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Bridge Therapy in Hepatocellular Carcinoma Before Liver
Transplantation: The Experience of Two Chilean Centers
M. Vivanco, M. Gabrielli, N. Jarufe, R. Humeres, H. Rios, J.M. Palacios, R. Zapata, E. Sanhueza,
J. Contreras, G. Rencore, R. Rossi, J. Martınez, R. Pérez, J. Guerra, M. Arrese, E. Figueroa, A. Soza,
                                           ´
R. Yáñes, and J. Hepp


            ABSTRACT
            Background. Orthotopic liver transplantation (OLT) is currently an established therapy
            for small, early-stage hepatocellular carcinoma (HCC) within the Milan criteria. Long
            waiting times due to the shortage of donor organs can result in tumor progression and
            drop-out from OLT candidacy. Therefore a wide variety of procedures are necessary
            before OLT. The aim of this retrospective study was to review our experience in relation
            to bridge therapy prior to OLT for HCC.
            Methods. This was a retrospective database review of all of the patient who underwent
            transplantation in our institutions between January 1993 and June 2009. We analyzed
            patients with a diagnosis of HCC in the explant.
            Results. Among 29 patients, including 12 who were diagnosed by the explant and 17
            prior to transplantation, 88% underwent bridge therapy during a mean waiting time to
            OLT of 12 months. Among the 23 procedures, namely 1.5 procedures per patient, included
            most frequently chemoembolization (48%), alcohol ablation (30%), radiofrequency
            ablation (13%), and surgery (9%). Thirty-three percent of the explants contained lesions
            within the Milan criteria. In our series the 5-year survival rate for patients transplanted for
            HCC was 86%; in the bridge therapy group, it was 73%.
            Conclusions. The incidence of patients who underwent bridge therapy (52%) was
            similar to other reported experiences, but the fulfillment of Milan criteria in the explants
            was lower. Among the bridge therapy group, the survival was slightly lower, probably
            because this group displayed more advanced disease.


      EPATOCELLULAR carcinoma (HCC) is the most                 liver-directed therapies are necessary. They encompass a
H      common malignant tumor of the liver. It is the fifth
most common malignancy in men and the eighth in women.1
                                                                broad range of modalities including transarterial chemo-
                                                                therapy (TACE), alcohol ablation (AA), radiofrequency
Although palliative treatment algorithms vary among cen-        thermal ablation (RFA), and surgery (SU).5 Our aim was to
ters, transplantation, resection, or both offers the only
chance for a cure.2 Most HCC develop in the setting of
cirrhosis; therefore, many patients with HCC are not can-
didates for hepatic resection due to inadequate functional         From the Liver Transplantation Program School of Medicine
hepatic reserve. In this scenario orthotopic liver transplan-   (M.G., N.J., J.M., R.P., J.G., M.A., E.F., A.S., R.Y.), Pontificia
tation (OLT) offers the best results in terms of overall and    Universidad Católica de Chile, and Liver Transplantation Pro-
                                                                gram Clınica Alemana (M.V., R.H., H.R., J.M.P., R.Z., E.S., J.C.,
                                                                        ´
disease-free survival among selected patients.3 These pa-
                                                                G.R., R.R., J.H.), Santiago, Chile.
tients must have a single tumor measuring Յ5 cm in                 Address reprint requests to Juan Hepp Kuschel, Chief Clınica
                                                                                                                             ´
diameter or no more than 3 tumors each not exceeding 3 cm       Alemana Transplantation Program, Professor of Surgery Fac-
plus no proven vascular invasion. In this setting the 4-year    ultad de Medicina Clınica Alemana-Universidad del Desarrolio,
                                                                                      ´
survival rate is 85% and the recurrence-free survival rate is   Avenida Vitacura #5951 Vitacura, Santiago, Chile. E-mail: jhepp@
92%.4 To maintain patients within these criteria until OLT,     alemana.cl

0041-1345/10/$–see front matter                                                    © 2010 by Elsevier Inc. All rights reserved.
doi:10.1016/j.transproceed.2009.11.019                                     360 Park Avenue South, New York, NY 10010-1710


296                                                                           Transplantation Proceedings, 42, 296 –298 (2010)
BRIDGE THERAPY IN HCC                                                                                                             297


assess the outcomes of patients with HCC treated with OLT
who were previously treated with liver-directed therapies.


METHODS
This study was a nonconcurrent, cohort design based on databases
received between 1993 and 2009. We obtained the characteristics of
every as well as selected patients with an HCC diagnosis prior to
transplantation and in the explant. We analyzed demographics,
liver-directed therapies, and survival. The mean follow-up was 4
years. Survival plots were estimated using the Kaplan-Meier
method with survival differences analyzed with the log-rank test.
The closing date for the survival analysis was August 31, 2009. The
SPSS program 15.0 for Windows was used for statistical analyses
with a significance level defined as Ͻ.05.


RESULTS
During the study period 250 OLTs were performed in                    Fig 1.   Overall survival of bridge therapy group vs no bridge
adults, including 29 subjects with HCC; this diagnosis was                                         therapy.
confirmed preoperatively in 17 patients and upon histolog-
ical examination of the explanted liver in 12.                        DISCUSSION
   OLT for HCC represented 11.6% of all transplanted
cases. The patients were predominantly men, ranging in age            In our study there was a significant difference in survival
from 15–71 years. The mean waiting time was 12 months                 between transplant recipients with versus without liver-targeted
until the liver transplantation. Table 1 shows the demo-              therapies. Patients undergoing these therapies displayed more
graphic characteristics of all patients.                              advanced disease. In the majority of patients who did not
   Among the patients in whom the diagnosis was made                  receive therapies before transplantation, the HCC was an
before transplantation, 88%(15) had received 23 prior                 incidental finding in the explants. In 2008 Freeman et al6
liver-target therapies: TACE (48%), RFA (30%), AA                     reported a significant survival difference between patients with
(13%), and SU (9%).                                                   or without bridge therapy among recipients of liver and
   At the end of the study 11 patients from the liver-targeted        intestinal transplantations in the United States. But the report
therapies group were alive. The 5-year overall survival rate          included a limited number of patients with an obvious selec-
of patients who had therapies before transplantation was              tion bias. The bridge therapies group showed low rates of
73%. If we divided this group based upon whether they met             fulfillment of the Milan criteria (33%), although the survival
Milan criteria in the explant, the 5-year survival rate for           rate in this group was unexpectedly high (70%), which may be
those who did was 91% versus 66%. Figure 1 shows the                  explained by tumor size not only being the single prognostic
overall survivals for transplant recipients with versus with-
out liver-targeted therapies; Figure 2 shows the overall
survival for transplant recipients with liver-targeted thera-
pies according to fulfillment of the Milan criteria.

               Table 1. Demographic Characteristics
                                  HCC              Other Diagnoses

Transplants (n)                   29                   221
Age (y)                           56‫ء‬                   48
Male (%)                          77.8‫ء‬                 44.7
Female (%)                        22.2                  55.3*
Cause of liver disease
  Hepatitis C virus (%)           44‫ء‬                   15.7*
  Hepatitis B virus (%)            0                     1.3†
  Alcohol (%)                     31‫ء‬                   10.7
Child-Pugh class n (%)
  A                                8                     —
  B                               17                     —
  C                                4                     —
 *P Ͻ .05.                                                            Fig 2. Overall survival of bridge therapy group and Milan
 †
   Not significant.                                                    criteria fulfillment.
298                                                                                             VIVANCO, GABRIELLI, JARUFE ET AL


factor. As suggested by Del Gaudio et al,7 vascular invasion and         2. LLovet JM, Burroughs A, Bruix J: Hepatocellular carcinoma.
alfa fetoprotein Ͼ300 mg/dL prior to transplantation are negative     Lancet 362:1907, 2003
                                                                         3. Schwartz M: Liver transplantation in patients with hepatocel-
prognostic factors, affecting the long-term survival and disease-     lular carcinoma. Liver Transplant 10:81, 2004
free survival.                                                           4. Mazzaferro V, Regalia E, Doci R, et al: Liver transplantation
   An important issue in OLT for HCC is the length of                 for the treatment of small hepatocellular carcinomas in patients
waiting time for a suitable graft. Some studies have re-              with cirrosis. N Engl J Med 334:693, 1996
ported that waiting time is an important prognostic factor               5. Lencioni R, Crocetti L: A critical appraisal of the literature
                                                                      on local ablative therapies for hepatocellular carcinoma. Clin Liver
for survival.8,9 In our cohort the mean waiting time was 12           Dis 9:302, 2005
months. Llovet et al10 reported that 23% of patients                     6. Freeman RB, Steffick DE, Guidinger MK, et al: Liver and
dropped out during the first 6 months while waiting due to             intestine transplantation in the United States, 1997–2006. Am J
tumor progression.                                                    Transplant 8:958, 2008
                                                                         7. Del Gaudio M, Grazi GL, Principe A, et al: Influence of
   Bridge therapy was a valid option for patients awaiting            prognostic factors on the outcome of liver transplantation for
transplantation in our experience due to the scare organ              hepatocellular carcinoma on cirrhosis: a univariate and multivari-
donations. Although survival was not markedly enhanced by             ate analysis. Hepatogastroenterology 51:510, 2004
any type of therapy, randomized controlled trials are re-                8. Graziadei IW, Sanmueller H, Waldenberger P, et al: Chemo-
quired to determine the role and application of bridge                embolization followed by liver transplantation for hepatocellular
                                                                      carcinoma impedes tumor progression while on the waiting list and
therapy.                                                              leads to excellent outcome. Liver Transpl 9:557, 2003
                                                                         9. Yao FY, Bass MN, Nikolai B, et al: Liver transplantation for
                                                                      hepatocellular carcinoma: analysis of survival according to the
REFERENCES                                                            intention-to-treat principle and dropout from the waiting list. Liver
                                                                      Transpl 8:873, 2002
  1. El-Serag HB, Davila JA, Petersen NJ, et al: The continuing          10. Lovet JM, Bruix J, Gores GJ: Surgical resection versus
increase in the incidence of hepatocellular carcinoma in the United   transplantation for early hepatocellular carcinoma: clues for the
States: an update. Ann Intern Med 139:817, 2003                       best strategy. Hepatology 31:1119, 2000

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Bridge therapy in hepatocellular carcinoma before liver transplantation

  • 1. Bridge Therapy in Hepatocellular Carcinoma Before Liver Transplantation: The Experience of Two Chilean Centers M. Vivanco, M. Gabrielli, N. Jarufe, R. Humeres, H. Rios, J.M. Palacios, R. Zapata, E. Sanhueza, J. Contreras, G. Rencore, R. Rossi, J. Martınez, R. Pérez, J. Guerra, M. Arrese, E. Figueroa, A. Soza, ´ R. Yáñes, and J. Hepp ABSTRACT Background. Orthotopic liver transplantation (OLT) is currently an established therapy for small, early-stage hepatocellular carcinoma (HCC) within the Milan criteria. Long waiting times due to the shortage of donor organs can result in tumor progression and drop-out from OLT candidacy. Therefore a wide variety of procedures are necessary before OLT. The aim of this retrospective study was to review our experience in relation to bridge therapy prior to OLT for HCC. Methods. This was a retrospective database review of all of the patient who underwent transplantation in our institutions between January 1993 and June 2009. We analyzed patients with a diagnosis of HCC in the explant. Results. Among 29 patients, including 12 who were diagnosed by the explant and 17 prior to transplantation, 88% underwent bridge therapy during a mean waiting time to OLT of 12 months. Among the 23 procedures, namely 1.5 procedures per patient, included most frequently chemoembolization (48%), alcohol ablation (30%), radiofrequency ablation (13%), and surgery (9%). Thirty-three percent of the explants contained lesions within the Milan criteria. In our series the 5-year survival rate for patients transplanted for HCC was 86%; in the bridge therapy group, it was 73%. Conclusions. The incidence of patients who underwent bridge therapy (52%) was similar to other reported experiences, but the fulfillment of Milan criteria in the explants was lower. Among the bridge therapy group, the survival was slightly lower, probably because this group displayed more advanced disease. EPATOCELLULAR carcinoma (HCC) is the most liver-directed therapies are necessary. They encompass a H common malignant tumor of the liver. It is the fifth most common malignancy in men and the eighth in women.1 broad range of modalities including transarterial chemo- therapy (TACE), alcohol ablation (AA), radiofrequency Although palliative treatment algorithms vary among cen- thermal ablation (RFA), and surgery (SU).5 Our aim was to ters, transplantation, resection, or both offers the only chance for a cure.2 Most HCC develop in the setting of cirrhosis; therefore, many patients with HCC are not can- didates for hepatic resection due to inadequate functional From the Liver Transplantation Program School of Medicine hepatic reserve. In this scenario orthotopic liver transplan- (M.G., N.J., J.M., R.P., J.G., M.A., E.F., A.S., R.Y.), Pontificia tation (OLT) offers the best results in terms of overall and Universidad Católica de Chile, and Liver Transplantation Pro- gram Clınica Alemana (M.V., R.H., H.R., J.M.P., R.Z., E.S., J.C., ´ disease-free survival among selected patients.3 These pa- G.R., R.R., J.H.), Santiago, Chile. tients must have a single tumor measuring Յ5 cm in Address reprint requests to Juan Hepp Kuschel, Chief Clınica ´ diameter or no more than 3 tumors each not exceeding 3 cm Alemana Transplantation Program, Professor of Surgery Fac- plus no proven vascular invasion. In this setting the 4-year ultad de Medicina Clınica Alemana-Universidad del Desarrolio, ´ survival rate is 85% and the recurrence-free survival rate is Avenida Vitacura #5951 Vitacura, Santiago, Chile. E-mail: jhepp@ 92%.4 To maintain patients within these criteria until OLT, alemana.cl 0041-1345/10/$–see front matter © 2010 by Elsevier Inc. All rights reserved. doi:10.1016/j.transproceed.2009.11.019 360 Park Avenue South, New York, NY 10010-1710 296 Transplantation Proceedings, 42, 296 –298 (2010)
  • 2. BRIDGE THERAPY IN HCC 297 assess the outcomes of patients with HCC treated with OLT who were previously treated with liver-directed therapies. METHODS This study was a nonconcurrent, cohort design based on databases received between 1993 and 2009. We obtained the characteristics of every as well as selected patients with an HCC diagnosis prior to transplantation and in the explant. We analyzed demographics, liver-directed therapies, and survival. The mean follow-up was 4 years. Survival plots were estimated using the Kaplan-Meier method with survival differences analyzed with the log-rank test. The closing date for the survival analysis was August 31, 2009. The SPSS program 15.0 for Windows was used for statistical analyses with a significance level defined as Ͻ.05. RESULTS During the study period 250 OLTs were performed in Fig 1. Overall survival of bridge therapy group vs no bridge adults, including 29 subjects with HCC; this diagnosis was therapy. confirmed preoperatively in 17 patients and upon histolog- ical examination of the explanted liver in 12. DISCUSSION OLT for HCC represented 11.6% of all transplanted cases. The patients were predominantly men, ranging in age In our study there was a significant difference in survival from 15–71 years. The mean waiting time was 12 months between transplant recipients with versus without liver-targeted until the liver transplantation. Table 1 shows the demo- therapies. Patients undergoing these therapies displayed more graphic characteristics of all patients. advanced disease. In the majority of patients who did not Among the patients in whom the diagnosis was made receive therapies before transplantation, the HCC was an before transplantation, 88%(15) had received 23 prior incidental finding in the explants. In 2008 Freeman et al6 liver-target therapies: TACE (48%), RFA (30%), AA reported a significant survival difference between patients with (13%), and SU (9%). or without bridge therapy among recipients of liver and At the end of the study 11 patients from the liver-targeted intestinal transplantations in the United States. But the report therapies group were alive. The 5-year overall survival rate included a limited number of patients with an obvious selec- of patients who had therapies before transplantation was tion bias. The bridge therapies group showed low rates of 73%. If we divided this group based upon whether they met fulfillment of the Milan criteria (33%), although the survival Milan criteria in the explant, the 5-year survival rate for rate in this group was unexpectedly high (70%), which may be those who did was 91% versus 66%. Figure 1 shows the explained by tumor size not only being the single prognostic overall survivals for transplant recipients with versus with- out liver-targeted therapies; Figure 2 shows the overall survival for transplant recipients with liver-targeted thera- pies according to fulfillment of the Milan criteria. Table 1. Demographic Characteristics HCC Other Diagnoses Transplants (n) 29 221 Age (y) 56‫ء‬ 48 Male (%) 77.8‫ء‬ 44.7 Female (%) 22.2 55.3* Cause of liver disease Hepatitis C virus (%) 44‫ء‬ 15.7* Hepatitis B virus (%) 0 1.3† Alcohol (%) 31‫ء‬ 10.7 Child-Pugh class n (%) A 8 — B 17 — C 4 — *P Ͻ .05. Fig 2. Overall survival of bridge therapy group and Milan † Not significant. criteria fulfillment.
  • 3. 298 VIVANCO, GABRIELLI, JARUFE ET AL factor. As suggested by Del Gaudio et al,7 vascular invasion and 2. LLovet JM, Burroughs A, Bruix J: Hepatocellular carcinoma. alfa fetoprotein Ͼ300 mg/dL prior to transplantation are negative Lancet 362:1907, 2003 3. Schwartz M: Liver transplantation in patients with hepatocel- prognostic factors, affecting the long-term survival and disease- lular carcinoma. Liver Transplant 10:81, 2004 free survival. 4. Mazzaferro V, Regalia E, Doci R, et al: Liver transplantation An important issue in OLT for HCC is the length of for the treatment of small hepatocellular carcinomas in patients waiting time for a suitable graft. Some studies have re- with cirrosis. N Engl J Med 334:693, 1996 ported that waiting time is an important prognostic factor 5. Lencioni R, Crocetti L: A critical appraisal of the literature on local ablative therapies for hepatocellular carcinoma. Clin Liver for survival.8,9 In our cohort the mean waiting time was 12 Dis 9:302, 2005 months. Llovet et al10 reported that 23% of patients 6. Freeman RB, Steffick DE, Guidinger MK, et al: Liver and dropped out during the first 6 months while waiting due to intestine transplantation in the United States, 1997–2006. Am J tumor progression. Transplant 8:958, 2008 7. Del Gaudio M, Grazi GL, Principe A, et al: Influence of Bridge therapy was a valid option for patients awaiting prognostic factors on the outcome of liver transplantation for transplantation in our experience due to the scare organ hepatocellular carcinoma on cirrhosis: a univariate and multivari- donations. Although survival was not markedly enhanced by ate analysis. Hepatogastroenterology 51:510, 2004 any type of therapy, randomized controlled trials are re- 8. Graziadei IW, Sanmueller H, Waldenberger P, et al: Chemo- quired to determine the role and application of bridge embolization followed by liver transplantation for hepatocellular carcinoma impedes tumor progression while on the waiting list and therapy. leads to excellent outcome. Liver Transpl 9:557, 2003 9. Yao FY, Bass MN, Nikolai B, et al: Liver transplantation for hepatocellular carcinoma: analysis of survival according to the REFERENCES intention-to-treat principle and dropout from the waiting list. Liver Transpl 8:873, 2002 1. El-Serag HB, Davila JA, Petersen NJ, et al: The continuing 10. Lovet JM, Bruix J, Gores GJ: Surgical resection versus increase in the incidence of hepatocellular carcinoma in the United transplantation for early hepatocellular carcinoma: clues for the States: an update. Ann Intern Med 139:817, 2003 best strategy. Hepatology 31:1119, 2000