SAIL
Determinations
Initial Air Risk
Class
Assessment
Lethality
Copyright:Terrence Martin
JARUS SORA and SAIL Assessment
Adaptation Scoring for Harm Barriers
Initial Ground
Risk Class
Assessment
SAIL
Determinations
Initial Air Risk
Class
Assessment
Robustness Requirement
Lethality
Copyright:Terrence Martin
JARUS SORA and SAIL Assessment
Adaptation Scoring for Harm Barriers
Initial Ground
Risk Class
Assessment
SAIL
Determinations
Initial Air Risk
Class
Assessment
Suite of Harm Barriers for
Ground Risk Category
Contingency procedures are defined,
validated and adhered to
Crew training is adequate to cope with the
situation
Effects of ground impact are reduced (e.g.
emergency parachute, shelter)
Containment in place and effective (tether,
geo-fencing, route planning, predefined
crash areas, etc.)
Robustness Requirement
Lethality
Medium
Example
Outcome
Copyright:Terrence Martin
JARUS SORA and SAIL Assessment
Adaptation Scoring for Harm Barriers
Initial Ground
Risk Class
Assessment
SAIL
Determinations
Initial Air Risk
Class
Assessment
CONOPS
REALITY
Suite of Harm Barriers for
Ground Risk Category
Contingency procedures are defined,
validated and adhered to
Crew training is adequate to cope with the
situation
Effects of ground impact are reduced (e.g.
emergency parachute, shelter)
Containment in place and effective (tether,
geo-fencing, route planning, predefined
crash areas, etc.)
Robustness Requirement
Lethality
Medium
Assessment
Example
Outcome
SCORE
Copyright:Terrence Martin
JARUS SORA and SAIL Assessment
Adaptation Scoring for Harm Barriers
Initial Ground
Risk Class
Assessment
SAIL
Determinations
Initial Air Risk
Class
Assessment
CONOPS
REALITY
Suite of Harm Barriers for
Ground Risk Category
Contingency procedures are defined,
validated and adhered to
Crew training is adequate to cope with the
situation
Effects of ground impact are reduced (e.g.
emergency parachute, shelter)
Containment in place and effective (tether,
geo-fencing, route planning, predefined
crash areas, etc.)
Robustness Requirement
Lethality
Assessment of System
CONOPS Robustness
Low Medium High
2 O 0
2 0 0
0 -1 -2
1 2 -2
Medium
Assessment
Example
Outcome
SCORE
Copyright:Terrence Martin
JARUS SORA and SAIL Assessment
Adaptation Scoring for Harm Barriers
Initial Ground
Risk Class
Assessment
SAIL
Determinations
Initial Air Risk
Class
Assessment
CONOPS
REALITY
Suite of Harm Barriers for
Ground Risk Category
Contingency procedures are defined,
validated and adhered to
Crew training is adequate to cope with the
situation
Effects of ground impact are reduced (e.g.
emergency parachute, shelter)
Containment in place and effective (tether,
geo-fencing, route planning, predefined
crash areas, etc.)
Robustness Requirement
Lethality
Assessment of System
CONOPS Robustness
Low Medium High
2 O 0
2 0 0
0 -1 -2
1 2 -2
Medium
Assessment
Example
Outcome
SCORE
RESCORE GRC
Initial Ground Risk Classification 3
Contingency procedures are defined, validated and adhered to +0
Crew training is adequate to cope with the situation +0
Effects of ground impact are reduced (e.g. emergency
parachute, shelter)
-1
Containment in place and effective (tether, geo-fencing, route
planning, predefined crash areas, etc.)
2
NEW Ground Risk Classification 2
Copyright:Terrence Martin
SORA INPUT
Concept of Ops
Information on:
• Operator
• Intended Ops
• UAS Description
• Remote Crew
SAIL Evaluation
Ground
Risk
Class
Air Risk
Class
Lethality
SAILVerdict
Hello WorldI am padding
for this document.I hope
nobody can read this
duringthepresentation.
That would embarrassme.
Cananyone out there read
me.Smile wrylyif you can,
but pleasedon’t embarrass
me.
Hello WorldI am padding
for this document.I hope
nobody can read this
duringthepresentation.
That would embarrassme.
Cananyone out there read
me.Smile wrylyif you can,
but pleasedon’t embarrass
me.
Hello WorldI am padding
for this document.I hope
nobody can read this
duringthepresentation.
That would embarrassme.
Cananyone out there read
me.Smile wrylyif you can,
but pleasedon’t embarrass
me.
Hello WorldI am padding
for this document.I hope
nobody can read this
duringthepresentation.
That would embarrassme.
Cananyone out there read
me.Smile wrylyif you can,
but pleasedon’t embarrass
me.
Hello WorldI am padding
for this document.I hope
nobody can read this
duringthepresentation.
That would embarrassme.
Cananyone out there read
me.Smile wrylyif you can,
but pleasedon’t embarrass
me. Hello WorldI am padding
for this document.I hope
nobody can read this
duringthepresentation.
That would embarrassme.
Cananyone out there read
me.Smile wrylyif you can,
but pleasedon’t embarrass
me.
SORA OUTPUT
Objectives to be met and the level of
robustness
SAIL I : 18 (Low)
SAIL II : 19 (Low), 6 (Med)
SAIL III : 18 (Low), 15 (Med), 6(High)
SAIL IV : 3 (Low), 19 (Med), 12 (High)
SAILV : 6 (Med), 28 (High)
SAILVI : 35 (High)
JARUS SORA and SAIL Assessment
Copyright:Terrence Martin
SORA INPUT
Concept of Ops
Information on:
• Operator
• Intended Ops
• UAS Description
• Remote Crew
SAIL Evaluation
Ground
Risk
Class
Air Risk
Class
Lethality
SAILVerdict
Hello WorldI am padding
for this document.I hope
nobody can read this
duringthepresentation.
That would embarrassme.
Cananyone out there read
me.Smile wrylyif you can,
but pleasedon’t embarrass
me.
Hello WorldI am padding
for this document.I hope
nobody can read this
duringthepresentation.
That would embarrassme.
Cananyone out there read
me.Smile wrylyif you can,
but pleasedon’t embarrass
me.
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SORA OUTPUT
Objectives to be met and the level of
robustness
SAIL I : 18 (Low)
SAIL II : 19 (Low), 6 (Med)
SAIL III : 18 (Low), 15 (Med), 6(High)
SAIL IV : 3 (Low), 19 (Med), 12 (High)
SAILV : 6 (Med), 28 (High)
SAILVI : 35 (High)
Training
Barriers
Design
& Prod
Barriers
Ops
Barriers
Maint
Barriers
JARUS SORA and SAIL Assessment
Copyright:Terrence Martin
JARUS SORA and SAIL Assessment
Threat Barriers
UAS out
Of
Control
Technical Issues
with UAS
Aircraft on
CollisionCourse
Human Error
Datalink
Deterioration
Adverse
Operating
Conditions
Deteriorating of
External
Systems
Operational procedures are
defined, validated and adhered
to
The remote crew is trained to
identify critical environmental
conditions and to avoid them
Environmental conditions for safe
operations defined, measurable
and adhered to
UAS designed and qualified for
adverse environmental
conditions (e.g. adequate
sensors, DO-160 qualification)
UAS is designed to
automatically manage
datalink deterioration
situations
Datalink performance
established and
verified (e.g. datalink
budget)
Procedures and
limitations are in-
place and adhered
to
Datalink systems and infrastructure
is manufactured to adequate
standards appropriate to the
operation
Datalink systems and
infrastructure is designed to
adequate standards
appropriate to the operation
Datalink systems and
infrastructure is installed and
maintained to adequate standards
appropriate to the operation
Procs are in place to handle
deterioration of external
systems supporting RPAS Operations
UAS is designed to manage deterioration of
externals
systems supporting RPAS Operations
Operational procedures are
defined, validated and
adhered to
Remote crew trained and
current and able to control
the abnormal situation
The UAS is detectable by
other airspace users
UAS is equipped with
functionality to maintain
safe separation
Operational
procedures are
defined, validated
and adhered to
Remote crew trained
and current and able to
control the abnormal
situation
Multi crew
coordination
Adequate resting
times are defined
and followed
Safe recovery
from Human
Error
A Human Factors evaluation
has been performed and the
HMI found appropriate for
the mission
Automatic protection of
critical flight functions
(e.g. envelope
protection)
The operator
is competent
and/or
proven
UAS
manufactured by
competent and/or
proven entity
UAS
maintained by
competent
and/or proven
entity
UAS developed
to authority
recognized
design
standards
Inspection of
the UAS
(product
inspection)
Operational
procedures are
defined,
validated and
adhered to
UAS is designed
considering
system safety and
reliability
Remote crew trained
and current and able
to control the
abnormal situation
Safe recovery
from technical
issue
Threats
Copyright:Terrence Martin
JARUS SORA and SAIL Assessment
Robustness and Verification of Barriers
UAS out
Of
Control
Technical Issues
with UAS
Aircraft on
CollisionCourse
Human Error
Datalink
Deterioration
Adverse
Operating
Conditions
Deteriorating of
External
Systems
Operational procedures are
defined, validated and adhered
to
The remote crew is trained to
identify critical environmental
conditions and to avoid them
Environmental conditions for safe
operations defined, measurable
and adhered to
UAS designed and qualified for
adverse environmental
conditions (e.g. adequate
sensors, DO-160 qualification)
UAS is designed to
automatically manage
datalink deterioration
situations
Datalink performance
established and
verified (e.g. datalink
budget)
Procedures and
limitations are in-
place and adhered
to
Datalink systems and infrastructure
is manufactured to adequate
standards appropriate to the
operation
Datalink systems and
infrastructure is designed to
adequate standards
appropriate to the operation
Datalink systems and
infrastructure is installed and
maintained to adequate standards
appropriate to the operation
Procs are in place to handle
deterioration of external
systems supporting RPAS Operations
UAS is designed to manage deterioration of
externals
systems supporting RPAS Operations
Operational procedures are
defined, validated and
adhered to
Remote crew trained and
current and able to control
the abnormal situation
The UAS is detectable by
other airspace users
UAS is equipped with
functionality to maintain
safe separation
Operational
procedures are
defined, validated
and adhered to
Remote crew trained
and current and able to
control the abnormal
situation
Multi crew
coordination
Adequate resting
times are defined
and followed
Safe recovery
from Human
Error
A Human Factors evaluation
has been performed and the
HMI found appropriate for
the mission
Automatic protection of
critical flight functions
(e.g. envelope
protection)
The operator
is competent
and/or
proven
UAS
manufactured by
competent and/or
proven entity
UAS
maintained by
competent
and/or proven
entity
UAS developed
to authority
recognized
design
standards
Inspection of
the UAS
(product
inspection)
Operational
procedures are
defined,
validated and
adhered to
UAS is designed
considering
system safety and
reliability
Remote crew trained
and current and able
to control the
abnormal situation
Safe recovery
from technical
issue
Threats
Robustness &Verification of Barriers
LOW – Applicant provides self-declaration required level of integrity achieved.
MEDIUM
• Applicant provides supporting evidence required level of integrity achieved.
• Local authority/qualified entity may request 3rd party validation for some supporting elements.
HIGH
• 3rd party validation of the achieved integrity is required
Copyright:Terrence Martin
ARUS SORA and SAIL Assessment
Guidelines for System & Operation Information for a CONOPS
Organisation Operations
Training
RPAS
Airframe
Performance
Flight
Controls
Propulsion
Sensors
Payloads
RPA
Geo
Fence
Navigation
Autopilot
RPS
FCS
DAA
Payloads
Control
Details &
Architecture
Loss
Degradation
Safety
Features
C2 Link GSE
Training
Barriers
Maintenances
Crew Details
Safety Normal Ops
Strategy
AbnormalOps
Accidents &
Incidents
SOPs
Maint of Currency
FSTDs
Training Program
InitialTRG & Quals
Copyright: Terrence Martin
Moving Ahead of Basic
SORA
In Australia
Copyright:Terrence Martin
Moving Ahead
• Threat & Harm Barriers
• No guidelines for Low, Medium or High Levels of robustness
• Therefore, cant determine what a Nominal score in Adaptation Process?
• Whats a 0 or + or – score?
• Future Studies may update the Lethality categorisation process?
• Quantitative Methodology
• Barrier influence on Risk
• AdaptationValues
• Who will be the 3rd PartyVerifiers of Systems, Operations etc?
Areas of Uncertainty
Copyright:Terrence Martin
Moving Ahead
• Threat & Harm Barriers
• No guidelines for Low, Medium or High Levels of robustness
• Therefore, cant determine what a Nominal score in Adaptation Process?
• Whats a 0 or + or – score?
• Future Studies may update the Lethality categorisation process?
• Quantitative Methodology
• Barrier influence on Risk
• AdaptationValues
• Who will be the 3rd PartyVerifiers of Systems, Operations etc?
Areas of Uncertainty
Kristian Cruickshank has taken the SORA and “stress tested it with one of
the developed Australian CONOPS
Found a number of additional uncertainties in SORA Process.
Copyright:Terrence Martin
Moving Ahead
• Expanded Operations can’t proceed until Risk Process developed
• CouldWait for Europe to address the uncertainties or we could work with the
basic concepts and enhance it with some of our own insight!
SORA and Australia
Copyright:Terrence Martin
Moving Ahead
• Expanded Operations can’t proceed until Risk Process developed
• CouldWait for Europe to address the uncertainties or we could work with the
basic concepts and enhance it with some of our own insight!
SORA and Australia
WE CAN MAKE ITWORK
LETS SHOWYOU HOW!
Copyright:Terrence Martin
Moving Ahead
• Risk Model Developed at Nova for ADF, distilled for public use
• Employs BowTie XP
• More Effort applied to breakdown of threat and harm barrier identified in JARUS
model
• Can be used to enhance Basic JARUS model significantly forAustralian RPAS
community benefit
SORA and Australia
Copyright:Terrence Martin
Moving Ahead
Nova Systems Risk Model Example Thread
Hazard
Central Event
BarrierThreat
Barrier Effectiveness
Rating
Barrier Category
Consequence
Barrier Degradation (or
Escalation) Factor
Copyright:Terrence Martin
Moving Ahead
End State
Suite of Indigenous
CONOPS
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for this document.I hope
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for this document.I hope
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for this document.I hope
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duringthepresentation.
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me.Smile wrylyif you can,
but pleasedon’t embarrass
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for this document.I hope
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duringthepresentation.
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but pleasedon’t embarrass
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for this document.I hope
nobody can read this
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SORA Framework
NOVA Model
CASA HAZLOG
Copyright:Terrence Martin
Updated SORA Blackbox
Hazard
Central Event
BarrierThreat
Barrier Effectiveness
Rating
Barrier Category
Consequence
Barrier Degradation (or
Escalation) Factor
Background Models & Process
to be Updated by Risk
Specialists
Moving Ahead
End State
Suite of Indigenous
CONOPS
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for this document.I hope
nobody can read this
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for this document.I hope
nobody can read this
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me.Smile wrylyif you can,
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for this document.I hope
nobody can read this
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That would embarrassme.
Cananyone out there read
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but pleasedon’t embarrass
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Hello WorldI am padding
for this document.I hope
nobody can read this
duringthepresentation.
That would embarrassme.
Cananyone out there read
me.Smile wrylyif you can,
but pleasedon’t embarrass
me.
Hello WorldI am padding
for this document.I hope
nobody can read this
duringthepresentation.
That would embarrassme.
Cananyone out there read
me.Smile wrylyif you can,
but pleasedon’t embarrass
me. Hello WorldI am padding
for this document.I hope
nobody can read this
duringthepresentation.
That would embarrassme.
Cananyone out there read
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me.
SORA Framework
NOVA Model
CASA HAZLOG
Copyright:Terrence Martin
Updated SORA Blackbox
Hazard
Central Event
BarrierThreat
Barrier Effectiveness
Rating
Barrier Category
Consequence
Barrier Degradation (or
Escalation) Factor
Background Models & Process
to be Updated by Risk
Specialists
Moving Ahead
End State
Priority
Templates
for National
Priority
CONOPSSuite of Indigenous
CONOPS
Hello WorldI am padding
for this document.I hope
nobody can read this
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Cananyone out there read
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but pleasedon’t embarrass
me.
Hello WorldI am padding
for this document.I hope
nobody can read this
duringthepresentation.
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me.
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for this document.I hope
nobody can read this
duringthepresentation.
That would embarrassme.
Cananyone out there read
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for this document.I hope
nobody can read this
duringthepresentation.
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Cananyone out there read
me.Smile wrylyif you can,
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me.
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for this document.I hope
nobody can read this
duringthepresentation.
That would embarrassme.
Cananyone out there read
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but pleasedon’t embarrass
me. Hello WorldI am padding
for this document.I hope
nobody can read this
duringthepresentation.
That would embarrassme.
Cananyone out there read
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me.
SORA Framework
NOVA Model
CASA HAZLOG
Copyright:Terrence Martin
Updated SORA Blackbox
Hazard
Central Event
BarrierThreat
Barrier Effectiveness
Rating
Barrier Category
Consequence
Barrier Degradation (or
Escalation) Factor
Background Models & Process
to be Updated by Risk
Specialists
Joe Public
ApplicationTemplates
Hello WorldI am paddingfor
this document.I hope
nobody can read this during
the presentation.That would
embarrassme.Cananyone
out there read me.Smile
wryly if you can, but please
don’t embarrassme.
Hello WorldI am paddingfor
this document.I hope
nobody can read this during
the presentation.That would
embarrassme.Cananyone
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this document.I hope
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the presentation.That would
embarrassme.Cananyone
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wryly if you can, but please
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this document.I hope
nobody can read this during
the presentation.That would
embarrassme.Cananyone
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wryly if you can, but please
don’t embarrassme.
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this document.I hope
nobody can read this during
the presentation.That would
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wryly if you can, but please
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this document.I hope
nobody can read this during
the presentation.That would
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wryly if you can, but please
don’t embarrassme.
SAIL I
SAILVSAIL IV
SAILIIISAIL I
SAILV
Moving Ahead
End State
Priority
Templates
for National
Priority
CONOPSSuite of Indigenous
CONOPS
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nobody can read this
duringthepresentation.
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me.Smile wrylyif you can,
but pleasedon’t embarrass
me.
Hello WorldI am padding
for this document.I hope
nobody can read this
duringthepresentation.
That would embarrassme.
Cananyone out there read
me.Smile wrylyif you can,
but pleasedon’t embarrass
me.
Hello WorldI am padding
for this document.I hope
nobody can read this
duringthepresentation.
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me.Smile wrylyif you can,
but pleasedon’t embarrass
me.
Hello WorldI am padding
for this document.I hope
nobody can read this
duringthepresentation.
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but pleasedon’t embarrass
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for this document.I hope
nobody can read this
duringthepresentation.
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me.Smile wrylyif you can,
but pleasedon’t embarrass
me. Hello WorldI am padding
for this document.I hope
nobody can read this
duringthepresentation.
That would embarrassme.
Cananyone out there read
me.Smile wrylyif you can,
but pleasedon’t embarrass
me.
SORA Framework
NOVA Model
CASA HAZLOG
Copyright:Terrence Martin
Updated SORA Blackbox
Hazard
Central Event
BarrierThreat
Barrier Effectiveness
Rating
Barrier Category
Consequence
Barrier Degradation (or
Escalation) Factor
Background Models & Process
to be Updated by Risk
Specialists
Joe Public
ApplicationTemplates
Hello WorldI am paddingfor
this document.I hope
nobody can read this during
the presentation.That would
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wryly if you can, but please
don’t embarrassme.
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this document.I hope
nobody can read this during
the presentation.That would
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don’t embarrassme.
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this document.I hope
nobody can read this during
the presentation.That would
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out there read me.Smile
wryly if you can, but please
don’t embarrassme.
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this document.I hope
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the presentation.That would
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this document.I hope
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the presentation.That would
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wryly if you can, but please
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this document.I hope
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wryly if you can, but please
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SAIL I
SAILVSAIL IV
SAILIIISAIL I
SAILV
Moving Ahead
End State
CASA Assessor
Templates
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this document.I hope
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the presentation.That would
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this document.I hope
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this document.I hope
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the presentation.That would
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this document.I hope
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this document.I hope
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wryly if you can, but please
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SAIL I
SAILVSAIL IV
SAILIIISAIL I
SAILV
Priority
Templates
for National
Priority
CONOPSSuite of Indigenous
CONOPS
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for this document.I hope
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duringthepresentation.
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me.Smile wrylyif you can,
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me.
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for this document.I hope
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for this document.I hope
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duringthepresentation.
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for this document.I hope
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for this document.I hope
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SORA Framework
NOVA Model
CASA HAZLOG
Terry Martin - CASA UAS Standards Committee Meeting Nov 2016
Terry Martin - CASA UAS Standards Committee Meeting Nov 2016
Terry Martin - CASA UAS Standards Committee Meeting Nov 2016
Terry Martin - CASA UAS Standards Committee Meeting Nov 2016
Terry Martin - CASA UAS Standards Committee Meeting Nov 2016
Terry Martin - CASA UAS Standards Committee Meeting Nov 2016
Terry Martin - CASA UAS Standards Committee Meeting Nov 2016

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Terry Martin - CASA UAS Standards Committee Meeting Nov 2016

  • 1. UAS STANDARDS SUB COMMITTEE BI-ANNUAL MEETING NOVEMBER 2016 INDUSTRY CO-CHAIR TERRY MARTIN
  • 2. Copyright:Terrence Martin Acknowledgements • Mick Jaeschke • 37Years Service • Originally En Route moved intoTower • ManyYears in CairnsTerminal Area • More recently approx. 15 in BrisbaneTMA where he was a supervisor • Finished up in ATS Integrity….
  • 3. Copyright:Terrence Martin Introduction • Refresh • Where we were at last meeting • Where we would like to be. • Key Principles supporting remainder of presentation • What we are doing about it. • What remains to be done
  • 5. Copyright:Terrence Martin Last Meeting Refresh • Innovation, Disruption, the vulnerability of smokestack economies • Supporting this requires improved Industry-Regulator Collaboration Key Points Made
  • 6. Copyright:Terrence Martin Last Meeting Refresh • Innovation, Disruption, the vulnerability of smokestack economies • Airworthiness & Lack of Suitable Regulatory Framework Key Points Made
  • 7. Copyright:Terrence Martin AcceptablySafe is defined by the SafetyTargets- See Argument 1. Argument 4 System transitioned into services in acceptably safe manner Argument 5 System shown to be operated acceptably safely Argument 6 System maintained and sustained acceptably safely Airworthiness High Level Safety Argument Argument 2 System designed to be acceptably safe Personnel are appropriately trained to conduct and verify activities which underpin the safety argument Argument 3 System constructed and implemented completely and correctly Argument 1 System has been specified to acceptably safe. Assumptions stated Applicable for intended Operational Environment Verification of Evidence that SafetyTargets are met, with plans for ongoing monitoring ACCEPTABLE EVIDENCE Last Meeting Refresh Airworthiness and the Safety Argument
  • 8. Copyright:Terrence Martin AcceptablySafe is defined by the SafetyTargets- See Argument 1. Argument 4 System transitioned into services in acceptably safe manner Argument 5 System shown to be operated acceptably safely Argument 6 System maintained and sustained acceptably safely Airworthiness High Level Safety Argument Argument 2 System designed to be acceptably safe Personnel are appropriately trained to conduct and verify activities which underpin the safety argument Argument 3 System constructed and implemented completely and correctly Argument 1 System has been specified to acceptably safe. Assumptions stated Applicable for intended Operational Environment Verification of Evidence that SafetyTargets are met, with plans for ongoing monitoring ACCEPTABLE EVIDENCE Last Meeting Refresh Airworthiness and the Safety Argument
  • 9. Copyright:Terrence Martin AcceptablySafe is defined by the SafetyTargets- See Argument 1. Argument 4 System transitioned into services in acceptably safe manner Argument 5 System shown to be operated acceptably safely Argument 6 System maintained and sustained acceptably safely Airworthiness High Level Safety Argument Argument 2 System designed to be acceptably safe Personnel are appropriately trained to conduct and verify activities which underpin the safety argument Argument 3 System constructed and implemented completely and correctly Argument 1 System has been specified to acceptably safe. Assumptions stated Applicable for intended Operational Environment Verification of Evidence that SafetyTargets are met, with plans for ongoing monitoring ACCEPTABLE EVIDENCE Last Meeting Refresh Airworthiness and the Safety Argument
  • 10. Copyright:Terrence Martin Last Meeting Refresh Future RPAS Framework Certified Specific Open Restricted Specific Small RPAS Very small RPAS Toys European Approach Australian Draft Framework Regulated Specific Open Standard Restricted Specific Small RPAS Very small RPAS
  • 11. Copyright:Terrence Martin Last Meeting Refresh Future RPAS Framework Certified Specific Open Restricted Specific Small RPAS Very small RPAS Toys European Approach Australian Draft Framework Regulated Specific Open Standard Restricted Specific Small RPAS Very small RPAS Low Risk Operations
  • 12. Copyright:Terrence Martin Last Meeting Refresh Future RPAS Framework Certified Specific Open Restricted Specific Small RPAS Very small RPAS Toys European Approach Australian Draft Framework Regulated Specific Open Standard Restricted Specific Small RPAS Very small RPAS Low Risk Operations Medium Risk Operations
  • 13. Copyright:Terrence Martin Last Meeting Refresh Future RPAS Framework Certified Specific Open Restricted Specific Small RPAS Very small RPAS Toys European Approach Australian Draft Framework Regulated Specific Open Standard Restricted Specific Small RPAS Very small RPAS Low Risk Operations Medium Risk Operations High Risk Operations
  • 14. Copyright:Terrence Martin Regulated Specific Open Small RPAS Very small RPAS Element of Initial Airworthiness CPA like Oversight of Integrity. NAA led Industry Appointed Oversight No Integrity Oversight Operational Restrictions Last Meeting Refresh Future RPAS Framework
  • 15. Copyright:Terrence Martin Regulated Specific Open Small RPAS Very small RPAS Element of Initial Airworthiness CPA like Oversight of Integrity. NAA led Industry Appointed Oversight No Integrity Oversight Operational Restrictions Proportionate &SAFE: Operational Restrictions commensurate with technical integrity & operational environment Last Meeting Refresh Future RPAS Framework
  • 16. Copyright:Terrence Martin Regulated Specific Open Small RPAS Very small RPAS Element of Initial Airworthiness CPA like Oversight of Integrity. NAA led Industry Appointed Oversight No Integrity Oversight Operational Restrictions Enter the US Element Derivative of US sUAS NPRM Last Meeting Refresh Future RPAS Framework
  • 17. Copyright:Terrence Martin Regulated Specific Open Small RPAS Very small RPAS Element of Initial Airworthiness CPA like Oversight of Integrity. NAA led Industry Appointed Oversight No Integrity Oversight Operational Restrictions Enter the US Element Derivative of US sUAS NPRM Open = Small SegregatedVLOS Container Last Meeting Refresh Future RPAS Framework
  • 18. Copyright:Terrence Martin CONOPS Consideration Standard Restricted Specific Limited Over population etc Controlled Airspace BVLOS IFR Conditions Above 400 feet AGL Within 3 NM of Aerodrome Last Meeting Refresh Work Outstanding Regulated Specific
  • 19. Copyright:Terrence Martin CONOPS Consideration Standard Restricted Specific Limited Over population etc Controlled Airspace BVLOS IFR Conditions Above 400 feet AGL Within 3 NM of Aerodrome Last Meeting Refresh Work Outstanding Regulated Specific
  • 20. Copyright:Terrence Martin CONOPS Consideration Standard Restricted Specific Limited Over population etc Controlled Airspace BVLOS IFR Conditions Above 400 feet AGL Within 3 NM of Aerodrome Airworthiness Expectations based on CPA Regulations e.g.TC/CoA Last Meeting Refresh Work Outstanding Regulated Specific
  • 21. Copyright:Terrence Martin CONOPS Consideration Standard Restricted Specific Limited Over population etc Controlled Airspace BVLOS IFR Conditions Above 400 feet AGL Within 3 NM of Aerodrome Last Meeting Refresh Work Outstanding Regulated Specific
  • 22. Copyright:Terrence Martin CONOPS Consideration Standard Restricted Specific Limited Over population etc Controlled Airspace BVLOS IFR Conditions Above 400 feet AGL Within 3 NM of Aerodrome Last Meeting Refresh Work Outstanding Regulated Specific Work to be done • What Equipment • What Restrictions • What Procedures • WhatTraining • How is RISK Assessed?
  • 23. Copyright:Terrence Martin CONOPS Consideration Standard Restricted Specific Limited Over population etc Controlled Airspace BVLOS IFR Conditions Above 400 feet AGL Within 3 NM of Aerodrome Last Meeting Refresh Work Outstanding Regulated Specific
  • 24. Copyright:Terrence Martin CONOPS Consideration Standard Restricted Specific Limited Over population etc Controlled Airspace BVLOS IFR Conditions Above 400 feet AGL Within 3 NM of Aerodrome Last Meeting Refresh Work Outstanding Regulated Specific Operational Flexibility Platform Technical Integrity Equipage Operator Competence
  • 25. Copyright:Terrence Martin Last Meeting Refresh • Innovation, Disruption, the vulnerability of smokestack economies • Airworthiness & Lack of Suitable Regulatory Framework Key Points Made
  • 26. Copyright:Terrence Martin Last Meeting Refresh • Innovation, Disruption, the vulnerability of smokestack economies • Airworthiness & Lack of Suitable Regulatory Framework • Need for a RPAS Roadmap Key Points Made Goals Milestones Gaps & Barriers Task List Priorities, Timelines, People
  • 27. Copyright:Terrence Martin Last Meeting Refresh • Innovation, Disruption, the vulnerability of smokestack economies • Airworthiness & Lack of Suitable Regulatory Framework • Need for a RPAS Roadmap • What is the Scope for a Roadmap Key Points Made Goals Milestones Gaps & Barriers Task List Priorities, Timelines, People
  • 28. Copyright:Terrence Martin Last Meeting Refresh • Innovation, Disruption, the vulnerability of smokestack economies • Airworthiness & Lack of Suitable Regulatory Framework • Need for a RPAS Roadmap • What is the Scope for a Roadmap • How Long will it take? Key Points Made Goals Milestones Gaps & Barriers Task List Priorities, Timelines, People
  • 29. Copyright:Terrence Martin Last Meeting Refresh What about aWBS….What needs to be done? Key Problems
  • 30. Copyright:Terrence Martin Last Meeting Refresh What about aWBS….What needs to be done? • National Priorities:What are they, CONOPS Key Problems
  • 31. Copyright:Terrence Martin Last Meeting Refresh What about aWBS….What needs to be done? • National Priorities:What are they, CONOPS • Gap Analysis 101: • Baseline: What is it? Is it transparent? • What regulations do we require • Do we know what we want? Kinda?  Benchmarking? • What else is uncertain: How can we correct that? • Risk Assessment; is it Fit for Purpose • Trials Key Problems
  • 32. Copyright:Terrence Martin Last Meeting Refresh What about aWBS….What needs to be done? • National Priorities:What are they, CONOPS • Gap Analysis 101: • Baseline: What is it? Is it transparent? • What regulations do we require • Do we know what we want? Kinda?  Benchmarking? • What else is uncertain: How can we correct that? • Risk Assessment; is it Fit for Purpose • Trials • Constraints: What’s Feasible with our workforce, • NumbersTo Develop Regulations & conduct necessary research • Skill to make decisions over safety • How much “Close Following” Key Problems
  • 33. Copyright:Terrence Martin Last Meeting Refresh What about aWBS….What needs to be done? • National Priorities:What are they, CONOPS • Gap Analysis 101: • Baseline: What is it? Is it transparent? • What regulations do we require • Do we know what we want? Kinda?  Benchmarking? • What else is uncertain: How can we correct that? • Risk Assessment; is it Fit for Purpose • Trials • Constraints: What’s Feasible with our workforce, • NumbersTo Develop Regulations & conduct necessary research • Skill to make decisions over safety • How much “Close Following” Key Problems Need to change how Industry is contributing in UASSC WG structures • More regular engagement, • Build trust • Achieve Outcomes • Be transparent • Isolate where accountability lies
  • 34. Copyright:Terrence Martin Last Meeting Refresh What about aWBS….What needs to be done? • National Priorities:What are they, CONOPS • Gap Analysis 101: • Baseline: What is it? Is it transparent? • What regulations do we require • Do we know what we want? Kinda?  Benchmarking? • What else is uncertain: How can we correct that? • Risk Assessment; is it Fit for Purpose • Trials • Constraints: What’s Feasible with our workforce, • NumbersTo Develop Regulations & conduct necessary research • Skill to make decisions over safety • How much “Close Following” Key Problems Need to change how Industry is contributing in UASSC WG structures • More regular engagement, • Build trust • Achieve Outcomes • Be transparent • Isolate where accountability lies Working Group Members Terry Martin Queensland Uni of Tech and Nova Systems Paul Herrmann Textron Jennifer Mulvaney Intel Lance King Northrup Grumman Kristian Cruickshank Nova Systems Carrie Hillier QLD Local Government Infrastructure Services Phillip Jones-Hope AMSA Matt Rayson Ground Effect Aviation Patrick Weeden Scout Arial System GregTyrrell AAUS Rhys Mudford Insitu Pacific Mike Jaeschke Airservices Australia Subject Matter Experts Duncan Greer Five Rings Aero Phillip Rowse ProfiCNC Dean Gilligan Australian Research Centre for Aerospace Automation Julian Webber Federal Police Peter Schofield Ergon
  • 36. System Certification Regulated Specific RiskAssessment Methodology Traffic Density Certification Status Population Comms & Surveillance Coverage CrewTraining Airspace Category Operation Criticality Benchmarking (EU, US) Airspace Management Policy Human Factors CNPC Detect & Avoid Risk Management sUAS & Low Level UAVOps Ops near Aerodromes Security EmergingTech National Operational Priorities CONOPS Unique Sector Requirements Common Requirements ALL CONOPS Roadmap Development Scoping Terms of Reference Goals Scope Objectives Bounds & Limits Assumption Baselining CASA Processes Approval Benchmark Available Manpower Risk Management Knowledge Gaps Safety Obligations Trial Appetite Identification of Low Hanging Fruit Improved awareness of what is preventing progress • Technology Shortfalls, • Skills, Knowledge, Capacity • Evidence requirements for Risk: traffic, population • Platform Integrity Requirements for Operations • Trial Opportunities • Separation Confidence • Position Reporting: RAIM like assurance • Navigation Performance • Compatibility with Airspace Class Requirements • Confidence platform can reliably maintain flight Trials Evidence Requirements Skills Trial Sites Teaming Safety Expectations Trial Methodologies Feedback Expectation
  • 37. Copyright:Terrence Martin Roadmap Development Scoping Terms of Reference Goals Scope Objectives Bounds & Limits Assumption Developing the Roadmap Produce and Enact a Plan that will lead to: • Improvement of regulatory process to protect and promote RPAS related investment in Australia and enable Industry growth • Operation of RPA over populated areas, and • BVLOS RPA operations in unsegregated airspace. • Isolate and then delineate what are capability gaps and regulatory gaps (and overlaps) FOR Australian Operations ? Roadmap Goals
  • 38. Copyright:Terrence Martin Developing the Roadmap Objectives Objectives: CONOPS Coverage Roadmap Development Scoping Terms of Reference Goals Scope Objectives Bounds & Limits Assumption
  • 39. Copyright:Terrence Martin Developing the Roadmap Objectives • Identify the Priority sectors, and benefits for RPAS Operations in Australia (Includes CONOPs development) . Objectives: CONOPS Coverage National Operational Priorities Roadmap Development Scoping Terms of Reference Goals Scope Objectives Bounds & Limits Assumption
  • 40. Copyright:Terrence Martin Developing the Roadmap Objectives • Identify the Priority sectors, and benefits for RPAS Operations in Australia (Includes CONOPs development) . • Set of CONOPS developed & provided to forum for review Objectives: CONOPS Coverage National Operational Priorities CONOPS Roadmap Development Scoping Terms of Reference Goals Scope Objectives Bounds & Limits Assumption
  • 41. Copyright:Terrence Martin Developing the Roadmap Objectives • Identify the Priority sectors, and benefits for RPAS Operations in Australia (Includes CONOPs development) . • Set of CONOPS developed & provided to forum for review Objectives: CONOPS Coverage National Operational Priorities CONOPS Agriculture: • Broad Area PrecisionAgriculture, • Pest &Weed Detection, Disaster & Emergency Services • SAR (Maritime) • Tropical Cyclone with Cells onWings • CBRN • Small Scale Urban SAR Cells onWings (COWS) & UTM Conservation Mining/Hard Rock/Pit/Open Cut Logistics • Package Delivery • Long Range Freight Training • BVLOS • VLOS/EVLOS Roadmap Development Scoping Terms of Reference Goals Scope Objectives Bounds & Limits Assumption
  • 42. Copyright:Terrence Martin Developing the Roadmap Objectives • Identify the Priority sectors, and benefits for RPAS Operations in Australia (Includes CONOPs development) . • Set of CONOPS developed & provided to forum for review Objectives: CONOPS Coverage National Operational Priorities CONOPS Agriculture: • Broad Area PrecisionAgriculture, • Pest &Weed Detection, Disaster & Emergency Services • SAR (Maritime) • Tropical Cyclone with Cells onWings • CBRN • Small Scale Urban SAR Cells onWings (COWS) & UTM Conservation Mining/Hard Rock/Pit/Open Cut Logistics • Package Delivery • Long Range Freight Training • BVLOS • VLOS/EVLOS Roadmap Development Scoping Terms of Reference Goals Scope Objectives Bounds & Limits Assumption CONOPS Development Credits • Kristian Cruickshank (Major Credit) • Rhys Mudford • Terry Martin • JulianWebber • Phillip Rouse • Duncan Greer • Matt Rayson • Lance King • PatrickWeeden • Phillip Jones Hope
  • 43. Copyright:Terrence Martin Developing the Roadmap Objectives • Identify the Priority sectors, and benefits for RPAS Operations in Australia (Includes CONOPs development) . • Set of CONOPS developed & provided to forum for review Objectives: Priority Sectors & CONOPS Coverage National Operational Priorities CONOPS Unique Sector Requirements Common Requirements ALL CONOPS Identification of Low Hanging Fruit Improved awareness of what is preventing progress Roadmap Development Scoping Terms of Reference Goals Scope Objectives Bounds & Limits Assumption
  • 44. Copyright:Terrence Martin Baselining CASA Processes Approval Benchmark Available Manpower Risk Management Knowledge Gaps Safety Obligations Trial Appetite Objectives • Baseline Australia’s RPAS regulatory environment and benchmark against key international developments Roadmap Development Scoping Terms of Reference Goals Scope Objectives Bounds & Limits Assumption Developing the Roadmap Baselining CASA Processes WHY? • Community is uncertain what the current approval BVLOS baseline is! • Vague understanding of the regulatory and capability gaps that are preventing progress of range of BVLOS Operations • Not all Operations are the Same • Prudent to Harmonise
  • 45. Benchmarking (EU, US) Airspace Management Policy Human Factors CNPC Detect & Avoid Risk Management sUAS & Low Level UAVOps Ops near Aerodromes Security EmergingTech Baselining CASA Processes Approval Benchmark Available Manpower Risk Management Knowledge Gaps Safety Obligations Trial Appetite Objectives • Baseline Australia’s RPAS regulatory environment and benchmark against key international developments • Benchmark against International Standards Roadmap Development Scoping Terms of Reference Goals Scope Objectives Bounds & Limits Assumption
  • 46. Copyright:Terrence Martin Developing the Roadmap 14 Key R&D Activities: • EVLOS/VLOS • 1.RPAS activities awareness for security • 2. Operations in Urban Areas • 3. Human Factors • IFR/VFR • 4. Visual Detectability solutions • 5. DAA • 6. Comms C2 Datalink • 7. Airspace & Airport Access • 8 Contingency • BVLOS • 9. DAA • 10. Comms C2 Datalink • 11 Airspace & Airport Access • 12. Security • 13 Human Factors: BVLOS & IFR/VFR • 14 Best Practice Demonstration Europe: Technology and Operational Gaps GAPS LINKED TO ACTION & MILESTONES Operational & Technology gaps: 1. Integration into ATM and Airspace environments 2. Surface operations incl. take-off and landing 3. Operational contingency procedures and systems 4. Data communication links incl. spectrum issues 5. Detect & Avoid systems and operational procedures 6. Security issues 7. Verification and Validation Methods
  • 47. Copyright:Terrence Martin Developing the Roadmap 1. Communications • Impact of UAS Ops on NextGen comms systems • Availability of UAS Control frequency Spectrum • Develop &Validate UAS Control System Performance Requirement • Ensure security of safety critical comms with civil UAS • Design & Develop UAS Control Datalink for allocated frequency spectrum bands United States Identified R&D Areas/Gaps 2. Airspace Operations • Develop Integrated Separation Concepts • Develop Airspace Integration Safety Cases • Develop SAA Sensors & Fusion Requires • Develop Separation Algorithms • Assess Availability/Quality of Surveillance Data • Safe and Efficient Terminal Airspace & Surface Operations
  • 48. Copyright:Terrence Martin 3. Unmanned Aircraft • State Awareness and RealTime Mission Management • Airframe Certification • Precise Location & Navigation • UAS Avionics & Control Systems Certification 4. Human Systems Integration • Display Traffic/airspace information • Effective Human Automation Interaction • Pilot Centric GCS • Definition Roles and Responsibilities • Predictability & Contingency Mgt • System Level Issues • Support for Future Capability of UAS Developing the Roadmap United States Identified R&D Areas/Gaps
  • 49. Copyright:Terrence Martin 3. Unmanned Aircraft • State Awareness and RealTime Mission Management • Airframe Certification • Precise Location & Navigation • UAS Avionics & Control Systems Certification 4. Human Systems Integration • Display Traffic/airspace information • Effective Human Automation Interaction • Pilot Centric GCS • Definition Roles and Responsibilities • Predictability & Contingency Mgt • System Level Issues • Support for Future Capability of UAS Developing the Roadmap United States Identified R&D Areas/Gaps So are we going to reinvent the wheel on all of these? Do we even have the capacity? Where should we Close Follow?
  • 50. Benchmarking (EU, US) Airspace Management Policy Human Factors CNPC Detect & Avoid Risk Management sUAS & Low Level UAVOps Ops near Aerodromes Security EmergingTech National Operational Priorities CONOPS Unique Sector Requirements Common Requirements ALL CONOPS Baselining CASA Processes Approval Benchmark Available Manpower Risk Management Knowledge Gaps Safety Obligations Trial Appetite Objectives • Baseline Australia’s RPAS regulatory environment and benchmark against key international developments • Benchmark against International Standards • Establish Australian specific gaps and necessary work Roadmap Development Scoping Terms of Reference Goals Scope Objectives Bounds & Limits Assumption Prioritised Australian RPAS gaps & opportunities Identification of Low Hanging Fruit Improved awareness of what is preventing progress • Technology Shortfalls, • Skills, Knowledge, Capacity • Evidence requirements for Risk: traffic, population • Platform Integrity Requirements for Operations • Trial Opportunities
  • 51. Copyright:Terrence Martin Roadmap Development Scoping Terms of Reference Goals Scope Objectives Bounds & Limits Assumption Developing the Roadmap • Objectives • Taking into consideration Australia’s (CASA and Industry) skill and personnel capacity • Identify areas which can provide “quick wins “for commencing operations, • Establish the key issues and challenges which must be addressed, and isolate where we can act, and where we will be reliant on overseas organisations • Establish trial priorities, and key enablers/resources and prioritised sequencing for their conduct. • Establishment of regulatory development priorities and recommendations • Development of a proposed timeline for achieving the recommendations Objectives
  • 52. Copyright:Terrence Martin Trials Evidence Requirements Skills Trial Sites Teaming Safety Expectations Trial Methodologies Feedback Expectation Developing the Roadmap Objectives • Help Address areas of uncertainty CASA’s has • Regulatory development & Certification criteria • Conducting risk analysis • Specific and certified categories, Operations in the vicinity of people, different classes of airspace • Progress BVLOS • With and without Surveillance : PSR, SSR, ADSB, other? • Airborne and ground based sensors Roadmap Development: Trials • Patience & Setting up environment where you can fail • Key Contributors: PatrickWeeden, Lance King,Terry Martin, Kristian Cruickshank Carrie Hillier
  • 53. Copyright:Terrence Martin Trials Evidence Requirements Skills Trial Sites Teaming Safety Expectations Trial Methodologies Feedback Expectation Developing the Roadmap Site Attributes: • Location, Airspace Class, Surveillance, Population,VHF Coverage, IFR/VFR Routes,Terrain, • Proximity to Critical Infrastructure/CBD/Aerodromes • Politics, funding, investment • Instrumentation? • Feedback of Information/Data to CASA • Call for Input on the Forum. Roadmap Development: Trials • Key Contributors: PatrickWeeden, Lance King,Terry Martin, Kristian Cruickshank, Carrie Hillier
  • 54. Copyright:Terrence Martin Developing the Roadmap • Yet to be Developed • JARUS SORA & Risk will drive training rigour • Some Considerations embedded in the CONOPS & MOS Roadmap Development: Training
  • 55. System Certification Regulated Specific RiskAssessment Methodology Traffic Density Certification Status Population Comms & Surveillance Coverage CrewTraining Airspace Category Operation Criticality Benchmarking (EU, US) Airspace Management Policy Human Factors CNPC Detect & Avoid Risk Management sUAS & Low Level UAVOps Ops near Aerodromes Security EmergingTech National Operational Priorities CONOPS Unique Sector Requirements Common Requirements ALL CONOPS Roadmap Development Scoping Terms of Reference Goals Scope Objectives Bounds & Limits Assumption Baselining CASA Processes Approval Benchmark Available Manpower Risk Management Knowledge Gaps Safety Obligations Trial Appetite Identification of Low Hanging Fruit Improved awareness of what is preventing progress • Technology Shortfalls, • Skills, Knowledge, Capacity • Evidence requirements for Risk: traffic, population • Platform Integrity Requirements for Operations • Trial Opportunities • Separation Confidence • Position Reporting: RAIM like assurance • Navigation Performance • Compatibility with Airspace Class Requirements • Confidence platform can reliably maintain flight Trials Evidence Requirements Skills Trial Sites Teaming Safety Expectations Trial Methodologies Feedback Expectation
  • 56. Copyright:Terrence Martin Developing the Roadmap • Specific Category Operations will be based on risk assessment • Risk Methodology is critical, yet still uncertain in many facets • CASA is committed to harmonisation. • Little point departing too far from the likely Risk Methodology • Adopting EASA methodologies • JARUS SORA is a key part of the Risk Assessment process • Can we get a headstart? Risk Assessment Regulated Specific Open Standard Restricted Specific Small RPAS Very small RPAS Platform Technical Integrity Operational Flexibility Equipage Operator Competence
  • 57. Copyright: Terrence Martin Specific Operations Risk Assessment
  • 58. Copyright:Terrence Martin • Step 0 -Initial Evaluation • Step 1 CONOPS Description • Step 2 Determine initial UAS Ground Risk Class • Step 3 Determine initial UAS Air Risk Class • Step 3A- Harm Barriers and GRC • Step 3B- Harm Barrier and ARC • Step 4 – Lethality Determination • Step 5 SpecificAssurance and Integrity Levels • Step 6 Ident of RecommendedThreat Barriers • Step 7 Feasibility Check • Step 8-Verification of robustness proposed barriers THE Process Specific Operation Risk Assessment
  • 59. Copyright:Terrence Martin SORA INPUT Concept of Ops Information on: • Operator • Intended Ops • UAS Description • Remote Crew Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. SORA and SAIL Overview
  • 60. Copyright:Terrence Martin SORA INPUT Concept of Ops Information on: • Operator • Intended Ops • UAS Description • Remote Crew SAIL Evaluation Ground Risk Class Air Risk Class Lethality SAILVerdict Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. SORA and SAIL Overview
  • 61. Copyright:Terrence Martin SORA INPUT Concept of Ops Information on: • Operator • Intended Ops • UAS Description • Remote Crew SAIL Evaluation Ground Risk Class Air Risk Class Lethality SAILVerdict Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. SORA OUTPUT Objectives to be met and the level of robustness SAIL I : 18 (Low) SAIL II : 19 (Low), 6 (Med) SAIL III : 18 (Low), 15 (Med), 6(High) SAIL IV : 3 (Low), 19 (Med), 12 (High) SAILV : 6 (Med), 28 (High) SAILVI : 35 (High) SORA and SAIL Overview
  • 62. Copyright:Terrence Martin SORA INPUT Concept of Ops Information on: • Operator • Intended Ops • UAS Description • Remote Crew SAIL Evaluation Ground Risk Class Air Risk Class Lethality SAILVerdict Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. SORA OUTPUT Objectives to be met and the level of robustness SAIL I : 18 (Low) SAIL II : 19 (Low), 6 (Med) SAIL III : 18 (Low), 15 (Med), 6(High) SAIL IV : 3 (Low), 19 (Med), 12 (High) SAILV : 6 (Med), 28 (High) SAILVI : 35 (High) SORA and SAIL Overview SAIL is the level of confidence that a specific operation will stay under control Lowest SAIL I- low intrinsic risk, Highest, SAIL VI - high intrinsic risks
  • 63. Copyright:Terrence Martin SORA INPUT Concept of Ops Information on: • Operator • Intended Ops • UAS Description • Remote Crew SAIL Evaluation Ground Risk Class Air Risk Class Lethality SAILVerdict Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. SORA OUTPUT Objectives to be met and the level of robustness SAIL I : 18 (Low) SAIL II : 19 (Low), 6 (Med) SAIL III : 18 (Low), 15 (Med), 6(High) SAIL IV : 3 (Low), 19 (Med), 12 (High) SAILV : 6 (Med), 28 (High) SAILVI : 35 (High) Training Barriers Design & Prod Barriers Ops Barriers SORA and SAIL Overview Maint Barriers
  • 64. Copyright:Terrence Martin SORA INPUT Concept of Ops Information on: • Operator • Intended Ops • UAS Description • Remote Crew Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. JARUS SORA and SAIL Assessment Step 2: CONOPS
  • 65. Copyright:Terrence Martin SORA INPUT Concept of Ops Information on: • Operator • Intended Ops • UAS Description • Remote Crew SAIL Evaluation Ground Risk Class Air Risk Class Lethality SAILVerdict Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. JARUS SORA and SAIL Assessment
  • 66. Copyright:Terrence Martin SORA INPUT Concept of Ops Information on: • Operator • Intended Ops • UAS Description • Remote Crew SAIL Evaluation Ground Risk Class Air Risk Class Lethality SAILVerdict Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. JARUS SORA and SAIL Assessment Not really that different is it?
  • 67. Copyright:Terrence Martin JARUS SORA and SAIL Assessment Ground Risk Class Max UA Characteristic Dimension 1 metre 3 metres 8 metres > 8 metres Kinetic Energy Expected < 700 Joules < 34000 Joules < 1.084 MegaJoule s > 1.084 MegaJoules Operational Scenarios VLOS in controlled area, sparsely populated 1 2 3 4 BVLOS, sparsely populated 2 3 4 5 VLOS over controlled area, populated environment 3 4 5 6 BVLOS controlled area, populated orVLOS over populated 4 5 6 7 BVLOS Urban Environment 5 6 7 7 VLOS/BVLOS over gathering of people 6 7 7 7
  • 68. Copyright:Terrence Martin JARUS SORA and SAIL Assessment Ground Risk Class Max UA Characteristic Dimension 1 metre 3 metres 8 metres > 8 metres Kinetic Energy Expected < 700 Joules < 34000 Joules < 1.084 MegaJoule s > 1.084 MegaJoules Operational Scenarios VLOS in controlled area, sparsely populated 1 2 3 4 BVLOS, sparsely populated 2 3 4 5 VLOS over controlled area, populated environment 3 4 5 6 BVLOS controlled area, populated orVLOS over populated 4 5 6 7 BVLOS Urban Environment 5 6 7 7 VLOS/BVLOS over gathering of people 6 7 7 7 SUMMARY Inputs: • Dimension- 1 of 4 discrete categories • Kinetic Energy- 1 of 1 categories • Desired Operational Scenario. Permutations in • VLOS/BVLOS • Controlled area • Sparsely Populated, populated or urban or gathering of people Output • Ground Risk Score our of 7
  • 69. Copyright:Terrence Martin JARUS SORA and SAIL Assessment Air Risk Class Air Risk Class Very Low ( above FL600, below highest Building) 1 Low (Below 500 ft or within 400 ft from Infrastructure) 2/3 * Medium (Away from Major FL and Airways) 4/5 * High ( In Major FL & on airways, aerodrome traffic Patterns 6 Very High 7 Note: that for VLOS and EVLOS Operations, the lowest ARC should be chosen, For BLOS highest should be chosen.
  • 70. Copyright:Terrence Martin JARUS SORA and SAIL Assessment Air Risk Class Air Risk Class Very Low ( above FL600, below highest Building) 1 Low (Below 500 ft or within 400 ft from Infrastructure) 2/3 * Medium (Away from Major FL and Airways) 4/5 * High ( In Major FL & on airways, aerodrome traffic Patterns 6 Very High 7 Note: that for VLOS and EVLOS Operations, the lowest ARC should be chosen, For BLOS highest should be chosen. SUMMARY Inputs: • Altitude • Proximity to air traffic, aerodromes & infrastructure Output • Air Risk Score our of 7
  • 71. Copyright:Terrence Martin JARUS SORA and SAIL Assessment Lethality SAIL Lethality Highest of GRC and ARC 7 6 5 4 3 2 1 HIGH VI VI V IV III II I AVERAGE VI V IV III II I O LOW V IV III II I O O Note: that for VLOS and EVLOS Operations, the lowest ARC should be chosen, For BLOS highest should be chosen. No Guidance on what constitutes High, Average or Low Lethality ( See Later) Studies are being conducted and standards being written to evaluate the lethality of UAS. SORA will be updated when this occurs
  • 72. Copyright:Terrence Martin SORA INPUT Concept of Ops Information on: • Operator • Intended Ops • UAS Description • Remote Crew SAIL Evaluation Ground Risk Class Air Risk Class Lethality SAILVerdict Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. SORA OUTPUT Objectives to be met and the level of robustness SAIL I : 18 (Low) SAIL II : 19 (Low), 6 (Med) SAIL III : 18 (Low), 15 (Med), 6(High) SAIL IV : 3 (Low), 19 (Med), 12 (High) SAILV : 6 (Med), 28 (High) SAILVI : 35 (High) JARUS SORA and SAIL Assessment
  • 73. Copyright:Terrence Martin SORA INPUT Concept of Ops Information on: • Operator • Intended Ops • UAS Description • Remote Crew SAIL Evaluation Ground Risk Class Air Risk Class Lethality SAILVerdict Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. SORA OUTPUT Objectives to be met and the level of robustness SAIL I : 18 (Low) SAIL II : 19 (Low), 6 (Med) SAIL III : 18 (Low), 15 (Med), 6(High) SAIL IV : 3 (Low), 19 (Med), 12 (High) SAILV : 6 (Med), 28 (High) SAILVI : 35 (High) JARUS SORA and SAIL Assessment Established SAIL will determine: • Objectives to be complied with, • Description of activities that might support the compliance with those objectives, and • Evidence to indicate the objectives have been satisfied
  • 74. Copyright:Terrence Martin SORA INPUT Concept of Ops Information on: • Operator • Intended Ops • UAS Description • Remote Crew SAIL Evaluation Ground Risk Class Air Risk Class Lethality SAILVerdict Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. SORA OUTPUT Objectives to be met and the level of robustness SAIL I : 18 (Low) SAIL II : 19 (Low), 6 (Med) SAIL III : 18 (Low), 15 (Med), 6(High) SAIL IV : 3 (Low), 19 (Med), 12 (High) SAILV : 6 (Med), 28 (High) SAILVI : 35 (High) Training Barriers Design & Prod Barriers Ops Barriers Maint Barriers JARUS SORA and SAIL Assessment Established SAIL will determine: • Objectives to be complied with, • Description of activities that might support the compliance with those objectives, and • Evidence to indicate the objectives have been satisfied
  • 76. Copyright:Terrence Martin JARUS Holistic Risk Model Bow Ties Initial Event 1 Initial Event 3 Initial Event 2 2. What Safety Event Could Initiate the Hazard? UNDESIRABLE EVENT/TOP EVENT 3. How do we avoid the undesirable Event. How do we control the hazard HAZARD 1. What is the Hazard? 4. What Happens when Hazard Control is lost? Potential Outcome 1 Potential Outcome 2 Potential Outcome 3 Preventative Barriers 6. How can the accident Scenario Develop? What are the potential Outcomes? Mitigation/Recovery Barriers 5. How do we recover if the event occurs? How can the outcome likelihood or consequence severity be reduced?
  • 77. Copyright:Terrence Martin JARUS Holistic Risk Model JAURS SORA : Bow Ties UAS out Of Control HAZARD Fatalities to 3rd Parties on Ground Fatalities to 3rd Parties in the Air Damage to Critical Infrastructure Technical Issues with UAS Aircraft on CollisionCourse Technical Issues with UAS Human Error Datalink Deteroration Adverse Operating Conditions Deteriorating of External Systems THREATS HARM
  • 78. Copyright:Terrence Martin JARUS SORA and SAIL Assessment Threat and Harm Barriers Likelihood of Fatal Injuries to 3rd Parties on Ground
  • 79. Copyright:Terrence Martin JARUS SORA and SAIL Assessment Threat and Harm Barriers Likelihood of Fatal Injuries to 3rd Parties on Ground Likelihood UAS Out of Control
  • 80. Copyright:Terrence Martin JARUS SORA and SAIL Assessment Threat and Harm Barriers Likelihood of Fatal Injuries to 3rd Parties on Ground Likelihood Person Struck by UAS given its out of Control Likelihood UAS Out of Control X
  • 81. Copyright:Terrence Martin JARUS SORA and SAIL Assessment Threat and Harm Barriers Likelihood of Fatal Injuries to 3rd Parties on Ground Likelihood that you die, if struck Likelihood Person Struck by UAS given its out of Control Likelihood UAS Out of Control =XX
  • 82. Copyright:Terrence Martin JARUS SORA and SAIL Assessment Threat and Harm Barriers Likelihood of Fatal Injuries to 3rd Parties on Ground Likelihood that you die, if struck Likelihood Person Struck by UAS given its out of Control Likelihood UAS Out of Control =XX Objective is that the number of fatal injuries per flight hour should be equivalent with Manned Aviation
  • 83. Copyright:Terrence Martin JARUS SORA and SAIL Assessment Risk: Fatalities on the Ground Likelihood of Fatal Injuries to 3rd Parties on Ground Likelihood that you die, if struck Likelihood Person Struck by UAS given its out of Control Likelihood UAS Out of Control =XX
  • 84. Copyright:Terrence Martin JARUS SORA and SAIL Assessment Risk: Fatalities on the Ground Likelihood of Fatal Injuries to 3rd Parties on Ground Likelihood that you die, if struck Likelihood Person Struck by UAS given its out of Control Likelihood UAS Out of Control =XX Certified
  • 85. Copyright:Terrence Martin JARUS SORA and SAIL Assessment Risk: Fatalities on the Ground Likelihood of Fatal Injuries to 3rd Parties on Ground Likelihood that you die, if struck Likelihood Person Struck by UAS given its out of Control Likelihood UAS Out of Control =XX Certified Specific
  • 86. Copyright:Terrence Martin JARUS SORA and SAIL Assessment Risk: Fatalities on the Ground Likelihood of Fatal Injuries to 3rd Parties on Ground Likelihood that you die, if struck Likelihood Person Struck by UAS given its out of Control Likelihood UAS Out of Control =XX Certified Specific Open Category
  • 87. Copyright:Terrence Martin JARUS SORA and SAIL Assessment Risk: Fatalities on the Ground Likelihood of Fatal Injuries to 3rd Parties on Ground Likelihood that you die, if struck Likelihood Person Struck by UAS given its out of Control Likelihood UAS Out of Control =XX Certified Specific Open Category 1E-6 1E-6 1E-6
  • 88. Copyright:Terrence Martin JARUS SORA and SAIL Assessment Risk: Fatalities on the Ground Likelihood of Fatal Injuries to 3rd Parties on Ground Likelihood that you die, if struck Likelihood Person Struck by UAS given its out of Control Likelihood UAS Out of Control =XX Certified Specific Open Category 1E-6 1E-6 1E-6 ThisValue is not appropriate see AMC 1309 … but its useful to demonstrate the principle of seeking to maintain equivalence
  • 89. Copyright:Terrence Martin JARUS SORA and SAIL Assessment Risk: Fatalities on the Ground Likelihood of Fatal Injuries to 3rd Parties on Ground Likelihood that you die, if struck Likelihood Person Struck by UAS given its out of Control Likelihood UAS Out of Control =XX Certified Specific Open Category 1E-61 1E-6 1E-6 ThisValue is not appropriate see AMC 1309 … but its useful to demonstrate the principle of seeking to maintain equivalence
  • 90. Copyright:Terrence Martin JARUS SORA and SAIL Assessment Risk: Fatalities on the Ground Likelihood of Fatal Injuries to 3rd Parties on Ground Likelihood that you die, if struck Likelihood Person Struck by UAS given its out of Control Likelihood UAS Out of Control =XX Certified Specific Open Category 1E-61 1E-6 1E-6 1 x 10-4 to 1x10-6 ThisValue is not appropriate see AMC 1309 … but its useful to demonstrate the principle of seeking to maintain equivalence
  • 91. Copyright:Terrence Martin JARUS SORA and SAIL Assessment Risk: Fatalities on the Ground Likelihood of Fatal Injuries to 3rd Parties on Ground Likelihood that you die, if struck Likelihood Person Struck by UAS given its out of Control Likelihood UAS Out of Control =XX Certified Specific Open Category 1E-61 1E-6 1E-6 0 to 0.01 (Harmless)0.01 to 1 1 x 10-4 to 1x10-6 ThisValue is not appropriate see AMC 1309 … but its useful to demonstrate the principle of seeking to maintain equivalence
  • 92. Copyright:Terrence Martin JARUS SORA and SAIL Assessment Risk: Fatalities on the Ground Likelihood of Fatal Injuries to 3rd Parties on Ground Likelihood that you die, if struck Likelihood Person Struck by UAS given its out of Control Likelihood UAS Out of Control =XX Certified Specific Open Category 1E-61 1E-6 1E-6 0.01 to 1 0 to 0.01 (Harmless)0.01 to 1 1 x 10-5 to 1 1 x 10-4 to 1x10-6 ThisValue is not appropriate see AMC 1309 … but its useful to demonstrate the principle of seeking to maintain equivalence
  • 93. Copyright:Terrence Martin JARUS SORA and SAIL Assessment Risk: Fatalities on the Ground Likelihood of Fatal Injuries to 3rd Parties on Ground Likelihood that you die, if struck Likelihood Person Struck by UAS given its out of Control Likelihood UAS Out of Control =XX Certified Specific Open Category 1E-610.01 to 1 1E-6 1E-6 1 x 10-5 to 1 0.01 to 1 0 to 0.01 (Harmless)0.01 to 1 x 10-5 0.01 to 1 1 x 10-5 to 1 1 x 10-4 to 1x10-6 ThisValue is not appropriate see AMC 1309 … but its useful to demonstrate the principle of seeking to maintain equivalence
  • 94. Copyright:Terrence Martin JARUS SORA and SAIL Assessment Risk: Fatalities on the Ground Likelihood of Fatal Injuries to 3rd Parties on Ground Likelihood that you die, if struck Likelihood Person Struck by UAS given its out of Control Likelihood UAS Out of Control =XX Certified Specific Open Category 1E-610.01 to 1 1E-6 1E-6 1 x 10-5 to 1 0.01 to 1 0 to 0.01 (Harmless)0.01 to 1 x 10-5 0.01 to 1 1 x 10-5 to 1 1 x 10-4 to 1x10-6 Lethality is not RISK!! It’s a proxy for consequence! ThisValue is not appropriate see AMC 1309 … but its useful to demonstrate the principle of seeking to maintain equivalence
  • 95. Copyright:Terrence Martin JARUS SORA and SAIL Assessment Bow Ties Threat 1 Threat 3 Threat 2 UAS Loses Control HAZARD HARM Outcome 1 HARM Outcome 2 HARM Outcome 3
  • 96. Copyright:Terrence Martin JARUS SORA and SAIL Assessment Bow Ties Threat 1 Threat 3 Threat 2 UAS Loses Control HAZARD HARM Outcome 1 HARM Outcome 2 HARM Outcome 3 Threat Barriers
  • 97. Copyright:Terrence Martin JARUS SORA and SAIL Assessment Bow Ties Threat 1 Threat 3 Threat 2 UAS Loses Control HAZARD HARM Outcome 1 HARM Outcome 2 HARM Outcome 3 Threat Barriers Harm Barriers
  • 98. Copyright:Terrence Martin JARUS SORA and SAIL Assessment Threat Barriers UAS out Of Control Technical Issues with UAS Aircraft on CollisionCourse Human Error Datalink Deterioration Adverse Operating Conditions Deteriorating of External Systems Operational procedures are defined, validated and adhered to The remote crew is trained to identify critical environmental conditions and to avoid them Environmental conditions for safe operations defined, measurable and adhered to UAS designed and qualified for adverse environmental conditions (e.g. adequate sensors, DO-160 qualification) UAS is designed to automatically manage datalink deterioration situations Datalink performance established and verified (e.g. datalink budget) Procedures and limitations are in- place and adhered to Datalink systems and infrastructure is manufactured to adequate standards appropriate to the operation Datalink systems and infrastructure is designed to adequate standards appropriate to the operation Datalink systems and infrastructure is installed and maintained to adequate standards appropriate to the operation Procs are in place to handle deterioration of external systems supporting RPAS Operations UAS is designed to manage deterioration of externals systems supporting RPAS Operations Operational procedures are defined, validated and adhered to Remote crew trained and current and able to control the abnormal situation The UAS is detectable by other airspace users UAS is equipped with functionality to maintain safe separation Operational procedures are defined, validated and adhered to Remote crew trained and current and able to control the abnormal situation Multi crew coordination Adequate resting times are defined and followed Safe recovery from Human Error A Human Factors evaluation has been performed and the HMI found appropriate for the mission Automatic protection of critical flight functions (e.g. envelope protection) The operator is competent and/or proven UAS manufactured by competent and/or proven entity UAS maintained by competent and/or proven entity UAS developed to authority recognized design standards Inspection of the UAS (product inspection) Operational procedures are defined, validated and adhered to UAS is designed considering system safety and reliability Remote crew trained and current and able to control the abnormal situation Safe recovery from technical issue Threats
  • 99. Copyright:Terrence Martin JARUS SORA and SAIL Assessment Threat Barriers UAS out Of Control Technical Issues with UAS Aircraft on CollisionCourse Human Error Datalink Deterioration Adverse Operating Conditions Deteriorating of External Systems Operational procedures are defined, validated and adhered to The remote crew is trained to identify critical environmental conditions and to avoid them Environmental conditions for safe operations defined, measurable and adhered to UAS designed and qualified for adverse environmental conditions (e.g. adequate sensors, DO-160 qualification) UAS is designed to automatically manage datalink deterioration situations Datalink performance established and verified (e.g. datalink budget) Procedures and limitations are in- place and adhered to Datalink systems and infrastructure is manufactured to adequate standards appropriate to the operation Datalink systems and infrastructure is designed to adequate standards appropriate to the operation Datalink systems and infrastructure is installed and maintained to adequate standards appropriate to the operation Procs are in place to handle deterioration of external systems supporting RPAS Operations UAS is designed to manage deterioration of externals systems supporting RPAS Operations Operational procedures are defined, validated and adhered to Remote crew trained and current and able to control the abnormal situation The UAS is detectable by other airspace users UAS is equipped with functionality to maintain safe separation Operational procedures are defined, validated and adhered to Remote crew trained and current and able to control the abnormal situation Multi crew coordination Adequate resting times are defined and followed Safe recovery from Human Error A Human Factors evaluation has been performed and the HMI found appropriate for the mission Automatic protection of critical flight functions (e.g. envelope protection) The operator is competent and/or proven UAS manufactured by competent and/or proven entity UAS maintained by competent and/or proven entity UAS developed to authority recognized design standards Inspection of the UAS (product inspection) Operational procedures are defined, validated and adhered to UAS is designed considering system safety and reliability Remote crew trained and current and able to control the abnormal situation Safe recovery from technical issue Threats
  • 100. Copyright:Terrence Martin JARUS SORA and SAIL Assessment Threat Barriers UAS out Of Control Technical Issues with UAS Aircraft on CollisionCourse Human Error Datalink Deterioration Adverse Operating Conditions Deteriorating of External Systems Operational procedures are defined, validated and adhered to The remote crew is trained to identify critical environmental conditions and to avoid them Environmental conditions for safe operations defined, measurable and adhered to UAS designed and qualified for adverse environmental conditions (e.g. adequate sensors, DO-160 qualification) UAS is designed to automatically manage datalink deterioration situations Datalink systems and infrastructure is manufactured to adequate standards appropriate to the operation Datalink systems and infrastructure is designed to adequate standards appropriate to the operation Datalink systems and infrastructure is installed and maintained to adequate standards appropriate to the operation UAS is designed to manage deterioration of externals systems supporting RPAS Operations Operational procedures are defined, validated and adhered to Remote crew trained and current and able to control the abnormal situation The UAS is detectable by other airspace users UAS is equipped with functionality to maintain safe separation Operational procedures are defined, validated and adhered to Remote crew trained and current and able to control the abnormal situation Multi crew coordination Adequate resting times are defined and followed Safe recovery from Human Error A Human Factors evaluation has been performed and the HMI found appropriate for the mission Automatic protection of critical flight functions (e.g. envelope protection) The operator is competent and/or proven UAS manufactured by competent and/or proven entity UAS maintained by competent and/or proven entity UAS developed to authority recognized design standards Inspection of the UAS (product inspection) Operational procedures are defined, validated and adhered to UAS is designed considering system safety and reliability Remote crew trained and current and able to control the abnormal situation Safe recovery from technical issue Threats
  • 101. Copyright:Terrence Martin JARUS SORA and SAIL Assessment Threat Barriers UAS out Of Control Technical Issues with UAS Aircraft on CollisionCourse Human Error Datalink Deterioration Adverse Operating Conditions Deteriorating of External Systems Operational procedures are defined, validated and adhered to The remote crew is trained to identify critical environmental conditions and to avoid them Environmental conditions for safe operations defined, measurable and adhered to UAS designed and qualified for adverse environmental conditions (e.g. adequate sensors, DO-160 qualification) UAS is designed to automatically manage datalink deterioration situations Datalink systems and infrastructure is manufactured to adequate standards appropriate to the operation Datalink systems and infrastructure is designed to adequate standards appropriate to the operation Datalink systems and infrastructure is installed and maintained to adequate standards appropriate to the operation UAS is designed to manage deterioration of externals systems supporting RPAS Operations Operational procedures are defined, validated and adhered to Remote crew trained and current and able to control the abnormal situation The UAS is detectable by other airspace users UAS is equipped with functionality to maintain safe separation Operational procedures are defined, validated and adhered to Remote crew trained and current and able to control the abnormal situation Multi crew coordination Adequate resting times are defined and followed Safe recovery from Human Error A Human Factors evaluation has been performed and the HMI found appropriate for the mission Automatic protection of critical flight functions (e.g. envelope protection) The operator is competent and/or proven UAS manufactured by competent and/or proven entity UAS maintained by competent and/or proven entity UAS developed to authority recognized design standards Inspection of the UAS (product inspection) Operational procedures are defined, validated and adhered to UAS is designed considering system safety and reliability Remote crew trained and current and able to control the abnormal situation Safe recovery from technical issue Threats Again…note the reoccurring thread…specify, design, construct, maintain, operate, train…
  • 102. Copyright:Terrence Martin JARUS SORA and SAIL Assessment Threat Barriers UAS out Of Control Technical Issues with UAS Aircraft on CollisionCourse Human Error Datalink Deterioration Adverse Operating Conditions Deteriorating of External Systems Operational procedures are defined, validated and adhered to The remote crew is trained to identify critical environmental conditions and to avoid them Environmental conditions for safe operations defined, measurable and adhered to UAS designed and qualified for adverse environmental conditions (e.g. adequate sensors, DO-160 qualification) UAS is designed to automatically manage datalink deterioration situations Datalink systems and infrastructure is manufactured to adequate standards appropriate to the operation Datalink systems and infrastructure is designed to adequate standards appropriate to the operation Datalink systems and infrastructure is installed and maintained to adequate standards appropriate to the operation UAS is designed to manage deterioration of externals systems supporting RPAS Operations Operational procedures are defined, validated and adhered to Remote crew trained and current and able to control the abnormal situation The UAS is detectable by other airspace users UAS is equipped with functionality to maintain safe separation Operational procedures are defined, validated and adhered to Remote crew trained and current and able to control the abnormal situation Multi crew coordination Adequate resting times are defined and followed Safe recovery from Human Error A Human Factors evaluation has been performed and the HMI found appropriate for the mission Automatic protection of critical flight functions (e.g. envelope protection) The operator is competent and/or proven UAS manufactured by competent and/or proven entity UAS maintained by competent and/or proven entity UAS developed to authority recognized design standards Inspection of the UAS (product inspection) Operational procedures are defined, validated and adhered to UAS is designed considering system safety and reliability Remote crew trained and current and able to control the abnormal situation Safe recovery from technical issue Threats Platform Technical Integrity Operational Flexibility Equipage Operator Competence The Challenge is obtaining a safe balance!
  • 103. Copyright:Terrence Martin JARUS SORA and SAIL Assessment Harm Barriers UAS out Of Control HAZARD Fatalities to 3rd Parties on Ground Fatalities to 3rd Parties in the Air Damage to Critical Infrastructure THREATS Two Types of Harm Barriers • Reduce Effect of Hazard with respect to relevant harm • Reduce the likelihood the hazard will cause harm Contingency Procedures are defined, validated & adhered to CrewTraining is adequate to cope with Situation Containment in place and effective Contingency Procedures are defined, validated & adhered to Contingency Procedures are defined, validated & adhered to CrewTraining is adequate to cope with the situation UAS Design Features mitigate the severity of MAC UAS equipped with capability to Avoid Collision Design features that aid visibility and or detection by other aircraft CrewTraining is adequate to cope with the situation UAS equipped with capability to Avoid Collision UAS equipped with obstacle Avoidance capability Effects of Ground Impact Reduced Allowed Operation Profile takes critical infrastructure into consideration Effects of Ground Impact are reduced
  • 104. Copyright:Terrence Martin JARUS SORA and SAIL Assessment Adaptation Scoring for Harm Barriers
  • 105. Copyright:Terrence Martin JARUS SORA and SAIL Assessment Adaptation Scoring for Harm Barriers Initial Ground Risk Class Assessment SAIL Determinations Initial Air Risk Class Assessment Lethality
  • 106. Copyright:Terrence Martin JARUS SORA and SAIL Assessment Adaptation Scoring for Harm Barriers Initial Ground Risk Class Assessment SAIL Determinations Initial Air Risk Class Assessment Robustness Requirement Lethality
  • 107. Copyright:Terrence Martin JARUS SORA and SAIL Assessment Adaptation Scoring for Harm Barriers Initial Ground Risk Class Assessment SAIL Determinations Initial Air Risk Class Assessment Suite of Harm Barriers for Ground Risk Category Contingency procedures are defined, validated and adhered to Crew training is adequate to cope with the situation Effects of ground impact are reduced (e.g. emergency parachute, shelter) Containment in place and effective (tether, geo-fencing, route planning, predefined crash areas, etc.) Robustness Requirement Lethality Medium Example Outcome
  • 108. Copyright:Terrence Martin JARUS SORA and SAIL Assessment Adaptation Scoring for Harm Barriers Initial Ground Risk Class Assessment SAIL Determinations Initial Air Risk Class Assessment CONOPS REALITY Suite of Harm Barriers for Ground Risk Category Contingency procedures are defined, validated and adhered to Crew training is adequate to cope with the situation Effects of ground impact are reduced (e.g. emergency parachute, shelter) Containment in place and effective (tether, geo-fencing, route planning, predefined crash areas, etc.) Robustness Requirement Lethality Medium Assessment Example Outcome SCORE
  • 109. Copyright:Terrence Martin JARUS SORA and SAIL Assessment Adaptation Scoring for Harm Barriers Initial Ground Risk Class Assessment SAIL Determinations Initial Air Risk Class Assessment CONOPS REALITY Suite of Harm Barriers for Ground Risk Category Contingency procedures are defined, validated and adhered to Crew training is adequate to cope with the situation Effects of ground impact are reduced (e.g. emergency parachute, shelter) Containment in place and effective (tether, geo-fencing, route planning, predefined crash areas, etc.) Robustness Requirement Lethality Assessment of System CONOPS Robustness Low Medium High 2 O 0 2 0 0 0 -1 -2 1 2 -2 Medium Assessment Example Outcome SCORE
  • 110. Copyright:Terrence Martin JARUS SORA and SAIL Assessment Adaptation Scoring for Harm Barriers Initial Ground Risk Class Assessment SAIL Determinations Initial Air Risk Class Assessment CONOPS REALITY Suite of Harm Barriers for Ground Risk Category Contingency procedures are defined, validated and adhered to Crew training is adequate to cope with the situation Effects of ground impact are reduced (e.g. emergency parachute, shelter) Containment in place and effective (tether, geo-fencing, route planning, predefined crash areas, etc.) Robustness Requirement Lethality Assessment of System CONOPS Robustness Low Medium High 2 O 0 2 0 0 0 -1 -2 1 2 -2 Medium Assessment Example Outcome SCORE RESCORE GRC Initial Ground Risk Classification 3 Contingency procedures are defined, validated and adhered to +0 Crew training is adequate to cope with the situation +0 Effects of ground impact are reduced (e.g. emergency parachute, shelter) -1 Containment in place and effective (tether, geo-fencing, route planning, predefined crash areas, etc.) 2 NEW Ground Risk Classification 2
  • 111. Copyright:Terrence Martin SORA INPUT Concept of Ops Information on: • Operator • Intended Ops • UAS Description • Remote Crew SAIL Evaluation Ground Risk Class Air Risk Class Lethality SAILVerdict Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. SORA OUTPUT Objectives to be met and the level of robustness SAIL I : 18 (Low) SAIL II : 19 (Low), 6 (Med) SAIL III : 18 (Low), 15 (Med), 6(High) SAIL IV : 3 (Low), 19 (Med), 12 (High) SAILV : 6 (Med), 28 (High) SAILVI : 35 (High) JARUS SORA and SAIL Assessment
  • 112. Copyright:Terrence Martin SORA INPUT Concept of Ops Information on: • Operator • Intended Ops • UAS Description • Remote Crew SAIL Evaluation Ground Risk Class Air Risk Class Lethality SAILVerdict Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. SORA OUTPUT Objectives to be met and the level of robustness SAIL I : 18 (Low) SAIL II : 19 (Low), 6 (Med) SAIL III : 18 (Low), 15 (Med), 6(High) SAIL IV : 3 (Low), 19 (Med), 12 (High) SAILV : 6 (Med), 28 (High) SAILVI : 35 (High) Training Barriers Design & Prod Barriers Ops Barriers Maint Barriers JARUS SORA and SAIL Assessment
  • 113. Copyright:Terrence Martin JARUS SORA and SAIL Assessment Threat Barriers UAS out Of Control Technical Issues with UAS Aircraft on CollisionCourse Human Error Datalink Deterioration Adverse Operating Conditions Deteriorating of External Systems Operational procedures are defined, validated and adhered to The remote crew is trained to identify critical environmental conditions and to avoid them Environmental conditions for safe operations defined, measurable and adhered to UAS designed and qualified for adverse environmental conditions (e.g. adequate sensors, DO-160 qualification) UAS is designed to automatically manage datalink deterioration situations Datalink performance established and verified (e.g. datalink budget) Procedures and limitations are in- place and adhered to Datalink systems and infrastructure is manufactured to adequate standards appropriate to the operation Datalink systems and infrastructure is designed to adequate standards appropriate to the operation Datalink systems and infrastructure is installed and maintained to adequate standards appropriate to the operation Procs are in place to handle deterioration of external systems supporting RPAS Operations UAS is designed to manage deterioration of externals systems supporting RPAS Operations Operational procedures are defined, validated and adhered to Remote crew trained and current and able to control the abnormal situation The UAS is detectable by other airspace users UAS is equipped with functionality to maintain safe separation Operational procedures are defined, validated and adhered to Remote crew trained and current and able to control the abnormal situation Multi crew coordination Adequate resting times are defined and followed Safe recovery from Human Error A Human Factors evaluation has been performed and the HMI found appropriate for the mission Automatic protection of critical flight functions (e.g. envelope protection) The operator is competent and/or proven UAS manufactured by competent and/or proven entity UAS maintained by competent and/or proven entity UAS developed to authority recognized design standards Inspection of the UAS (product inspection) Operational procedures are defined, validated and adhered to UAS is designed considering system safety and reliability Remote crew trained and current and able to control the abnormal situation Safe recovery from technical issue Threats
  • 114. Copyright:Terrence Martin JARUS SORA and SAIL Assessment Robustness and Verification of Barriers UAS out Of Control Technical Issues with UAS Aircraft on CollisionCourse Human Error Datalink Deterioration Adverse Operating Conditions Deteriorating of External Systems Operational procedures are defined, validated and adhered to The remote crew is trained to identify critical environmental conditions and to avoid them Environmental conditions for safe operations defined, measurable and adhered to UAS designed and qualified for adverse environmental conditions (e.g. adequate sensors, DO-160 qualification) UAS is designed to automatically manage datalink deterioration situations Datalink performance established and verified (e.g. datalink budget) Procedures and limitations are in- place and adhered to Datalink systems and infrastructure is manufactured to adequate standards appropriate to the operation Datalink systems and infrastructure is designed to adequate standards appropriate to the operation Datalink systems and infrastructure is installed and maintained to adequate standards appropriate to the operation Procs are in place to handle deterioration of external systems supporting RPAS Operations UAS is designed to manage deterioration of externals systems supporting RPAS Operations Operational procedures are defined, validated and adhered to Remote crew trained and current and able to control the abnormal situation The UAS is detectable by other airspace users UAS is equipped with functionality to maintain safe separation Operational procedures are defined, validated and adhered to Remote crew trained and current and able to control the abnormal situation Multi crew coordination Adequate resting times are defined and followed Safe recovery from Human Error A Human Factors evaluation has been performed and the HMI found appropriate for the mission Automatic protection of critical flight functions (e.g. envelope protection) The operator is competent and/or proven UAS manufactured by competent and/or proven entity UAS maintained by competent and/or proven entity UAS developed to authority recognized design standards Inspection of the UAS (product inspection) Operational procedures are defined, validated and adhered to UAS is designed considering system safety and reliability Remote crew trained and current and able to control the abnormal situation Safe recovery from technical issue Threats Robustness &Verification of Barriers LOW – Applicant provides self-declaration required level of integrity achieved. MEDIUM • Applicant provides supporting evidence required level of integrity achieved. • Local authority/qualified entity may request 3rd party validation for some supporting elements. HIGH • 3rd party validation of the achieved integrity is required
  • 115. Copyright:Terrence Martin ARUS SORA and SAIL Assessment Guidelines for System & Operation Information for a CONOPS Organisation Operations Training RPAS Airframe Performance Flight Controls Propulsion Sensors Payloads RPA Geo Fence Navigation Autopilot RPS FCS DAA Payloads Control Details & Architecture Loss Degradation Safety Features C2 Link GSE Training Barriers Maintenances Crew Details Safety Normal Ops Strategy AbnormalOps Accidents & Incidents SOPs Maint of Currency FSTDs Training Program InitialTRG & Quals
  • 116. Copyright: Terrence Martin Moving Ahead of Basic SORA In Australia
  • 117. Copyright:Terrence Martin Moving Ahead • Threat & Harm Barriers • No guidelines for Low, Medium or High Levels of robustness • Therefore, cant determine what a Nominal score in Adaptation Process? • Whats a 0 or + or – score? • Future Studies may update the Lethality categorisation process? • Quantitative Methodology • Barrier influence on Risk • AdaptationValues • Who will be the 3rd PartyVerifiers of Systems, Operations etc? Areas of Uncertainty
  • 118. Copyright:Terrence Martin Moving Ahead • Threat & Harm Barriers • No guidelines for Low, Medium or High Levels of robustness • Therefore, cant determine what a Nominal score in Adaptation Process? • Whats a 0 or + or – score? • Future Studies may update the Lethality categorisation process? • Quantitative Methodology • Barrier influence on Risk • AdaptationValues • Who will be the 3rd PartyVerifiers of Systems, Operations etc? Areas of Uncertainty Kristian Cruickshank has taken the SORA and “stress tested it with one of the developed Australian CONOPS Found a number of additional uncertainties in SORA Process.
  • 119. Copyright:Terrence Martin Moving Ahead • Expanded Operations can’t proceed until Risk Process developed • CouldWait for Europe to address the uncertainties or we could work with the basic concepts and enhance it with some of our own insight! SORA and Australia
  • 120. Copyright:Terrence Martin Moving Ahead • Expanded Operations can’t proceed until Risk Process developed • CouldWait for Europe to address the uncertainties or we could work with the basic concepts and enhance it with some of our own insight! SORA and Australia WE CAN MAKE ITWORK LETS SHOWYOU HOW!
  • 121. Copyright:Terrence Martin Moving Ahead • Risk Model Developed at Nova for ADF, distilled for public use • Employs BowTie XP • More Effort applied to breakdown of threat and harm barrier identified in JARUS model • Can be used to enhance Basic JARUS model significantly forAustralian RPAS community benefit SORA and Australia
  • 122. Copyright:Terrence Martin Moving Ahead Nova Systems Risk Model Example Thread Hazard Central Event BarrierThreat Barrier Effectiveness Rating Barrier Category Consequence Barrier Degradation (or Escalation) Factor
  • 123. Copyright:Terrence Martin Moving Ahead End State Suite of Indigenous CONOPS Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. SORA Framework NOVA Model CASA HAZLOG
  • 124. Copyright:Terrence Martin Updated SORA Blackbox Hazard Central Event BarrierThreat Barrier Effectiveness Rating Barrier Category Consequence Barrier Degradation (or Escalation) Factor Background Models & Process to be Updated by Risk Specialists Moving Ahead End State Suite of Indigenous CONOPS Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. SORA Framework NOVA Model CASA HAZLOG
  • 125. Copyright:Terrence Martin Updated SORA Blackbox Hazard Central Event BarrierThreat Barrier Effectiveness Rating Barrier Category Consequence Barrier Degradation (or Escalation) Factor Background Models & Process to be Updated by Risk Specialists Moving Ahead End State Priority Templates for National Priority CONOPSSuite of Indigenous CONOPS Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. SORA Framework NOVA Model CASA HAZLOG
  • 126. Copyright:Terrence Martin Updated SORA Blackbox Hazard Central Event BarrierThreat Barrier Effectiveness Rating Barrier Category Consequence Barrier Degradation (or Escalation) Factor Background Models & Process to be Updated by Risk Specialists Joe Public ApplicationTemplates Hello WorldI am paddingfor this document.I hope nobody can read this during the presentation.That would embarrassme.Cananyone out there read me.Smile wryly if you can, but please don’t embarrassme. Hello WorldI am paddingfor this document.I hope nobody can read this during the presentation.That would embarrassme.Cananyone out there read me.Smile wryly if you can, but please don’t embarrassme. Hello WorldI am paddingfor this document.I hope nobody can read this during the presentation.That would embarrassme.Cananyone out there read me.Smile wryly if you can, but please don’t embarrassme. Hello WorldI am paddingfor this document.I hope nobody can read this during the presentation.That would embarrassme.Cananyone out there read me.Smile wryly if you can, but please don’t embarrassme. Hello WorldI am paddingfor this document.I hope nobody can read this during the presentation.That would embarrassme.Cananyone out there read me.Smile wryly if you can, but please don’t embarrassme. Hello WorldI am paddingfor this document.I hope nobody can read this during the presentation.That would embarrassme.Cananyone out there read me.Smile wryly if you can, but please don’t embarrassme. SAIL I SAILVSAIL IV SAILIIISAIL I SAILV Moving Ahead End State Priority Templates for National Priority CONOPSSuite of Indigenous CONOPS Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. SORA Framework NOVA Model CASA HAZLOG
  • 127. Copyright:Terrence Martin Updated SORA Blackbox Hazard Central Event BarrierThreat Barrier Effectiveness Rating Barrier Category Consequence Barrier Degradation (or Escalation) Factor Background Models & Process to be Updated by Risk Specialists Joe Public ApplicationTemplates Hello WorldI am paddingfor this document.I hope nobody can read this during the presentation.That would embarrassme.Cananyone out there read me.Smile wryly if you can, but please don’t embarrassme. Hello WorldI am paddingfor this document.I hope nobody can read this during the presentation.That would embarrassme.Cananyone out there read me.Smile wryly if you can, but please don’t embarrassme. Hello WorldI am paddingfor this document.I hope nobody can read this during the presentation.That would embarrassme.Cananyone out there read me.Smile wryly if you can, but please don’t embarrassme. Hello WorldI am paddingfor this document.I hope nobody can read this during the presentation.That would embarrassme.Cananyone out there read me.Smile wryly if you can, but please don’t embarrassme. Hello WorldI am paddingfor this document.I hope nobody can read this during the presentation.That would embarrassme.Cananyone out there read me.Smile wryly if you can, but please don’t embarrassme. Hello WorldI am paddingfor this document.I hope nobody can read this during the presentation.That would embarrassme.Cananyone out there read me.Smile wryly if you can, but please don’t embarrassme. SAIL I SAILVSAIL IV SAILIIISAIL I SAILV Moving Ahead End State CASA Assessor Templates Hello WorldI am paddingfor this document.I hope nobody can read this during the presentation.That would embarrassme.Cananyone out there read me.Smile wryly if you can, but please don’t embarrassme. Hello WorldI am paddingfor this document.I hope nobody can read this during the presentation.That would embarrassme.Cananyone out there read me.Smile wryly if you can, but please don’t embarrassme. Hello WorldI am paddingfor this document.I hope nobody can read this during the presentation.That would embarrassme.Cananyone out there read me.Smile wryly if you can, but please don’t embarrassme. Hello WorldI am paddingfor this document.I hope nobody can read this during the presentation.That would embarrassme.Cananyone out there read me.Smile wryly if you can, but please don’t embarrassme. Hello WorldI am paddingfor this document.I hope nobody can read this during the presentation.That would embarrassme.Cananyone out there read me.Smile wryly if you can, but please don’t embarrassme. Hello WorldI am paddingfor this document.I hope nobody can read this during the presentation.That would embarrassme.Cananyone out there read me.Smile wryly if you can, but please don’t embarrassme. SAIL I SAILVSAIL IV SAILIIISAIL I SAILV Priority Templates for National Priority CONOPSSuite of Indigenous CONOPS Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. Hello WorldI am padding for this document.I hope nobody can read this duringthepresentation. That would embarrassme. Cananyone out there read me.Smile wrylyif you can, but pleasedon’t embarrass me. SORA Framework NOVA Model CASA HAZLOG