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mymanagementlab is an online assessment and preparation solution for courses in
Principles of Management, Human Resources, Strategy, and Organizational Behavior that
helps you actively study and prepare material for class. Chapter-by-chapter activities,
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order to succeed. Visit www.mymanagementlab.com to learn more. DEVELOPING
MANAGEMENT SKILLS EIGHTH EDITION David A. Whetten BRIGHAM YOUNG UNIVERSITY
Kim S. Cameron UNIVERSITY OF MICHIGAN Prentice Hall Boston Columbus Indianapolis
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a trademark claim, the designations have been printed in initial caps or all caps. Library of
Congress Cataloging-in-Publication Data Whetten, David A. (David Allred) Developing
management skills /David A. Whetten, Kim S. Cameron.—8th ed. p. cm. Includes
bibliographical references and index. ISBN 978-0-13-612100-8 1. Management—-Study and
teaching. 2. Management—Problems, exercises, etc. Kim S. II. Title. HD30.4.W46 2011
658.40071’173—dc22 I. Cameron, 2009040522 10 9 8 7 6 5 4 3 2 ISBN 10: 0-13-612100-4
ISBN 13: 978-0-13-612100-8 B R I E F TA B L E O F C O N T E N T S Preface xvii Introduction
1 PART I 1 2 3 44 Developing Self-Awareness 45 Managing Personal Stress 105 Solving
Problems Analytically and Creatively PART II 4 5 6 7 PERSONAL SKILLS 167
INTERPERSONAL SKILLS 232 Building Relationships by Communicating Supportively
Gaining Power and Influence 279 Motivating Others 323 Managing Conflict 373 PART III
GROUP SKILLS 233 438 8 Empowering and Delegating 439 9 Building Effective Teams and
Teamwork 489 10 Leading Positive Change 533 PART IV SPECIFIC COMMUNICATION
SKILLS 590 Supplement A Making Oral and Written Presentations Supplement B
Conducting Interviews 619 Supplement C Conducting Meetings 651 Appendix I Glossary
673 Appendix II References 683 Name Index 705 Subject Index 709 Combined Index 713
591 iii This page intentionally left blank CONTENTS Preface xvii INTRODUCTION 1 THE
CRITICAL ROLE OF MANAGEMENT SKILLS The Importance of Competent Managers 6 The
Skills of Effective Managers 7 Essential Management Skills 8 What Are Management Skills? 9
Improving Management Skills 12 An Approach to Skill Development 13 Leadership and
Management 16 Contents of the Book 18 Organization of the Book 19 Practice and
Application 21 Diversity and Individual Differences 21 Summary 23 3 SUPPLEMENTARY
MATERIAL 24 Diagnostic Survey and Exercises 24 Personal Assessment of Management
Skills (PAMS) 24 What Does It Take to Be an Effective Manager? 28 SSS Software In-Basket
Exercise 30 SCORING KEY AND COMPARISON DATA 42 Personal Assessment of
Management Skills 42 Scoring Key 42 Comparison Data 42 What Does It Take to Be an
Effective Manager? SSS Software In-Basket Exercise 43 PART I 1 PERSONAL SKILLS 43 44
DEVELOPING SELF-AWARENESS SKILL ASSESSMENT 46 Diagnostic Surveys for Scale Self-
Awareness Self-Awareness Assessment 46 Emotional Intelligence Assessment 47 The
Defining Issues Test 48 45 46 v Cognitive Style Indicator 52 Locus of Control Scale 52
Tolerance of Ambiguity Scale 54 Core Self-Evaluation Scale (CSES) 56 SKILL LEARNING 57
Key Dimensions of Self-Awareness 57 The Enigma of Self-Awareness 58 The Sensitive Line
58 Understanding and Appreciating Individual Differences Important Areas of Self-
Awareness 61 Emotional Intelligence 62 Values 65 Ethical Decision Making and Values
Cognitive Style 74 Attitudes Toward Change 76 Core Self-Evaluation 79 SKILL ANALYSIS 84
Cases Involving Self-Awareness 60 72 84 Communist Prison Camp 84 Computerized Exam
85 Decision Dilemmas 86 SKILL PRACTICE 89 Exercises for Improving Self-Awareness
Through Self-Disclosure 89 Through the Looking Glass 89 Diagnosing Managerial
Characteristics 90 An Exercise for Identifying Aspects of Personal Culture: A Learning Plan
and Autobiography 92 SKILL APPLICATION 95 Activities for Developing Self-Awareness
Suggested Assignments 95 Application Plan and Evaluation 95 95 SCORING KEYS AND
COMPARISON DATA 97 Self-Awareness Assessment 97 Scoring Key 97 Comparison Data 97
Emotional Intelligence Assessment Scoring Key 97 Comparison Data 97 99 The Defining
Issues Test 99 The Escaped Prisoner 99 The Doctor’s Dilemma 100 The Newspaper 100
Cognitive Style Indicator 101 Scoring and Comparison Data for the Cognitive Style Indicator
Scoring Key 101 Comparison Data 101 Locus of Control Scale 101 Scoring Key 101
Comparison Data 102 Tolerance of Ambiguity Scale 102 Scoring Key 102 Comparison Data
102 vi CONTENTS 101 Core Self-Evaluation Scale 103 Scoring Key 103 Comparison Data
103 2 MANAGING PERSONAL STRESS SKILL ASSESSMENT 106 Diagnostic Surveys for
Managing Stress 105 106 Stress Management Assessment 106 Time Management
Assessment 107 Type A Personality Inventory 108 Social Readjustment Rating Scale 109
Sources of Personal Stress 111 SKILL LEARNING 112 Improving the Management of Stress
and Time 112 The Role of Management 113 Major Elements of Stress 113 Reactions to
Stress 114 Coping with Stress 115 Managing Stress Stressors 117 117 Eliminating Stressors
120 Eliminating Time Stressors Through Time Management 121 Eliminating Encounter
Stressors Through Collaboration and Emotional Intelligence 128 Eliminating Situational
Stressors Through Work Redesign 130 Eliminating Anticipatory Stressors Through
Prioritizing, Goal Setting, and Small Wins 132 Developing Resiliency 134 Physiological
Resiliency 136 Psychological Resiliency 139 Social Resiliency 143 Temporary Stress-
Reduction Techniques SKILL ANALYSIS 147 Cases Involving Stress Management 144 147
The Turn of the Tide 147 The Case of the Missing Time 150 SKILL PRACTICE 155 Exercises
for Long-Term and Short-Run Stress Management 155 The Small-Wins Strategy 155 Life-
Balance Analysis 156 Deep Relaxation 158 Monitoring and Managing Time 159 SKILL
APPLICATION 161 Activities for Managing Stress 161 Suggested Assignments 161
Application Plan and Evaluation 162 SCORING KEYS AND COMPARISON DATA Stress
Management Assessment 164 164 Scoring Key 164 Comparison Data 164 Time
Management Assessment 164 Scoring Key 164 Comparison Data 165 CONTENTS vii Type A
Personality Inventory 165 Scoring Key 165 Comparison Data 165 Social Readjustment
Rating Scale Comparison Data Source of Personal Stress 3 166 166 166 SOLVING
PROBLEMS ANALYTICALLY AND CREATIVELY 167 SKILL ASSESSMENT 168 Diagnostic
Surveys for Creative Problem Solving Problem Solving, Creativity, and Innovation How
Creative Are You ? 169 Innovative Attitude Scale 171 Creative Style Assessment 172 SKILL
LEARNING 174 Problem Solving, Creativity, and Innovation Steps in Analytical Problem
Solving 174 168 168 174 Defining the Problem 174 Generating Alternatives 176 Evaluating
Alternatives 176 Implementing the Solution 177 Limitations of the Analytical Problem-
Solving Model Impediments to Creative Problem Solving 178 Multiple Approaches to
Creativity 179 Conceptual Blocks 183 Percy Spencer’s Magnetron 185 Spence Silver’s Glue
185 The Four Types of Conceptual Blocks Review of Conceptual Blocks 194 Conceptual
Blockbusting 178 185 194 Stages in Creative Thought 194 Methods for Improving Problem
Definition Ways to Generate More Alternatives 199 International Caveats 202 Hints for
Applying Problem-Solving Techniques Fostering Creativity in Others 203 195 203
Management Principles 204 SKILL ANALYSIS 210 Cases Involving Problem Solving The
Mann Gulch Disaster Creativity at Apple 212 210 210 SKILL PRACTICE 214 Exercises for
Applying Conceptual Blockbusting 214 Individual Assignment—Analytical Problem Solving
(10 minutes) 214 Team Assignment—Creative Problem Solving (20 minutes) 215 Moving
Up in the Rankings 216 Keith Dunn and McGuffey’s Restaurant 217 Creative Problem-
Solving Practice 220 SKILL APPLICATION 222 Activities for Solving Problems Creatively
222 Suggested Assignments 222 Application Plan and Evaluation viii CONTENTS 222
SCORING KEYS AND COMPARISON DATA 224 Problem Solving, Creativity, and Innovation
224 Scoring Key 224 Comparison Data 224 How Creative Are You? 224 Scoring Key 224
Comparison Data 225 Innovative Attitude Scale 225 Scoring Key 225 Creative Style
Assessment 226 Scoring Key 226 Comparison Data 226 SKILL PRACTICE Applying
Conceptual Blockbusting 227 Observer’s Feedback Form 227 Answer to Matchstick
Problem in Figure 3.4 229 Answer to Shakespeare Riddle in Figure 3.5 229 Some Common
Themes Applying to Water and Finance 229 Answer to Name That Ship Problem in Figure
3.6 230 Answer to Nine-Dot Problem in Figure 3.7 230 Answer to Embedded Pattern
Problem in Figure 3.8 231 PART II 4 INTERPERSONAL SKILLS 232 BUILDING
RELATIONSHIPS BY COMMUNICATING SUPPORTIVELY SKILL ASSESSMENT 234 Diagnostic
Surveys for Supportive Communication Communicating Supportively Communication Styles
235 233 234 234 SKILL LEARNING 238 Building Positive Interpersonal Relationships 238
The Importance of Effective Communication 239 The Focus on Accuracy 240 What Is
Supportive Communication? Coaching and Counseling 244 242 Coaching and Counseling
Problems 245 Defensiveness and Disconfirmation 246 Principles of Supportive
Communication 247 Supportive Communication Is Based on Congruence, Not Incongruence
247 Supportive Communication Is Descriptive, Not Evaluative 248 Supportive
Communication Is Problem-oriented, Not Person-oriented 250 Supportive Communication
Validates Rather than Invalidates Individuals 251 Supportive Communication Is Specific
(Useful), Not Global (Nonuseful) 253 Supportive Communication Is Conjunctive, Not
Disjunctive 254 Supportive Communication Is Owned, Not Disowned 255 Supportive
Communication Requires Supportive Listening, Not One-Way Message Delivery 256 The
Personal Management Interview International Caveats 263 260 SKILL ANALYSIS 266 Cases
Involving Building Positive Relationships 266 Find Somebody Else 266 Rejected Plans 267
CONTENTS ix SKILL PRACTICE 269 Exercises for Diagnosing Communication Problems and
Fostering Understanding 269 United Chemical Company 269 Byron vs. Thomas 271 Active
Listening Exercise 272 SKILL APPLICATION 274 Activities for Communicating Supportively
Suggested Assignments 274 Application Plan and Evaluation 274 274 SCORING KEYS AND
COMPARISON DATA Communicating Supportively 276 276 Scoring Key 276 Comparison
Data 276 Communication Styles Comparison Data 276 276 SKILL PRACTICE Diagnosing
Problems and Fostering Understanding: United Chemical Company and Byron vs. Thomas
278 Observer’s Feedback Form 5 278 GAINING POWER AND INFLUENCE 279 SKILL
ASSESSMENT 280 Diagnostic Surveys for Gaining Power and Influence 280 Gaining Power
and Influence 280 Using Influence Strategies 281 SKILL LEARNING 283 Building a Strong
Power Base and Using Influence Wisely A Balanced View of Power 283 283 Lack of Power
283 Abuse of Power 285 Strategies for Gaining Organizational Power 286 The Necessity of
Power and Empowerment Sources of Personal Power 288 Sources of Positional Power 293
Transforming Power into Influence 286 298 Influence Strategies: The Three Rs 298 The
Pros and Cons of Each Strategy 300 Acting Assertively: Neutralizing Influence Attempts
SKILL ANALYSIS 310 Case Involving Power and Influence River Woods Plant Manager
SKILL PRACTICE 311 Exercise for Gaining Power 310 310 311 Repairing Power Failures in
Management Circuits Exercise for Using Influence Effectively Ann Lyman’s Proposal 304
311 312 313 Exercises for Neutralizing Unwanted Influence Attempts Cindy’s Fast Foods
314 9:00 to 7:30 315 x CONTENTS 314 SKILL APPLICATION 317 Activities for Gaining
Power and Influence Suggested Assignments 317 Application Plan and Evaluation 317 318
SCORING KEYS AND COMPARISON DATA Gaining Power and Influence 319 319 Scoring Key
319 Comparison Data 320 Using Influence Strategies Scoring Key 320 320 SKILL PRACTICE
Neutralizing Unwanted Influence Attempts Observer’s Feedback Form 6 321 321
MOTIVATING OTHERS 323 SKILL ASSESSMENT 324 Diagnostic Surveys for Motivating
Others 324 Diagnosing Poor Performance and Enhancing Motivation Work Performance
Assessment 325 324 SKILL LEARNING 326 Increasing Motivation and Performance 326
Diagnosing Work Performance Problems 326 Enhancing Individuals’ Abilities 328 Fostering
a Motivating Work Environment 330 Elements of an Effective Motivation Program 331
Establish Clear Performance Expectations 332 Remove Obstacles to Performance 334
Reinforce Performance-Enhancing Behavior 336 Provide Salient Rewards 344 Be Fair and
Equitable 348 Provide Timely Rewards and Accurate Feedback 348 SKILL ANALYSIS 354
Case Involving Motivation Problems Electro Logic 354 354 SKILL PRACTICE 361 Exercises
for Diagnosing Work Performance Problems Joe Chaney 363 Work Performance
Assessment 364 Exercise for Reshaping Unacceptable Behaviors Shaheen Matombo 361
364 364 SKILL APPLICATION 367 Activities for Motivating Others 367 Suggested
Assignments 367 Application Plan and Evaluation 368 SCORING KEYS AND COMPARISON
DATA 370 Diagnosing Poor Performance and Enhancing Motivation 370 Scoring Key 370
Comparison Data 370 Work Performance 371 Scoring Key 371 Comparison Data 371
CONTENTS xi SKILL PRACTICE Exercise for Reshaping Unacceptable Behaviors 372
Observer’s Feedback Form 7 372 MANAGING CONFLICT 373 SKILL ASSESSMENT 374
Diagnostic Surveys for Managing Conflict 374 Managing Interpersonal Conflict 374
Strategies for Handling Conflict 375 SKILL LEARNING 376 Interpersonal Conflict
Management Mixed Feelings About Conflict 376 376 Diagnosing the Type of Interpersonal
Conflict 378 Conflict Focus 378 Conflict Source 380 Selecting the Appropriate Conflict
Management Approach 383 Comparing Conflict Management and Negotiation Strategies
Selection Factors 386 386 Resolving Interpersonal Confrontations Using the Collaborative
Approach A General Framework for Collaborative Problem Solving 391 The Four Phases of
Collaborative Problem Solving 392 SKILL ANALYSIS 405 Case Involving Interpersonal
Conflict 405 Educational Pension Investments 405 SKILL PRACTICE 410 Exercise for
Diagnosing Sources of Conflict 410 SSS Software Management Problems 410 Exercises for
Selecting an Appropriate Conflict Management Strategy Bradley’s Barn 419 Avocado
Computers 419 Phelps, Inc. 420 Exercises for Resolving Interpersonal Disputes 420 Freida
Mae Jones 421 Can Larry Fit In? 423 Meeting at Hartford Manufacturing Company 424
SKILL APPLICATION 431 Activities for Improving Managing Conflict Skills 431 Suggested
Assignments 431 Application Plan and Evaluation 432 SCORING KEYS AND COMPARISON
DATA 434 Managing Interpersonal Conflict 434 Scoring Key 434 Comparison Data 435
Strategies for Handling Conflict 435 Scoring Key 435 SKILL PRACTICE Exercises for
Resolving Interpersonal Disputes 436 Observer’s Feedback Form 436 xii CONTENTS 418
390 PART III 8 GROUP SKILLS 438 EMPOWERING AND DELEGATING 439 SKILL
ASSESSMENT 440 Diagnostic Surveys for Empowering and Delegating 440 Effective
Empowerment and Delegation 440 Personal Empowerment Assessment 441 SKILL
LEARNING 443 Empowering and Delegating 443 A Management Dilemma Involving
Empowerment The Dirty Dozen 443 444 The Meaning of Empowerment 445 Historical
Roots of Empowerment 446 Dimensions of Empowerment 447 Self-Efficacy 447 Self-
Determination 448 Personal Consequence 449 Meaning 449 Trust 450 Review of
Empowerment Dimensions 451 How to Develop Empowerment 451 Articulating a Clear
Vision and Goals 452 Fostering Personal Mastery Experiences 453 Modeling 454 Providing
Support 454 Emotional Arousal 455 Providing Information 456 Providing Resources 457
Connecting to Outcomes 457 Creating Confidence 458 Review of Empowerment Principles
459 Inhibitors to Empowerment 461 Attitudes About Subordinates 462 Personal
Insecurities 462 Need for Control 462 Delegating Work 463 Advantages of Empowered
Delegation 463 Deciding When to Delegate 464 Deciding to Whom to Delegate 465 Deciding
How to Delegate Effectively 465 Review of Delegation Principles 470 International Caveats
471 SKILL ANALYSIS 474 Cases Involving Empowerment and Delegation 474 Minding the
Store 474 Changing the Portfolio 475 SKILL PRACTICE 476 Exercises for Empowerment
476 Executive Development Associates 476 Empowering Ourselves 480 Deciding to
Delegate 481 CONTENTS xiii SKILL APPLICATION 483 Activities for Empowerment and
Delegation 483 Suggested Assignments 483 Application Plan and Evaluation 483 SCORING
KEYS AND COMPARISON DATA Effective Empowerment and Delegation 485 485 Scoring
Key 485 Comparison Data 485 Personal Empowerment 485 Scoring Key 485 Comparison
Data 486 SKILL PRACTICE Deciding to Delegate: Analysis of “An Emergency Request” SKILL
PRACTICE Analysis of “Biological Warfare” 487 9 BUILDING EFFECTIVE TEAMS AND
TEAMWORK SKILL ASSESSMENT 490 Diagnostic Surveys for Building Effective Teams
Team Development Behaviors 490 Diagnosing the Need for Team Building SKILL
LEARNING 493 Developing Teams and Teamwork The Advantages of Teams 494 491 493
An Example of an Effective Team Team Development 490 497 498 The Forming Stage 498
The Norming Stage 499 The Storming Stage 501 The Performing Stage 503 Leading Teams
506 Developing Credibility 507 Establish SMART Goals and Everest Goals International
Caveats 511 Team Membership 509 512 Advantageous Roles 512 Providing Feedback 516
International Caveats 517 SKILL ANALYSIS 519 Cases Involving Building Effective Teams
519 The Tallahassee Democrat’s ELITE Team The Cash Register Incident 521 SKILL
PRACTICE 523 Exercises in Building Effective Teams 519 523 Team Diagnosis and Team
Development Exercise Winning the War on Talent 524 Team Performance Exercise 527
SKILL APPLICATION 529 Activities for Building Effective Teams Suggested Assignments
529 Application Plan and Evaluation xiv CONTENTS 529 530 523 486 489 SCORING KEYS
AND COMPARISON DATA Team Development Behaviors 531 531 Scoring Key 531
Comparison Data 531 Diagnosing the Need for Team Building Comparison Data 531 531 10
LEADING POSITIVE CHANGE 533 SKILL ASSESSMENT 534 Diagnostic Surveys for Leading
Positive Change 534 Leading Positive Change 534 Reflected Best-Self Feedback™ Exercise
535 A Sample E-Mail Request for Feedback 535 Machiavellianism Scale—MACH IV 536
SKILL LEARNING 538 Leading Positive Change 538 Ubiquitous and Escalating Change 539
The Need for Frameworks 539 Tendencies Toward Stability 540 A Framework for Leading
Positive Change 542 Establishing a Climate of Positivity 544 Creating Readiness for Change
550 Articulating a Vision of Abundance 553 Generating Commitment to the Vision 557
Institutionalizing the Positive Change 562 SKILL ANALYSIS 568 Cases Involving Leading
Positive Change 568 Corporate Vision Statements 568 Lee Iacocca’s Transformation of
Chrysler—1979–1984 SKILL PRACTICE 581 Exercises in Leading Positive Change 574 581
Reflected Best-Self Portrait 581 Positive Organizational Diagnosis Exercise 582 A Positive
Change Agenda 583 SKILL APPLICATION 584 Activities for Leading Positive Change
Suggested Assignments 584 Application Plan and Evaluation 584 585 SCORING KEYS AND
COMPARISON DATA Leading Positive Change Assessment 587 587 Scoring Key 587
Comparison Data 587 Reflected Best-Self Feedback™ Exercise 587 Machiavellianism Scale—
MACH IV 587 Scoring Key 587 Comparison Data 588 SKILL ANALYSIS Iacocca’s
Transformation of Chrysler—1979–1984 589 CONTENTS xv PART IV SPECIFIC
COMMUNICATION SKILLS 590 Supplement A MAKING ORAL AND WRITTEN
PRESENTATIONS SKILL LEARNING 592 Making Oral and Written Presentations 592
Essential Elements of Effective Presentations 593 SKILL PRACTICE 609 Exercises for
Making Effective Oral and Written Presentations Speaking as a Leader 609 Quality Circles at
Battle Creek Foods Supplement B 609 610 CONDUCTING INTERVIEWS 619 SKILL
LEARNING 620 Planning and Conducting Interviews 620 Specific Types of Organizational
Interviews 629 SKILL PRACTICE 634 Exercises for Conducting Special-Purpose Interviews
634 Evaluating the New Employee-Orientation Program 634 Performance-Appraisal
Interview with Chris Jakobsen 637 Employment-Selection Interview at Smith Farley
Insurance 643 Supplement C CONDUCTING MEETINGS SKILL LEARNING 652 Conducting
Effective Meetings: A Short Guide for Meeting Managers and Meeting Participants The Five
P s of Effective Meetings 652 Suggestions for Group Members 657 SKILL PRACTICE 660
Exercises for Conducting Meetings 651 652 660 Preparing and Conducting a Team Meeting
at SSS Software 660 Role Diagnosis 660 Meeting Evaluation Worksheet 661 APPENDIX I
GLOSSARY 673 APPENDIX II REFERENCES NAME INDEX 705 SUBJECT INDEX COMBINED
INDEX xvi CONTENTS 709 713 683 591 P R E FA C E What’s New in This Edition? Based on
suggestions from reviewers, instructors, and students we have made a number of changes
in the eighth edition of Developing Management Skills. • Added new skill assessments in
Chapter 1 and a new case in Chapter 3. • Revised parts of the book to reflect suggestions
and feedback from instructors and students. • Clarified instructions for scoring skill
assessments and updated the comparison data for each assessment. • Updated the research
supporting key points in each chapter. • Added a Resource Locator table at the beginning of
each chapter in the Instructors Manual, organized according to a chapter’s learning
objectives. • Added new video clips and exercise recommendations in the Instructors
Manual. • Enhanced the test bank by adding more application questions. • Revised the
PowerPoint slides. A MESSAGE TO STUDENTS: Why Focus on Management Skill
Development? Given that a “skill development” course requires more time and effort than a
course using the traditional lecture/discussion format, we are sometimes asked this
question by students, especially those who have relatively little work experience. Reason
#1: It focuses attention on what effective managers actually “do.” In an influential article,
Henry Mintzberg (1975) argued that management education had almost nothing to say
about what managers actually do from day to day. He further faulted management
textbooks for introducing students to the leading theories about management while
ignoring what is known about effective management practice. Sympathetic to Mintzberg’s
critique, we set out to identify the defining competencies of effective managers. Although no
two management positions are exactly the same, the research summarized in the
Introduction highlights ten personal, interpersonal, and group skills that form the core of
effective management practice. Each chapter addresses one of these skills. xvii Personal
Skills 1. Developing Self-Awareness 2. Managing Personal Stress 3. Solving Problems
Analytically and Creatively Interpersonal Skills 4. 5. 6. 7. Building Relationships by
Communicating Supportively Gaining Power and Influence Motivating Others Managing
Conflict Group Skills 8. Empowering and Delegating 9. Building Effective Teams and
Teamwork 10. Leading Positive Change Consistent with our focus on promoting effective
management practice, the material in these chapters provides guidance for a variety of
contemporary management challenges, including: “How can I help others accept new goals,
new ideas, new approaches?” “How can I invigorate those who feel outdated and left
behind?” “How do I help the ‘survivors’ of a downsizing pick up the pieces and move on?”
“How do I help people with very different agendas and philosophies work together,
especially during periods of high stress and uncertainty?” Anyone tempted to dismissively
argue that the answers to these questions are “common sense” would do well to recall Will
Rogers’ pithy observation: “Common sense ain’t common.” In addition, the research
reported in the Introduction suggests that, in many cases, managers’ “common sense” isn’t
“good sense.” The premise of this book and associated course is that the key to effective
management practice is practicing what effective managers—those with “good sense”—do
consistently. Reason #2: It is consistent with proven principles of effective teaching and
learning. A seasoned university professor advised a young colleague, “If your students
aren’t learning, you’re not teaching—you’re just talking!” Here’s what some authorities on
higher education have to say about how effective teachers foster learning: “All genuine
learning is active, not passive. It is a process of discovery in which the student is the main
agent, not the teacher.” (Adler, 1982) “Learning is not a spectator sport. Students do not
learn much just by sitting in a class listening to teachers, memorizing pre-packaged
assignments, and spilling out answers. They must talk about what they are learning, write
about it, relate it to past experiences, apply it to their daily lives. They must make what they
learn part of themselves.” (Chickering & Gamson, 1987) In their classic book on active
learning, Bonwell and Elson (1991) list seven defining characteristics. 1. Students are
involved in more than passive listening. 2. Students are engaged in activities (e.g., reading,
discussing, writing). 3. There is less emphasis placed on information transmission and
greater emphasis placed on developing student skills. 4. There is greater emphasis placed
on the exploration of attitudes and values. 5. Student motivation is increased, especially in
adult learners. xviii PREFACE 6. Students receive immediate feedback from their instructor
and peers. 7. Students are involved in higher order thinking (analysis, synthesis,
evaluation). Our goals in writing this book were to bridge the academic realm of theory and
research and the organizational realm of effective practice, and to help students
consistently translate proven principles from both realms into personal practice. To
accomplish these goals we formulated a five-step “active” learning model, described in the
Introduction. Based on the positive feedback we’ve received from teachers and students we
can state with confidence that the form of active learning pioneered in this book is a proven
pedagogy for management skill mastery. Tips for Getting the Most Out of This Course
Whether you are an undergraduate or MBA student, or an experienced manager, based on
our years of teaching management skills here are some suggestions for making this course a
personally meaningful learning experience. • Read the introduction carefully. Inasmuch as
this is not a typical management textbook, it is important that you understand its distinctive
learner-focused features especially the five-step learning model: Skill Assessment, Skill
Learning, Skill Analysis, Skill Practice, and Skill Application. You’ll also find informative
research on how much managers’ actions impact individual and organizational
performance, and the characteristics of effective managers. • Thoughtfully complete the
Skill Assessment surveys in each chapter. These diagnostic tools are designed to help you
identify which specific aspects of each skill topic most warrant your personal attention. •
Carefully study the Behavioral Guidelines and the summary model at the conclusion of the
Skill Learning section of each chapter before reading that section. These written and
graphical summaries are designed to bridge the research-informed description of each topic
with the skill development activities that follow. To help you internalize research-informed
“good sense” be sure to use the Behavioral Guidelines as your frame of reference when
reading and discussing Skill Analysis cases, and participating in Skill Practice and Skill
Application exercises. • Be sure to complete Skill Application exercise in each chapter.
Management skill mastery requires out-of-class skill practice. How to do this is pretty
straightforward if you are currently working in an organization, regardless of whether you
are an experienced manager or a new, part-time employee. Whether or not you are
currently employed, we encourage you to seek out skill practice opportunities in all aspects
of your life, including working in assigned teams in this and other courses, planning social
events for a campus or community organization, counseling a troubled sibling or friend,
managing end-of-semester deadlines, or handling a difficult issue with a boy/girlfriend or
spouse. The sooner you begin—and the more you persist in—practicing what you learn in
this course, the more you’ll be able to count on these skills as “automatic responses” when
you need them as a manager. Supplemental Material PASSWORD-PROTECTED
ASSESSMENT WEB SITE If your instructor has signed up for this object, an access-code-
protected Web site is available so you can take the Skill Assessments in the book online and
receive immediate, real-time feedback on how your scores compare with those of thousands
of other students in our PREFACE xix ever-expanding database. (Two assessments in the
book—“Source of Personal Stress” in Chapter 2 and the “Best-Self Feedback Exercise” in
Chapter 10—are not available online.) COURSESMART TEXTBOOKS ONLINE CourseSmart
Textbooks Online is an exciting new choice for students looking to save money. As an
alternative to purchasing the print textbook, students can subscribe to the same content
online and save up to 50 percent off the suggested list price of the print text. With a
CourseSmart eTextbook, students can search the text, make notes online, print out reading
assignments that incorporate lecture notes, and bookmark important passages for later
review. For more information, or to subscribe to the CourseSmart eTextbook, visit
www.coursesmart.com. Feedback If you have questions related to this product, please
contact our customer service department online at http://247pearsoned.custhelp.com/.
Acknowledgments In addition to the informal feedback that we have received from
colleagues around the world, we would especially like to thank the following people who
have formally reviewed material and provided valuable feedback, vital to the revision of this
and previous editions: Richard Allan, University of Tennessee– Chattanooga Forrest F. Aven,
University of Houston Lloyd Baird, Boston University Bud Baker, Wright State University
John D. Bigelow, Boise State University Ralph R. Braithwaite, University of Hartford Julia
Britt, California State University Tim Bothell, Brigham Young University David Cherrington,
Brigham Young University John Collins, Syracuse University Kerri Crowne, Temple
University Todd Dewett, Wright State University Andrew J. Dubrin, Rochester Institute of
Technology Steven Edelson, Temple University Norma Givens, Fort Valley State University
Barbara A. Gorski, St. Thomas University David Hampton, San Diego State University Stanley
Harris, Auburn University Richard E. Hunt, Rockhurst College Daniel F. Jennings, Baylor
University Avis L. Johnson, University of Akron xx PREFACE Jay T. Knippen, University of
South Florida Roland Kushner, Lafayette College Roy J. Lewicki, Ohio State University
Michael Lombardo, Center for Creative Leadership Charles C. Manz, University of
Massachusetts–Amherst Ralph F. Mullin, Central Missouri State University Thomas J.
Naughton, Wayne State University J. Randolph New, University of Richmond Jon L. Pierce,
University of Minnesota –Duluth Lyman Porter, University of California –Irvine Lyle F.
Schoenfeldt, Appalachian State University Jacop P. Siegel, University of Toronto Charles
Smith, Hofstra University Noel M. Tichy, University of Michigan Wanda V. Trenner, Ferris
State University Ulya Tsolmon, Brigham Young University Kenneth M. York, Oakland
University We especially thank our collaborators who adapted the book for the European
and Australian markets, as well as those who translated Developing Management Skills into
Spanish, Russian, Chinese, and Dutch. We are grateful for the assistance of many dedicated
associates who have helped us continually upgrade and enhance Developing Management
Skills. These include Nancy Keesham and Don Clement, both of the Fuqua School of Business
at Duke University, for their work on the supplement on making oral and written
presentations; Gretchen Spreitzer of the University of Southern California for her work on
the chapter on gaining power and influence; Richard M. Steers of the University of Oregon
for his work on the motivation chapter; Pat Seybolt and Troy Nielsen of the University of
Utah for their work on the chapter on managing conflict; Cathy German of Miami University
for her assistance in revising Supplement A, and John Tropman, University of Michigan, for
taking the lead in revising Supplement C. Special thanks are also due to Susan Schor, Joseph
Seltzer, and James Smither for writing the SSS Software In-Basket Exercise. Our long-time
collaboration with Sue Campbell-Clark has been particularly fruitful and we anticipate that
our work with Jeff Thompson, Brigham Young University, will be equally energizing. We
would especially like to thank Kim Norbuta, Claudia Fernandes, Kelly Warsak, and Judy
Leale of Prentice Hall; and Sharon Anderson of BookMasters for her expert assistance with
this edition. Finally, and most importantly, we express appreciation to our families for their
ongoing patience and support, which is reflected in their willingness to share their time
with this competing “labor of love” and to forgive our own gaps between common sense and
common practice. David A. Whetten Kim S. Cameron PREFACE xxi This page intentionally
left blank MANAGEMENT CONCEPTS ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ The Critical Role of
Management Skills The Importance of Competent Managers The Skills of Effective Managers
Essential Management Skills What Are Management Skills? Improving Management Skills
An Approach to Skill Development Leadership and Management Contents of the Book
Organization of the Book Practice and Application Diversity and Individual Differences
Summary SUPPLEMENTARY MATERIAL ■ ■ ■ Personal Assessment of Management Skills
(PAMS) What Does It Take to Be an Effective Manager? SSS Software In-Basket Exercise
INTRODUCTION The Critical Role of Management Skills SCORING KEY AND COMPARISON
DATA SKILL DEVELOPMENT OBJECTIVES ■ INTRODUCE THE IMPORTANCE OF
MANAGEMENT SKILLS ■ IDENTIFY ESSENTIAL MANAGEMENT SKILLS ■ EXPLAIN A
LEARNING MODEL FOR DEVELOPING MANAGEMENT SKILLS ■ REVIEW THE CONTENTS
OF THE BOOK This page intentionally left blank Introduction The Critical Role of
Management Skills No one doubts that the twenty-first century will continue to be
characterized by chaotic, transformational, rapid-fire change. In fact, almost no sane person
is willing to predict what the world will be like 50, 25, or even 15 years from now. Change is
just too rapid and ubiquitous. The development of “nanobombs” have caused some people
to predict that personal computers and desktop monitors will land on the scrap heap of
obsolescence within 20 years. The new computers will be a product of etchings on
molecules leading to personalized data processors injected into the bloodstream, implanted
in eyeglasses, or included in wristwatches. Predictions of the changes that will occur in the
future are often notoriously wrong, of course, as illustrated by Thomas Watson’s (founder
of IBM) prediction that only a few dozen computers would ever be needed in the entire
world, Thomas Edison’s prediction that the lightbulb would never catch on, or Irving
Fisher’s (preeminent Yale economist) prediction in 1929 (a month before the crash) that
the stock market had reached “a permanently high plateau.” When Neil Armstrong walked
on the moon in 1969, most people predicted that we would soon be walking on Mars,
establishing colonies in outer space, and launching probes from lunar pads. In 1973, with
long lines at the gas pumps due to an OPEC-led fuel crisis, economists predicted that oil
would sell for $100 a barrel in the United States by 1980. Most notorious of all, of course,
was the prediction by the United States patent office in 1896 that it would soon close its
doors since “everything that can be invented has been invented.” Warren Bennis, a
colleague of ours, half-jokingly predicted that the factory of the future would have only two
employees, a person and a dog. The person would be there to feed the dog. The dog would
be there to keep the person from touching the equipment! Tom Peters counseled managers
that, due to the chaotic pace of change, “If you’re not confused, you’re not paying attention.”
And the late Peter Drucker characterized the current environment this way: “We are in one
of those great historical periods that occur every 200 or 300 years when people don’t
understand the world anymore, and the past is not sufficient to explain the future.” Almost
no one would argue that “permanent white water” best characterizes our current
environment. Almost everything is in flux, from our technology and methods of transacting
business to the nature of education and the definition of the family. INTRODUCTION 3
Despite all this change in our environment, there is something that has remained, and
continues to remain, relatively constant. With minor variations and stylistic differences,
what has not changed in several thousand years are the basic skills that lie at the heart of
effective, satisfying, growth-producing human relationships. Freedom, dignity, trust, love,
and honesty in relationships have always been among the goals of human beings, and the
same principles that brought about those outcomes in the eleventh century still bring them
about in the twenty-first century. Despite our circumstances, in other words, and despite
the technological resources we have available to us, the same basic human skills still lie at
the heart of effective human interaction. In fact, human relationships are becoming more
important, not less, as the information age unfolds and technologies encroach even more
upon our daily lives. Most of us are exposed to more information each day than we can
possibly pay attention to. More than 6,000 business books are published each month.
Moreover, no mechanism exists to organize, prioritize, or interpret that information, so it is
often unclear what is crucial and what can be ignored. Consequently, the relationship we
have with the sources of that information is the key sense-making mechanism. Building
trusting relationships is a critical part of coping with information overload. It is a fact that
when everything is changing, change becomes unmanageable. No one can manage constant,
unorganized change. Think of being a pilot on an airplane. Everything is changing—the
entire plane is in constant motion—as the plane moves through the air. Unless you can fix
on something that is not changing—for example, the ground or the stars—it is impossible to
fly the plane. Tragically, investigators found that John F. Kennedy Jr. unknowingly flew his
plane into the Atlantic Ocean killing himself, his wife, and his sister-in-law because he lost
sight of land and, consequently, lost perspective. He became unable to manage change
because he did not have an established, unwavering point that helped him maintain his
bearings. We make sense of change by being able to identify a fixed, stable, permanent point
that provides us with perspective. In our current “white water” environment, the skills
discussed in this book serve as fixed points. They have changed very little in their
effectiveness and relevance over several thousand years. And their relationship to effective
human and organizational performance has been well-documented. Later in this
Introduction we share some of the scientific research that confirms the power of these
management skills in accounting for effective personal, interpersonal, and organizational
performance. The problem, of course, is that what is known is not always the same as what
is demonstrated. Although we have known about the principles of effective relationships for
a very long time, the history of humankind illustrates that these principles have not always
been practiced. Especially in our current day, what we know and what we demonstrate do
not always match. Dr. Bob Moorehead of Seattle’s Overlake Christian Church, who resigned
his own position under a cloud of accusations, described it this way: The paradox of our
time in history is that we have taller buildings but shorter tempers, wider freeways but
narrower viewpoints. We spend more but have less; we buy more but enjoy it less. We have
bigger houses and smaller families, more conveniences but less time. We have more degrees
but less sense; more knowledge but less judgment; more experts but more problems; more
medicine but less wellness. We drink too much, smoke too much, spend too recklessly,
laugh too little, drive too fast, get too angry too quickly, stay up too late, get too tired, read
too seldom, watch TV too much, and pray too seldom. We have multiplied our possessions,
but reduced our values. We talk too much, love too seldom, and hate too often. We have
learned how to make a living but not a life; we’ve added years to life but not life to years.
We’ve been all the way to the moon and back but have trouble crossing the 4
INTRODUCTION street to meet the new neighbor. We’ve conquered outer space but not
inner space. We’ve done larger things but not better things. We’ve cleaned up the air but
polluted the soul. We’ve split the atom but not our prejudice. We write more but learn less.
We plan more but accomplish less. We’ve learned to rush but not to wait. We build more
computers to hold more information to produce more copies than ever but have less
communication. These are the times of fast foods and slow digestion; tall men and short
character; steep profits and shallow relationships. These are the times of world peace but
domestic warfare; more leisure but less fun; more kinds of food but less nutrition. These are
the days of two incomes but more divorce, of fancier houses but broken homes. These are
the days of quick trips, disposable diapers, throw-away morality, one-night stands,
overweight bodies, and pills that do everything from cheer to quiet to kill. It is a time when
there is much in the show window and nothing in the stockroom. (Moorehead, n.d.) This
book is built on the presumption that developing management skills—that is, the skills
needed to manage one’s own life as well as relationships with others—is a ceaseless
endeavor. These skills were largely the same a century ago as they are today. The basic
behavioral principles that lie at the foundation of these skills are timeless. That is one
reason why the shelves of bookstores and on-line newsletters are filled with prescriptions
of how one more executive or one more company struck it rich or beat out the competition.
Thousands of books trumpet some special set of prescriptions for how to be successful in
business, or in life. Many of these books have made it to the best-seller lists and have
enjoyed lengthy stays. Our intention in this book is not to try to duplicate the popular
appeal of the best-selling books nor to utilize the common formula of recounting anecdotal
incidents of successful organizations and well-known managers. We have produced a book
that remains true to, and is based on, social science and business research. We want to
share with you what is known and what is not known about how to develop management
skills and how to foster productive, healthy, satisfying, and growth-producing relationships
with others in your work setting. Developing Management Skills is designed to help you
actually improve your personal management competencies—to change your behavior. This
book, therefore, serves more as a practicum or a guide to effective managerial behavior than
a description of what someone else has done to successfully manage an organization. It will
surely help you think, and it will provide examples of success, but it will have failed if it also
does not help you behave more competently in your own life. Whereas the skills focused on
in this book are called “management skills,” their relevance is not limited just to an
organization or work setting. We focus mainly on work settings here because our primary
goal is to help you prepare for and improve your own competency in a managerial role. You
will discover, however, that these skills are applicable in most areas of your life—with
families, friends, volunteer organizations, and your community. In the next section we
review some of the scientific evidence that demonstrates how management skills are
associated with personal and organizational success, and we review several studies of the
key management skills that seem to be the most important in our modern-day environment.
It is those key skills that this book has targeted. We then describe a model and a
methodology for helping you to develop management skills. A large number of management
fads abound proclaiming a new way to be a leader, get rich, or both, but our intent is to rely
on a proven methodology that has grounding in the scientific literature. We present what
has been shown to be a superior process for improving management skills, and we base our
claims on scholarly evidence. This Introduction concludes with a brief description of the
organization of the rest of the book and the importance of keeping in mind individual
differences among people. INTRODUCTION 5 The Importance of Competent Managers In
the last decade or so, an abundance of evidence has been produced that skillful
management—especially those competent in the management of people in organizations—
is the key determinant of organizational success. These studies have been conducted across
numerous industry sectors, international settings, and organization types. The research
findings now make it almost unquestionable that if organizations want to succeed, they
must have competent, skillful managers. For example, in one study of 968 firms,
representing all major industries in the United States, organizations whose managers
effectively managed their people—that is, they implemented effective people management
strategies and demonstrated personal competency in management skills—had, on the
average, a decrease in turnover of more than 7 percent, increased profits of $3,814 per
employee, $27,044 more in sales per employee, and $18,641 more in stock market value per
employee, compared to firms that had less effective people management (Huselid, 1995;
Pfeffer & Veiga, 1999). In a follow-up study of 702 firms, shareholder wealth was an
amazing $41,000 per employee higher in companies demonstrating strong people
management skills than in firms that had a lower emphasis on people management (Huselid
& Becker, 1997). A study of German firms in 10 industrial sectors produced similar results:
“Companies that place workers at the core of their strategies produce higher long-term
returns . . . than their industry peers” (Blimes, Wetzker, & Xhonneux, 1997). A study of five-
year survivability in 136 nonfinancial companies that issued IPOs in the late 1980s found
that the effective management of people was the most significant factor in predicting
longevity, even when accounting for industry type, size, and profits. Firms that did a good
job of managing people tended to survive; others did not (Welbourne & Andrews, 1996). A
study by Hanson (1986) investigated the factors that best accounted for financial success
over a five-year span in 40 major manufacturing firms. The question being addressed was:
“What explains the financial success of the firms that are highly effective?” The five most
powerful predictors were identified and assessed. They included market share (assuming
that the higher the market share of a firm, the higher its profitability); firm capital intensity
(assuming that the more a firm is automated and up-to-date in technology and equipment,
the more profitable it is); size of the firm in assets (assuming that economies of scale and
efficiency can be used in large firms to increase profitability); industry average return on
sales (assuming that firms would reflect the performance of a highly profitable industry);
and the ability of managers to effectively manage their people (assuming that an emphasis
on good people management helps produce profitability in firms). The results revealed that
one factor—the ability to manage people effectively—was three times more powerful than
all other factors combined in accounting for firm financial success over a five-year period!
We repeat, good management was more important than all other factors taken together in
predicting profitability. Even research by the U.S. government confirms this management-
effectiveness link. The U.S. Office of the Comptroller of the Currency studied the reasons for
the failures of national banks in the United States during the 1980s. Two major factors were
found to account for the record number of bank failures during that period: distressed
economic conditions and poor management. The relative impact of those two factors,
however, was somewhat surprising. Almost 90 percent of the failed banks were judged to
have had poor management. Only 35 percent of the failures had experienced depressed
economic conditions in the region in which they operated, and in only 7 percent of the cases
was a depressed economic condition the sole cause of bank failure (U.S. Office of the
Comptroller of the Currency, 1990). Dramatic anecdotal evidence also abounds regarding
the impact of effective management on workers and organizations. One of the most notable,
for example, was the General Motors automobile assembly plant in Fremont, California. The
plant was built in 6 INTRODUCTION the 1950s and, at the beginning of the 1980s, was
assembling the Chevrolet Nova model. The plant had a history of labor and productivity
problems, however, and by the end of 1982 the performance statistics were dismal.
Absenteeism was running at 20 percent. The number of formal grievances filed by
employees totaled almost 5,000 (an average of more than 20 grievances per day for every
workday of the year), and more than 2,000 grievances were still unresolved at year’s end.
An average of three to four wildcat strikes per year had occurred during the previous few
years, and morale, productivity, and quality of production by the 5,000 employees were the
worst in the corporation. Costs of assembling the automobile were about 30 percent above
the Asian competitors. In light of these data, corporate headquarters issued an order to
close the plant and lay off the workers. Three years later, General Motors signed a joint
operating agreement with one of its major competitors: Toyota Motors. Much had been
written about the Japanese method of managing, so General Motors asked Toyota to reopen
and manage the Fremont plant. Most of the former U.S. autoworkers were rehired, and a
new management team was put in place. Workers were exposed to training in high-
involvement work practices, and a former Ford Motor Company employee actually became
the plant manager. The primary difference between the plant before it closed and after it
reopened was that a new management team was in place and employee training had
occurred. The workforce, in other words, remained essentially unchanged. One year after
reopening, the organization’s performance data looked Absenteeism: Grievances: Strikes:
Employees: Productivity: Quality: Costs: Product: 2 percent 2 outstanding None 2,500
(producing 20 percent more cars) Highest in the corporation Highest in the corporation
Equal to those of the competition Toyota Corolla—rated AAA’s best car in its price range
The remarkable thing about this turnaround is that it did not take five or ten years to
produce major improvements in productivity, cohesion, and commitment. It occurred in
just over a year simply by changing the way workers were managed. These studies indicate
overwhelmingly that good management fosters financial success, whereas less effective
management fosters financial distress. Successful organizations have managers with well-
developed people management skills. In surveys of CEOs, executives, and business owners,
results consistently show that the factor most responsible for business failure is “bad
management” and the best way to ensure business success is to “provide better
management.” Moreover, the data are clear, management skills are more important than
industry, environment, competition, and economic factors combined. Surprisingly, however,
finding people who effectively manage people is not as easy as might be expected. Pfeffer &
Veiga (1999) concluded that: “Even as these research results pile up, trends in actual
management practice are, in many instances, moving in a direction exactly opposite to what
this growing body of evidence prescribes.” Common sense and common knowledge are not
necessarily common practice. Knowing and doing are not the same things. Being able to
analyze a case, identify a problem, or recite a correct answer to a question is not equivalent
to being able to actually implement effective management skills. The Skills of Effective
Managers What, then, differentiates effective managers from less effective managers? If
developing management skills is so crucial for organizational success, what skills ought to
be the focus of attention? INTRODUCTION 7 The management literature is filled with lists of
attributes, behaviors, orientations, and strategies for enhancing successful performance. For
example, Pfeffer (1998) identified seven key practices associated with managerial and
organizational effectiveness: ensure employment security, selectively hire people, foster
decentralization and self-managing teams, institute high levels of pay based on
performance, train extensively, reduce status differences, and share information. Quinn
(2000) identified eight “seeds” of effective management and leadership: “envision the
productive community,” “first look within,” “embrace the hypocritical self,” “transcend fear,”
“embody a vision of the common good,” “disturb the system,” “surrender to the emergent
process,” and “entice through moral power.” An international study of 6,052 managers from
22 countries focused on differences in managerial attributes and identified attributes such
as inspirational, self-sacrificial, integrity, diplomatic, malevolent, visionary, administrative,
self-centered, status conscious, autocratic, modest, and autonomous (Brodbeck et al., 2000).
Rigby (1998) focused on the 25 most popular management tools and techniques in an
investigation of the association between management tools and techniques and
organizational performance. According to 4,137 managers in North America, Europe, and
Asia, the tools associated with organization success were: strategic planning, pay for
performance, strategic alliances, customer satisfaction measurement, shareholder value
analysis, mission and vision statements, benchmarking, cycle time reduction, agile
strategies, self-directed teams, and groupware. These kinds of lists are useful, but they do
not identify management skills per se. Instead, they enumerate organizational strategies,
personality orientations, or philosophical approaches to management, and their
implementation is usually outside the explicit control of the individual manager. Either they
are complex sets of activities in which many people must be involved—for example,
“ensuring employment security,” “selectively hiring,” or “shareholder value analysis”—or
they are cognitive activities that are not behavioral in character—for example, “envisioning
the productive community,” “first looking within,” or “avoiding malevolence.” Some of the
lists enumerate personality characteristics or styles—for example, inspirational, or
autocratic—or they enumerate organizational practices—for example, pay for performance,
or strategic planning. The effectiveness of the attributes on these kinds of lists depends on
the manager’s skill in implementing them, and that means being competent in fundamental
management skills. Management skills form the vehicle by which management strategy,
management practice, tools and techniques, personality attributes, and style work to
produce effective outcomes in organizations. Management skills, in other words, are the
building blocks upon which effective management rests. That is why the focus of this book
is on developing management skills rather than on strategy, tools and techniques, or styles.
Management skills are the means by which managers translate their own style, strategy,
and favorite tools or techniques into practice. Essential Management Skills A variety of
investigators have sought to identify what specific skills are characteristic of the most
effective managers. In our own investigation, for example, we wanted to identify the skills
and competencies that separate extraordinarily effective performers from the rest of us. We
identified 402 individuals who were rated as highly effective managers in their own
organizations in the fields of business, health care, education, and state government by
asking senior officers to name the most effective managers in their own organizations. We
then interviewed those people to determine what attributes were associated with
managerial effectiveness. We asked questions such as: ❏❏8 INTRODUCTION How have you
become so successful in this organization? Who fails and who succeeds in this organization
and why? ❏❏❏If you had to train someone to take your place, what knowledge and what
skills would you make certain that person possessed in order to perform successfully as
your successor? If you could design an ideal curriculum or training program to teach you to
be a better manager, what would it contain? Think of other effective managers you know.
What skills do they demonstrate that explain their success? Our analysis of the interviews
produced about 60 characteristics of effective managers. The 10 identified most often are
listed in Table 1. Not surprisingly, these 10 characteristics are all behavioral skills. They are
not personality attributes or styles, nor are they generalizations such as “luck” or “timing.”
They also are common across industries, levels, and job responsibilities. The characteristics
of effective managers are not a secret. The management skills derived from our study are
similar to those resulting from several other surveys published in the management
literature. Table 2, for example, lists a representative sample of surveys that relied on a
heterogeneous mix of respondents. Not surprisingly, the two lists are very similar.
Regardless of whether respondents are CEOs or first-line supervisors, whether they work in
the public sector or the private sector, their skills are quite easily identifiable and agreed
upon by observers. It is not hard to recognize and describe the skills of effective managers.
What Are Management Skills? There are several defining characteristics of management
skills that differentiate them from other kinds of managerial characteristics and practices.
First, management skills are behavioral. They are not personality attributes or stylistic
tendencies. Management skills consist of identifiable sets of actions that individuals
perform and that lead to certain outcomes. Skills can be observed by others, unlike
attributes that are purely mental or are embedded in personality. Whereas people with
different styles and personalities may apply the skills differently, there are, nevertheless, a
core set of observable attributes in effective skill performance that are common across a
range of individual differences. Second, management skills are controllable. The
performance of these behaviors is under the control of the individual. Unlike organizational
practices such as “selectively Table 1 Skills of Effective Managers—One Study 1. Verbal
communication (including listening) 2. Managing time and stress 3. Managing individual
decisions 4. Recognizing, defining, and solving problems 5. Motivating and influencing
others 6. Delegating 7. Setting goals and articulating a vision 8. Self-awareness 9. Team
building 10. Managing conflict INTRODUCTION 9 Table 2 Critical Management Skills—A
Sample of Studies STUDY ❏RESPONDENTS • FOCUS RESULTS ❏Luthans, Rosenkrantz, and
Hennessey (1985) • 52 managers in 3 organizations • Participant observation of skills
demonstrated by most effective versus least effective managers Building power and
influence Communicating with outsiders Managing conflict Decision making
Communicating with insiders Developing subordinates Processing paperwork Planning and
goal setting Employment Verbal communication Listening Enthusiasm Written
communication Technical competence Appearance Job Success Interpersonal skills Verbal
communication Written communication Persistence/determination Enthusiasm Technical
competence ❏Curtis, Winsor, and Stephens (1989) • 428 members of the American Society
of Personnel Administrators in the United States • (1) Skills needed to obtain employment •
(2) Skills important for successful job performance • (3) Skills needed to move up in the
organization ❏Van Velsor & Britain (1995) • Summarizes 5 previous studies of
“derailment” • 20 U.S. managers and 42 European managers • Focus on skills causing
“derailment” (the opposite of success) To Move Up Ability to work well with others one-on-
one Ability to gather information and make a decision Ability to work well in groups Ability
to listen and give counsel Ability to give effective feedback Ability to write effective reports
Knowledge of the job Ability to present a good image for the firm Ability to use computers
Knowledge of management theory Knowledge of finance Knowledge of marketing
Knowledge of accounting Ability to use business machines Problems with interpersonal
relationships Failure to meet business objectives Inability to build and lead a team Inability
to manage self-development or to adapt ❏American Management Association (2000) • 921
managers in the United States Skill Customer focus Ability to use information to solve
problems Recognizing problems and implementing solutions Credibility among peers,
subordinates, colleagues Ability to transform words into actions Listening and asking
questions Contributing to firm mission/objectives Working in teams
(cooperation/commitment) Identifying opportunities for innovation Setting standards for
self and subordinates Coaching and mentoring skills Time management Implementing
improvements Setting priorities 10 INTRODUCTION Importance to Organizations
Managerial Competence Gap 1 (4.74) 2 (4.64) 3 (4.56) 4 (4.45) 5 (4.44) 6 (4.40) 7 (4.39) 8
(4.34) 9 (4.33) 10 (4.32) 15 (4.21) 12 (4.27) 11 (4.29) 14 (4.24) 1 (3.90) 2 (3.71) 8 (3.52) 3
(3.69) 5 (3.55) 13 (3.36) 4 (3.57) 11 (3.40) 14 (3.35) 7 (3.53) 26 (2.99) 25 (3.19) 17 (3.33)
20 (3.32) 22 15 7 18 11 3 16 8 4 9 1 2 5 6 Table 2 Critical Management Skills—A Sample of
Studies STUDY ❏RESPONDENTS • FOCUS ❏Andersen Consulting (2000) • Study of
Andersen partners, consultants, and client leaders RESULTS Employee skills Creativity
Team building Resilience/flexibility Technical competence Deal with ambiguity Speed
Emotional intelligence Communication skills Leadership attributes Less controlling Shares
authority Culturally attuned Encourages challenge Clear vision Comfortable with risk
Creates a motivated business Manages intellectual diversity Entrepreneurial hiring,” or
cognitive activities such as “transcending fear,” skills can be consciously demonstrated,
practiced, improved, or restrained by individuals themselves. Skills may certainly engage
other people and require cognitive work, but they are behaviors that people can control
themselves. Third, management skills are developable. Performance can improve. Unlike IQ
or certain personality or temperament attributes that remain relatively constant
throughout life, individuals can improve their competency in skill performance through
practice and feedback. Individuals can progress from less competence to more competence
in management skills, and that outcome is the primary objective of this book. Fourth,
management skills are interrelated and overlapping. It is difficult to demonstrate just one
skill in isolation from others. Skills are not simplistic, repetitive behaviors, but they are
integrated sets of complex responses. Effective managers, in particular, must rely on
combinations of skills to achieve desired results. For example, in order to effectively
motivate others, skills such as supportive communication, influence, empowerment, and
self-awareness may be required. Effective managers, in other words, develop a constellation
of skills that overlap and support one another and that allow flexibility in managing diverse
situations. Fifth, management skills are sometimes contradictory or paradoxical. For
example, the core management skills are neither all soft and humanistic in orientation nor
all harddriving and directive. They are oriented neither toward teamwork and
interpersonal relations exclusively nor toward individualism and technical
entrepreneurship exclusively. A variety of skills are typical of the most effective managers,
and some of them appear incompatible. To illustrate, Cameron and Tschirhart (1988)
assessed the skill performance of more than 500 midlevel and upper-middle managers in
about 150 organizations. The most frequently mentioned 25 management skills taken from
about a dozen studies in the academic literature (such as those in Table 2) were measured.
Statistical analyses revealed that the skills fell into four main groups or clusters. One group
of skills focused on participative and human relations skills (for example, supportive
communication and team building), while another group focused on just the opposite, that
is, competitiveness and control (for example, assertiveness, power, and influence skills). A
third group focused on innovativeness and individual entrepreneurship (for example,
creative problem solving), while a fourth group emphasized the opposite type of skills,
namely, maintaining order and rationality (for example, managing time and rational
decision making). One conclusion from that study was that effective managers are required
to demonstrate paradoxical skills. That is, the most effective managers are both
participative and hard-driving, both nurturing and competitive. They were able to be
flexible and creative while also being controlled, stable, and rational (see Cameron, Quinn,
DeGraff, & Thakor, 2006). Our INTRODUCTION 11 objective in this book is to help you
develop that kind of behavioral competency and complexity. Improving Management Skills
It is a bit unnerving that while average IQ scores have increased in the population over the
last half-century, social and emotional intelligence scores have actually declined. In the
population in general, people are less skilled at managing themselves and managing others
than they were 50 years ago (Goleman, 1998). While average IQ scores have jumped
approximately 25 points, emotional intelligence scores (EQ) among young people and
adults has fallen. Moreover, whereas the “technological float” has shrunk dramatically—
that is, the time between the introduction of a new technology and its being copied and
revised is constantly decreasing and is now measured in weeks rather than years—the
“human float” has changed very little. It still takes about the same amount of time to develop
behavioral skills and human competencies as it always has. No shortcuts or quick fixes have
emerged, and the effort and practice that are required to become more emotionally
intelligent and interpersonally skilled is substantial. Progress regarding how to cope with
and manage issues relating to other people has not kept pace with technological progress,
and it remains the biggest challenge for managers. The good news is that improvement in
developing management skills has been found in both students and managers who have
been exposed to a curriculum such as the one advocated in Developing Management Skills.
For example, MBA students showed improvement of from 50 to 300 percent on social skills
over the course of two years by enrolling in two courses based on the approach to
developing management skills presented here. A greater amount of improvement occurred
among students who applied these skills to multiple aspects of their lives outside the
classroom, and people who were more competent to begin with made the most progress. In
addition, a cohort of 45- to 55year-old executives produced the same results as the MBA
students. That is, they also improved dramatically in their management skills even though
most were already experienced in senior managerial positions (Boyatzis, 1996, 2000, 2005;
Boyatzis, Cowen, & Kolb, 1995; Boyatzis, Leonard, Rhee, & Wheeler, 1996; Leonard, 1996;
Rhee, 1997; Wheeler, 1999). On the other hand, exposure to a traditional cognitive-based
curriculum without exposure to management skills development does not correlate with
improvements in social competence, management skills, or career success. For example,
Cohen (1984) summarized the results of 108 studies of the relationship between
performance in college courses (as measured by grade-point average) and subsequent life
success. Life success was measured by a variety of factors, including job performance,
income, promotions, personal satisfaction, eminence, and graduate degrees. The mean
correlation between performance in school and performance in life in these studies was .18,
and in no case did the correlation exceed .20. These low correlations suggest that school
performance and successful performance in subsequent life activities are related only
marginally. The data, in other words, appear quite compelling. Attending school merely to
achieve high grades in cognitive courses—while important—is not sufficient for
management, career, or life success. Going into debt for a formal education or achieving an
additional set of letters behind your name without also developing and improving your
management skills will be an unfortunate lost opportunity. That is why we feel so strongly
that in the management curriculum of universities, students should be exposed to a learning
model such as the one we describe here. Our strong feelings, of course, are not based on
blind optimism. Scientific evidence exists that such exposure can make a difference both to
individuals and to the bottom-line performance of companies. 12 INTRODUCTION An
Approach to Skill Development Successful management development, of course, is more
than just following a cookbook list of sequential behaviors. Developing highly competent
management skills is much more complicated than developing skills such as those
associated with a trade (for example, welding) or a sport (for example, shooting baskets).
Management skills are: (1) linked to a more complex knowledge base than other types of
skills and (2) inherently connected to interaction with other (frequently unpredictable)
individuals. A standardized approach to welding or shooting free throws may be feasible,
but no standardized approach to managing human beings is possible. On the other hand,
what all skills do have in common is the potential for improvement through practice. Any
approach to developing management skills, therefore, must involve a heavy dose of
practical application. At the same time, practice without the necessary conceptual
knowledge is sterile and ignores the need for flexibility and adaptation to different
situations. Therefore, developing competencies in management skills is inherently tied to
both conceptual learning and behavioral practice. The method that has been found to be
most successful in helping individuals develop management skills is based on social
learning theory (Bandura, 1977; Boyatzis et al., 1995; Davis & Luthans, 1980). This
approach marries rigorous conceptual knowledge with opportunities to practice and apply
observable behaviors. It relies on cognitive work as well as behavioral work. Variations on
this general approach have been used widely in on-the-job supervisory training programs,
and they are common in executive education programs and corporate universities—less so
in business schools. This learning model, as originally formulated, consisted of four steps:
(1) the presentation of behavioral principles or action guidelines, generally using traditional
instruction methods; (2) demonstration of the principles by means of cases, films, scripts, or
incidents; (3) opportunities to practice the principles through role plays or exercises; and
(4) feedback on performance from peers, instructors, or experts. Our own experience in
teaching complex management skills, as well as recent research on management skills
development among MBA students (e.g., Boyatzis et al., 1995; Vance, 1993) has convinced
us that three important modifications are necessary in order for this model to be most
effective. First, the behavioral principles must be grounded in social science theory and in
reliable research results. Common sense generalizations and panacea-like prescriptions
appear regularly in the popular management literature. To ensure the validity of the
behavioral guidelines being prescribed, the learning approach must include scientifically
based knowledge about the effects of the management principles being presented. Second,
individuals must be aware of their current level of skill competency and be motivated to
improve upon that level in order to benefit from the model. Most people receive very little
feedback about their current level of skill competency. Most organizations provide some
kind of annual or semiannual evaluation (for example, course grades in school or
performance appraisal interviews in firms), but these evaluations are almost always
infrequent and narrow in scope, and they fail to assess performance in most critical skill
areas. To help a person understand what skills to improve and why, therefore, an
assessment activity must be part of the model. In addition, most people find change
uncomfortable and therefore avoid taking the risk to develop new behavior patterns. An
assessment activity in the learning model helps encourage these people to change by
illuminating their strengths and weaknesses. People then know where weaknesses lie and
what things need to be improved. Assessment activities generally take the form of
selfevaluation instruments, case studies, or problems that help highlight personal strengths
and weaknesses in a particular skill area. INTRODUCTION 13 Third, an application
component is needed in the learning model. Most management skill training takes place in a
classroom setting where feedback is immediate, and it is relatively safe to try out new
behaviors and make mistakes. Therefore, transferring learning to an actual job setting is
often problematic. Application exercises help to apply classroom learning to examples from
the real world of management. Application exercises often take the form of an outside-of-
class intervention, a consulting assignment, self-analysis through journal writing, or a
problem-centered intervention, which the student then analyzes to determine its degree of
success or failure. In summary, evidence suggests that a five-step learning model is most
effective for helping individuals develop management skills (see Cameron & Whetten, 1984;
Kolb, 1984; Vance, 1993; Whetten & Cameron, 1983). Table 3 outlines such a model. Step 1
involves the assessment of current levels of skill competency and knowledge of the
behavioral principles. Step 2 consists of the presentation of validated, scientifically based
principles and guidelines for effective skill performance. Step 3 is an analysis step in which
models or cases are made available in order to analyze behavioral principles in real
organizational settings. This step also helps demonstrate how the behavioral guidelines can
be adapted to different personal styles and circumstances. Step 4 consists of practice
exercises in which experimentation can occur and immediate feedback can be received in a
relatively safe environment. Step 5, finally, is the application of the skill to a real-life setting
outside the classroom with follow-up analysis of the relative success of that application.
Research on the effectiveness of training programs using this general learning model has
shown that it produces results superior to those based on more traditional
lecturediscussion-case method approaches (Boyatzis et al., 1995; Burnaska, 1976; Kolb,
1984; Latham & Saari, 1979; Moses & Ritchie, 1976; Porras & Anderson, 1981; Smith, 1976;
Vance, 1993). In addition, evidence suggests that management skill training can have
significant impact on the bottom-line performance of a firm. The U.S. Postal Service
completed a study a few years ago in which 49 of the largest 100 post offices in America
were evaluated. An important question in the study was, “How can we make post offices
more effective?” Productivity and service quality were both monitored over a period of five
years. The two major factors that had impact on these effectiveness measures were (1)
degree of automation, and (2) investment in training. Two kinds of training were provided:
technical training (operating and maintaining the equipment) and management training
(developing management skills). The study found that management training was more
important than technical training in accounting for improved productivity and service in
offices, and both kinds of training were more important than having up-to-date Table 3 14 A
Model for Developing Management Skills Components Contents Objectives 1. Skill
assessment Survey instruments Role plays Assess current level of skill competence and
knowledge; create readiness to change. 2. Skill learning Written text Behavioral guidelines
Teach correct principles and present a rationale for behavioral guidelines. 3. Skill analysis
Cases Provide examples of appropriate and inappropriate skill performance. Analyze
behavioral principles and reasons they work. 4. Skill practice Exercises Simulations Role
plays Practice behavioral guidelines. Adapt principles to personal style. Receive feedback
and assistance. 5. Skill application Assignments (behavioral and written) Transfer
classroom learning to real-life situations. Foster ongoing personal development.
INTRODUCTION equipment in office. Low-tech offices outperformed high-tech offices when
managers were provided with management skill training. In short, its five-year study
convinced the U.S. Postal Service that helping employees to develop management skills was
the best way to improve organizational effectiveness (Cameron & Ulrich, 1986). This is
consistent with the conclusion drawn by Eric Greenberg, Director of Surveys for the
American Management Association, upon summarizing the lessons learned from years of
surveys of American managers: Where companies increased their training activity, the
chances were much, much better that they were going to increase their operating profits
and that they were going to increase their shareholder value. Product quality, market share,
and productivity all tend to rise as training budgets go up. Companies that don’t make the
investment are apt to see disappointing results. (Greenberg, 1999) More than thirty years
ago, Mintzberg (1975) made a similar point about the curriculum needed in business
schools. Things have not changed. Management schools will begin the serious training of
managers when skill training takes its place next to cognitive learning. Cognitive learning is
detached and informational, like reading a book or listening to a lecture. No doubt much
important cognitive material must be assimilated by the manager-to-be. But cognitive
learning no more makes a manager than it does a swimmer. The latter will drown the first
time he jumps into the water if his coach never takes him out of the lecture hall, gets him
wet, and gives him feedback on his performance. Our management schools need to identify
the skills managers use, select students who show potential in these skills, put the students
into situations where these skills can be practiced, and then give them systematic feedback
on their performance. (p. 60) A senior executive in a major consulting firm similarly
observed: The higher up the organization you go, the less relevant technical knowledge
becomes. It is important for your first couple of promotions, but after that, people skills are
what count. A recent graduate from a Big Ten management school also reported: I can’t
believe it. I went for my second interview with a company last week, and I spent the first
half-day participating in simulation exercises with ten other job candidates. They
videotaped me playing the role of a salesman handling an irate customer, a new director of
personnel putting down a revolt by the “old guard,” and a plant manager trying to convince
people of the need to install a radically new production process. Boy, was I unprepared for
that! The message behind these personal observations is clear: from almost every
perspective, competence in personal, interpersonal, and group skills is a critical
prerequisite for success in management. Strong analytical and quantitative skills are
important, but they are not sufficient. Successful managers must be able to work effectively
with people. Unfortunately, interpersonal and management skills have not always been a
high priority for business school students and aspiring executives. In a recent survey of 110
Fortune 500 CEOs, 87 percent were satisfied with the level of competence and analytic skills
of business school graduates, 68 percent were satisfied with conceptual skills of graduates,
but only 43 percent of the CEOs were satisfied with graduates’ management skills, and only
28 percent were satisfied with their interpersonal skills and EQ! To assist you in improving
your own management skills, this book emphasizes practicing management skills, rather
than just reading about them. We have organized the book with this specific approach in
mind. INTRODUCTION 15 Leadership and Management Before outlining the organization of
this book, we want to discuss briefly the place of leadership in this volume. Some writers
have differentiated between the concepts of “leadership” and “management” (Bass, 1990;
Katzenbach, 1995; Nair, 1994; Quinn, 2000; Tichy, 1999). Some have wondered why we
concentrate on “management” skills instead of “leadership” skills in this book. We have also
been asked by professors, business executives, and students why we have not either
changed the title of the book to Developing Leadership Skills, or at least included one
chapter on leadership in this volume. These queries and suggestions are important and
have motivated us to clarify at the outset of the book what we mean by management, and
why we believe our focus on management skills lies at the heart of leadership as typically
defined. One of the most popular models of leadership is based on the “Competing Values
Framework,” an organizing framework for leadership and managerial skills. It was
developed by examining the criteria used to evaluate organizational and managerial
performance (Cameron et al., 2006; Quinn & Rohrbaugh, 1983). Extensive research has
been conducted on this framework over the past two decades, and a brief explanation will
help clarify the relationship between management and leadership skills. You should be
aware that this framework has been used on several continents to help managers and
organizations improve their effectiveness, and a database of more than 80,000 managers
has now been compiled (Cameron & Quinn, 2006). That research has shown that leadership
and management skills fall into four clusters or categories as illustrated in Figure 1. In order
to be an effective manager, in other words, individuals must be competent in: (1) clan skills,
or a Figure 1 Leadership and Management Skills Organized by the Competing Values
Framework Flexibility Change CLAN SKILLS—COLLABORATE ADHOCRACY SKILLS—
CREATE Communicating Supportively Building Teams and Teamwork Empowering Solving
Problems Creatively Leading Positive Change Fostering Innovation Internal Maintenance
External Positioning HIERARCHY SKILLS—CONTROL MARKET SKILLS—COMPLETE
Managing Personal Stress Managing Time Maintaining Self-Awareness Analytical Problem
Solving Motivating Others Gaining Power and Influence Managing Conflict Stability Control
16 INTRODUCTION focus on collaboration; (2) adhocracy skills, or a focus on creation; (3)
market skills, or a focus on competition; and (4) hierarchy skills, or a focus on control. Clan
skills include those required to build effective interpersonal relationships and develop
others (e.g., building teamwork, communicating supportively). Adhocracy skills include
those required to manage the future, innovate, and promote change (e.g., solving problems
creatively, articulating an energizing vision). Market skills include those required to
compete effectively and manage external relationships (e.g., motivating others, using power
and influence). Hierarchy skills include those required to maintain control and stability
(e.g., managing personal stress and time, solving problems rationally) (see Cameron &
Quinn, 2006). In Figure 1, the two top quadrants in the Competing Values Framework—clan
and adhocracy—are usually associated with leadership. The two bottom quadrants—
market and hierarchy—are usually associated with management. In other words,
traditionally, leadership has been used to describe what individuals do under conditions of
change. When organizations are dynamic and undergoing transformation, people at the top
are expected to exhibit leadership (i.e., pay attention to clan and adhocracy issues).
Management, on the other hand, has traditionally been used to describe what executives do
under conditions of stability. Thus, management has been linked with the status quo (i.e.,
pay attention to market and hierarchy issues). In addition, leadership has sometimes been
defined as “doing the right things,” whereas management has been defined as “doing things
right.” Leaders have been said to focus on setting the direction, articulating a vision,
transforming individuals and organizations, and creating something new. Managers have
been said to focus on monitoring, directing, and refining current performance. Leadership
has been equated with dynamism, vibrancy, and charisma; management with hierarchy,
equilibrium, and control. However, the recent research is clear that such distinctions
between leadership and management, which may have been appropriate in previous
decades, are no longer useful (Quinn, 2000; Tichy, 1993, 1999). Managers cannot be
successful without being good leaders, and leaders cannot be successful without being good
managers. No longer do organizations and individuals have the luxury of holding on to the
status quo; worrying about doing things right but failing to do the right things; keeping the
system stable instead of leading change and improvement; monitoring current performance
instead of formulating a vision of the future; concentrating on equilibrium and control
instead of vibrancy and charisma. Effective management and leadership are inseparable.
The skills required to do one are also required of the other. No organization in a
postindustrial, hyperturbulent, twenty-first-century environment will survive without
executives capable of providing both management and leadership. Leading change and
managing stability, establishing vision and accomplishing objectives, breaking the rules and
monitoring conformance, although paradoxical, all are required to be successful. Figure 2
illustrates one major reason for this assertion. By staying the same, we tend to get worse.
Because our circumstances are constantly changing and expectations for performance are
continually escalating, the traditional definition of management is outmoded and irrelevant
today. Effective managers and leaders do much the same things in dealing effectively with
constant change and constant stability. All of us, in other words, need to develop
competencies that will enhance our ability to be both leaders and managers. The specific
skills in this book represent all four quadrants in the Competing Values Framework of
leadership. They serve as the foundation for effective management and for effective
leadership. The book could appropriately include the word “leadership” in the title,
therefore, based on the skills being covered. The skills contained in this book cover both the
management and the leadership ground. We have chosen, appropriately or not, to use the
label “management skills” to subsume the skills associated with leadership as well as with
management. INTRODUCTION 17 Figure 2 The Necessity of Developing Leadership and
Management Skills PERSONAL OR ORGANIZATIONAL PERFORMANCE Current Performance
Last Year This Year Next Year X Low High X Low Low X High High Standards, Expectations,
Competition over Time Contents of the Book Again, this book focuses on the skills that
research has identified as critically important for successful management and leadership.
Part I contains three chapters on personal skills: Developing Self-Awareness, Managing
Personal Stress, and Solving Problems Analytically and Creatively. These skills focus on
issues that may not involve other people but instead relate to the management of the self—
hence they are called personal skills. Each chapter, however, really includes a cluster of
related behaviors, not just one single, simple skill. These clusters of interrelated behaviors
comprise the overall management skill indicated in the chapter’s title. Figure 3 also points
out that each skill cluster is related to and overlaps with other personal management skills,
so each relies at least partially on the others to be performed successfully. Part II focuses on
interpersonal skills: Building Relationships by Communicating Supportively, Gaining Power
and Influence, Motivating Others, and Managing Conflict. These skills focus primarily on
issues that arise in your interactions with other people. Overlap exists among these skills, of
course, so that you must rely on parts of many skill areas in order to perform any one skill
effectively. Part III includes three chapters on group skills: Empowering and Delegating,
Building Effective Teams and Teamwork, and Leading Positive Change. These skills focus on
key issues that arise when you are involved with groups of people either as a leader or as a
member of the group. As with all the skills in the book, overlap occurs among the group
skills as well as with the personal and interpersonal skills. In other words, as you progress
from personal to interpersonal to group skills, the core competencies developed in the
previous skill area help support successful performance of the new skill area. In addition to
the ten core management skills in Parts I, II, and III, the supplemental Part IV chapters
contain three additional communications skills: Making Oral and Written Presentations,
Conducting Interviews, and Conducting Meetings. These supplements cover specialized
communication skills that are especially relevant for students who have had little
managerial experience or skill training. These supplements foster skill development needed
to implement assignments typically included in a management skill-building course. Writing
reports, giving class presentations, interviewing managers, and conducting group meetings
are all prerequisites for building skills in the core management skill areas, so we have
provided material on these three topics that students will find helpful. 18 INTRODUCTION
Figure 3 A Model of Essential Management Skills Managing conflict Managing stress Perso
nal Motivating employees Solving problems creatively ESSENTIAL MANAGEMENT SKILLS l
ona ers rp te In Developing selfawareness Communicating supportively Gain power and
influence Empowering and delegating Leading positive change Building effective teams
Group Appendix I contains a glossary of key terms in the text; and Appendix II lists
references for excerpted material in the book. Organization of the Book Each chapter is
organized on the basis of the learning model summarized in Table 4. Each chapter begins
with Skill Assessment instruments. Their purpose is to highlight areas of personal
competence as well as areas needing improvement in both knowledge and performance. As
you complete the instruments in the Skill Assessment section, you will discover areas in
which you will want to establish personal learning goals, and areas in which your
competency is already well developed. As pointed out earlier, however, research has
demonstrated that the most competent managers tend to progress the most when engaging
in skill development exercises, so don’t dismiss a skill just because you feel that it is an area
of strength. We encourage you to take time to complete these assessment instruments. You
will be surprised with what you learn if you complete them honestly and as accurately as
you can. INTRODUCTION 19 Table 4 The Organization of Each Chapter SECTION CONTENTS
Skill Assessment Instruments designed to identify your current level of skill competency,
your styles, and/or key dimensions of the skill. These instruments can be used to identify
individual differences, issues surrounding diversity, and areas for personal improvement
plans. Skill Learning Behavioral guidelines and key principles associated with the skill are
explained. Scientific research is used as the basis for prescribed skill performance.
Clarifying how to successfully develop and perform the skill is the purpose of this section.
Skill Analysis Cases and examples are presented in order to provide examples of successful
and unsuccessful skill performance. Analytic problem solving is facilitated as
recommendations are made for what the key issues are, how performance might be
modified, and why success was achieved. Skill Practice Exercises and role plays make it
possible for individuals to actually practice the skill. Feedback from peers and the instructor
will facilitate improvement of the skill in a setting where failure is not costly. Skill
Application Suggested assignments are provided so that the skill can be applied in a real-life
setting. A feedback mechanism is also suggested so that individuals analyze their own
success in applying the skill outside the classroom. Improvement plans should always be
associated with the application exercises. Second, an explanation of the key behavioral
guidelines, as well as a rationale for why these guidelines work, is found in the Skill
Learning section of each chapter. This section explains the core behavioral principles
associated with each skill. We present a researchbased model of each skill, along with
evidence from research that the principles identified are effective in practice. Our objective
is to provide a sound rationale for the action guidelines summarized at the end of the
section. We have not relied on popular anecdotes or stories from the popular press in
presenting these guidelines and principles. Instead, we rely on scientific research that
identifies what behaviors must be performed in order to foster effective outcomes. In the
Skill Analysis section, you will find brief case histories that illustrate both effective and
ineffective applications of the behavioral principles. The purpose of this section is to bridge
the gap between intellectual understanding and behavioral application. Critiquing a
manager’s performance in a real-life case enhances your understanding of the skill learning
material. Each case provides a model of effective or ineffective performance and helps
identify ways that the skill can be adapted to your personal style. In analyzing these cases,
focus less on trying to find a “right” answer and more on determining how you might
behave in similar circumstances. The Skill Practice section provides exercises, problems,
and role-play assignments. The goal of this section is to provide opportunities to practice
the behavioral guidelines in simulated managerial situations and to receive feedback from
peers and instructors. Practicing these managerial skills in a classroom setting is not only
safer and less costly than in a reallife management job, but others’ observation and feedback
can be more precise and more timely as well. Many of these types of exercises can seem
“gamey” or superficial, of course, unless you take them seriously as ways to improve your
skill performance. We encourage you to use the feedb…

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Emotional intelligence 1-page discussion

  • 1. (Mt) – 1 page discussion post on emotional intelligence mymanagementlab is an online assessment and preparation solution for courses in Principles of Management, Human Resources, Strategy, and Organizational Behavior that helps you actively study and prepare material for class. Chapter-by-chapter activities, including built-in pretests and posttests, focus on what you need to learn and to review in order to succeed. Visit www.mymanagementlab.com to learn more. DEVELOPING MANAGEMENT SKILLS EIGHTH EDITION David A. Whetten BRIGHAM YOUNG UNIVERSITY Kim S. Cameron UNIVERSITY OF MICHIGAN Prentice Hall Boston Columbus Indianapolis New York San Francisco Upper Saddle River Amsterdam Cape Town Dubai London Madrid Milan Munich Paris Montreal Toronto Delhi Mexico City Sao Paulo Sydney Hong Kong Seoul Singapore Taipei Tokyo Editorial Director: Sally Yagan Editor in Chief: Eric Svendsen Acquisitions Editor: Kim Norbuta Editorial Project Manager: Claudia Fernandes Director of Marketing: Patrice Lumumba Jones Marketing Manager: Nikki Ayana Jones Senior Marketing Assistant: Ian Gold Senior Managing Editor: Judy Leale Senior Production Project Manager: Kelly Warsak Senior Operations Supervisor: Arnold Vila Operations Specialist: Ilene Kahn Senior Art Director: Janet Slowik Interior Design: Suzanne Duda and Michael Fruhbeis Permissions Project Manager: Shannon Barbe Manager, Cover Visual Research & Permissions: Karen Sanatar Manager Central Design: Jayne Conte Cover Art: Getty Images, Inc. Cover Design: Suzanne Duda Lead Media Project Manager: Denise Vaughn Full-Service Project Management: Sharon Anderson/BookMasters, Inc. Composition: Integra Software Services Printer/Binder: Edwards Brothers Cover Printer: Coral Graphics Text Font: 10/12 Weidemann-Book Credits and acknowledgments borrowed from other sources and reproduced, with permission, in this textbook appear on appropriate page within text. Copyright © 2011, 2007, 2005, 2002, 1998 Pearson Education, Inc., publishing as Prentice Hall, One Lake Street, Upper Saddle River, New Jersey 07458. All rights reserved. Manufactured in the United States of America. This publication is protected by Copyright, and permission should be obtained from the publisher prior to any prohibited reproduction, storage in a retrieval system, or transmission in any form or by any means, electronic, mechanical, photocopying, recording, or likewise. To obtain permission(s) to use material from this work, please submit a written request to Pearson Education, Inc., Permissions Department, One Lake Street, Upper Saddle River, New Jersey 07458. Many of the designations by manufacturers and seller to distinguish their products are claimed as trademarks. Where those designations appear in this book, and the publisher was aware of a trademark claim, the designations have been printed in initial caps or all caps. Library of
  • 2. Congress Cataloging-in-Publication Data Whetten, David A. (David Allred) Developing management skills /David A. Whetten, Kim S. Cameron.—8th ed. p. cm. Includes bibliographical references and index. ISBN 978-0-13-612100-8 1. Management—-Study and teaching. 2. Management—Problems, exercises, etc. Kim S. II. Title. HD30.4.W46 2011 658.40071’173—dc22 I. Cameron, 2009040522 10 9 8 7 6 5 4 3 2 ISBN 10: 0-13-612100-4 ISBN 13: 978-0-13-612100-8 B R I E F TA B L E O F C O N T E N T S Preface xvii Introduction 1 PART I 1 2 3 44 Developing Self-Awareness 45 Managing Personal Stress 105 Solving Problems Analytically and Creatively PART II 4 5 6 7 PERSONAL SKILLS 167 INTERPERSONAL SKILLS 232 Building Relationships by Communicating Supportively Gaining Power and Influence 279 Motivating Others 323 Managing Conflict 373 PART III GROUP SKILLS 233 438 8 Empowering and Delegating 439 9 Building Effective Teams and Teamwork 489 10 Leading Positive Change 533 PART IV SPECIFIC COMMUNICATION SKILLS 590 Supplement A Making Oral and Written Presentations Supplement B Conducting Interviews 619 Supplement C Conducting Meetings 651 Appendix I Glossary 673 Appendix II References 683 Name Index 705 Subject Index 709 Combined Index 713 591 iii This page intentionally left blank CONTENTS Preface xvii INTRODUCTION 1 THE CRITICAL ROLE OF MANAGEMENT SKILLS The Importance of Competent Managers 6 The Skills of Effective Managers 7 Essential Management Skills 8 What Are Management Skills? 9 Improving Management Skills 12 An Approach to Skill Development 13 Leadership and Management 16 Contents of the Book 18 Organization of the Book 19 Practice and Application 21 Diversity and Individual Differences 21 Summary 23 3 SUPPLEMENTARY MATERIAL 24 Diagnostic Survey and Exercises 24 Personal Assessment of Management Skills (PAMS) 24 What Does It Take to Be an Effective Manager? 28 SSS Software In-Basket Exercise 30 SCORING KEY AND COMPARISON DATA 42 Personal Assessment of Management Skills 42 Scoring Key 42 Comparison Data 42 What Does It Take to Be an Effective Manager? SSS Software In-Basket Exercise 43 PART I 1 PERSONAL SKILLS 43 44 DEVELOPING SELF-AWARENESS SKILL ASSESSMENT 46 Diagnostic Surveys for Scale Self- Awareness Self-Awareness Assessment 46 Emotional Intelligence Assessment 47 The Defining Issues Test 48 45 46 v Cognitive Style Indicator 52 Locus of Control Scale 52 Tolerance of Ambiguity Scale 54 Core Self-Evaluation Scale (CSES) 56 SKILL LEARNING 57 Key Dimensions of Self-Awareness 57 The Enigma of Self-Awareness 58 The Sensitive Line 58 Understanding and Appreciating Individual Differences Important Areas of Self- Awareness 61 Emotional Intelligence 62 Values 65 Ethical Decision Making and Values Cognitive Style 74 Attitudes Toward Change 76 Core Self-Evaluation 79 SKILL ANALYSIS 84 Cases Involving Self-Awareness 60 72 84 Communist Prison Camp 84 Computerized Exam 85 Decision Dilemmas 86 SKILL PRACTICE 89 Exercises for Improving Self-Awareness Through Self-Disclosure 89 Through the Looking Glass 89 Diagnosing Managerial Characteristics 90 An Exercise for Identifying Aspects of Personal Culture: A Learning Plan and Autobiography 92 SKILL APPLICATION 95 Activities for Developing Self-Awareness Suggested Assignments 95 Application Plan and Evaluation 95 95 SCORING KEYS AND COMPARISON DATA 97 Self-Awareness Assessment 97 Scoring Key 97 Comparison Data 97 Emotional Intelligence Assessment Scoring Key 97 Comparison Data 97 99 The Defining Issues Test 99 The Escaped Prisoner 99 The Doctor’s Dilemma 100 The Newspaper 100
  • 3. Cognitive Style Indicator 101 Scoring and Comparison Data for the Cognitive Style Indicator Scoring Key 101 Comparison Data 101 Locus of Control Scale 101 Scoring Key 101 Comparison Data 102 Tolerance of Ambiguity Scale 102 Scoring Key 102 Comparison Data 102 vi CONTENTS 101 Core Self-Evaluation Scale 103 Scoring Key 103 Comparison Data 103 2 MANAGING PERSONAL STRESS SKILL ASSESSMENT 106 Diagnostic Surveys for Managing Stress 105 106 Stress Management Assessment 106 Time Management Assessment 107 Type A Personality Inventory 108 Social Readjustment Rating Scale 109 Sources of Personal Stress 111 SKILL LEARNING 112 Improving the Management of Stress and Time 112 The Role of Management 113 Major Elements of Stress 113 Reactions to Stress 114 Coping with Stress 115 Managing Stress Stressors 117 117 Eliminating Stressors 120 Eliminating Time Stressors Through Time Management 121 Eliminating Encounter Stressors Through Collaboration and Emotional Intelligence 128 Eliminating Situational Stressors Through Work Redesign 130 Eliminating Anticipatory Stressors Through Prioritizing, Goal Setting, and Small Wins 132 Developing Resiliency 134 Physiological Resiliency 136 Psychological Resiliency 139 Social Resiliency 143 Temporary Stress- Reduction Techniques SKILL ANALYSIS 147 Cases Involving Stress Management 144 147 The Turn of the Tide 147 The Case of the Missing Time 150 SKILL PRACTICE 155 Exercises for Long-Term and Short-Run Stress Management 155 The Small-Wins Strategy 155 Life- Balance Analysis 156 Deep Relaxation 158 Monitoring and Managing Time 159 SKILL APPLICATION 161 Activities for Managing Stress 161 Suggested Assignments 161 Application Plan and Evaluation 162 SCORING KEYS AND COMPARISON DATA Stress Management Assessment 164 164 Scoring Key 164 Comparison Data 164 Time Management Assessment 164 Scoring Key 164 Comparison Data 165 CONTENTS vii Type A Personality Inventory 165 Scoring Key 165 Comparison Data 165 Social Readjustment Rating Scale Comparison Data Source of Personal Stress 3 166 166 166 SOLVING PROBLEMS ANALYTICALLY AND CREATIVELY 167 SKILL ASSESSMENT 168 Diagnostic Surveys for Creative Problem Solving Problem Solving, Creativity, and Innovation How Creative Are You ? 169 Innovative Attitude Scale 171 Creative Style Assessment 172 SKILL LEARNING 174 Problem Solving, Creativity, and Innovation Steps in Analytical Problem Solving 174 168 168 174 Defining the Problem 174 Generating Alternatives 176 Evaluating Alternatives 176 Implementing the Solution 177 Limitations of the Analytical Problem- Solving Model Impediments to Creative Problem Solving 178 Multiple Approaches to Creativity 179 Conceptual Blocks 183 Percy Spencer’s Magnetron 185 Spence Silver’s Glue 185 The Four Types of Conceptual Blocks Review of Conceptual Blocks 194 Conceptual Blockbusting 178 185 194 Stages in Creative Thought 194 Methods for Improving Problem Definition Ways to Generate More Alternatives 199 International Caveats 202 Hints for Applying Problem-Solving Techniques Fostering Creativity in Others 203 195 203 Management Principles 204 SKILL ANALYSIS 210 Cases Involving Problem Solving The Mann Gulch Disaster Creativity at Apple 212 210 210 SKILL PRACTICE 214 Exercises for Applying Conceptual Blockbusting 214 Individual Assignment—Analytical Problem Solving (10 minutes) 214 Team Assignment—Creative Problem Solving (20 minutes) 215 Moving Up in the Rankings 216 Keith Dunn and McGuffey’s Restaurant 217 Creative Problem- Solving Practice 220 SKILL APPLICATION 222 Activities for Solving Problems Creatively
  • 4. 222 Suggested Assignments 222 Application Plan and Evaluation viii CONTENTS 222 SCORING KEYS AND COMPARISON DATA 224 Problem Solving, Creativity, and Innovation 224 Scoring Key 224 Comparison Data 224 How Creative Are You? 224 Scoring Key 224 Comparison Data 225 Innovative Attitude Scale 225 Scoring Key 225 Creative Style Assessment 226 Scoring Key 226 Comparison Data 226 SKILL PRACTICE Applying Conceptual Blockbusting 227 Observer’s Feedback Form 227 Answer to Matchstick Problem in Figure 3.4 229 Answer to Shakespeare Riddle in Figure 3.5 229 Some Common Themes Applying to Water and Finance 229 Answer to Name That Ship Problem in Figure 3.6 230 Answer to Nine-Dot Problem in Figure 3.7 230 Answer to Embedded Pattern Problem in Figure 3.8 231 PART II 4 INTERPERSONAL SKILLS 232 BUILDING RELATIONSHIPS BY COMMUNICATING SUPPORTIVELY SKILL ASSESSMENT 234 Diagnostic Surveys for Supportive Communication Communicating Supportively Communication Styles 235 233 234 234 SKILL LEARNING 238 Building Positive Interpersonal Relationships 238 The Importance of Effective Communication 239 The Focus on Accuracy 240 What Is Supportive Communication? Coaching and Counseling 244 242 Coaching and Counseling Problems 245 Defensiveness and Disconfirmation 246 Principles of Supportive Communication 247 Supportive Communication Is Based on Congruence, Not Incongruence 247 Supportive Communication Is Descriptive, Not Evaluative 248 Supportive Communication Is Problem-oriented, Not Person-oriented 250 Supportive Communication Validates Rather than Invalidates Individuals 251 Supportive Communication Is Specific (Useful), Not Global (Nonuseful) 253 Supportive Communication Is Conjunctive, Not Disjunctive 254 Supportive Communication Is Owned, Not Disowned 255 Supportive Communication Requires Supportive Listening, Not One-Way Message Delivery 256 The Personal Management Interview International Caveats 263 260 SKILL ANALYSIS 266 Cases Involving Building Positive Relationships 266 Find Somebody Else 266 Rejected Plans 267 CONTENTS ix SKILL PRACTICE 269 Exercises for Diagnosing Communication Problems and Fostering Understanding 269 United Chemical Company 269 Byron vs. Thomas 271 Active Listening Exercise 272 SKILL APPLICATION 274 Activities for Communicating Supportively Suggested Assignments 274 Application Plan and Evaluation 274 274 SCORING KEYS AND COMPARISON DATA Communicating Supportively 276 276 Scoring Key 276 Comparison Data 276 Communication Styles Comparison Data 276 276 SKILL PRACTICE Diagnosing Problems and Fostering Understanding: United Chemical Company and Byron vs. Thomas 278 Observer’s Feedback Form 5 278 GAINING POWER AND INFLUENCE 279 SKILL ASSESSMENT 280 Diagnostic Surveys for Gaining Power and Influence 280 Gaining Power and Influence 280 Using Influence Strategies 281 SKILL LEARNING 283 Building a Strong Power Base and Using Influence Wisely A Balanced View of Power 283 283 Lack of Power 283 Abuse of Power 285 Strategies for Gaining Organizational Power 286 The Necessity of Power and Empowerment Sources of Personal Power 288 Sources of Positional Power 293 Transforming Power into Influence 286 298 Influence Strategies: The Three Rs 298 The Pros and Cons of Each Strategy 300 Acting Assertively: Neutralizing Influence Attempts SKILL ANALYSIS 310 Case Involving Power and Influence River Woods Plant Manager SKILL PRACTICE 311 Exercise for Gaining Power 310 310 311 Repairing Power Failures in Management Circuits Exercise for Using Influence Effectively Ann Lyman’s Proposal 304
  • 5. 311 312 313 Exercises for Neutralizing Unwanted Influence Attempts Cindy’s Fast Foods 314 9:00 to 7:30 315 x CONTENTS 314 SKILL APPLICATION 317 Activities for Gaining Power and Influence Suggested Assignments 317 Application Plan and Evaluation 317 318 SCORING KEYS AND COMPARISON DATA Gaining Power and Influence 319 319 Scoring Key 319 Comparison Data 320 Using Influence Strategies Scoring Key 320 320 SKILL PRACTICE Neutralizing Unwanted Influence Attempts Observer’s Feedback Form 6 321 321 MOTIVATING OTHERS 323 SKILL ASSESSMENT 324 Diagnostic Surveys for Motivating Others 324 Diagnosing Poor Performance and Enhancing Motivation Work Performance Assessment 325 324 SKILL LEARNING 326 Increasing Motivation and Performance 326 Diagnosing Work Performance Problems 326 Enhancing Individuals’ Abilities 328 Fostering a Motivating Work Environment 330 Elements of an Effective Motivation Program 331 Establish Clear Performance Expectations 332 Remove Obstacles to Performance 334 Reinforce Performance-Enhancing Behavior 336 Provide Salient Rewards 344 Be Fair and Equitable 348 Provide Timely Rewards and Accurate Feedback 348 SKILL ANALYSIS 354 Case Involving Motivation Problems Electro Logic 354 354 SKILL PRACTICE 361 Exercises for Diagnosing Work Performance Problems Joe Chaney 363 Work Performance Assessment 364 Exercise for Reshaping Unacceptable Behaviors Shaheen Matombo 361 364 364 SKILL APPLICATION 367 Activities for Motivating Others 367 Suggested Assignments 367 Application Plan and Evaluation 368 SCORING KEYS AND COMPARISON DATA 370 Diagnosing Poor Performance and Enhancing Motivation 370 Scoring Key 370 Comparison Data 370 Work Performance 371 Scoring Key 371 Comparison Data 371 CONTENTS xi SKILL PRACTICE Exercise for Reshaping Unacceptable Behaviors 372 Observer’s Feedback Form 7 372 MANAGING CONFLICT 373 SKILL ASSESSMENT 374 Diagnostic Surveys for Managing Conflict 374 Managing Interpersonal Conflict 374 Strategies for Handling Conflict 375 SKILL LEARNING 376 Interpersonal Conflict Management Mixed Feelings About Conflict 376 376 Diagnosing the Type of Interpersonal Conflict 378 Conflict Focus 378 Conflict Source 380 Selecting the Appropriate Conflict Management Approach 383 Comparing Conflict Management and Negotiation Strategies Selection Factors 386 386 Resolving Interpersonal Confrontations Using the Collaborative Approach A General Framework for Collaborative Problem Solving 391 The Four Phases of Collaborative Problem Solving 392 SKILL ANALYSIS 405 Case Involving Interpersonal Conflict 405 Educational Pension Investments 405 SKILL PRACTICE 410 Exercise for Diagnosing Sources of Conflict 410 SSS Software Management Problems 410 Exercises for Selecting an Appropriate Conflict Management Strategy Bradley’s Barn 419 Avocado Computers 419 Phelps, Inc. 420 Exercises for Resolving Interpersonal Disputes 420 Freida Mae Jones 421 Can Larry Fit In? 423 Meeting at Hartford Manufacturing Company 424 SKILL APPLICATION 431 Activities for Improving Managing Conflict Skills 431 Suggested Assignments 431 Application Plan and Evaluation 432 SCORING KEYS AND COMPARISON DATA 434 Managing Interpersonal Conflict 434 Scoring Key 434 Comparison Data 435 Strategies for Handling Conflict 435 Scoring Key 435 SKILL PRACTICE Exercises for Resolving Interpersonal Disputes 436 Observer’s Feedback Form 436 xii CONTENTS 418 390 PART III 8 GROUP SKILLS 438 EMPOWERING AND DELEGATING 439 SKILL ASSESSMENT 440 Diagnostic Surveys for Empowering and Delegating 440 Effective
  • 6. Empowerment and Delegation 440 Personal Empowerment Assessment 441 SKILL LEARNING 443 Empowering and Delegating 443 A Management Dilemma Involving Empowerment The Dirty Dozen 443 444 The Meaning of Empowerment 445 Historical Roots of Empowerment 446 Dimensions of Empowerment 447 Self-Efficacy 447 Self- Determination 448 Personal Consequence 449 Meaning 449 Trust 450 Review of Empowerment Dimensions 451 How to Develop Empowerment 451 Articulating a Clear Vision and Goals 452 Fostering Personal Mastery Experiences 453 Modeling 454 Providing Support 454 Emotional Arousal 455 Providing Information 456 Providing Resources 457 Connecting to Outcomes 457 Creating Confidence 458 Review of Empowerment Principles 459 Inhibitors to Empowerment 461 Attitudes About Subordinates 462 Personal Insecurities 462 Need for Control 462 Delegating Work 463 Advantages of Empowered Delegation 463 Deciding When to Delegate 464 Deciding to Whom to Delegate 465 Deciding How to Delegate Effectively 465 Review of Delegation Principles 470 International Caveats 471 SKILL ANALYSIS 474 Cases Involving Empowerment and Delegation 474 Minding the Store 474 Changing the Portfolio 475 SKILL PRACTICE 476 Exercises for Empowerment 476 Executive Development Associates 476 Empowering Ourselves 480 Deciding to Delegate 481 CONTENTS xiii SKILL APPLICATION 483 Activities for Empowerment and Delegation 483 Suggested Assignments 483 Application Plan and Evaluation 483 SCORING KEYS AND COMPARISON DATA Effective Empowerment and Delegation 485 485 Scoring Key 485 Comparison Data 485 Personal Empowerment 485 Scoring Key 485 Comparison Data 486 SKILL PRACTICE Deciding to Delegate: Analysis of “An Emergency Request” SKILL PRACTICE Analysis of “Biological Warfare” 487 9 BUILDING EFFECTIVE TEAMS AND TEAMWORK SKILL ASSESSMENT 490 Diagnostic Surveys for Building Effective Teams Team Development Behaviors 490 Diagnosing the Need for Team Building SKILL LEARNING 493 Developing Teams and Teamwork The Advantages of Teams 494 491 493 An Example of an Effective Team Team Development 490 497 498 The Forming Stage 498 The Norming Stage 499 The Storming Stage 501 The Performing Stage 503 Leading Teams 506 Developing Credibility 507 Establish SMART Goals and Everest Goals International Caveats 511 Team Membership 509 512 Advantageous Roles 512 Providing Feedback 516 International Caveats 517 SKILL ANALYSIS 519 Cases Involving Building Effective Teams 519 The Tallahassee Democrat’s ELITE Team The Cash Register Incident 521 SKILL PRACTICE 523 Exercises in Building Effective Teams 519 523 Team Diagnosis and Team Development Exercise Winning the War on Talent 524 Team Performance Exercise 527 SKILL APPLICATION 529 Activities for Building Effective Teams Suggested Assignments 529 Application Plan and Evaluation xiv CONTENTS 529 530 523 486 489 SCORING KEYS AND COMPARISON DATA Team Development Behaviors 531 531 Scoring Key 531 Comparison Data 531 Diagnosing the Need for Team Building Comparison Data 531 531 10 LEADING POSITIVE CHANGE 533 SKILL ASSESSMENT 534 Diagnostic Surveys for Leading Positive Change 534 Leading Positive Change 534 Reflected Best-Self Feedback™ Exercise 535 A Sample E-Mail Request for Feedback 535 Machiavellianism Scale—MACH IV 536 SKILL LEARNING 538 Leading Positive Change 538 Ubiquitous and Escalating Change 539 The Need for Frameworks 539 Tendencies Toward Stability 540 A Framework for Leading Positive Change 542 Establishing a Climate of Positivity 544 Creating Readiness for Change
  • 7. 550 Articulating a Vision of Abundance 553 Generating Commitment to the Vision 557 Institutionalizing the Positive Change 562 SKILL ANALYSIS 568 Cases Involving Leading Positive Change 568 Corporate Vision Statements 568 Lee Iacocca’s Transformation of Chrysler—1979–1984 SKILL PRACTICE 581 Exercises in Leading Positive Change 574 581 Reflected Best-Self Portrait 581 Positive Organizational Diagnosis Exercise 582 A Positive Change Agenda 583 SKILL APPLICATION 584 Activities for Leading Positive Change Suggested Assignments 584 Application Plan and Evaluation 584 585 SCORING KEYS AND COMPARISON DATA Leading Positive Change Assessment 587 587 Scoring Key 587 Comparison Data 587 Reflected Best-Self Feedback™ Exercise 587 Machiavellianism Scale— MACH IV 587 Scoring Key 587 Comparison Data 588 SKILL ANALYSIS Iacocca’s Transformation of Chrysler—1979–1984 589 CONTENTS xv PART IV SPECIFIC COMMUNICATION SKILLS 590 Supplement A MAKING ORAL AND WRITTEN PRESENTATIONS SKILL LEARNING 592 Making Oral and Written Presentations 592 Essential Elements of Effective Presentations 593 SKILL PRACTICE 609 Exercises for Making Effective Oral and Written Presentations Speaking as a Leader 609 Quality Circles at Battle Creek Foods Supplement B 609 610 CONDUCTING INTERVIEWS 619 SKILL LEARNING 620 Planning and Conducting Interviews 620 Specific Types of Organizational Interviews 629 SKILL PRACTICE 634 Exercises for Conducting Special-Purpose Interviews 634 Evaluating the New Employee-Orientation Program 634 Performance-Appraisal Interview with Chris Jakobsen 637 Employment-Selection Interview at Smith Farley Insurance 643 Supplement C CONDUCTING MEETINGS SKILL LEARNING 652 Conducting Effective Meetings: A Short Guide for Meeting Managers and Meeting Participants The Five P s of Effective Meetings 652 Suggestions for Group Members 657 SKILL PRACTICE 660 Exercises for Conducting Meetings 651 652 660 Preparing and Conducting a Team Meeting at SSS Software 660 Role Diagnosis 660 Meeting Evaluation Worksheet 661 APPENDIX I GLOSSARY 673 APPENDIX II REFERENCES NAME INDEX 705 SUBJECT INDEX COMBINED INDEX xvi CONTENTS 709 713 683 591 P R E FA C E What’s New in This Edition? Based on suggestions from reviewers, instructors, and students we have made a number of changes in the eighth edition of Developing Management Skills. • Added new skill assessments in Chapter 1 and a new case in Chapter 3. • Revised parts of the book to reflect suggestions and feedback from instructors and students. • Clarified instructions for scoring skill assessments and updated the comparison data for each assessment. • Updated the research supporting key points in each chapter. • Added a Resource Locator table at the beginning of each chapter in the Instructors Manual, organized according to a chapter’s learning objectives. • Added new video clips and exercise recommendations in the Instructors Manual. • Enhanced the test bank by adding more application questions. • Revised the PowerPoint slides. A MESSAGE TO STUDENTS: Why Focus on Management Skill Development? Given that a “skill development” course requires more time and effort than a course using the traditional lecture/discussion format, we are sometimes asked this question by students, especially those who have relatively little work experience. Reason #1: It focuses attention on what effective managers actually “do.” In an influential article, Henry Mintzberg (1975) argued that management education had almost nothing to say about what managers actually do from day to day. He further faulted management
  • 8. textbooks for introducing students to the leading theories about management while ignoring what is known about effective management practice. Sympathetic to Mintzberg’s critique, we set out to identify the defining competencies of effective managers. Although no two management positions are exactly the same, the research summarized in the Introduction highlights ten personal, interpersonal, and group skills that form the core of effective management practice. Each chapter addresses one of these skills. xvii Personal Skills 1. Developing Self-Awareness 2. Managing Personal Stress 3. Solving Problems Analytically and Creatively Interpersonal Skills 4. 5. 6. 7. Building Relationships by Communicating Supportively Gaining Power and Influence Motivating Others Managing Conflict Group Skills 8. Empowering and Delegating 9. Building Effective Teams and Teamwork 10. Leading Positive Change Consistent with our focus on promoting effective management practice, the material in these chapters provides guidance for a variety of contemporary management challenges, including: “How can I help others accept new goals, new ideas, new approaches?” “How can I invigorate those who feel outdated and left behind?” “How do I help the ‘survivors’ of a downsizing pick up the pieces and move on?” “How do I help people with very different agendas and philosophies work together, especially during periods of high stress and uncertainty?” Anyone tempted to dismissively argue that the answers to these questions are “common sense” would do well to recall Will Rogers’ pithy observation: “Common sense ain’t common.” In addition, the research reported in the Introduction suggests that, in many cases, managers’ “common sense” isn’t “good sense.” The premise of this book and associated course is that the key to effective management practice is practicing what effective managers—those with “good sense”—do consistently. Reason #2: It is consistent with proven principles of effective teaching and learning. A seasoned university professor advised a young colleague, “If your students aren’t learning, you’re not teaching—you’re just talking!” Here’s what some authorities on higher education have to say about how effective teachers foster learning: “All genuine learning is active, not passive. It is a process of discovery in which the student is the main agent, not the teacher.” (Adler, 1982) “Learning is not a spectator sport. Students do not learn much just by sitting in a class listening to teachers, memorizing pre-packaged assignments, and spilling out answers. They must talk about what they are learning, write about it, relate it to past experiences, apply it to their daily lives. They must make what they learn part of themselves.” (Chickering & Gamson, 1987) In their classic book on active learning, Bonwell and Elson (1991) list seven defining characteristics. 1. Students are involved in more than passive listening. 2. Students are engaged in activities (e.g., reading, discussing, writing). 3. There is less emphasis placed on information transmission and greater emphasis placed on developing student skills. 4. There is greater emphasis placed on the exploration of attitudes and values. 5. Student motivation is increased, especially in adult learners. xviii PREFACE 6. Students receive immediate feedback from their instructor and peers. 7. Students are involved in higher order thinking (analysis, synthesis, evaluation). Our goals in writing this book were to bridge the academic realm of theory and research and the organizational realm of effective practice, and to help students consistently translate proven principles from both realms into personal practice. To accomplish these goals we formulated a five-step “active” learning model, described in the
  • 9. Introduction. Based on the positive feedback we’ve received from teachers and students we can state with confidence that the form of active learning pioneered in this book is a proven pedagogy for management skill mastery. Tips for Getting the Most Out of This Course Whether you are an undergraduate or MBA student, or an experienced manager, based on our years of teaching management skills here are some suggestions for making this course a personally meaningful learning experience. • Read the introduction carefully. Inasmuch as this is not a typical management textbook, it is important that you understand its distinctive learner-focused features especially the five-step learning model: Skill Assessment, Skill Learning, Skill Analysis, Skill Practice, and Skill Application. You’ll also find informative research on how much managers’ actions impact individual and organizational performance, and the characteristics of effective managers. • Thoughtfully complete the Skill Assessment surveys in each chapter. These diagnostic tools are designed to help you identify which specific aspects of each skill topic most warrant your personal attention. • Carefully study the Behavioral Guidelines and the summary model at the conclusion of the Skill Learning section of each chapter before reading that section. These written and graphical summaries are designed to bridge the research-informed description of each topic with the skill development activities that follow. To help you internalize research-informed “good sense” be sure to use the Behavioral Guidelines as your frame of reference when reading and discussing Skill Analysis cases, and participating in Skill Practice and Skill Application exercises. • Be sure to complete Skill Application exercise in each chapter. Management skill mastery requires out-of-class skill practice. How to do this is pretty straightforward if you are currently working in an organization, regardless of whether you are an experienced manager or a new, part-time employee. Whether or not you are currently employed, we encourage you to seek out skill practice opportunities in all aspects of your life, including working in assigned teams in this and other courses, planning social events for a campus or community organization, counseling a troubled sibling or friend, managing end-of-semester deadlines, or handling a difficult issue with a boy/girlfriend or spouse. The sooner you begin—and the more you persist in—practicing what you learn in this course, the more you’ll be able to count on these skills as “automatic responses” when you need them as a manager. Supplemental Material PASSWORD-PROTECTED ASSESSMENT WEB SITE If your instructor has signed up for this object, an access-code- protected Web site is available so you can take the Skill Assessments in the book online and receive immediate, real-time feedback on how your scores compare with those of thousands of other students in our PREFACE xix ever-expanding database. (Two assessments in the book—“Source of Personal Stress” in Chapter 2 and the “Best-Self Feedback Exercise” in Chapter 10—are not available online.) COURSESMART TEXTBOOKS ONLINE CourseSmart Textbooks Online is an exciting new choice for students looking to save money. As an alternative to purchasing the print textbook, students can subscribe to the same content online and save up to 50 percent off the suggested list price of the print text. With a CourseSmart eTextbook, students can search the text, make notes online, print out reading assignments that incorporate lecture notes, and bookmark important passages for later review. For more information, or to subscribe to the CourseSmart eTextbook, visit www.coursesmart.com. Feedback If you have questions related to this product, please
  • 10. contact our customer service department online at http://247pearsoned.custhelp.com/. Acknowledgments In addition to the informal feedback that we have received from colleagues around the world, we would especially like to thank the following people who have formally reviewed material and provided valuable feedback, vital to the revision of this and previous editions: Richard Allan, University of Tennessee– Chattanooga Forrest F. Aven, University of Houston Lloyd Baird, Boston University Bud Baker, Wright State University John D. Bigelow, Boise State University Ralph R. Braithwaite, University of Hartford Julia Britt, California State University Tim Bothell, Brigham Young University David Cherrington, Brigham Young University John Collins, Syracuse University Kerri Crowne, Temple University Todd Dewett, Wright State University Andrew J. Dubrin, Rochester Institute of Technology Steven Edelson, Temple University Norma Givens, Fort Valley State University Barbara A. Gorski, St. Thomas University David Hampton, San Diego State University Stanley Harris, Auburn University Richard E. Hunt, Rockhurst College Daniel F. Jennings, Baylor University Avis L. Johnson, University of Akron xx PREFACE Jay T. Knippen, University of South Florida Roland Kushner, Lafayette College Roy J. Lewicki, Ohio State University Michael Lombardo, Center for Creative Leadership Charles C. Manz, University of Massachusetts–Amherst Ralph F. Mullin, Central Missouri State University Thomas J. Naughton, Wayne State University J. Randolph New, University of Richmond Jon L. Pierce, University of Minnesota –Duluth Lyman Porter, University of California –Irvine Lyle F. Schoenfeldt, Appalachian State University Jacop P. Siegel, University of Toronto Charles Smith, Hofstra University Noel M. Tichy, University of Michigan Wanda V. Trenner, Ferris State University Ulya Tsolmon, Brigham Young University Kenneth M. York, Oakland University We especially thank our collaborators who adapted the book for the European and Australian markets, as well as those who translated Developing Management Skills into Spanish, Russian, Chinese, and Dutch. We are grateful for the assistance of many dedicated associates who have helped us continually upgrade and enhance Developing Management Skills. These include Nancy Keesham and Don Clement, both of the Fuqua School of Business at Duke University, for their work on the supplement on making oral and written presentations; Gretchen Spreitzer of the University of Southern California for her work on the chapter on gaining power and influence; Richard M. Steers of the University of Oregon for his work on the motivation chapter; Pat Seybolt and Troy Nielsen of the University of Utah for their work on the chapter on managing conflict; Cathy German of Miami University for her assistance in revising Supplement A, and John Tropman, University of Michigan, for taking the lead in revising Supplement C. Special thanks are also due to Susan Schor, Joseph Seltzer, and James Smither for writing the SSS Software In-Basket Exercise. Our long-time collaboration with Sue Campbell-Clark has been particularly fruitful and we anticipate that our work with Jeff Thompson, Brigham Young University, will be equally energizing. We would especially like to thank Kim Norbuta, Claudia Fernandes, Kelly Warsak, and Judy Leale of Prentice Hall; and Sharon Anderson of BookMasters for her expert assistance with this edition. Finally, and most importantly, we express appreciation to our families for their ongoing patience and support, which is reflected in their willingness to share their time with this competing “labor of love” and to forgive our own gaps between common sense and common practice. David A. Whetten Kim S. Cameron PREFACE xxi This page intentionally
  • 11. left blank MANAGEMENT CONCEPTS ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ The Critical Role of Management Skills The Importance of Competent Managers The Skills of Effective Managers Essential Management Skills What Are Management Skills? Improving Management Skills An Approach to Skill Development Leadership and Management Contents of the Book Organization of the Book Practice and Application Diversity and Individual Differences Summary SUPPLEMENTARY MATERIAL ■ ■ ■ Personal Assessment of Management Skills (PAMS) What Does It Take to Be an Effective Manager? SSS Software In-Basket Exercise INTRODUCTION The Critical Role of Management Skills SCORING KEY AND COMPARISON DATA SKILL DEVELOPMENT OBJECTIVES ■ INTRODUCE THE IMPORTANCE OF MANAGEMENT SKILLS ■ IDENTIFY ESSENTIAL MANAGEMENT SKILLS ■ EXPLAIN A LEARNING MODEL FOR DEVELOPING MANAGEMENT SKILLS ■ REVIEW THE CONTENTS OF THE BOOK This page intentionally left blank Introduction The Critical Role of Management Skills No one doubts that the twenty-first century will continue to be characterized by chaotic, transformational, rapid-fire change. In fact, almost no sane person is willing to predict what the world will be like 50, 25, or even 15 years from now. Change is just too rapid and ubiquitous. The development of “nanobombs” have caused some people to predict that personal computers and desktop monitors will land on the scrap heap of obsolescence within 20 years. The new computers will be a product of etchings on molecules leading to personalized data processors injected into the bloodstream, implanted in eyeglasses, or included in wristwatches. Predictions of the changes that will occur in the future are often notoriously wrong, of course, as illustrated by Thomas Watson’s (founder of IBM) prediction that only a few dozen computers would ever be needed in the entire world, Thomas Edison’s prediction that the lightbulb would never catch on, or Irving Fisher’s (preeminent Yale economist) prediction in 1929 (a month before the crash) that the stock market had reached “a permanently high plateau.” When Neil Armstrong walked on the moon in 1969, most people predicted that we would soon be walking on Mars, establishing colonies in outer space, and launching probes from lunar pads. In 1973, with long lines at the gas pumps due to an OPEC-led fuel crisis, economists predicted that oil would sell for $100 a barrel in the United States by 1980. Most notorious of all, of course, was the prediction by the United States patent office in 1896 that it would soon close its doors since “everything that can be invented has been invented.” Warren Bennis, a colleague of ours, half-jokingly predicted that the factory of the future would have only two employees, a person and a dog. The person would be there to feed the dog. The dog would be there to keep the person from touching the equipment! Tom Peters counseled managers that, due to the chaotic pace of change, “If you’re not confused, you’re not paying attention.” And the late Peter Drucker characterized the current environment this way: “We are in one of those great historical periods that occur every 200 or 300 years when people don’t understand the world anymore, and the past is not sufficient to explain the future.” Almost no one would argue that “permanent white water” best characterizes our current environment. Almost everything is in flux, from our technology and methods of transacting business to the nature of education and the definition of the family. INTRODUCTION 3 Despite all this change in our environment, there is something that has remained, and continues to remain, relatively constant. With minor variations and stylistic differences,
  • 12. what has not changed in several thousand years are the basic skills that lie at the heart of effective, satisfying, growth-producing human relationships. Freedom, dignity, trust, love, and honesty in relationships have always been among the goals of human beings, and the same principles that brought about those outcomes in the eleventh century still bring them about in the twenty-first century. Despite our circumstances, in other words, and despite the technological resources we have available to us, the same basic human skills still lie at the heart of effective human interaction. In fact, human relationships are becoming more important, not less, as the information age unfolds and technologies encroach even more upon our daily lives. Most of us are exposed to more information each day than we can possibly pay attention to. More than 6,000 business books are published each month. Moreover, no mechanism exists to organize, prioritize, or interpret that information, so it is often unclear what is crucial and what can be ignored. Consequently, the relationship we have with the sources of that information is the key sense-making mechanism. Building trusting relationships is a critical part of coping with information overload. It is a fact that when everything is changing, change becomes unmanageable. No one can manage constant, unorganized change. Think of being a pilot on an airplane. Everything is changing—the entire plane is in constant motion—as the plane moves through the air. Unless you can fix on something that is not changing—for example, the ground or the stars—it is impossible to fly the plane. Tragically, investigators found that John F. Kennedy Jr. unknowingly flew his plane into the Atlantic Ocean killing himself, his wife, and his sister-in-law because he lost sight of land and, consequently, lost perspective. He became unable to manage change because he did not have an established, unwavering point that helped him maintain his bearings. We make sense of change by being able to identify a fixed, stable, permanent point that provides us with perspective. In our current “white water” environment, the skills discussed in this book serve as fixed points. They have changed very little in their effectiveness and relevance over several thousand years. And their relationship to effective human and organizational performance has been well-documented. Later in this Introduction we share some of the scientific research that confirms the power of these management skills in accounting for effective personal, interpersonal, and organizational performance. The problem, of course, is that what is known is not always the same as what is demonstrated. Although we have known about the principles of effective relationships for a very long time, the history of humankind illustrates that these principles have not always been practiced. Especially in our current day, what we know and what we demonstrate do not always match. Dr. Bob Moorehead of Seattle’s Overlake Christian Church, who resigned his own position under a cloud of accusations, described it this way: The paradox of our time in history is that we have taller buildings but shorter tempers, wider freeways but narrower viewpoints. We spend more but have less; we buy more but enjoy it less. We have bigger houses and smaller families, more conveniences but less time. We have more degrees but less sense; more knowledge but less judgment; more experts but more problems; more medicine but less wellness. We drink too much, smoke too much, spend too recklessly, laugh too little, drive too fast, get too angry too quickly, stay up too late, get too tired, read too seldom, watch TV too much, and pray too seldom. We have multiplied our possessions, but reduced our values. We talk too much, love too seldom, and hate too often. We have
  • 13. learned how to make a living but not a life; we’ve added years to life but not life to years. We’ve been all the way to the moon and back but have trouble crossing the 4 INTRODUCTION street to meet the new neighbor. We’ve conquered outer space but not inner space. We’ve done larger things but not better things. We’ve cleaned up the air but polluted the soul. We’ve split the atom but not our prejudice. We write more but learn less. We plan more but accomplish less. We’ve learned to rush but not to wait. We build more computers to hold more information to produce more copies than ever but have less communication. These are the times of fast foods and slow digestion; tall men and short character; steep profits and shallow relationships. These are the times of world peace but domestic warfare; more leisure but less fun; more kinds of food but less nutrition. These are the days of two incomes but more divorce, of fancier houses but broken homes. These are the days of quick trips, disposable diapers, throw-away morality, one-night stands, overweight bodies, and pills that do everything from cheer to quiet to kill. It is a time when there is much in the show window and nothing in the stockroom. (Moorehead, n.d.) This book is built on the presumption that developing management skills—that is, the skills needed to manage one’s own life as well as relationships with others—is a ceaseless endeavor. These skills were largely the same a century ago as they are today. The basic behavioral principles that lie at the foundation of these skills are timeless. That is one reason why the shelves of bookstores and on-line newsletters are filled with prescriptions of how one more executive or one more company struck it rich or beat out the competition. Thousands of books trumpet some special set of prescriptions for how to be successful in business, or in life. Many of these books have made it to the best-seller lists and have enjoyed lengthy stays. Our intention in this book is not to try to duplicate the popular appeal of the best-selling books nor to utilize the common formula of recounting anecdotal incidents of successful organizations and well-known managers. We have produced a book that remains true to, and is based on, social science and business research. We want to share with you what is known and what is not known about how to develop management skills and how to foster productive, healthy, satisfying, and growth-producing relationships with others in your work setting. Developing Management Skills is designed to help you actually improve your personal management competencies—to change your behavior. This book, therefore, serves more as a practicum or a guide to effective managerial behavior than a description of what someone else has done to successfully manage an organization. It will surely help you think, and it will provide examples of success, but it will have failed if it also does not help you behave more competently in your own life. Whereas the skills focused on in this book are called “management skills,” their relevance is not limited just to an organization or work setting. We focus mainly on work settings here because our primary goal is to help you prepare for and improve your own competency in a managerial role. You will discover, however, that these skills are applicable in most areas of your life—with families, friends, volunteer organizations, and your community. In the next section we review some of the scientific evidence that demonstrates how management skills are associated with personal and organizational success, and we review several studies of the key management skills that seem to be the most important in our modern-day environment. It is those key skills that this book has targeted. We then describe a model and a
  • 14. methodology for helping you to develop management skills. A large number of management fads abound proclaiming a new way to be a leader, get rich, or both, but our intent is to rely on a proven methodology that has grounding in the scientific literature. We present what has been shown to be a superior process for improving management skills, and we base our claims on scholarly evidence. This Introduction concludes with a brief description of the organization of the rest of the book and the importance of keeping in mind individual differences among people. INTRODUCTION 5 The Importance of Competent Managers In the last decade or so, an abundance of evidence has been produced that skillful management—especially those competent in the management of people in organizations— is the key determinant of organizational success. These studies have been conducted across numerous industry sectors, international settings, and organization types. The research findings now make it almost unquestionable that if organizations want to succeed, they must have competent, skillful managers. For example, in one study of 968 firms, representing all major industries in the United States, organizations whose managers effectively managed their people—that is, they implemented effective people management strategies and demonstrated personal competency in management skills—had, on the average, a decrease in turnover of more than 7 percent, increased profits of $3,814 per employee, $27,044 more in sales per employee, and $18,641 more in stock market value per employee, compared to firms that had less effective people management (Huselid, 1995; Pfeffer & Veiga, 1999). In a follow-up study of 702 firms, shareholder wealth was an amazing $41,000 per employee higher in companies demonstrating strong people management skills than in firms that had a lower emphasis on people management (Huselid & Becker, 1997). A study of German firms in 10 industrial sectors produced similar results: “Companies that place workers at the core of their strategies produce higher long-term returns . . . than their industry peers” (Blimes, Wetzker, & Xhonneux, 1997). A study of five- year survivability in 136 nonfinancial companies that issued IPOs in the late 1980s found that the effective management of people was the most significant factor in predicting longevity, even when accounting for industry type, size, and profits. Firms that did a good job of managing people tended to survive; others did not (Welbourne & Andrews, 1996). A study by Hanson (1986) investigated the factors that best accounted for financial success over a five-year span in 40 major manufacturing firms. The question being addressed was: “What explains the financial success of the firms that are highly effective?” The five most powerful predictors were identified and assessed. They included market share (assuming that the higher the market share of a firm, the higher its profitability); firm capital intensity (assuming that the more a firm is automated and up-to-date in technology and equipment, the more profitable it is); size of the firm in assets (assuming that economies of scale and efficiency can be used in large firms to increase profitability); industry average return on sales (assuming that firms would reflect the performance of a highly profitable industry); and the ability of managers to effectively manage their people (assuming that an emphasis on good people management helps produce profitability in firms). The results revealed that one factor—the ability to manage people effectively—was three times more powerful than all other factors combined in accounting for firm financial success over a five-year period! We repeat, good management was more important than all other factors taken together in
  • 15. predicting profitability. Even research by the U.S. government confirms this management- effectiveness link. The U.S. Office of the Comptroller of the Currency studied the reasons for the failures of national banks in the United States during the 1980s. Two major factors were found to account for the record number of bank failures during that period: distressed economic conditions and poor management. The relative impact of those two factors, however, was somewhat surprising. Almost 90 percent of the failed banks were judged to have had poor management. Only 35 percent of the failures had experienced depressed economic conditions in the region in which they operated, and in only 7 percent of the cases was a depressed economic condition the sole cause of bank failure (U.S. Office of the Comptroller of the Currency, 1990). Dramatic anecdotal evidence also abounds regarding the impact of effective management on workers and organizations. One of the most notable, for example, was the General Motors automobile assembly plant in Fremont, California. The plant was built in 6 INTRODUCTION the 1950s and, at the beginning of the 1980s, was assembling the Chevrolet Nova model. The plant had a history of labor and productivity problems, however, and by the end of 1982 the performance statistics were dismal. Absenteeism was running at 20 percent. The number of formal grievances filed by employees totaled almost 5,000 (an average of more than 20 grievances per day for every workday of the year), and more than 2,000 grievances were still unresolved at year’s end. An average of three to four wildcat strikes per year had occurred during the previous few years, and morale, productivity, and quality of production by the 5,000 employees were the worst in the corporation. Costs of assembling the automobile were about 30 percent above the Asian competitors. In light of these data, corporate headquarters issued an order to close the plant and lay off the workers. Three years later, General Motors signed a joint operating agreement with one of its major competitors: Toyota Motors. Much had been written about the Japanese method of managing, so General Motors asked Toyota to reopen and manage the Fremont plant. Most of the former U.S. autoworkers were rehired, and a new management team was put in place. Workers were exposed to training in high- involvement work practices, and a former Ford Motor Company employee actually became the plant manager. The primary difference between the plant before it closed and after it reopened was that a new management team was in place and employee training had occurred. The workforce, in other words, remained essentially unchanged. One year after reopening, the organization’s performance data looked Absenteeism: Grievances: Strikes: Employees: Productivity: Quality: Costs: Product: 2 percent 2 outstanding None 2,500 (producing 20 percent more cars) Highest in the corporation Highest in the corporation Equal to those of the competition Toyota Corolla—rated AAA’s best car in its price range The remarkable thing about this turnaround is that it did not take five or ten years to produce major improvements in productivity, cohesion, and commitment. It occurred in just over a year simply by changing the way workers were managed. These studies indicate overwhelmingly that good management fosters financial success, whereas less effective management fosters financial distress. Successful organizations have managers with well- developed people management skills. In surveys of CEOs, executives, and business owners, results consistently show that the factor most responsible for business failure is “bad management” and the best way to ensure business success is to “provide better
  • 16. management.” Moreover, the data are clear, management skills are more important than industry, environment, competition, and economic factors combined. Surprisingly, however, finding people who effectively manage people is not as easy as might be expected. Pfeffer & Veiga (1999) concluded that: “Even as these research results pile up, trends in actual management practice are, in many instances, moving in a direction exactly opposite to what this growing body of evidence prescribes.” Common sense and common knowledge are not necessarily common practice. Knowing and doing are not the same things. Being able to analyze a case, identify a problem, or recite a correct answer to a question is not equivalent to being able to actually implement effective management skills. The Skills of Effective Managers What, then, differentiates effective managers from less effective managers? If developing management skills is so crucial for organizational success, what skills ought to be the focus of attention? INTRODUCTION 7 The management literature is filled with lists of attributes, behaviors, orientations, and strategies for enhancing successful performance. For example, Pfeffer (1998) identified seven key practices associated with managerial and organizational effectiveness: ensure employment security, selectively hire people, foster decentralization and self-managing teams, institute high levels of pay based on performance, train extensively, reduce status differences, and share information. Quinn (2000) identified eight “seeds” of effective management and leadership: “envision the productive community,” “first look within,” “embrace the hypocritical self,” “transcend fear,” “embody a vision of the common good,” “disturb the system,” “surrender to the emergent process,” and “entice through moral power.” An international study of 6,052 managers from 22 countries focused on differences in managerial attributes and identified attributes such as inspirational, self-sacrificial, integrity, diplomatic, malevolent, visionary, administrative, self-centered, status conscious, autocratic, modest, and autonomous (Brodbeck et al., 2000). Rigby (1998) focused on the 25 most popular management tools and techniques in an investigation of the association between management tools and techniques and organizational performance. According to 4,137 managers in North America, Europe, and Asia, the tools associated with organization success were: strategic planning, pay for performance, strategic alliances, customer satisfaction measurement, shareholder value analysis, mission and vision statements, benchmarking, cycle time reduction, agile strategies, self-directed teams, and groupware. These kinds of lists are useful, but they do not identify management skills per se. Instead, they enumerate organizational strategies, personality orientations, or philosophical approaches to management, and their implementation is usually outside the explicit control of the individual manager. Either they are complex sets of activities in which many people must be involved—for example, “ensuring employment security,” “selectively hiring,” or “shareholder value analysis”—or they are cognitive activities that are not behavioral in character—for example, “envisioning the productive community,” “first looking within,” or “avoiding malevolence.” Some of the lists enumerate personality characteristics or styles—for example, inspirational, or autocratic—or they enumerate organizational practices—for example, pay for performance, or strategic planning. The effectiveness of the attributes on these kinds of lists depends on the manager’s skill in implementing them, and that means being competent in fundamental management skills. Management skills form the vehicle by which management strategy,
  • 17. management practice, tools and techniques, personality attributes, and style work to produce effective outcomes in organizations. Management skills, in other words, are the building blocks upon which effective management rests. That is why the focus of this book is on developing management skills rather than on strategy, tools and techniques, or styles. Management skills are the means by which managers translate their own style, strategy, and favorite tools or techniques into practice. Essential Management Skills A variety of investigators have sought to identify what specific skills are characteristic of the most effective managers. In our own investigation, for example, we wanted to identify the skills and competencies that separate extraordinarily effective performers from the rest of us. We identified 402 individuals who were rated as highly effective managers in their own organizations in the fields of business, health care, education, and state government by asking senior officers to name the most effective managers in their own organizations. We then interviewed those people to determine what attributes were associated with managerial effectiveness. We asked questions such as: ❏❏8 INTRODUCTION How have you become so successful in this organization? Who fails and who succeeds in this organization and why? ❏❏❏If you had to train someone to take your place, what knowledge and what skills would you make certain that person possessed in order to perform successfully as your successor? If you could design an ideal curriculum or training program to teach you to be a better manager, what would it contain? Think of other effective managers you know. What skills do they demonstrate that explain their success? Our analysis of the interviews produced about 60 characteristics of effective managers. The 10 identified most often are listed in Table 1. Not surprisingly, these 10 characteristics are all behavioral skills. They are not personality attributes or styles, nor are they generalizations such as “luck” or “timing.” They also are common across industries, levels, and job responsibilities. The characteristics of effective managers are not a secret. The management skills derived from our study are similar to those resulting from several other surveys published in the management literature. Table 2, for example, lists a representative sample of surveys that relied on a heterogeneous mix of respondents. Not surprisingly, the two lists are very similar. Regardless of whether respondents are CEOs or first-line supervisors, whether they work in the public sector or the private sector, their skills are quite easily identifiable and agreed upon by observers. It is not hard to recognize and describe the skills of effective managers. What Are Management Skills? There are several defining characteristics of management skills that differentiate them from other kinds of managerial characteristics and practices. First, management skills are behavioral. They are not personality attributes or stylistic tendencies. Management skills consist of identifiable sets of actions that individuals perform and that lead to certain outcomes. Skills can be observed by others, unlike attributes that are purely mental or are embedded in personality. Whereas people with different styles and personalities may apply the skills differently, there are, nevertheless, a core set of observable attributes in effective skill performance that are common across a range of individual differences. Second, management skills are controllable. The performance of these behaviors is under the control of the individual. Unlike organizational practices such as “selectively Table 1 Skills of Effective Managers—One Study 1. Verbal communication (including listening) 2. Managing time and stress 3. Managing individual
  • 18. decisions 4. Recognizing, defining, and solving problems 5. Motivating and influencing others 6. Delegating 7. Setting goals and articulating a vision 8. Self-awareness 9. Team building 10. Managing conflict INTRODUCTION 9 Table 2 Critical Management Skills—A Sample of Studies STUDY ❏RESPONDENTS • FOCUS RESULTS ❏Luthans, Rosenkrantz, and Hennessey (1985) • 52 managers in 3 organizations • Participant observation of skills demonstrated by most effective versus least effective managers Building power and influence Communicating with outsiders Managing conflict Decision making Communicating with insiders Developing subordinates Processing paperwork Planning and goal setting Employment Verbal communication Listening Enthusiasm Written communication Technical competence Appearance Job Success Interpersonal skills Verbal communication Written communication Persistence/determination Enthusiasm Technical competence ❏Curtis, Winsor, and Stephens (1989) • 428 members of the American Society of Personnel Administrators in the United States • (1) Skills needed to obtain employment • (2) Skills important for successful job performance • (3) Skills needed to move up in the organization ❏Van Velsor & Britain (1995) • Summarizes 5 previous studies of “derailment” • 20 U.S. managers and 42 European managers • Focus on skills causing “derailment” (the opposite of success) To Move Up Ability to work well with others one-on- one Ability to gather information and make a decision Ability to work well in groups Ability to listen and give counsel Ability to give effective feedback Ability to write effective reports Knowledge of the job Ability to present a good image for the firm Ability to use computers Knowledge of management theory Knowledge of finance Knowledge of marketing Knowledge of accounting Ability to use business machines Problems with interpersonal relationships Failure to meet business objectives Inability to build and lead a team Inability to manage self-development or to adapt ❏American Management Association (2000) • 921 managers in the United States Skill Customer focus Ability to use information to solve problems Recognizing problems and implementing solutions Credibility among peers, subordinates, colleagues Ability to transform words into actions Listening and asking questions Contributing to firm mission/objectives Working in teams (cooperation/commitment) Identifying opportunities for innovation Setting standards for self and subordinates Coaching and mentoring skills Time management Implementing improvements Setting priorities 10 INTRODUCTION Importance to Organizations Managerial Competence Gap 1 (4.74) 2 (4.64) 3 (4.56) 4 (4.45) 5 (4.44) 6 (4.40) 7 (4.39) 8 (4.34) 9 (4.33) 10 (4.32) 15 (4.21) 12 (4.27) 11 (4.29) 14 (4.24) 1 (3.90) 2 (3.71) 8 (3.52) 3 (3.69) 5 (3.55) 13 (3.36) 4 (3.57) 11 (3.40) 14 (3.35) 7 (3.53) 26 (2.99) 25 (3.19) 17 (3.33) 20 (3.32) 22 15 7 18 11 3 16 8 4 9 1 2 5 6 Table 2 Critical Management Skills—A Sample of Studies STUDY ❏RESPONDENTS • FOCUS ❏Andersen Consulting (2000) • Study of Andersen partners, consultants, and client leaders RESULTS Employee skills Creativity Team building Resilience/flexibility Technical competence Deal with ambiguity Speed Emotional intelligence Communication skills Leadership attributes Less controlling Shares authority Culturally attuned Encourages challenge Clear vision Comfortable with risk Creates a motivated business Manages intellectual diversity Entrepreneurial hiring,” or cognitive activities such as “transcending fear,” skills can be consciously demonstrated, practiced, improved, or restrained by individuals themselves. Skills may certainly engage
  • 19. other people and require cognitive work, but they are behaviors that people can control themselves. Third, management skills are developable. Performance can improve. Unlike IQ or certain personality or temperament attributes that remain relatively constant throughout life, individuals can improve their competency in skill performance through practice and feedback. Individuals can progress from less competence to more competence in management skills, and that outcome is the primary objective of this book. Fourth, management skills are interrelated and overlapping. It is difficult to demonstrate just one skill in isolation from others. Skills are not simplistic, repetitive behaviors, but they are integrated sets of complex responses. Effective managers, in particular, must rely on combinations of skills to achieve desired results. For example, in order to effectively motivate others, skills such as supportive communication, influence, empowerment, and self-awareness may be required. Effective managers, in other words, develop a constellation of skills that overlap and support one another and that allow flexibility in managing diverse situations. Fifth, management skills are sometimes contradictory or paradoxical. For example, the core management skills are neither all soft and humanistic in orientation nor all harddriving and directive. They are oriented neither toward teamwork and interpersonal relations exclusively nor toward individualism and technical entrepreneurship exclusively. A variety of skills are typical of the most effective managers, and some of them appear incompatible. To illustrate, Cameron and Tschirhart (1988) assessed the skill performance of more than 500 midlevel and upper-middle managers in about 150 organizations. The most frequently mentioned 25 management skills taken from about a dozen studies in the academic literature (such as those in Table 2) were measured. Statistical analyses revealed that the skills fell into four main groups or clusters. One group of skills focused on participative and human relations skills (for example, supportive communication and team building), while another group focused on just the opposite, that is, competitiveness and control (for example, assertiveness, power, and influence skills). A third group focused on innovativeness and individual entrepreneurship (for example, creative problem solving), while a fourth group emphasized the opposite type of skills, namely, maintaining order and rationality (for example, managing time and rational decision making). One conclusion from that study was that effective managers are required to demonstrate paradoxical skills. That is, the most effective managers are both participative and hard-driving, both nurturing and competitive. They were able to be flexible and creative while also being controlled, stable, and rational (see Cameron, Quinn, DeGraff, & Thakor, 2006). Our INTRODUCTION 11 objective in this book is to help you develop that kind of behavioral competency and complexity. Improving Management Skills It is a bit unnerving that while average IQ scores have increased in the population over the last half-century, social and emotional intelligence scores have actually declined. In the population in general, people are less skilled at managing themselves and managing others than they were 50 years ago (Goleman, 1998). While average IQ scores have jumped approximately 25 points, emotional intelligence scores (EQ) among young people and adults has fallen. Moreover, whereas the “technological float” has shrunk dramatically— that is, the time between the introduction of a new technology and its being copied and revised is constantly decreasing and is now measured in weeks rather than years—the
  • 20. “human float” has changed very little. It still takes about the same amount of time to develop behavioral skills and human competencies as it always has. No shortcuts or quick fixes have emerged, and the effort and practice that are required to become more emotionally intelligent and interpersonally skilled is substantial. Progress regarding how to cope with and manage issues relating to other people has not kept pace with technological progress, and it remains the biggest challenge for managers. The good news is that improvement in developing management skills has been found in both students and managers who have been exposed to a curriculum such as the one advocated in Developing Management Skills. For example, MBA students showed improvement of from 50 to 300 percent on social skills over the course of two years by enrolling in two courses based on the approach to developing management skills presented here. A greater amount of improvement occurred among students who applied these skills to multiple aspects of their lives outside the classroom, and people who were more competent to begin with made the most progress. In addition, a cohort of 45- to 55year-old executives produced the same results as the MBA students. That is, they also improved dramatically in their management skills even though most were already experienced in senior managerial positions (Boyatzis, 1996, 2000, 2005; Boyatzis, Cowen, & Kolb, 1995; Boyatzis, Leonard, Rhee, & Wheeler, 1996; Leonard, 1996; Rhee, 1997; Wheeler, 1999). On the other hand, exposure to a traditional cognitive-based curriculum without exposure to management skills development does not correlate with improvements in social competence, management skills, or career success. For example, Cohen (1984) summarized the results of 108 studies of the relationship between performance in college courses (as measured by grade-point average) and subsequent life success. Life success was measured by a variety of factors, including job performance, income, promotions, personal satisfaction, eminence, and graduate degrees. The mean correlation between performance in school and performance in life in these studies was .18, and in no case did the correlation exceed .20. These low correlations suggest that school performance and successful performance in subsequent life activities are related only marginally. The data, in other words, appear quite compelling. Attending school merely to achieve high grades in cognitive courses—while important—is not sufficient for management, career, or life success. Going into debt for a formal education or achieving an additional set of letters behind your name without also developing and improving your management skills will be an unfortunate lost opportunity. That is why we feel so strongly that in the management curriculum of universities, students should be exposed to a learning model such as the one we describe here. Our strong feelings, of course, are not based on blind optimism. Scientific evidence exists that such exposure can make a difference both to individuals and to the bottom-line performance of companies. 12 INTRODUCTION An Approach to Skill Development Successful management development, of course, is more than just following a cookbook list of sequential behaviors. Developing highly competent management skills is much more complicated than developing skills such as those associated with a trade (for example, welding) or a sport (for example, shooting baskets). Management skills are: (1) linked to a more complex knowledge base than other types of skills and (2) inherently connected to interaction with other (frequently unpredictable) individuals. A standardized approach to welding or shooting free throws may be feasible,
  • 21. but no standardized approach to managing human beings is possible. On the other hand, what all skills do have in common is the potential for improvement through practice. Any approach to developing management skills, therefore, must involve a heavy dose of practical application. At the same time, practice without the necessary conceptual knowledge is sterile and ignores the need for flexibility and adaptation to different situations. Therefore, developing competencies in management skills is inherently tied to both conceptual learning and behavioral practice. The method that has been found to be most successful in helping individuals develop management skills is based on social learning theory (Bandura, 1977; Boyatzis et al., 1995; Davis & Luthans, 1980). This approach marries rigorous conceptual knowledge with opportunities to practice and apply observable behaviors. It relies on cognitive work as well as behavioral work. Variations on this general approach have been used widely in on-the-job supervisory training programs, and they are common in executive education programs and corporate universities—less so in business schools. This learning model, as originally formulated, consisted of four steps: (1) the presentation of behavioral principles or action guidelines, generally using traditional instruction methods; (2) demonstration of the principles by means of cases, films, scripts, or incidents; (3) opportunities to practice the principles through role plays or exercises; and (4) feedback on performance from peers, instructors, or experts. Our own experience in teaching complex management skills, as well as recent research on management skills development among MBA students (e.g., Boyatzis et al., 1995; Vance, 1993) has convinced us that three important modifications are necessary in order for this model to be most effective. First, the behavioral principles must be grounded in social science theory and in reliable research results. Common sense generalizations and panacea-like prescriptions appear regularly in the popular management literature. To ensure the validity of the behavioral guidelines being prescribed, the learning approach must include scientifically based knowledge about the effects of the management principles being presented. Second, individuals must be aware of their current level of skill competency and be motivated to improve upon that level in order to benefit from the model. Most people receive very little feedback about their current level of skill competency. Most organizations provide some kind of annual or semiannual evaluation (for example, course grades in school or performance appraisal interviews in firms), but these evaluations are almost always infrequent and narrow in scope, and they fail to assess performance in most critical skill areas. To help a person understand what skills to improve and why, therefore, an assessment activity must be part of the model. In addition, most people find change uncomfortable and therefore avoid taking the risk to develop new behavior patterns. An assessment activity in the learning model helps encourage these people to change by illuminating their strengths and weaknesses. People then know where weaknesses lie and what things need to be improved. Assessment activities generally take the form of selfevaluation instruments, case studies, or problems that help highlight personal strengths and weaknesses in a particular skill area. INTRODUCTION 13 Third, an application component is needed in the learning model. Most management skill training takes place in a classroom setting where feedback is immediate, and it is relatively safe to try out new behaviors and make mistakes. Therefore, transferring learning to an actual job setting is
  • 22. often problematic. Application exercises help to apply classroom learning to examples from the real world of management. Application exercises often take the form of an outside-of- class intervention, a consulting assignment, self-analysis through journal writing, or a problem-centered intervention, which the student then analyzes to determine its degree of success or failure. In summary, evidence suggests that a five-step learning model is most effective for helping individuals develop management skills (see Cameron & Whetten, 1984; Kolb, 1984; Vance, 1993; Whetten & Cameron, 1983). Table 3 outlines such a model. Step 1 involves the assessment of current levels of skill competency and knowledge of the behavioral principles. Step 2 consists of the presentation of validated, scientifically based principles and guidelines for effective skill performance. Step 3 is an analysis step in which models or cases are made available in order to analyze behavioral principles in real organizational settings. This step also helps demonstrate how the behavioral guidelines can be adapted to different personal styles and circumstances. Step 4 consists of practice exercises in which experimentation can occur and immediate feedback can be received in a relatively safe environment. Step 5, finally, is the application of the skill to a real-life setting outside the classroom with follow-up analysis of the relative success of that application. Research on the effectiveness of training programs using this general learning model has shown that it produces results superior to those based on more traditional lecturediscussion-case method approaches (Boyatzis et al., 1995; Burnaska, 1976; Kolb, 1984; Latham & Saari, 1979; Moses & Ritchie, 1976; Porras & Anderson, 1981; Smith, 1976; Vance, 1993). In addition, evidence suggests that management skill training can have significant impact on the bottom-line performance of a firm. The U.S. Postal Service completed a study a few years ago in which 49 of the largest 100 post offices in America were evaluated. An important question in the study was, “How can we make post offices more effective?” Productivity and service quality were both monitored over a period of five years. The two major factors that had impact on these effectiveness measures were (1) degree of automation, and (2) investment in training. Two kinds of training were provided: technical training (operating and maintaining the equipment) and management training (developing management skills). The study found that management training was more important than technical training in accounting for improved productivity and service in offices, and both kinds of training were more important than having up-to-date Table 3 14 A Model for Developing Management Skills Components Contents Objectives 1. Skill assessment Survey instruments Role plays Assess current level of skill competence and knowledge; create readiness to change. 2. Skill learning Written text Behavioral guidelines Teach correct principles and present a rationale for behavioral guidelines. 3. Skill analysis Cases Provide examples of appropriate and inappropriate skill performance. Analyze behavioral principles and reasons they work. 4. Skill practice Exercises Simulations Role plays Practice behavioral guidelines. Adapt principles to personal style. Receive feedback and assistance. 5. Skill application Assignments (behavioral and written) Transfer classroom learning to real-life situations. Foster ongoing personal development. INTRODUCTION equipment in office. Low-tech offices outperformed high-tech offices when managers were provided with management skill training. In short, its five-year study convinced the U.S. Postal Service that helping employees to develop management skills was
  • 23. the best way to improve organizational effectiveness (Cameron & Ulrich, 1986). This is consistent with the conclusion drawn by Eric Greenberg, Director of Surveys for the American Management Association, upon summarizing the lessons learned from years of surveys of American managers: Where companies increased their training activity, the chances were much, much better that they were going to increase their operating profits and that they were going to increase their shareholder value. Product quality, market share, and productivity all tend to rise as training budgets go up. Companies that don’t make the investment are apt to see disappointing results. (Greenberg, 1999) More than thirty years ago, Mintzberg (1975) made a similar point about the curriculum needed in business schools. Things have not changed. Management schools will begin the serious training of managers when skill training takes its place next to cognitive learning. Cognitive learning is detached and informational, like reading a book or listening to a lecture. No doubt much important cognitive material must be assimilated by the manager-to-be. But cognitive learning no more makes a manager than it does a swimmer. The latter will drown the first time he jumps into the water if his coach never takes him out of the lecture hall, gets him wet, and gives him feedback on his performance. Our management schools need to identify the skills managers use, select students who show potential in these skills, put the students into situations where these skills can be practiced, and then give them systematic feedback on their performance. (p. 60) A senior executive in a major consulting firm similarly observed: The higher up the organization you go, the less relevant technical knowledge becomes. It is important for your first couple of promotions, but after that, people skills are what count. A recent graduate from a Big Ten management school also reported: I can’t believe it. I went for my second interview with a company last week, and I spent the first half-day participating in simulation exercises with ten other job candidates. They videotaped me playing the role of a salesman handling an irate customer, a new director of personnel putting down a revolt by the “old guard,” and a plant manager trying to convince people of the need to install a radically new production process. Boy, was I unprepared for that! The message behind these personal observations is clear: from almost every perspective, competence in personal, interpersonal, and group skills is a critical prerequisite for success in management. Strong analytical and quantitative skills are important, but they are not sufficient. Successful managers must be able to work effectively with people. Unfortunately, interpersonal and management skills have not always been a high priority for business school students and aspiring executives. In a recent survey of 110 Fortune 500 CEOs, 87 percent were satisfied with the level of competence and analytic skills of business school graduates, 68 percent were satisfied with conceptual skills of graduates, but only 43 percent of the CEOs were satisfied with graduates’ management skills, and only 28 percent were satisfied with their interpersonal skills and EQ! To assist you in improving your own management skills, this book emphasizes practicing management skills, rather than just reading about them. We have organized the book with this specific approach in mind. INTRODUCTION 15 Leadership and Management Before outlining the organization of this book, we want to discuss briefly the place of leadership in this volume. Some writers have differentiated between the concepts of “leadership” and “management” (Bass, 1990; Katzenbach, 1995; Nair, 1994; Quinn, 2000; Tichy, 1999). Some have wondered why we
  • 24. concentrate on “management” skills instead of “leadership” skills in this book. We have also been asked by professors, business executives, and students why we have not either changed the title of the book to Developing Leadership Skills, or at least included one chapter on leadership in this volume. These queries and suggestions are important and have motivated us to clarify at the outset of the book what we mean by management, and why we believe our focus on management skills lies at the heart of leadership as typically defined. One of the most popular models of leadership is based on the “Competing Values Framework,” an organizing framework for leadership and managerial skills. It was developed by examining the criteria used to evaluate organizational and managerial performance (Cameron et al., 2006; Quinn & Rohrbaugh, 1983). Extensive research has been conducted on this framework over the past two decades, and a brief explanation will help clarify the relationship between management and leadership skills. You should be aware that this framework has been used on several continents to help managers and organizations improve their effectiveness, and a database of more than 80,000 managers has now been compiled (Cameron & Quinn, 2006). That research has shown that leadership and management skills fall into four clusters or categories as illustrated in Figure 1. In order to be an effective manager, in other words, individuals must be competent in: (1) clan skills, or a Figure 1 Leadership and Management Skills Organized by the Competing Values Framework Flexibility Change CLAN SKILLS—COLLABORATE ADHOCRACY SKILLS— CREATE Communicating Supportively Building Teams and Teamwork Empowering Solving Problems Creatively Leading Positive Change Fostering Innovation Internal Maintenance External Positioning HIERARCHY SKILLS—CONTROL MARKET SKILLS—COMPLETE Managing Personal Stress Managing Time Maintaining Self-Awareness Analytical Problem Solving Motivating Others Gaining Power and Influence Managing Conflict Stability Control 16 INTRODUCTION focus on collaboration; (2) adhocracy skills, or a focus on creation; (3) market skills, or a focus on competition; and (4) hierarchy skills, or a focus on control. Clan skills include those required to build effective interpersonal relationships and develop others (e.g., building teamwork, communicating supportively). Adhocracy skills include those required to manage the future, innovate, and promote change (e.g., solving problems creatively, articulating an energizing vision). Market skills include those required to compete effectively and manage external relationships (e.g., motivating others, using power and influence). Hierarchy skills include those required to maintain control and stability (e.g., managing personal stress and time, solving problems rationally) (see Cameron & Quinn, 2006). In Figure 1, the two top quadrants in the Competing Values Framework—clan and adhocracy—are usually associated with leadership. The two bottom quadrants— market and hierarchy—are usually associated with management. In other words, traditionally, leadership has been used to describe what individuals do under conditions of change. When organizations are dynamic and undergoing transformation, people at the top are expected to exhibit leadership (i.e., pay attention to clan and adhocracy issues). Management, on the other hand, has traditionally been used to describe what executives do under conditions of stability. Thus, management has been linked with the status quo (i.e., pay attention to market and hierarchy issues). In addition, leadership has sometimes been defined as “doing the right things,” whereas management has been defined as “doing things
  • 25. right.” Leaders have been said to focus on setting the direction, articulating a vision, transforming individuals and organizations, and creating something new. Managers have been said to focus on monitoring, directing, and refining current performance. Leadership has been equated with dynamism, vibrancy, and charisma; management with hierarchy, equilibrium, and control. However, the recent research is clear that such distinctions between leadership and management, which may have been appropriate in previous decades, are no longer useful (Quinn, 2000; Tichy, 1993, 1999). Managers cannot be successful without being good leaders, and leaders cannot be successful without being good managers. No longer do organizations and individuals have the luxury of holding on to the status quo; worrying about doing things right but failing to do the right things; keeping the system stable instead of leading change and improvement; monitoring current performance instead of formulating a vision of the future; concentrating on equilibrium and control instead of vibrancy and charisma. Effective management and leadership are inseparable. The skills required to do one are also required of the other. No organization in a postindustrial, hyperturbulent, twenty-first-century environment will survive without executives capable of providing both management and leadership. Leading change and managing stability, establishing vision and accomplishing objectives, breaking the rules and monitoring conformance, although paradoxical, all are required to be successful. Figure 2 illustrates one major reason for this assertion. By staying the same, we tend to get worse. Because our circumstances are constantly changing and expectations for performance are continually escalating, the traditional definition of management is outmoded and irrelevant today. Effective managers and leaders do much the same things in dealing effectively with constant change and constant stability. All of us, in other words, need to develop competencies that will enhance our ability to be both leaders and managers. The specific skills in this book represent all four quadrants in the Competing Values Framework of leadership. They serve as the foundation for effective management and for effective leadership. The book could appropriately include the word “leadership” in the title, therefore, based on the skills being covered. The skills contained in this book cover both the management and the leadership ground. We have chosen, appropriately or not, to use the label “management skills” to subsume the skills associated with leadership as well as with management. INTRODUCTION 17 Figure 2 The Necessity of Developing Leadership and Management Skills PERSONAL OR ORGANIZATIONAL PERFORMANCE Current Performance Last Year This Year Next Year X Low High X Low Low X High High Standards, Expectations, Competition over Time Contents of the Book Again, this book focuses on the skills that research has identified as critically important for successful management and leadership. Part I contains three chapters on personal skills: Developing Self-Awareness, Managing Personal Stress, and Solving Problems Analytically and Creatively. These skills focus on issues that may not involve other people but instead relate to the management of the self— hence they are called personal skills. Each chapter, however, really includes a cluster of related behaviors, not just one single, simple skill. These clusters of interrelated behaviors comprise the overall management skill indicated in the chapter’s title. Figure 3 also points out that each skill cluster is related to and overlaps with other personal management skills, so each relies at least partially on the others to be performed successfully. Part II focuses on
  • 26. interpersonal skills: Building Relationships by Communicating Supportively, Gaining Power and Influence, Motivating Others, and Managing Conflict. These skills focus primarily on issues that arise in your interactions with other people. Overlap exists among these skills, of course, so that you must rely on parts of many skill areas in order to perform any one skill effectively. Part III includes three chapters on group skills: Empowering and Delegating, Building Effective Teams and Teamwork, and Leading Positive Change. These skills focus on key issues that arise when you are involved with groups of people either as a leader or as a member of the group. As with all the skills in the book, overlap occurs among the group skills as well as with the personal and interpersonal skills. In other words, as you progress from personal to interpersonal to group skills, the core competencies developed in the previous skill area help support successful performance of the new skill area. In addition to the ten core management skills in Parts I, II, and III, the supplemental Part IV chapters contain three additional communications skills: Making Oral and Written Presentations, Conducting Interviews, and Conducting Meetings. These supplements cover specialized communication skills that are especially relevant for students who have had little managerial experience or skill training. These supplements foster skill development needed to implement assignments typically included in a management skill-building course. Writing reports, giving class presentations, interviewing managers, and conducting group meetings are all prerequisites for building skills in the core management skill areas, so we have provided material on these three topics that students will find helpful. 18 INTRODUCTION Figure 3 A Model of Essential Management Skills Managing conflict Managing stress Perso nal Motivating employees Solving problems creatively ESSENTIAL MANAGEMENT SKILLS l ona ers rp te In Developing selfawareness Communicating supportively Gain power and influence Empowering and delegating Leading positive change Building effective teams Group Appendix I contains a glossary of key terms in the text; and Appendix II lists references for excerpted material in the book. Organization of the Book Each chapter is organized on the basis of the learning model summarized in Table 4. Each chapter begins with Skill Assessment instruments. Their purpose is to highlight areas of personal competence as well as areas needing improvement in both knowledge and performance. As you complete the instruments in the Skill Assessment section, you will discover areas in which you will want to establish personal learning goals, and areas in which your competency is already well developed. As pointed out earlier, however, research has demonstrated that the most competent managers tend to progress the most when engaging in skill development exercises, so don’t dismiss a skill just because you feel that it is an area of strength. We encourage you to take time to complete these assessment instruments. You will be surprised with what you learn if you complete them honestly and as accurately as you can. INTRODUCTION 19 Table 4 The Organization of Each Chapter SECTION CONTENTS Skill Assessment Instruments designed to identify your current level of skill competency, your styles, and/or key dimensions of the skill. These instruments can be used to identify individual differences, issues surrounding diversity, and areas for personal improvement plans. Skill Learning Behavioral guidelines and key principles associated with the skill are explained. Scientific research is used as the basis for prescribed skill performance. Clarifying how to successfully develop and perform the skill is the purpose of this section.
  • 27. Skill Analysis Cases and examples are presented in order to provide examples of successful and unsuccessful skill performance. Analytic problem solving is facilitated as recommendations are made for what the key issues are, how performance might be modified, and why success was achieved. Skill Practice Exercises and role plays make it possible for individuals to actually practice the skill. Feedback from peers and the instructor will facilitate improvement of the skill in a setting where failure is not costly. Skill Application Suggested assignments are provided so that the skill can be applied in a real-life setting. A feedback mechanism is also suggested so that individuals analyze their own success in applying the skill outside the classroom. Improvement plans should always be associated with the application exercises. Second, an explanation of the key behavioral guidelines, as well as a rationale for why these guidelines work, is found in the Skill Learning section of each chapter. This section explains the core behavioral principles associated with each skill. We present a researchbased model of each skill, along with evidence from research that the principles identified are effective in practice. Our objective is to provide a sound rationale for the action guidelines summarized at the end of the section. We have not relied on popular anecdotes or stories from the popular press in presenting these guidelines and principles. Instead, we rely on scientific research that identifies what behaviors must be performed in order to foster effective outcomes. In the Skill Analysis section, you will find brief case histories that illustrate both effective and ineffective applications of the behavioral principles. The purpose of this section is to bridge the gap between intellectual understanding and behavioral application. Critiquing a manager’s performance in a real-life case enhances your understanding of the skill learning material. Each case provides a model of effective or ineffective performance and helps identify ways that the skill can be adapted to your personal style. In analyzing these cases, focus less on trying to find a “right” answer and more on determining how you might behave in similar circumstances. The Skill Practice section provides exercises, problems, and role-play assignments. The goal of this section is to provide opportunities to practice the behavioral guidelines in simulated managerial situations and to receive feedback from peers and instructors. Practicing these managerial skills in a classroom setting is not only safer and less costly than in a reallife management job, but others’ observation and feedback can be more precise and more timely as well. Many of these types of exercises can seem “gamey” or superficial, of course, unless you take them seriously as ways to improve your skill performance. We encourage you to use the feedb…