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Prosecution Group Luncheon
         January 2013
Nice Agreement 10th ed. Version 2013

• developed to classify, most entries are not
  sufficiently definite to use in an identification of
  goods and/or services.
   – A finished product is in principle classified
     according to its function or purpose.
   – Services are in principle classified according to
     the branches of activities specified in the
     headings of the service classes.
Review of Comments Regarding Amending the First
Filing Deadline for Declarations of Use
• 8/16/12: the USPTO invited public comment on a potential
  change to amend the first deadline for Sect. 8
  Declarations of Use, to between the third and fourth years
  after registration
• The comments reveal concerns regarding registrations
  that are no longer in use for some or all of the goods/
  services listed, but the predominant sentiment was that
  the deadline should not be shortened.
• the USPTO is currently conducting a post-registration pilot
  program to gather information regarding the accuracy of
  identifications of goods/services for registered marks
Medical Purchasers are Sophisticated?
• TTAB Board reversed a refusal to register
  OVATION for vascular stents over OVATION for
  hip joint prosthesis.
• The identify of the marks and the inherent
  strength of the cited mark weighed heavily
  against Applicant
• involved goods are "relatively unrelated." They
  are technologically distinct, cannot be substituted
  for each other, and are not used together in a
  single medical procedure. Although a medical
  products company might produce both products,
  nothing in the record indicated that these goods
  are more closely related than they would be to
  other medical products.
• TTAB: “any reasonable decision to purchase
  goods of applicant or registrant would in all
  likelihood involve a person having specialized
  expertise in orthopedic or vascular medicine, as
  appropriate.”
• In re TriVascular, Inc., Serial No. 77941535
  (November 27, 2012) [not precedential].
YouTube isn’t in Commerce?
• App sought to register ACTIVE REASONER
  for "audio recordings featuring music" in class
  9. His specimen consisted of a screen shot of
  his YouTube webpage
• EA refused the specimen as failing to show
  the mark for goods in commerce.
• TTAB aff’d: "in the absence of a 'download'
  link or the equivalent thereof, applicant’s
  specimen on its face fails to show use of his
  mark in commerce for the identified goods."
• In re Rogowski, Serial No. 77083475 (December 11,
  2012) [precedential].
Tinseltown is not Geographically Descriptive
• EA refused TINSELTOWN (for clothing) as geographically
  descriptive, (a nickname for Hollywood)
• TTAB: "Tinseltown" refers both to the Hollywood section
  of Los Angeles and to the motion picture industry for
  which it is famous.
   – In fact, the examining attorney's evidence "suggests
     that it is the latter meaning, namely, that of the movie
     industry, that may be the primary denotation of the
     term Tinseltown."
• EA failed to establish that the primary significance of
  TINSELTOWN is a geographic location.
• (Precedent: HOLLYWOOD previously found not merely a
  geographic location)
In re Topson Downs of California, Inc., Serial No. 85067696 (December
    4, 2012) [not precedential].
PTO Requesting Comments on “Quality”
• “[F]urthering the Office’s dialog with the public
  about ways to enhance patent quality”

• Identification of “potential practice changes
  that applicants can employ to augment the
  quality of issued patents,” inviting comment

• Two particular headings
  – Clarifying the Scope of Claims
  – Clarifying Meaning of Claim Terms in
    Specification
PTO Requesting Comments on “Quality”
• Clarifying Scope of Claims
  – Standardized claim template
  – Identify support for limitations (chart, template)
  – Note if examples are limiting or illustrative
  – Expressly identify MPF elements, structures/acts
  – Particular notation systems for computer-
    implemented subject matter
• Clarifying Meaning of Claim Terms
  – Give scope/technical meaning of terms of degree
  – Include a glossary of terms
  – Designating default dictionary(s) for ascertaining
    meaning
Technical Amendments to AIA (Jan. 14, 2013)
• Technical changes re: program for covered business
  method patents and joinder of parties
• Accelerates bar on using failure to obtain the advice
  of counsel to prove willfulness/inducement
• Inter partes review available for first-to-invent patents
  ineligible for post-grant review
• Revises filing deadline for inter partes review
• Extends time for filing inventor’s declaration/recorded
  assignment to issue fee payment date
• Modifies requirements and time periods for activities
  relating to patent term adjustments
• Modifies requirements for petitions for derivation
  proceedings, delineates criteria applied to deem
  application as “earlier” with respect to an invention
Written Description—Design Patent Edition
In re Owens (Fed. Cir. 2013) (decision pending)

• D531,515 issued for mouthwash bottle in 2006

• CON filed, drawings amended with ghost-lines for most
  of design (solid lines remained for portion of surface)

• PTO rejected CON per written description requirement
   – Not apparent from original specification that inventor in
     possession of invention as now claimed
   – Applicant: area claimed was in the original application
   – PTO: nothing in original application indicates that portion
     now claimed could itself be a design

• Rule: one can amend by "ghosting" solid lines and vice-
  versa, but cannot partition areas or define new portions
Written Description—Design Patent Edition




D531,515


                                 Continuation
Fighting Obviousness Decisions
• In re Chevalier (Fed. Cir. 2013) (nonprecedential)
• FC affirms obviousness, rejects position that combination inoperable

• Familiar refrain: issue not whether “references could be physically
  combined but whether the claimed inventions are rendered obvious
  by the teachings of the prior art as a whole"

• If each element known, obviousness requires finding that the
  combination of known elements was obvious to POSA

• Each element in Ref. A, relationship among parts taught by Ref. B

• POSA motivated to modify because "would facilitate a more rapid
  and more complete conversion from axial flow to radial flow"

• Applicant did not challenge that finding, admitted that relevant parts
  of references are "recognized equivalents performing the same
  function of converting axial flow to radial flow"

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January 2013 Prosecution Group Luncheon

  • 2. Nice Agreement 10th ed. Version 2013 • developed to classify, most entries are not sufficiently definite to use in an identification of goods and/or services. – A finished product is in principle classified according to its function or purpose. – Services are in principle classified according to the branches of activities specified in the headings of the service classes.
  • 3. Review of Comments Regarding Amending the First Filing Deadline for Declarations of Use • 8/16/12: the USPTO invited public comment on a potential change to amend the first deadline for Sect. 8 Declarations of Use, to between the third and fourth years after registration • The comments reveal concerns regarding registrations that are no longer in use for some or all of the goods/ services listed, but the predominant sentiment was that the deadline should not be shortened. • the USPTO is currently conducting a post-registration pilot program to gather information regarding the accuracy of identifications of goods/services for registered marks
  • 4. Medical Purchasers are Sophisticated? • TTAB Board reversed a refusal to register OVATION for vascular stents over OVATION for hip joint prosthesis. • The identify of the marks and the inherent strength of the cited mark weighed heavily against Applicant
  • 5. • involved goods are "relatively unrelated." They are technologically distinct, cannot be substituted for each other, and are not used together in a single medical procedure. Although a medical products company might produce both products, nothing in the record indicated that these goods are more closely related than they would be to other medical products. • TTAB: “any reasonable decision to purchase goods of applicant or registrant would in all likelihood involve a person having specialized expertise in orthopedic or vascular medicine, as appropriate.” • In re TriVascular, Inc., Serial No. 77941535 (November 27, 2012) [not precedential].
  • 6. YouTube isn’t in Commerce? • App sought to register ACTIVE REASONER for "audio recordings featuring music" in class 9. His specimen consisted of a screen shot of his YouTube webpage • EA refused the specimen as failing to show the mark for goods in commerce. • TTAB aff’d: "in the absence of a 'download' link or the equivalent thereof, applicant’s specimen on its face fails to show use of his mark in commerce for the identified goods." • In re Rogowski, Serial No. 77083475 (December 11, 2012) [precedential].
  • 7. Tinseltown is not Geographically Descriptive • EA refused TINSELTOWN (for clothing) as geographically descriptive, (a nickname for Hollywood) • TTAB: "Tinseltown" refers both to the Hollywood section of Los Angeles and to the motion picture industry for which it is famous. – In fact, the examining attorney's evidence "suggests that it is the latter meaning, namely, that of the movie industry, that may be the primary denotation of the term Tinseltown." • EA failed to establish that the primary significance of TINSELTOWN is a geographic location. • (Precedent: HOLLYWOOD previously found not merely a geographic location) In re Topson Downs of California, Inc., Serial No. 85067696 (December 4, 2012) [not precedential].
  • 8. PTO Requesting Comments on “Quality” • “[F]urthering the Office’s dialog with the public about ways to enhance patent quality” • Identification of “potential practice changes that applicants can employ to augment the quality of issued patents,” inviting comment • Two particular headings – Clarifying the Scope of Claims – Clarifying Meaning of Claim Terms in Specification
  • 9. PTO Requesting Comments on “Quality” • Clarifying Scope of Claims – Standardized claim template – Identify support for limitations (chart, template) – Note if examples are limiting or illustrative – Expressly identify MPF elements, structures/acts – Particular notation systems for computer- implemented subject matter • Clarifying Meaning of Claim Terms – Give scope/technical meaning of terms of degree – Include a glossary of terms – Designating default dictionary(s) for ascertaining meaning
  • 10. Technical Amendments to AIA (Jan. 14, 2013) • Technical changes re: program for covered business method patents and joinder of parties • Accelerates bar on using failure to obtain the advice of counsel to prove willfulness/inducement • Inter partes review available for first-to-invent patents ineligible for post-grant review • Revises filing deadline for inter partes review • Extends time for filing inventor’s declaration/recorded assignment to issue fee payment date • Modifies requirements and time periods for activities relating to patent term adjustments • Modifies requirements for petitions for derivation proceedings, delineates criteria applied to deem application as “earlier” with respect to an invention
  • 11. Written Description—Design Patent Edition In re Owens (Fed. Cir. 2013) (decision pending) • D531,515 issued for mouthwash bottle in 2006 • CON filed, drawings amended with ghost-lines for most of design (solid lines remained for portion of surface) • PTO rejected CON per written description requirement – Not apparent from original specification that inventor in possession of invention as now claimed – Applicant: area claimed was in the original application – PTO: nothing in original application indicates that portion now claimed could itself be a design • Rule: one can amend by "ghosting" solid lines and vice- versa, but cannot partition areas or define new portions
  • 12. Written Description—Design Patent Edition D531,515 Continuation
  • 13. Fighting Obviousness Decisions • In re Chevalier (Fed. Cir. 2013) (nonprecedential) • FC affirms obviousness, rejects position that combination inoperable • Familiar refrain: issue not whether “references could be physically combined but whether the claimed inventions are rendered obvious by the teachings of the prior art as a whole" • If each element known, obviousness requires finding that the combination of known elements was obvious to POSA • Each element in Ref. A, relationship among parts taught by Ref. B • POSA motivated to modify because "would facilitate a more rapid and more complete conversion from axial flow to radial flow" • Applicant did not challenge that finding, admitted that relevant parts of references are "recognized equivalents performing the same function of converting axial flow to radial flow"