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California Energy Policy & Native American Tribes:
Consultation, Collaboration, and Support for Renewable
 Energy Development and Energy Efficiency Programs




                                  by

                        Amanda C. Cárdenas

              A thesis submitted in partial fulfillment of
                  the requirements for the degree of

                         Master of Science
                     (Environment & Resources)

                                 at the

              Nelson Institute for Environmental Studies
                 University of Wisconsin – Madison

                                 2008
ii




      “America is at an unsustainable place where we’ve consumed half of the world’s
    known oil and combusted ourselves to the edge of oblivion in terms of global climate
        change. The challenge is how you transform that to an economy that is more
          sustainable. A lot of traditional teachings that are indigenous about land
    management—underburning growth, forestry—are philosophical teachings that have
        merit. My reservation is doing this renewable-energy program out of locally
        produced and renewable [sources], in terms of wind energy, biofuel, solar.”

     ~Winona LaDuke (Anishinaabe), Native American activist, environmentalist, economist, and writer




      “We call for a more sustainable and culturally appropriate development that is
     guided by the values and teachings of our ancestors. We call for an economic base
       that would truly empower our people rather then the pockets of transnational
    corporations, western cities, tribal, state and federal government. We call for an end
        to the colonization of our lands for energy purposes and we demand a better
                    government that is more accountable to the people.”

~Roberto Nutlouis, of the Indigenous Youth Coalition of Pinon, a small community on the Navajo reservation,
            a member of the Black Mesa Water Coalition and part of the IEN youth committee
iii



                             Table of Contents

Acknowledgements ……………………………………………………………………... v – vi

Foreword …………………………………………………………………………....... vii - viii

Introduction ………………………………………………………………………............ 1 – 2

Chapter One ………………………………………………………………………......... 3 – 16
    Overview of California Indian History and Its Uniqueness
    Political and Legal Context

Chapter Two ……………………………………………………………………………17 – 34
    Tribal-State Cooperative Relationships/Intergovernmental Agreements
    Importance of Energy Policies/Programs and Native Americans
    Federal Support for Indian Energy Efficiency and Renewable Resource
       Development
    California Energy Law, Policy, and Program Context
    California Energy Policy’s Relevance to Tribes

Chapter Three …………………………………………………………………………. 35 – 51
    State of Knowledge: Energy-Related State Agencies and Their Studies and Reports
    California Energy-Related Legislative Committees
    California Legislative Committees/Caucuses/Task Forces and Executive Agencies
       (Commissions and Offices) for Native Americans
    California Legislation for Consultation/Cooperation with Tribes

Chapter Four: Interviews with California Tribes …………………………………..…. 52 – 78
    Purpose of Interviewing
    Interview Design, Selection, and Response Rate
    Interview Results and Analysis: Trends in Responses

Chapter Five ………………………………………………………………………….. 79 – 98
    Tribal-State Relations in Both Branches
    Varying Degrees of Consultation and Cooperative Policies, Commissions, and
       Committees on Indian Affairs
    Applicable Models for CA & Prescriptive Conclusions for the CA Government

Chapter Six ………………………………………………………………………....... 99 – 114
    Prescriptions for California
    Avenues to Expand Native American Voice/Representation in CA Government’s
       Energy Affairs: What Tribes Can Do
iv



Conclusion …………………………………………………………………………. 115 – 118
    Summary of Key Findings, Gaps in Thesis Study, and Call for Further Research
    Generating Greater Discussion about Energy Policy Impacts – and Policy Impacts in
      General – on CA Tribes

Appendix 1 …………………………………………………………………………. 119 – 131
    Maps, Figures, & Tables

Appendix 2 …………………………………………………………………………. 132 – 142
    Interview Information

Appendix 3 …………………………………………………………………………. 143 – 146
    Research Approval and Consent Forms

Appendix 4 …………………………………………………………………………. 147 – 148
    Acronyms

Literature Cited/Consulted ………………………………………………………… 149 – 155
v



                                  ACKNOWLEDGEMENTS



       This thesis has required much patience, persistence, and faith. I am grateful for my

advisors willing to work within my short time frame and see me through with their

encouragement and support. This topic has been a challenging one, but one that has been

illuminated through interviews with participating tribes. With great appreciation, I want to

acknowledge the candid input, time, and trust given by the Ewiiaapaayp Indian Reservation

(Ewiiaapaayp Band of Kumeyaay, formerly Cuyapaipe), Hoopa Valley Reservation (Hupa),

Lone Pine Reservation (Paiute and Shoshone), Picayune Rancheria (Chukchansi), Robinson

Rancheria (Eastern Pomo), Santa Ynez Reservation (Chumash), and Susanville Indian

Rancheria (Paiute, Maidu, Pit River, and Washoe). Participation was not easy to acquire for

this study, and their perspectives have provided representative voices even for those

California tribes not interviewed. Textual materials can only lend so much to research;

interviews with tribal government officials greatly strengthened this study by filling in the

gaps and lending greater credibility to the state of affairs in California with respect to tribal-

state relations and energy policy. Additionally, I appreciate the prompt communication with

the California Energy Commission (Assistant Director of Policy Development; Deputy

Directors of the Energy Efficiency and Renewables Division, the Electricity Supply Analysis

Division, the Energy Research and Development Division, the Fuels and Transportation

Division, and the Energy Facilities Siting Division; former Project Manager for the 2007

Integrated Energy Policy Report; and Public Advisor) and the California Public Utilities

Commission (Transmission Permitting Advisor). Not least important, I would like to thank

my parents for taking such interest in and supporting my passion for environmental policy
vi



and Native American issues. Passion is the key to a good argument and good writing, and

they have fostered my passion for the environment and justice since an early age.
vii



                                          FOREWORD



        Although the subject of California energy policy and tribes must inevitably have

some informal discussion, the overall state of affairs was not previously assessed nor written

about by the state government, tribes, or other organizations. No documents have been

produced that address this question of tribal-state consultation and collaboration, as well as

state support for renewable energy development and energy efficiency in California Indian

Country. California lacks a sovereignty accord, legislative committee on tribal affairs,

executive commission on tribal-state relations, and presently has no Native Americans

serving in the State Legislature. This is shocking, considering the vast number1 of Native

Americans in the state. Moreover, energy development and efficiency programs are more

extensive in California compared to any other state, and yet tribes appear to have no place at

the policy-making table and are barely consulted.

        Most tribes in California are just beginning to learn about energy issues, either on

their own initiative or from federal agencies. Still, there is a lack of interaction between

tribes and the state when it comes to energy policy-making and program creation. Tribes are

very much viewed through the lens of gaming, which continues to be a barrier in tribal-state

relations in addition to the unique history of tribal-state relations that is not too long ago to be

considered a remnant of the distant past.

        This thesis aims to determine the degree and type of incorporation of California tribes

in the state government’s energy policy discussions. 106 federally recognized tribes means

1
 In 2004, the U.S. Census Bureau reported that there are 687,400 Native Americans in California, the
highest total of any state in the nation (http://www.census.gov/Press-
Release/www/releases/archives/facts_for_features_special_editions/005684.html).
viii



106 sovereign nations within California, not just a single minority population (Map in

Appendix 1). The impacts of energy are huge, especially in a state with major electric

industry restructuring, blackout crises, and mass renewable energy development and energy

efficiency programs.

        This thesis is not without gaps and limitations, but my hope is that it provides tribes

and others with proof of the matter that can then be used to bring about change to this

unfortunate conclusion.2 I began this thesis with the intention of laying the foundation for

further pursuit of this topic, which needs more attention. It is therefore not perfect, but it is

revealing. More studies are necessary, which would ideally collect data from even more

tribes in California and bring the findings to the state government and general public.

Further, seeking state agency perspectives and input3 would help to balance tribes’

perspectives provided by this study. Renewable energy development and energy efficiency

are crucial to increasing tribal sovereignty and self-determination, which will bring much

greater welfare to California tribes.




2
  The primary conclusion is that California tribes have not sufficiently, nor justly, been incorporated
into state energy policy debates and existing energy programs. The findings of this study do not
imply that tribes have purposely been excluded, but rather, that tribes have been overlooked and
neglected by California in its energy affairs. The intention of this paper is not to be antagonistic. It is
not meant to take a completely neutral or complacent position either but to highlight present
deficiencies and to suggest improvements on the part of the State of California.
3
  The California Energy Commission and the California Public Utilities Commission were contacted
for the purpose of balancing tribal perspectives, although the scope of this study and its primary goal
were more narrowly confined to providing tribal perspectives. Future studies may expand the scope
of this paper and conduct thorough research on California executive agency and State Legislature
views and experiences with tribal-state relations and energy issues.
1
                                             INTRODUCTION



        California has 106 federally recognized tribes (Ben and Coty 2003). It also has multiple other

non-federally recognized tribes and the largest population of Native Americans within any state in the

country. California is diverse in its geography, environment, demographics, and economic bases;

California tribes demonstrate similar diversity. California is one of the most environmentally

progressive states and is a national leader in the development of renewable resources4 (CEC Integrated

Energy Policy Report 2007: 101). Over the past three decades, the state has created one of the largest

and most diverse renewable generation portfolios in the world (CEC Integrated Energy Policy Report

2007: 101). It also has the world’s eighth largest economy (CEC Integrated Energy Policy Report

2007: 16). Given this unique status, combined with the notable number of Native peoples in the state,

California energy policy’s impact on tribes should also be considered and discussed. The hypothesis –

and the impetus for this thesis – was that California tribes have not sufficiently, nor justly, been

incorporated into state energy policy debates and existing energy programs.

        The focus of this research has been on the State of California’s energy policy process and

energy development/efficiency program support for Native American tribes and communities. The

two areas that this study highlights are: (1) inclusion (e.g., consultation and collaboration) of tribes in

the state energy policy process and program development; mutually beneficial partnerships; tribal-

state relations and; (2) degree of state funding, education, and technical assistance for tribes to

develop renewable energy resources and energy efficiency programs.

        There is currently a lack of information in journals, few symposiums/conferences with no

written conclusions or reports, and no previous or existing studies by California state

agencies/departments in this issue realm. This study is the first to address the confluence of California

4
 California leads the U.S. in electricity generation from non-hydroelectric renewable energy sources, including
geothermal power, wind power, fuel wood, landfill gas, and solar power. California also produces the most
hydroelectric power, second only to Washington State (EIA State Energy Profiles, California).
2
tribes and state energy policy/programs, and to provide conclusions and suggest prescriptions.

Qualitative assessments have been conducted to write this thesis, but further data was needed to fill

this research gap. Thus, this study involved interviews with the tribal government officials themselves

so as to gain a tribal perspective. The interview subjects mostly serve in leading positions within their

tribal natural resources/environmental protection departments/agencies and are most familiar with

environmental/energy issues for the tribes. These interviews greatly complemented, strengthened, and

clarified the qualitative assessment of information sources such as books (about tribal-state relations),

journal articles, organization publications, state government documents/records,5 state legislation, and

legal texts consulted for this research.




5
    Correspondence with California agencies helped in the assessment of state agency reports and programs.
115
                                                 CONCLUSION



Summary of Key Findings, Gaps in Thesis Study, and Call for Further Research

        Originally, this study planned to interview at least one tribe from almost every county in

California that contains tribes (for geographic representation). California tribes were originally

selected based on several other factors: reservation/rancheria size, enrollment, affluence (determined

by per capita income and resort/gaming operations), and whether they have their own natural resources

department.6 However, this list of 31 tribes had to be altered due to lack of response and time

constraints. Nonetheless, the seven tribal government officials interviewed in this study reveal a trend

that substantiates and proves the hypothesis of this study: California tribes have not sufficiently, nor

justly, been incorporated into state energy policy debates and existing energy programs. More

specifically, key findings for this study are as follows:

           Bearing in mind that California has the largest population of Native Americans out

            of any state in the nation, the state’s tribal-state relations political structure is

            underdeveloped compared to other state models.

           Virtually no tribal-state consultation or collaborative frameworks exist for energy

            issues, policies, and programs.

           State support (i.e., funding, educational assistance, technical assistance, and project

            planning assistance) for tribes’ energy needs and interests appears minimal to

            nonexistent. Outreach by state energy agencies is not specifically geared toward

            tribes.7 The majority of energy development and energy efficiency support comes



6
  Statistics and characteristics from Tiller’s Guide to Indian Country: Economic Profiles of American Indian
Reservations (2005) were used in the original selection process. This resource can provide an excellent starting
point for selection of tribes in future studies.
7
  A prescription for tribes at the present time is to take the initiative to contact state agencies to find out about
energy policies and programs rather than wait for state agencies to contact and consult with them.
116
            from the federal government, with the DOE, HUD, EPA, etc. providing almost all

            energy-related outreach.

           California appears to leave tribal energy matters to the federal government, which is

            detrimental because of increasing devolution, where tribes and states must learn to

            work together, and because federal support is not without its gaps and limitations.

           Tribal-state relations history in California, and the ways that state and tribal

            governments perceive each other, needs to be acknowledged and repaired as a

            precondition for forging future relationships. Tribes are hopeful for win-win

            situations between tribes and the State of California.

           As confirmed by this study, tribes believe that energy development and energy

            conservation measures will strongly and positively impact tribal sovereignty and

            self-governance.

These findings warrant further attention. Interviews with a greater number of tribes throughout

California would make an even stronger argument for tribes to bring to the state government.8

        Inevitably, there is variation in interview subjects’ knowledge of energy issues and

involvement in tribal-state relations. Perhaps responses were more strongly influenced by personal

beliefs and feelings in some cases; a larger number of tribal interviews could remedy any bias that may

exist. Still, the individuals who were interviewed represented their tribes for this study, and they all

serve in leading environmental positions for their reservations/rancherias. They agreed to participate

due to their belief that they were the most appropriate contact in their tribes for the premise of this

study. It is also my belief that they have given very candid responses due to their trust in the promise

of not disclosing their identities, and due to their belief that this study is genuinely intended to benefit


8
 In addition, future studies should interview state officials to get their opinion and interpretation of the state of
affairs. Future studies may also want to look at comparably sized government bodies such as townships and
villages to see if such entities report frequent contact with the state for energy matters; if so, this could make an
even stronger case for neglect of tribal nations.
117
all tribes in California. Hopefully, tribes will utilize these findings and generate discussion among

themselves, question state energy agencies’ roles in tribal-state relations, and bring the words and

concerns of tribes themselves to the California government.



Generating Greater Discussion about Energy Policy Impacts – and Policy Impacts in General –

on CA Tribes

       Where do tribal governments fit in moving California, America, and the world to a post-fossil

fuels economy? Electric industry restructuring, energy policy reform, and energy efficiency program

development are here in California, and tribes should not be to only ones in the state to ask what this

means in terms of service and welfare for Native American communities and Indian Country.

       The good news is that tribal-state relations with respect to energy issues is not a conflict over

territorial boundaries and jurisdiction. Rather, it is about incorporating tribes into the state energy

policy process and state energy programs. But the degree to which California tribes are considered and

included in the state’s energy policy process and programs is still an issue of sovereignty at its core.

Alternatives to state-centrism and a zero-sum perception of tribal-state relationships are possible and

need to be pursued to create “positive-sum tribal-state relationships” (Cornell and Taylor 2000: 4).

Energy and climate problems transcend political boundaries and require new frameworks to solves

these problems. California tribes are impacted by energy policy and program choices that the state

makes, and the state is also impacted by tribal energy development decisions. Tribes need to be

viewed as both sovereign governments, with a right to consultation, collaboration, and support – a

right to seats at the table as fellow sovereign nations sharing the same geography – as well as partners

in solving energy and climate issues. Moving beyond an obsessive concern with restricting tribal

sovereignty and ending neglect for energy policy’s impact on tribal welfare is a necessary task for

California. California’s formal recognition of tribal sovereignty is a necessary first step in forming

tribal-state cooperative relationships, as we see in several state models.
118
       Tribal governments have begun to take advantage of self-determination, and they have begun to

take their place in U.S. federalism through tri-federalism (i.e., power shared among tribes, states, and

the federal government). Tribal recognition came in President Bill Clinton’s Executive Order 13084

issued on May 1998, entitled “Consultation and Coordination with Indian Tribal Governments”

(Mason 2002: 97). Similarly, a new dimension should be added to tri-federalism where tribes and

states engage in positive power-sharing – consultation and collaboration – in such a way that affirms

and upholds tribes’ status as co-existing sovereign nations with legitimate and important roles in our

vital renewable energy future.

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CA Energy Policy & Tribes: Lack of Consultation & Representation

  • 1. California Energy Policy & Native American Tribes: Consultation, Collaboration, and Support for Renewable Energy Development and Energy Efficiency Programs by Amanda C. Cárdenas A thesis submitted in partial fulfillment of the requirements for the degree of Master of Science (Environment & Resources) at the Nelson Institute for Environmental Studies University of Wisconsin – Madison 2008
  • 2. ii “America is at an unsustainable place where we’ve consumed half of the world’s known oil and combusted ourselves to the edge of oblivion in terms of global climate change. The challenge is how you transform that to an economy that is more sustainable. A lot of traditional teachings that are indigenous about land management—underburning growth, forestry—are philosophical teachings that have merit. My reservation is doing this renewable-energy program out of locally produced and renewable [sources], in terms of wind energy, biofuel, solar.” ~Winona LaDuke (Anishinaabe), Native American activist, environmentalist, economist, and writer “We call for a more sustainable and culturally appropriate development that is guided by the values and teachings of our ancestors. We call for an economic base that would truly empower our people rather then the pockets of transnational corporations, western cities, tribal, state and federal government. We call for an end to the colonization of our lands for energy purposes and we demand a better government that is more accountable to the people.” ~Roberto Nutlouis, of the Indigenous Youth Coalition of Pinon, a small community on the Navajo reservation, a member of the Black Mesa Water Coalition and part of the IEN youth committee
  • 3. iii Table of Contents Acknowledgements ……………………………………………………………………... v – vi Foreword …………………………………………………………………………....... vii - viii Introduction ………………………………………………………………………............ 1 – 2 Chapter One ………………………………………………………………………......... 3 – 16  Overview of California Indian History and Its Uniqueness  Political and Legal Context Chapter Two ……………………………………………………………………………17 – 34  Tribal-State Cooperative Relationships/Intergovernmental Agreements  Importance of Energy Policies/Programs and Native Americans  Federal Support for Indian Energy Efficiency and Renewable Resource Development  California Energy Law, Policy, and Program Context  California Energy Policy’s Relevance to Tribes Chapter Three …………………………………………………………………………. 35 – 51  State of Knowledge: Energy-Related State Agencies and Their Studies and Reports  California Energy-Related Legislative Committees  California Legislative Committees/Caucuses/Task Forces and Executive Agencies (Commissions and Offices) for Native Americans  California Legislation for Consultation/Cooperation with Tribes Chapter Four: Interviews with California Tribes …………………………………..…. 52 – 78  Purpose of Interviewing  Interview Design, Selection, and Response Rate  Interview Results and Analysis: Trends in Responses Chapter Five ………………………………………………………………………….. 79 – 98  Tribal-State Relations in Both Branches  Varying Degrees of Consultation and Cooperative Policies, Commissions, and Committees on Indian Affairs  Applicable Models for CA & Prescriptive Conclusions for the CA Government Chapter Six ………………………………………………………………………....... 99 – 114  Prescriptions for California  Avenues to Expand Native American Voice/Representation in CA Government’s Energy Affairs: What Tribes Can Do
  • 4. iv Conclusion …………………………………………………………………………. 115 – 118  Summary of Key Findings, Gaps in Thesis Study, and Call for Further Research  Generating Greater Discussion about Energy Policy Impacts – and Policy Impacts in General – on CA Tribes Appendix 1 …………………………………………………………………………. 119 – 131  Maps, Figures, & Tables Appendix 2 …………………………………………………………………………. 132 – 142  Interview Information Appendix 3 …………………………………………………………………………. 143 – 146  Research Approval and Consent Forms Appendix 4 …………………………………………………………………………. 147 – 148  Acronyms Literature Cited/Consulted ………………………………………………………… 149 – 155
  • 5. v ACKNOWLEDGEMENTS This thesis has required much patience, persistence, and faith. I am grateful for my advisors willing to work within my short time frame and see me through with their encouragement and support. This topic has been a challenging one, but one that has been illuminated through interviews with participating tribes. With great appreciation, I want to acknowledge the candid input, time, and trust given by the Ewiiaapaayp Indian Reservation (Ewiiaapaayp Band of Kumeyaay, formerly Cuyapaipe), Hoopa Valley Reservation (Hupa), Lone Pine Reservation (Paiute and Shoshone), Picayune Rancheria (Chukchansi), Robinson Rancheria (Eastern Pomo), Santa Ynez Reservation (Chumash), and Susanville Indian Rancheria (Paiute, Maidu, Pit River, and Washoe). Participation was not easy to acquire for this study, and their perspectives have provided representative voices even for those California tribes not interviewed. Textual materials can only lend so much to research; interviews with tribal government officials greatly strengthened this study by filling in the gaps and lending greater credibility to the state of affairs in California with respect to tribal- state relations and energy policy. Additionally, I appreciate the prompt communication with the California Energy Commission (Assistant Director of Policy Development; Deputy Directors of the Energy Efficiency and Renewables Division, the Electricity Supply Analysis Division, the Energy Research and Development Division, the Fuels and Transportation Division, and the Energy Facilities Siting Division; former Project Manager for the 2007 Integrated Energy Policy Report; and Public Advisor) and the California Public Utilities Commission (Transmission Permitting Advisor). Not least important, I would like to thank my parents for taking such interest in and supporting my passion for environmental policy
  • 6. vi and Native American issues. Passion is the key to a good argument and good writing, and they have fostered my passion for the environment and justice since an early age.
  • 7. vii FOREWORD Although the subject of California energy policy and tribes must inevitably have some informal discussion, the overall state of affairs was not previously assessed nor written about by the state government, tribes, or other organizations. No documents have been produced that address this question of tribal-state consultation and collaboration, as well as state support for renewable energy development and energy efficiency in California Indian Country. California lacks a sovereignty accord, legislative committee on tribal affairs, executive commission on tribal-state relations, and presently has no Native Americans serving in the State Legislature. This is shocking, considering the vast number1 of Native Americans in the state. Moreover, energy development and efficiency programs are more extensive in California compared to any other state, and yet tribes appear to have no place at the policy-making table and are barely consulted. Most tribes in California are just beginning to learn about energy issues, either on their own initiative or from federal agencies. Still, there is a lack of interaction between tribes and the state when it comes to energy policy-making and program creation. Tribes are very much viewed through the lens of gaming, which continues to be a barrier in tribal-state relations in addition to the unique history of tribal-state relations that is not too long ago to be considered a remnant of the distant past. This thesis aims to determine the degree and type of incorporation of California tribes in the state government’s energy policy discussions. 106 federally recognized tribes means 1 In 2004, the U.S. Census Bureau reported that there are 687,400 Native Americans in California, the highest total of any state in the nation (http://www.census.gov/Press- Release/www/releases/archives/facts_for_features_special_editions/005684.html).
  • 8. viii 106 sovereign nations within California, not just a single minority population (Map in Appendix 1). The impacts of energy are huge, especially in a state with major electric industry restructuring, blackout crises, and mass renewable energy development and energy efficiency programs. This thesis is not without gaps and limitations, but my hope is that it provides tribes and others with proof of the matter that can then be used to bring about change to this unfortunate conclusion.2 I began this thesis with the intention of laying the foundation for further pursuit of this topic, which needs more attention. It is therefore not perfect, but it is revealing. More studies are necessary, which would ideally collect data from even more tribes in California and bring the findings to the state government and general public. Further, seeking state agency perspectives and input3 would help to balance tribes’ perspectives provided by this study. Renewable energy development and energy efficiency are crucial to increasing tribal sovereignty and self-determination, which will bring much greater welfare to California tribes. 2 The primary conclusion is that California tribes have not sufficiently, nor justly, been incorporated into state energy policy debates and existing energy programs. The findings of this study do not imply that tribes have purposely been excluded, but rather, that tribes have been overlooked and neglected by California in its energy affairs. The intention of this paper is not to be antagonistic. It is not meant to take a completely neutral or complacent position either but to highlight present deficiencies and to suggest improvements on the part of the State of California. 3 The California Energy Commission and the California Public Utilities Commission were contacted for the purpose of balancing tribal perspectives, although the scope of this study and its primary goal were more narrowly confined to providing tribal perspectives. Future studies may expand the scope of this paper and conduct thorough research on California executive agency and State Legislature views and experiences with tribal-state relations and energy issues.
  • 9. 1 INTRODUCTION California has 106 federally recognized tribes (Ben and Coty 2003). It also has multiple other non-federally recognized tribes and the largest population of Native Americans within any state in the country. California is diverse in its geography, environment, demographics, and economic bases; California tribes demonstrate similar diversity. California is one of the most environmentally progressive states and is a national leader in the development of renewable resources4 (CEC Integrated Energy Policy Report 2007: 101). Over the past three decades, the state has created one of the largest and most diverse renewable generation portfolios in the world (CEC Integrated Energy Policy Report 2007: 101). It also has the world’s eighth largest economy (CEC Integrated Energy Policy Report 2007: 16). Given this unique status, combined with the notable number of Native peoples in the state, California energy policy’s impact on tribes should also be considered and discussed. The hypothesis – and the impetus for this thesis – was that California tribes have not sufficiently, nor justly, been incorporated into state energy policy debates and existing energy programs. The focus of this research has been on the State of California’s energy policy process and energy development/efficiency program support for Native American tribes and communities. The two areas that this study highlights are: (1) inclusion (e.g., consultation and collaboration) of tribes in the state energy policy process and program development; mutually beneficial partnerships; tribal- state relations and; (2) degree of state funding, education, and technical assistance for tribes to develop renewable energy resources and energy efficiency programs. There is currently a lack of information in journals, few symposiums/conferences with no written conclusions or reports, and no previous or existing studies by California state agencies/departments in this issue realm. This study is the first to address the confluence of California 4 California leads the U.S. in electricity generation from non-hydroelectric renewable energy sources, including geothermal power, wind power, fuel wood, landfill gas, and solar power. California also produces the most hydroelectric power, second only to Washington State (EIA State Energy Profiles, California).
  • 10. 2 tribes and state energy policy/programs, and to provide conclusions and suggest prescriptions. Qualitative assessments have been conducted to write this thesis, but further data was needed to fill this research gap. Thus, this study involved interviews with the tribal government officials themselves so as to gain a tribal perspective. The interview subjects mostly serve in leading positions within their tribal natural resources/environmental protection departments/agencies and are most familiar with environmental/energy issues for the tribes. These interviews greatly complemented, strengthened, and clarified the qualitative assessment of information sources such as books (about tribal-state relations), journal articles, organization publications, state government documents/records,5 state legislation, and legal texts consulted for this research. 5 Correspondence with California agencies helped in the assessment of state agency reports and programs.
  • 11. 115 CONCLUSION Summary of Key Findings, Gaps in Thesis Study, and Call for Further Research Originally, this study planned to interview at least one tribe from almost every county in California that contains tribes (for geographic representation). California tribes were originally selected based on several other factors: reservation/rancheria size, enrollment, affluence (determined by per capita income and resort/gaming operations), and whether they have their own natural resources department.6 However, this list of 31 tribes had to be altered due to lack of response and time constraints. Nonetheless, the seven tribal government officials interviewed in this study reveal a trend that substantiates and proves the hypothesis of this study: California tribes have not sufficiently, nor justly, been incorporated into state energy policy debates and existing energy programs. More specifically, key findings for this study are as follows:  Bearing in mind that California has the largest population of Native Americans out of any state in the nation, the state’s tribal-state relations political structure is underdeveloped compared to other state models.  Virtually no tribal-state consultation or collaborative frameworks exist for energy issues, policies, and programs.  State support (i.e., funding, educational assistance, technical assistance, and project planning assistance) for tribes’ energy needs and interests appears minimal to nonexistent. Outreach by state energy agencies is not specifically geared toward tribes.7 The majority of energy development and energy efficiency support comes 6 Statistics and characteristics from Tiller’s Guide to Indian Country: Economic Profiles of American Indian Reservations (2005) were used in the original selection process. This resource can provide an excellent starting point for selection of tribes in future studies. 7 A prescription for tribes at the present time is to take the initiative to contact state agencies to find out about energy policies and programs rather than wait for state agencies to contact and consult with them.
  • 12. 116 from the federal government, with the DOE, HUD, EPA, etc. providing almost all energy-related outreach.  California appears to leave tribal energy matters to the federal government, which is detrimental because of increasing devolution, where tribes and states must learn to work together, and because federal support is not without its gaps and limitations.  Tribal-state relations history in California, and the ways that state and tribal governments perceive each other, needs to be acknowledged and repaired as a precondition for forging future relationships. Tribes are hopeful for win-win situations between tribes and the State of California.  As confirmed by this study, tribes believe that energy development and energy conservation measures will strongly and positively impact tribal sovereignty and self-governance. These findings warrant further attention. Interviews with a greater number of tribes throughout California would make an even stronger argument for tribes to bring to the state government.8 Inevitably, there is variation in interview subjects’ knowledge of energy issues and involvement in tribal-state relations. Perhaps responses were more strongly influenced by personal beliefs and feelings in some cases; a larger number of tribal interviews could remedy any bias that may exist. Still, the individuals who were interviewed represented their tribes for this study, and they all serve in leading environmental positions for their reservations/rancherias. They agreed to participate due to their belief that they were the most appropriate contact in their tribes for the premise of this study. It is also my belief that they have given very candid responses due to their trust in the promise of not disclosing their identities, and due to their belief that this study is genuinely intended to benefit 8 In addition, future studies should interview state officials to get their opinion and interpretation of the state of affairs. Future studies may also want to look at comparably sized government bodies such as townships and villages to see if such entities report frequent contact with the state for energy matters; if so, this could make an even stronger case for neglect of tribal nations.
  • 13. 117 all tribes in California. Hopefully, tribes will utilize these findings and generate discussion among themselves, question state energy agencies’ roles in tribal-state relations, and bring the words and concerns of tribes themselves to the California government. Generating Greater Discussion about Energy Policy Impacts – and Policy Impacts in General – on CA Tribes Where do tribal governments fit in moving California, America, and the world to a post-fossil fuels economy? Electric industry restructuring, energy policy reform, and energy efficiency program development are here in California, and tribes should not be to only ones in the state to ask what this means in terms of service and welfare for Native American communities and Indian Country. The good news is that tribal-state relations with respect to energy issues is not a conflict over territorial boundaries and jurisdiction. Rather, it is about incorporating tribes into the state energy policy process and state energy programs. But the degree to which California tribes are considered and included in the state’s energy policy process and programs is still an issue of sovereignty at its core. Alternatives to state-centrism and a zero-sum perception of tribal-state relationships are possible and need to be pursued to create “positive-sum tribal-state relationships” (Cornell and Taylor 2000: 4). Energy and climate problems transcend political boundaries and require new frameworks to solves these problems. California tribes are impacted by energy policy and program choices that the state makes, and the state is also impacted by tribal energy development decisions. Tribes need to be viewed as both sovereign governments, with a right to consultation, collaboration, and support – a right to seats at the table as fellow sovereign nations sharing the same geography – as well as partners in solving energy and climate issues. Moving beyond an obsessive concern with restricting tribal sovereignty and ending neglect for energy policy’s impact on tribal welfare is a necessary task for California. California’s formal recognition of tribal sovereignty is a necessary first step in forming tribal-state cooperative relationships, as we see in several state models.
  • 14. 118 Tribal governments have begun to take advantage of self-determination, and they have begun to take their place in U.S. federalism through tri-federalism (i.e., power shared among tribes, states, and the federal government). Tribal recognition came in President Bill Clinton’s Executive Order 13084 issued on May 1998, entitled “Consultation and Coordination with Indian Tribal Governments” (Mason 2002: 97). Similarly, a new dimension should be added to tri-federalism where tribes and states engage in positive power-sharing – consultation and collaboration – in such a way that affirms and upholds tribes’ status as co-existing sovereign nations with legitimate and important roles in our vital renewable energy future.