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Yvonne I. Pytlik, MBA, CPA – Global Compliance Risk Management Corp.
Managing Principal, Founder at Global Compliance Risk Management Executive Consulting,
www.GlobalRMC.com.

Senior Executive Enterprise Risk Management Strategist and Subject Matter Expert in
Regulatory Compliance with over 19 years of experience in the Financial Services Industry.
Leadership and significant achievements in Strategic Planning, Risk Assessment and Corporate
Risk Management Governance. Major accomplishments in developing and implementing the
Chief Compliance Officer Program for Investment Advisers, Investment Management Companies
and Broker Dealer business. Successfully implemented Global Risk Management Oversight
aligned with best practices and regulatory requirements in Americas, Europe and Asia Pacific
Regions. Deputy Head of Global Compliance Division, Head of Risk Management and Strategic
Planning at Deutsche Bank AG and Consulting at KPMG LLP.


                                                            Global Compliance Risk
                                                            Management Consulting
                                                            (“GlobalRMC”) was
                                                            established to support our
                                                            clients in compliance with
                                                            regulatory reforms and
                                                            increased risk management
                                                            standards in the Financial
                                                            Services Industry.

                                                            Mission: GlobalRMC provides
                                                            clients with strategic
                                                            regulatory risk management
                                                            advisory and compliance
                                                            solutions that support
                                                            business growth and value
                                                            creation while mitigating
                                                            operational, reputation, and
                                                            regulatory risk.

                                                            Leadership Team: Proven
                                                            senior executives and industry
                                                            seasoned professionals
                                                            averaging over 20 years of
                                                            industry experience in
                                                            corporate governance,
                                                            compliance, regulatory risk
                                                            management, investment
                                                            management business and
                                                            management consulting.

                               GlobalRMC   Trusted Experience™.

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Yvonne I. Pytlik Corporate Bio And Photo June 2009

  • 1. Yvonne I. Pytlik, MBA, CPA – Global Compliance Risk Management Corp. Managing Principal, Founder at Global Compliance Risk Management Executive Consulting, www.GlobalRMC.com. Senior Executive Enterprise Risk Management Strategist and Subject Matter Expert in Regulatory Compliance with over 19 years of experience in the Financial Services Industry. Leadership and significant achievements in Strategic Planning, Risk Assessment and Corporate Risk Management Governance. Major accomplishments in developing and implementing the Chief Compliance Officer Program for Investment Advisers, Investment Management Companies and Broker Dealer business. Successfully implemented Global Risk Management Oversight aligned with best practices and regulatory requirements in Americas, Europe and Asia Pacific Regions. Deputy Head of Global Compliance Division, Head of Risk Management and Strategic Planning at Deutsche Bank AG and Consulting at KPMG LLP. Global Compliance Risk Management Consulting (“GlobalRMC”) was established to support our clients in compliance with regulatory reforms and increased risk management standards in the Financial Services Industry. Mission: GlobalRMC provides clients with strategic regulatory risk management advisory and compliance solutions that support business growth and value creation while mitigating operational, reputation, and regulatory risk. Leadership Team: Proven senior executives and industry seasoned professionals averaging over 20 years of industry experience in corporate governance, compliance, regulatory risk management, investment management business and management consulting. GlobalRMC Trusted Experience™.