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LEXICAL COHESION ANALYSIS

Lecturers;
Dr. ALEX

C
O
M
P
I
L
E
D
By:
AGUS PURNOMO
USPAN SAYUTI
VETTY KURNELY

MAGISTER PROGRAM OF ENGLISH EDUCATION DEPARTMENT
FACULTY OF TARBIYAH AND TEACHER TRAINING STATE
ISLAMIC UNIVERSITY SYARIFHHIDAYATULLAH
JAKARTA
2013
A. Lexical Cohesion
Lexical Cohesion is a linguistic device which helps to create unity of text and discourse.
In contrast to grammatical cohesion, lexical cohesion is the cohesive effect achieved by the
selection of vocabulary.” (Halliday 1994: 274). Thus, a speaker or writer‟s either conscious or
unconscious selection of certain lexical items that are in some way connected to each other
creates lexical cohesion.
A way of achieving cohesion by way of repeating the same word or phrase or using
chains of related words that contribute towards the continuity of lexical meaning: „Each day she
had gone with Tom and Peter or just with Tom down into the Underground and played her
violin‟ (BNC, EDN). In the above example, Tom is repeated a second time, in order to make it
clear who is being referred to. A pronoun like him would have been ambiguous. In other cases of
lexical cohesion, a related word can occur in place of the original reference: „Father Death
climbs the tree to gather a rosy apple but directly he touches the fruit he is caught‟ (BNC, HH3).
Here, apple is later referred to by the superordinate category fruit. Another type of lexical
cohesion involves repetition of another member of a semantic category: „To the right, a brickred dune stood alone among golden yellow ones‟ (BNC, AT3). Here, brick-red and golden
yellow both belong to the category of colours.
A text or discourse is not just a set of sentences, each on some random topic. Rather, the
sentences and phrases of any sensible text will each tend to be about the same things that is, the
text will have a quality of unity. This is the property of cohesion the sentences “stick together” to
function as a whole. Cohesion is achieved through back-reference, conjunction, and semantic
word relation. Cohesion is not a guarantee of unity in text but rather a device for creating it.
Lexical cohesion deals with the meaning in text. “This is the cohesive effect achieved by the
selection of vocabulary” (Halliday and Hasan, 1976). Lexical cohesion is the cohesion that
arises from semantic relationship between words. All that is required is that there be some
recognizable relation between the words. Halliday and Hasan have provided a classification of
lexical cohesion based on the type of dependency relationship that exists between words. There
are five basic classes:
1. Reiteration with identity of reference:
Example:
a. Mary bit into peach
b. Unfortunately the peach wasn‟t ripe

2. Reiteration without identity of reference
Example:
a. Mary ate some peaches.
b. She likes peaches very much

3. Reiteration by means of superordinate:
Example:
a. Mary ate a peach
b. She likes fruit

4. Systemic semantic relation (systematically classifiable).
Example:
a. Mary likes green apple.
b. She does not like red ones.
5. Nonsystematic semantic relation (not systematically classifiable).
Example:
a. Mary spent three hours in the garden yesterday.
b. She was dinging potatoes.
Example 1,2, and 3 fall into the class of reiteration. Note that reiteration includes not
only identity of reference or repetition of the same word, but also the use of super ordinates,
subordinates, and synonyms.
Example 4 and 5 fall into the class of collocation, that is semantic relationships between
words that often co-occur. They can be further divided into two categories or relationship:
systematic semantic, and nonsystematic semantic.
Systematic semantic relationship can be classified in a fairly straightforward way. This
type of relation includes antonyms, member of an ordered set such as (one,two,three), members
of an unordered set such as white,black,red), and part-to-whole relationships like
{eyes,mouth,face}. Example 5 is an illustration of collocation where the word relationship,
{garden,dinging}, is nonsystematic. This type of relationship is the most problematic, especially
from a knowledge representation point of view. Such collocation relationship exist between
words that tend to occur in similar lexical environment. Words tend to occur in similar lexical
environments because they describe things that tend to occur in similar situations or contexts in
the world. Hence, context-specific examples such as {post office, service, stamps, pay, leave}
are include in the class.
B. Categories
In classifying the sources for lexical cohesion, the system of categories varies from one
author to another. However, since they all comprise the same notions (only subdivided
differently), the following categorization mainly refers to Halliday and Hasan (1976).
a. Repetition
Repetition, or sometimes called reiteration, is the most direct and obvious source of
lexical cohesion since it is the mere identical recurrence of a preceding lexical item.
Example: Algy met a bear. The bear was bulgy.
In this example, the second occurrence of bear refers back to the first. Also, there is the
referential link the signaling that the same bear is intended. Repetition therefore establishes a
cohesive tie between at least two identical lexical items.
b. Synonym
According

to

the

Oxford

advance

learning

Dictionary

(sixth

edition),

2000), synonymy refers to “[…] the fact of two or more words or expressions having the same
meaning.” In this case, “[…] lexical cohesion results from the choice of a lexical item that is in
some sense synonymous with a preceding one […]” (Halliday and Hasan, 1976: 331). However,
different types of synonymy can be distinguished:
(a)

Identity of reference: Here, lexical cohesion is established by synonyms in the

narrower sense on the one hand and superordinates on the other hand, both types referring
back to the same entity.
Example: I heard a sound, but I couldn’t figure out where that noise came from.
-> Noise refers back to sound. Both terms have the same level of generality and are
therefore synonyms in the narrower sense.
Example: Seven blackbirds began to sing in the morning. These birds were singing
beautifully.
-> Birds refers back to blackbirds but has a higher level of generality and is therefore a
superordinate term.

(b)

without identity of reference: In this case, a lexical item that synonymously

refers back to a preceding one is not of the same entity. However, “[i]t is not necessary for two
lexical occurrences to have the same referent […] in order for them to be cohesive.” (Halliday,
1994: 282). Thus, “[t]he occurrence of a synonym even where there is no particular referential
relation is still cohesive […]” (Halliday and Hasan, 1976: 332).
Example: Why does this little boy have to wriggle all the time? Good boys don’t
wriggle.
In this example, boy and boys are not coreferential since boys does not explicitly refer
to that specific little boy that wriggles all the time. Nevertheless, still boy and boys build a
cohesive relation. According to Halliday, “[m]any instances of cohesion are purely lexical, a
function simply of the co-occurrence of lexical items, and not in any way dependent on the
relation of reference. A lexical item, therefore, coheres with a preceding occurrence of the same
item whether or not the two have the same referent, or indeed whether or not there is any
referential relationship between them.” (1994: 283). Further, there are three additional types of
synonymy without identity of reference (cf. Halliday and Hasan, 1974).
a. Hyponymy: Describes a “specific-general” relationship between lexical items.
Example: Then they began to meet vegetation – prickly cactus-like plants and
coarse grass… .

-> Plants and grass are specific parts of vegetation and therefore altogether form a
cohesive relationship.
b. Meronymy: Describes a “part-whole” relationship between lexical items.
Example: She knelt down and looked along the passage into the loveliest garden you ever
saw. How she longed to […] wander about among those beds of bright flowers and those
cool fountains, […].

-> Flowers and Fountains are typical parts of a garden and therefore altogether form a
cohesive relationship.
c. Antonymy: Describes a relationship between lexical items that have opposite meanings.

-> Example: He fell asleep. What woke him was a loud crash.
-> Asleep and woke are antonyms and therefore form a cohesive relationship.

C. Collocation
The term collocation, as McCarthy et.al. put it, describes “[…] a natural combination of
words; it refers to the way English words are closely associated with each other.” (2005: 4). In
other words, it is the tendency of at least two lexical items to co-occur frequently in a language.
Collocation can serve as a source of lexical cohesion since it is “[…] one of the factors on which
we build our expectations of what is to come next.” (Halliday and Hasan, 1976: 333). That
means that collocations help to establish unity of text or discourse. This is also due to the fact
that “[…] each occurrence of a lexical item carries with it its own textual history, a particular
collocational environment that has been built up in the course of the creation of the text and that
will provide the context within which the item will be incarnated on this particular occasion.”
(Halliday, 1994: 289).
Example: A little fat man of Bombay

Was smoking one very hot day
But a bird called a snipe
Flew away with his pipe,
Which vexed the fat man of Bombay.

In this example, smoke collocates with pipe and therefore makes the occurrence of pipe
cohesive.
The cohesive effect or force of a collocational relationship depends on proximity and
closeness of the respective lexical items in the linguistic system as well as in the text itself (cf.
Haliday, 1994: 289, 290). The cohesive effect is stronger.
In general, Halliday calls collocation “[…] the most problematic part of lexical
cohesion” because basically every lexical item can to some extend build a collocational
relationship with another one. (1994: 284). This may be a reason why the category of collocation
is often underrepresented in studies on lexical cohesion. The difficulty certainly lies within
defining and analyzing collocations since the boundaries of this source of lexical cohesion are
sometimes fuzzy and “ what is considered as a valid relation will inevitably slightly vary from
one communicator to the next.” (Tanskanen, 2006: 34). Hence, an analysis of the contribution of
collocation to lexical cohesion seems to be limited to a subjective point of view. However,
Halliday again notes that “ it is the occurrence of the item in the context of related lexical items
that provides cohesion and gives to the passage the quality of text. The relatedness is a matter of
more or less; there is no clearly defined cutoff point. But we can say that [a lexical item] is more
closely related to some than to others; and it is the closeness of the relationship that determines
the cohesive effect.
D. Lexical chains
Often, lexical cohesion occurs nit simply between pairs of words but over a succession
of a number of nearby related words spanning a topical unit of the text. These sequences of
related words will be called lexical chains. There is a distance relation between each word in the
chain, and the words co-occur within a given span. Lexical chains do not stop at sentence
boundaries. They can connect a pair of adjacent words or range over an entire text.
Lexical chains tend to delineate portions of the text that have a strong unity of meaning.
Example:
In front of me lay a virgin crescent cut out of pine bush. A dozen houses were doing up,
in various stages of construction, surrounded by hummocks of dry earth and stands of
precariously tall trees nude halfway up their trunks. They were that kind of trees you might see in
the mountain.

A lexical chain spanning these three sentences in {virgin‟pine‟bush‟trees‟trunk‟trees}.
E. Why lexical cohesion is important
There are two reasons why lexical cohesion is important for computational text
understanding systems:
1. Lexical chains provide an essay to determine context to aid in the resolution of ambiguity
and in the narrowing to a specific of a word.
2. Lexical chains provide a clue for the determination of coherence and discourse structure,
and hence the large meaning of the text.
REFERENCES
Paul Baker and Sibonile Ellece, Key Terms in Discourse Analysis, Continuum International
Publishing Group, New York, 2011
Department of Computer Science, York University, North York, Ontario, Canada M3J 1P3
Department of Computer Science, University of Toronto, Toronto, Ontario, Canada M5S 1A4
http://acl.ldc.upenn.edu/J/J91/J91-1002.pdf
http://www.personal.uni-jena.de/~mu65qev/wikolin/index.php?title=Lexical_cohesion.

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Lexical cohesion

  • 1. LEXICAL COHESION ANALYSIS Lecturers; Dr. ALEX C O M P I L E D By: AGUS PURNOMO USPAN SAYUTI VETTY KURNELY MAGISTER PROGRAM OF ENGLISH EDUCATION DEPARTMENT FACULTY OF TARBIYAH AND TEACHER TRAINING STATE ISLAMIC UNIVERSITY SYARIFHHIDAYATULLAH JAKARTA 2013
  • 2. A. Lexical Cohesion Lexical Cohesion is a linguistic device which helps to create unity of text and discourse. In contrast to grammatical cohesion, lexical cohesion is the cohesive effect achieved by the selection of vocabulary.” (Halliday 1994: 274). Thus, a speaker or writer‟s either conscious or unconscious selection of certain lexical items that are in some way connected to each other creates lexical cohesion. A way of achieving cohesion by way of repeating the same word or phrase or using chains of related words that contribute towards the continuity of lexical meaning: „Each day she had gone with Tom and Peter or just with Tom down into the Underground and played her violin‟ (BNC, EDN). In the above example, Tom is repeated a second time, in order to make it clear who is being referred to. A pronoun like him would have been ambiguous. In other cases of lexical cohesion, a related word can occur in place of the original reference: „Father Death climbs the tree to gather a rosy apple but directly he touches the fruit he is caught‟ (BNC, HH3). Here, apple is later referred to by the superordinate category fruit. Another type of lexical cohesion involves repetition of another member of a semantic category: „To the right, a brickred dune stood alone among golden yellow ones‟ (BNC, AT3). Here, brick-red and golden yellow both belong to the category of colours. A text or discourse is not just a set of sentences, each on some random topic. Rather, the sentences and phrases of any sensible text will each tend to be about the same things that is, the text will have a quality of unity. This is the property of cohesion the sentences “stick together” to function as a whole. Cohesion is achieved through back-reference, conjunction, and semantic word relation. Cohesion is not a guarantee of unity in text but rather a device for creating it. Lexical cohesion deals with the meaning in text. “This is the cohesive effect achieved by the selection of vocabulary” (Halliday and Hasan, 1976). Lexical cohesion is the cohesion that arises from semantic relationship between words. All that is required is that there be some recognizable relation between the words. Halliday and Hasan have provided a classification of lexical cohesion based on the type of dependency relationship that exists between words. There are five basic classes:
  • 3. 1. Reiteration with identity of reference: Example: a. Mary bit into peach b. Unfortunately the peach wasn‟t ripe 2. Reiteration without identity of reference Example: a. Mary ate some peaches. b. She likes peaches very much 3. Reiteration by means of superordinate: Example: a. Mary ate a peach b. She likes fruit 4. Systemic semantic relation (systematically classifiable). Example: a. Mary likes green apple. b. She does not like red ones. 5. Nonsystematic semantic relation (not systematically classifiable). Example: a. Mary spent three hours in the garden yesterday. b. She was dinging potatoes. Example 1,2, and 3 fall into the class of reiteration. Note that reiteration includes not only identity of reference or repetition of the same word, but also the use of super ordinates, subordinates, and synonyms. Example 4 and 5 fall into the class of collocation, that is semantic relationships between words that often co-occur. They can be further divided into two categories or relationship: systematic semantic, and nonsystematic semantic.
  • 4. Systematic semantic relationship can be classified in a fairly straightforward way. This type of relation includes antonyms, member of an ordered set such as (one,two,three), members of an unordered set such as white,black,red), and part-to-whole relationships like {eyes,mouth,face}. Example 5 is an illustration of collocation where the word relationship, {garden,dinging}, is nonsystematic. This type of relationship is the most problematic, especially from a knowledge representation point of view. Such collocation relationship exist between words that tend to occur in similar lexical environment. Words tend to occur in similar lexical environments because they describe things that tend to occur in similar situations or contexts in the world. Hence, context-specific examples such as {post office, service, stamps, pay, leave} are include in the class. B. Categories In classifying the sources for lexical cohesion, the system of categories varies from one author to another. However, since they all comprise the same notions (only subdivided differently), the following categorization mainly refers to Halliday and Hasan (1976). a. Repetition Repetition, or sometimes called reiteration, is the most direct and obvious source of lexical cohesion since it is the mere identical recurrence of a preceding lexical item. Example: Algy met a bear. The bear was bulgy. In this example, the second occurrence of bear refers back to the first. Also, there is the referential link the signaling that the same bear is intended. Repetition therefore establishes a cohesive tie between at least two identical lexical items. b. Synonym According to the Oxford advance learning Dictionary (sixth edition), 2000), synonymy refers to “[…] the fact of two or more words or expressions having the same meaning.” In this case, “[…] lexical cohesion results from the choice of a lexical item that is in some sense synonymous with a preceding one […]” (Halliday and Hasan, 1976: 331). However, different types of synonymy can be distinguished:
  • 5. (a) Identity of reference: Here, lexical cohesion is established by synonyms in the narrower sense on the one hand and superordinates on the other hand, both types referring back to the same entity. Example: I heard a sound, but I couldn’t figure out where that noise came from. -> Noise refers back to sound. Both terms have the same level of generality and are therefore synonyms in the narrower sense. Example: Seven blackbirds began to sing in the morning. These birds were singing beautifully. -> Birds refers back to blackbirds but has a higher level of generality and is therefore a superordinate term. (b) without identity of reference: In this case, a lexical item that synonymously refers back to a preceding one is not of the same entity. However, “[i]t is not necessary for two lexical occurrences to have the same referent […] in order for them to be cohesive.” (Halliday, 1994: 282). Thus, “[t]he occurrence of a synonym even where there is no particular referential relation is still cohesive […]” (Halliday and Hasan, 1976: 332). Example: Why does this little boy have to wriggle all the time? Good boys don’t wriggle. In this example, boy and boys are not coreferential since boys does not explicitly refer to that specific little boy that wriggles all the time. Nevertheless, still boy and boys build a cohesive relation. According to Halliday, “[m]any instances of cohesion are purely lexical, a function simply of the co-occurrence of lexical items, and not in any way dependent on the relation of reference. A lexical item, therefore, coheres with a preceding occurrence of the same item whether or not the two have the same referent, or indeed whether or not there is any referential relationship between them.” (1994: 283). Further, there are three additional types of synonymy without identity of reference (cf. Halliday and Hasan, 1974). a. Hyponymy: Describes a “specific-general” relationship between lexical items.
  • 6. Example: Then they began to meet vegetation – prickly cactus-like plants and coarse grass… . -> Plants and grass are specific parts of vegetation and therefore altogether form a cohesive relationship. b. Meronymy: Describes a “part-whole” relationship between lexical items. Example: She knelt down and looked along the passage into the loveliest garden you ever saw. How she longed to […] wander about among those beds of bright flowers and those cool fountains, […]. -> Flowers and Fountains are typical parts of a garden and therefore altogether form a cohesive relationship. c. Antonymy: Describes a relationship between lexical items that have opposite meanings. -> Example: He fell asleep. What woke him was a loud crash. -> Asleep and woke are antonyms and therefore form a cohesive relationship. C. Collocation The term collocation, as McCarthy et.al. put it, describes “[…] a natural combination of words; it refers to the way English words are closely associated with each other.” (2005: 4). In other words, it is the tendency of at least two lexical items to co-occur frequently in a language. Collocation can serve as a source of lexical cohesion since it is “[…] one of the factors on which we build our expectations of what is to come next.” (Halliday and Hasan, 1976: 333). That means that collocations help to establish unity of text or discourse. This is also due to the fact that “[…] each occurrence of a lexical item carries with it its own textual history, a particular collocational environment that has been built up in the course of the creation of the text and that will provide the context within which the item will be incarnated on this particular occasion.” (Halliday, 1994: 289).
  • 7. Example: A little fat man of Bombay Was smoking one very hot day But a bird called a snipe Flew away with his pipe, Which vexed the fat man of Bombay. In this example, smoke collocates with pipe and therefore makes the occurrence of pipe cohesive. The cohesive effect or force of a collocational relationship depends on proximity and closeness of the respective lexical items in the linguistic system as well as in the text itself (cf. Haliday, 1994: 289, 290). The cohesive effect is stronger. In general, Halliday calls collocation “[…] the most problematic part of lexical cohesion” because basically every lexical item can to some extend build a collocational relationship with another one. (1994: 284). This may be a reason why the category of collocation is often underrepresented in studies on lexical cohesion. The difficulty certainly lies within defining and analyzing collocations since the boundaries of this source of lexical cohesion are sometimes fuzzy and “ what is considered as a valid relation will inevitably slightly vary from one communicator to the next.” (Tanskanen, 2006: 34). Hence, an analysis of the contribution of collocation to lexical cohesion seems to be limited to a subjective point of view. However, Halliday again notes that “ it is the occurrence of the item in the context of related lexical items that provides cohesion and gives to the passage the quality of text. The relatedness is a matter of more or less; there is no clearly defined cutoff point. But we can say that [a lexical item] is more closely related to some than to others; and it is the closeness of the relationship that determines the cohesive effect. D. Lexical chains Often, lexical cohesion occurs nit simply between pairs of words but over a succession of a number of nearby related words spanning a topical unit of the text. These sequences of related words will be called lexical chains. There is a distance relation between each word in the
  • 8. chain, and the words co-occur within a given span. Lexical chains do not stop at sentence boundaries. They can connect a pair of adjacent words or range over an entire text. Lexical chains tend to delineate portions of the text that have a strong unity of meaning. Example: In front of me lay a virgin crescent cut out of pine bush. A dozen houses were doing up, in various stages of construction, surrounded by hummocks of dry earth and stands of precariously tall trees nude halfway up their trunks. They were that kind of trees you might see in the mountain. A lexical chain spanning these three sentences in {virgin‟pine‟bush‟trees‟trunk‟trees}. E. Why lexical cohesion is important There are two reasons why lexical cohesion is important for computational text understanding systems: 1. Lexical chains provide an essay to determine context to aid in the resolution of ambiguity and in the narrowing to a specific of a word. 2. Lexical chains provide a clue for the determination of coherence and discourse structure, and hence the large meaning of the text.
  • 9. REFERENCES Paul Baker and Sibonile Ellece, Key Terms in Discourse Analysis, Continuum International Publishing Group, New York, 2011 Department of Computer Science, York University, North York, Ontario, Canada M3J 1P3 Department of Computer Science, University of Toronto, Toronto, Ontario, Canada M5S 1A4 http://acl.ldc.upenn.edu/J/J91/J91-1002.pdf http://www.personal.uni-jena.de/~mu65qev/wikolin/index.php?title=Lexical_cohesion.